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44 18
Articles of Agreement
California WateriWastewater Agency Response Network
WARN 2007 Omnibus Mutual Assistance Agreement
This AGREEMENT is made and entered into by those water and wastewater utilities which have
adopted and signed this agreement to provide mutual assistance in times of emergency in
accordance with the California Emergency Services Act and the California Disaster and Civil
Defense Master Mutual Aid Agreement; and to provide reimbursement for equipment, supplies
and personnel made available on an emergency basis.
All of said water and wastewater utilities being herein referred to collectively as "the parties."
In consideration of the mutual covenants and agreements hereinafter set forth, the parties agree
to provide mutual assistance to one another in times of emergency as follows:
ARTICLE I..
PURPOSE
Recognizing that emergencies may require assistance in the form of personnel, equipment, and
supplies from outside the area of impact, the signatory utilities hereby establish an Intrastate
Program for Mutual Aid and Assistance. Through the Mutual Aid and Assistance Program,
Members coordinate response activities and share resources during emergencies. This
Agreement sets forth the procedures and standards for the administration of the Intrastate
Mutual Aid and Assistance Program and is available to all water and wastewater utilities, public
and private, in the State of California.
ARTICLE II.
DEFINITIONS
A. Authorized Official — An employee or officer of a Member who is authorized to: (1) request
assistance; (2) offer assistance; (3) refuse to offer assistance or (4) withdraw assistance
under this.
B. Emergency— A natural or human caused event or circumstance causing, or imminently
threatening to cause impact to the operations of a member utility's system, loss of life, injury
to person or property, human suffering or financial loss, and includes, but is not limited to,
fire, flood, severe weather, earthquake, civil disturbance, riot, explosion, drought, volcanic
activity, spills or releases of oil or hazardous material, contamination, utility or transportation
emergencies, disease, blight, infestation, intentional acts, sabotage, declaration of war, or
other conditions which is, or is likely to be beyond the control of the services, personnel,
equipment, and facilities of a Member and requires mutual assistance.
C. Member— Any public or private water or wastewater utility that manifests intent to
participate in the Mutual Aid and Assistance Program by executing this, the California
Water/Wastewater Agency Response Network (CaIWARN) Agreement.
D. Associate Member— Any non utility participant, approved by the State Steering Committee,
that provides a support role for the WARN program, for example State Department of Public
CaIWARN Mutual Aid /Asst Agreement 1 Approved and Adopted
September 30, 2007 by Vote of Members
Health, or associations, who are members of the Regional or State Steering Committees
and do not officially sign the WARN agreement.
E. Confidential Information - Any document shared with any signatory to this Agreement that
is marked confidential, including but not limited to any map, report, notes, papers, opinion,
or e-mail which relates to the system vulnerabilities of a Member or Associate Member.
F. Non - Responding Member- A Member that does not provide assistance during a Period of
Assistance under the Mutual Aid and Assistance Program.
G. Requesting Member— A Member who requests assistance under the Mutual Aid and
Assistance Program.
H. Responding Member— A Member that responds to a request for assistance under the
Mutual Aid and Assistance Program.
Period of Assistance — A specified period of time when a Responding Member assists a
Requesting Member. The period commences when personnel, equipment, or supplies
depart from Responding Member's facility and ends when the resources return to their
facility (portal to portal). All protections identified in the Agreement apply during this period.
The specified Period of Assistance may occur during response to or recovery from an
Emergency.
J. National Incident Management System (NIMS) -A national, standardized approach to
incident management and response that sets uniform processes and procedures for
emergency response operations.
K. Standardized Emergency Management System (SEMS) - A standardized approach to
field command and jurisdictional management and response set forth by State of California
Code of Regulations for multi- agency or multi - jurisdictional response to an emergency.
ARTICLE III.
ADMINISTRATION
The administration of the Water/Wastewater Agency Response Network (WARN) will be
through WARN Regional Steering Committees (RSC) and the WARN State Steering Committee
(SSC).
The WARN RSCs will be established by representatives from the Members in that region. A
chair and co -chair will be elected and act as administrators for that region. The chair will
represent the region on the WARN SSC. Each WARN RSC will sponsor an annual meeting for
Members, maintain a data base of all water and wastewater utilities who have signed this
Agreement, and meet as a committee to address concerns and procedures for requesting
mutual assistance in that region. The regions will be comprised of one or more of the six Office
of Emergency Services (OES) mutual aid regions.
The WARN SSC will include the chairs of the regional steering committees, and a
representative from the California Department of Public Health (CDPH), California Utilities
Emergency Association (CUEA), Department of Water Resources (DWR), the American Water
Works Association (AWWA) Emergency Planning Committee, California Rural Water
CalWARN Mutual Aid /Asst Agreement 2 Approved and Adopted
September 30, 2007 by Vote of Members
Association (CRWA) and California Sanitation Risk Management Authority (CSRMA). The SSC
will identify a Chair for the purpose of leading the SSC and act as a point of contact for the
WARN SSC. At a minimum, the WARN SSC will meet annually and issue a list of participating
utilities. The database will be maintained on the WARN website, managed by a volunteer
Member, as appointed by the SSC.
ARTICLE IV.
PROCEDURES
A. In coordination with the Regional Steering Committees, emergency management and public
health system of the state, the State Steering Committee shall develop operational and
planning procedures for the Mutual Aid and Assistance Program. These procedures shall
be consistent with the Standardized Emergency Management System (SEMS) and the
National Incident Management System (NIMS), reviewed at least annually and updated as
needed by the State Steering Committee.
B. Requests for emergency assistance under this Agreement shall be directed to the
appropriate Authorized Official(s) from the list of Members.
C. Consistent with SEMS, when more than one County is impacted by a disaster, requests for
mutual assistance under this Agreement may be channeled through the CUEA Utility
Operation Center to ensure maximum effectiveness in allocating resources to the highest
priority needs.
ARTICLE V.
REQUESTS FOR ASSISTANCE
In general, assistance will be in the form of resources, such as equipment, supplies, and
personnel. Assistance shall be given only when Responding Member determines that its own
needs can be met while rendering assistance. The execution of this Agreement shall not create
any duty to respond on the part of any party hereto. A potential Responding Member shall not
be held liable for failing to provide assistance. A potential Responding Member has the
absolute discretion to decline to provide any requested assistance.
A. Member Responsibility - Members shall identify an Authorized Official and alternates;
provide contact information including 24 -hour access; and maintain resource information
made available by the utility for mutual aid and assistance response, as allowed by utility
policy. Such information shall be updated annually or as changes occur (whichever is
sooner), provided to the State Steering Committee, and uploaded into the statewide
database.
B. Member Request- In the event of an Emergency, a Member's Authorized Official may
request mutual aid and assistance from a participating Member. Requests for assistance
can be made orally or in writing. When made orally, the request for personnel, equipment,
and supplies shall also be prepared in writing and submitted to the participating Member as
soon as practicable. Requests for assistance shall be directed to the Authorized Official of
the participating Member. Specific protocols for requesting aid shall be provided in the
procedures developed under Article IV.
CalWARN Mutual Aid /Asst Agreement 3 Approved and Adopted
September 30, 2007 by Vote of Members
44 18
C. Response to a Request for Assistance — Members are not obligated to respond to a
request. After a Member receives a request for assistance, the Authorized Official evaluates
whether or not to respond, whether resources are available to respond, or if other
circumstances would hinder response. Following the evaluation, the Authorized
Representative shall inform, as soon as possible, the Requesting Member whether it will
respond. If the Member is willing and able to provide assistance, the Member shall inform
the Requesting Member about the type of available resources and the approximate arrival
time of such assistance.
D. Discretion of Responding Member's Authorized Official— Execution of this Agreement
does not create any duty to respond to a request for assistance. When a Member receives
a request for assistance, the Authorized Official shall have sole and absolute discretion as to
whether or not to respond, or the availability of resources to be used in such response. An
Authorized Member's decisions on the availability of resources shall be final.
ARTICLE VI.
RESPONSE COORDINATION
When providing assistance under this Agreement, the Requesting Member and Responding
Member shall be organized and shall function under the Standard Emergency Management
System and National Incident Management System protocols and procedures.
A. Personnel— Responding Member retains right to identify the employees who are willing
to participate and the resources that are available.
B. Control — While employees so provided may be under the supervision of the
Responding Member, the Responding Member's employees come under the direction
and control of the Requesting Member, consistent with the NIMS Incident Command
System to address the needs identified by the Requesting Member. The Requesting
Member's Authorized Official shall coordinate response activities with the designated
supervisor(s) of the Responding Member(s). Whenever practical, Responding
Member personnel must be self sufficient for up to 72 hours. The Responding Member's
designated supervisor(s) must keep accurate records of work performed by personnel
during the specified Period of Assistance.
C. Food and Shelter— When possible, the Requesting Member shall supply reasonable food
and shelter for Responding Member personnel. If the Requesting Member is unable to
provide food and shelter for Responding Member personnel, the Responding Member's
designated supervisor is authorized to secure the resources necessary to meet the needs of
its personnel. Except as provided below, the cost for such resources must not exceed the
State per diem rates for that area. To the extent Food and Shelter costs exceed the State
per diem rates for the area, the Responding Member must demonstrate that the additional
costs were reasonable and necessary under the circumstances. Unless otherwise agreed
to in writing, the Requesting Member remains responsible for reimbursing the Responding
Member for all reasonable and necessary costs associated with providing food and shelter,
if such resources are not provided.
D. Communication — The Requesting Member shall provide Responding Member personnel
with radio equipment as available, or radio frequency information to program existing radio,
in order to facilitate communications with local responders and utility personnel.
CalWARN Mutual Aid /Asst Agreement 4 Approved and Adopted
September 30, 2007 by Vote of Members
E. Status - Unless otherwise provided by law, the Responding Member's officers and
employees retain the same privileges, immunities, rights, duties and benefits as provided in
their respective jurisdictions.
F. Licenses and Permits — To the extent permitted by law, Responding Member personnel
who hold licenses, certificates, or permits evidencing professional, mechanical, or other
skills shall be allowed to carry out activities and tasks relevant and related to their respective
credentials during the specified Period of Assistance.
G. Right to Withdraw Resources - The Responding Member's Authorized Official retains the
right to withdraw some or all of its resources at any time for any reason in the Responding
Member's sole and absolute discretion. Notice of intention to withdraw must be
communicated to the Requesting Member's Authorized Official as soon as soon as is
practicable under the circumstances.
ARTICLE VII.
COST REIMBURSEMENT
Unless otherwise mutually agreed in whole or in part by both parties, the Requesting Member
shall reimburse the Responding Member for each of the following categories of costs incurred
while providing aid and assistance during the specified Period of Assistance.
A. Personnel — Responding Member will make such employees as are willing to
participate available to Requesting Member at Requesting Member's expense equal to
Responding Member's full cost, i.e., equal to the employee's applicable salary or hourly
wage plus fringe benefits and overhead, and consistent with Responding Member's
collective bargaining agreements or other conditions of employment. All costs incurred
for work performed during the specified Period of Assistance will be included. The
Requesting Member shall be responsible for all direct and indirect labor costs.
B. Equipment— Use of equipment, such as construction equipment, vehicles, tools, pumps
and generators, shall be at Responding Member's current equipment rate and subject to the
following conditions: The Requesting Member shall reimburse the Responding Member for
the use of equipment during the specified Period of Assistance, including, but not limited to,
reasonable rental rates, all fuel, lubrication, maintenance, transportation, and
loading /unloading of loaned equipment. All equipment shall be returned to the Responding
Member as soon as is practicable and reasonable under the circumstances.
(a) At the option of Responding Member, equipment may be provided with an
operator.
(b) Equipment shall be returned to Responding Member within 24 hours after receipt
of an oral or written request for return.
(c) Requesting Member shall, at its own expense, supply all fuel, lubrication and
maintenance for furnished equipment.
(d) Responding Member's cost related to the transportation, handling and
loading /unloading of equipment shall be chargeable to Requesting Member.
(e) In the event equipment is damaged while being dispatched to Requesting Member,
or while in the custody and use of Requesting Member, Requesting Member shall
reimburse Responding Member for the reasonable cost of repairing said damaged
equipment. If the equipment cannot be repaired, then Requesting Member shall
CaIWARN Mutual Aid /Asst Agreement 5 Approved and Adopted
September 30, 2007 by Vote of Members
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reimburse Responding Member for the cost of replacing such equipment with
equipment that is of at least equal capability as determined by the Responding
Member. If Responding Member must lease a piece of equipment while Requesting
Member equipment is being repaired or replaced, Requesting Member shall
reimburse Responding Member for such lease costs.
C. Materials and Supplies — Requesting Member shall reimburse Responding Member in
kind or at actual replacement cost, plus handling charges, for use of expendable or non-
returnable supplies. Other supplies and reusable items that are returned to Responding
Member in a clean, damage -free condition shall not be charged to the Requesting
Member and no rental fee will be charged; otherwise, they shall be treated as
expendable supplies. Supplies that are returned to the Responding Member with
damage must be treated as expendable supplies for purposes of cost reimbursement.
D. Payment Period — The Responding Member shall provide an itemized bill to the Requesting
Member for all expenses incurred by the Responding Member while providing assistance
under this Agreement. The Requesting Member shall send the itemized bill not later than
(90) ninety dates following the end of the Period of Assistance. The Responding Member
may request additional periods of time within which to submit the itemized bill, and
Requesting Member shall not unreasonably withhold consent to such request. The
Requesting Member agrees to reimburse the Responding Member within 60 days from
receipt of an invoice for assistance provided under this Agreement. The Requesting
Member may request additional periods of time within which to pay the itemized bill, and
Responding Member shall not unreasonably withhold consent to such request, provided,
however, that all payment shall occur not later than one -year after the date a final itemized
bill is submitted to the Requesting Member.
E. Records - Each Responding Member and its duly authorized representatives shall have
access to a Requesting Member's books, documents, notes, reports, papers and records
which are directly pertinent to this Agreement for the purposes of reviewing the accuracy of
a cost bill or making a financial, maintenance or regulatory audit. Each Requesting Member
and its duly authorized representatives shall have access to a Responding Member's books,
documents, notes, reports, papers and records which are directly pertinent to this
Agreement for the purposes of reviewing the accuracy of a cost bill or making a financial,
maintenance or regulatory audit. Such records shall be maintained for at least three (3)
years or longer where required by law and as needed for federal reimbursement practices.
ARTICLE VIII.
ARBITRATION
If any controversy or claim arises out of, or relates to, the Agreement, including, but not limited
to an alleged breach of the Agreement, the disputing Members shall first attempt to resolve the
dispute by negotiation, followed by mediation and finally shall be settled by arbitration in
accordance with the Rules of the American Arbitration Association. Judgment on the award
rendered by the arbitrator(s) may be entered in any court having jurisdiction.
CaIWARN Mutual Aid /Asst Agreement 6 Approved and Adopted
September 30, 2007 by Vote of Members
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ARTICLE IX.
REQUESTING MEMBER'S DUTY TO INDEMNIFY
Pursuant to Government Code Section 895.4, and subject to Article X, Requesting Member
shall assume the defense of, fully indemnify and hold harmless Responding Member, its
Directors, Council Members, Supervisors, officers and employees, from all claims, loss,
damage, injury and liability of every kind, nature and description, directly or indirectly arising
from the Requesting Member's work hereunder, including, but not limited to, negligent or
wrongful use of equipment, supplies or personnel provided to Requesting Member or faulty
workmanship or other negligent acts, errors or omissions by Responding Member, or by
personnel provided to Requesting Member from the time assistance is requested and
rendered until the assistance is returned to Responding Member's control, portal to portal.
ARTICLE X.
SIGNATORY INDEMNIFICATION
In the event of a liability, claim, demand, action or proceeding, of whatever kind or nature
arising out of the rendering of assistance through this Agreement, the parties involved in
rendering or receiving assistance agree to indemnify and hold harmless all Members whose
only involvement is the execution and approval of this Agreement, in the transaction or
occurrence which is the subject of such claim, action, demand or other proceeding. Such
indemnification shall include indemnity for all claims, demands, liability, damages and costs,
including reasonable attorneys' fees and other costs of defense, for injury, property damage
and workers compensation.
ARTICLE XI.
WORKER'S COMPENSATION CLAIMS
The Responding Member is responsible for providing worker's compensation benefits and
administering worker's compensation for its employees. The Requesting Member is
responsible for providing worker's compensation benefits and administering worker's
compensation for its employees.
ARTICLE XII.
NOTICE
Each party hereto shall give to the others prompt and timely written notice of any claim
made or any suit instituted coming to its knowledge, which in any way, directly or indirectly,
contingently or otherwise, affects or might affect them, and each Member shall have the
right to participate in the defense of the same, as it considers necessary to protect its own
interests.
CalWARN Mutual Aid /Asst Agreement
Approved and Adopted
September 30, 2007 by Vote of Members
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ARTICLE XIII.
INSURANCE
Members shall maintain an insurance policy or maintain a self insurance program that covers
activities that it may undertake by virtue of membership in the Mutual Aid and Assistance
Program.
ARTICLE XIV.
CONFIDENTIAL INFORMATION
To the extent allowed by law, any Member or Associate Member shall maintain in the strictest
confidence and shall take all reasonable steps necessary to prevent the disclosure of any
Confidential Information provided to it by another Member pursuant to this Agreement. If any
Member, Associate Member, or third party requests or demands, by subpoena or otherwise,
that a Member or Associate Member disclose any Confidential Information provided to it under
this Agreement, the Member or Associate Member shall immediately notify the owner of the
Confidential Information and shall take all reasonable steps necessary to prevent the disclosure
of any Confidential Information by asserting all applicable rights and privileges with respect to
such information and shall cooperate fully in any judicial or administrative proceeding relating
thereto.
ARTICLE XV.
EFFECTIVE DATE
This Agreement shall take effect for a new party immediately upon its execution by said
party.
ARTICLE XVI.
WITHDRAWAL
Any party may terminate its participation in this Agreement by written notice to the Chair of the
appropriate RSC and to the SSC Chair. Withdrawal takes effect 60 days after the appropriate
officials receive notice. Withdrawal from this Agreement shall in no way affect a Requesting
Member's duty to reimburse a Responding Member for cost incurred during a Period of
Assistance, which duty shall survive such withdrawal.
ARTICLE XVII.
MODIFICATION
No provision of this Agreement may be modified, altered or rescinded by individual parties to the
Agreement. Modifications to this Agreement require a simple majority vote of Members within
each region and unanimous agreement among the regions. The State Steering Committee will
notify all parties of modifications to this Agreement in writing and those modifications shall be
effective upon 60 days written notice to the parties.
CalWARN Mutual Aid /Asst Agreement 8 Approved and Adopted
September 30, 2007 by Vote of Members
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ARTICLE XVIII.
SEVERABILITY
If any term or provision of this Agreement is declared by a court of competent jurisdiction to be
illegal or in conflict with any law, the validity of the remaining terms and provisions shall not be
affected, and the rights and obligations of the parties shall be construed and enforced as if the
Agreement did not contain the particular term or provision held to be invalid.
ARTICLE XIX.
PRIOR AGREEMENTS
To the extent that prior agreements among signatories to this Agreement for mutual assistance
are inconsistent with this Agreement, such agreements are hereby superseded. This
Agreement supersedes the 1996 Omnibus Mutual Aid Agreement, the WARN 1997 Omnibus
Mutual Aid Agreement, and the WARN 2001 Omnibus Mutual Aid and Assistance Agreement.
ARTICLE XX.
PROHIBITION ON THIRD PARTIES AND ASSIGNMENT OF RIGHTS /DUTIES
This Agreement is for the sole benefit of the Members and no other person or entity has rights
under this Agreement as a third party beneficiary. Assignment of benefits or delegation of
duties created by this Agreement to third parties that are not Members is prohibited and without
effect.
ARTICLE XXI.
TORT CLAIMS
This Agreement in no way abrogates or waives any immunity or defense available under
California law.
ARTICLE XXII.
INTRASTATE AND INTERSTATE MUTUAL AID AND ASSISTANCE PROGRAMS
To the extent practicable, Members retain the right to participate in mutual aid and assistance
activities conducted under the State of California Intrastate WARN Mutual Aid and Assistance
Program and the Interstate Emergency Management Assistance Compact (EMAC) and similar
programs.
CalWARN Mutual Aid /Asst Agreement 9 Approved and Adopted
September 30, 2007 by Vote of Members
44 1
California Water/Wastewater Agency Response Network (CalWARN)
2007 Omnibus Mutual Assistance Agreement
WHEREAS, the California Office of Emergency Services (OES), the Department of Water
Resources (DWR), the Department of Public Health (DPH) and the California Utilities
Emergency Association (CUEA) have expressed a mutual interest in the establishment of a plan to
facilitate and encourage water agency mutual assistance agreements between water agencies; and
WHEREAS, the California Water Agency Response Network (CalWARN) was originally created to
provide a forum for the development of mutual assistance agreements between water agencies in the OES
Coastal Region of California; and later expanded to all water and wastewater agencies in the State of
California, and
WHEREAS, the CALIFORNIA WATER/WASTEWATER AGENCY RESPONSE NETWORK
(CalWARN) 2007 OMNIBUS MUTUAL ASSISTANCE AGREEMENT is a continuation of the WARN
1996 OMNIBUS MUTUAL AID and 2001 OMNIBUS MUTUAL AID AGREEMENT and sets forth the
mutual covenants and agreements for water and wastewater agencies to provide mutual assistance to one
another in times of emergency; and
WHEREAS, State OES regulates the SEMS program, and this agreement is consistent with SEMS, and
that it is necessary to have a mutual assistance agreement in place to support requests to FEMA for costs
of using assistance during an emergency, and
WHEREAS, the water or wastewater agency hereto has determined that it would be in its best interests to
enter into an agreement that implements that plan and sets forth procedures and the responsibilities of the
agency whenever emergency personnel, equipment and facility assistance are provided from one agency
to the other; and
WHEREAS, no water or wastewater agency should be in a position of unreasonably using its own
resources, facilities, or services providing such mutual assistance; and
WHEREAS, it is the intent of WARN to revise this agreement as necessary and to annually publish a list
of all water and wastewater agencies participating in this agreement, as posted on www.calwarn.org; and
WHEREAS, such an agreement is in accord with the California Emergency Services Act set forth in Title
2, Division 1, Chapter 7 (Section 8550 et seq.) of the Government Code and specifically with Articles 14
and 17 (Section 8630 et seq.) of the Act.
NOW, THEREFORE, in consideration of the conditions and covenants contained therein, the
Ci of El Segundo
._..�..__................. (Utility)
agrees to become a party to the CalWARN 2007 Omnibus Mutual Assistance
Date: 44 lQ 1„3
By:._..
Title: City Manager
All 1QJ &-
City ii
s
'..ity of El Segundo'
Please return a signed copy of this page, plus the information requested on Et...
Contacts List to:
44 1
Raymond Riordan
CalWARN, State Steering Committee
2662 Marsh Drive
San Ramon, California 94583.