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CC RESOLUTION 3391• 14776 lJ RESOLUTION NO 3391 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF EL SEGUNDO, CALIFORNIA REGARDING THE TRANSFER OF ANY CABLE TELEVISION FRANCHISE WHEREAS, Group W. Cable, Inc. currently holds a cable television franchise in the Citv of E1 Segundo, WHEREAS, Group W. Cable, Inc. desires to transfer its franchise to another entity; WHEREAS, City of El Segundo Ordinance No. 754 granting a cable television franchise to Group W. Cable, Inc. provides that a transfer may not occur without the prior consent of the City upon such conditions as the City may prescribe; and WHEREAS, it is now appropriate for the City to establish formal procedures for approving a transfer of any cable television franchise; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF EL SEGUNDO, CALIFORNIA, DOES HEREBY RESOLVE, DETERMINE AND ORDER AS FOLLOWS: SECTION 1. The City shall approve the request of the grantee of a cable television system franchise (hereinafter, the "Grantee ") to transfer its cable television system franchise (hereinafter, "Franchise ") to a new person or entity ( "Transferee ") pursuant to the terms of this Resolution. SECTION 2. Upon receiving the request of a Grantee to transfer its Franchise to a proposed Transferee, the City shall enter into an agreement with the proposed Transferee providing for reimbursement of all the City's administrative expenses in connection with the transfer request. SECTION 3. After entering into a reimbursement agreement with the proposed Transferee, the City shall commence proceedings to gather evidence regarding whether: (a) The Grantee has substantially complied with the material terms of the Franchise and existing law; (b) The quality of the Grantee's service, including signal quality, response to consumer is complaints, and billing practices, (but without regard to the mix, quality or level of cable services or other services provided over the system) has been reasonable in light of community needs; (c) The existing Franchise ordinance meets the present and future cable - related needs of the community; and (d) The proposed Transferee has the financial, legal and technical ability to provide the • services, facilities and equipment necessary to comply with applicable law, the Franchise, -1- RESO. #3391 14777 any amendment to the Franchise, and any condition imposed on the transfer from the Grantee to the Transferee. SECTION 4. In order to gather the evidence described in Section 3, at a minimum, the City shall obtain the following information: (a) 'written comments from the public; • (b) A full and complete narrative account describing the sale and transfer transaction between the Grantee and the Transferee. If the Transferee is a consortium of entities, then the narrative shall describe how the consortium initially and in the future intends to own and operate the Franchise. (c) Copies of all documents relating to the proposed sale of or transfer of the Franchise from the Grantee to the Transferee. If the sale or transfer documents are subject to any oral agreements or understandings, a written narrative describing them. (d) A narrative from the Transferee describing any amendments to the existing Franchise it intends to request at either the time of the transfer or during the subsequent five years. (e) A narrative from the Transferee describing any changes it plans to make to the existing Franchise that do not require a Franchise amendment. (f) Copies of all documents relative to any - -- - agreement with any financial institution, brokerage house or person for the financing of the sale or transfer of the Franchise. If the Transferee is to be a consortium of business entities, then the documents shall include any agreements regarding any subsequent transfer of the Franchise from the consortium to a member of the consortium. If the Citv determines, pursuant to the preliminary assessment described at Section 5, that a rebuild of the cable television system is necessary, then also copies of any documents relative to the financing of the rebuild. (g) A narrative describing the identity and form of the business entities that will own and ,. manage and operate the Franchise. (h) If the Transferee is a partnership, a list of the names and addresses of all of the partners, including whether they are general or limited partners, and indicating the percentage of interest owned by each partner. (i) If the Transferee is a corporation, a list of the names and addresses of all shareholders owning at least 5% of the corporation, the percentage of stock interest owned by each • -2- RESO. #3391 y' • such shareholder, whether each such shareholder has voting rights and whether the stocks, or any of it, is preferred stock. (j) If the Transferee is a corporation, a list of the names and addresses of the principal officers and the directors. (k) A statement from the Transferee stating whether it, any of its officers or directors • thereof, any person, firm or corporation owning more than 50 of the Transferee's voting stock, or any partner, has: (i) ever been convicted of a felony; (ii) ever been held liable to pay a judgment in excess of $100,000 in any civil proceeding involving the conduct of his, her, or its business; (iii) ever had a business license revoked or suspended; (iv) ever been found by a court to have been in violation of any cable television franchise or franchise agreement or governmental regulation; or, (v) ever been a party plaintiff or defendant in any litigation with a cable television franchising authority involving a cable television franchise. (1) If any of "k ", above, is answered affirmatively, a statement explaining the answer. (m) A list of all the other cable systems owned or operated in whole or in part by the Transferee, and for each such cable system, the following information: (i) date of award of the franchise; (ii) date construction of system completed; (iii) plant miles of system; (iv) number of subscribers; and, (v) percentage of system ownership held by • Transferee.' (n) A list of every cable system which the Transferee has owned but no longer owns, and for each such cable system, the following information: (i) date of award of franchise; (ii) date of disposition of franchise; (iii) manner of disposition; and • (iv) reason for such disposition. -3- RESO. #3391 14778 1 4.7 79 (o) A narrative, with back -up data, describing now the Transferee will finance the purchase of Grantee's stock and /or assets. (p) A list of the financial institutions that are making loans to the Transferee to finance the purchase of Grantee's stock and /or assets. (q) A narrative describing the terms of the loans (including interest rate, term, guarantors, collateral and side agreements, and the amount of equity stock, bonds and /or other securities that will be issued or sold to finance the Transferee's purchase of Grantee's stock and /or assets. (r) A narrative describing whether the Transferee is incurring an indebtedness, from the Grantee or others, in order to purchase the Franchise, what effect such indebtedness will have on the rate structure and operation of the Franchise, and how such indebtedness will be discharged. (s) A projection of the Transferee's indebtedness for the purchase of the Franchise, based upon the Grantee's latest financial records. (t) Transferee's balance sheet, income statement, and statement of changes in financial position for the last three years. (u) Grantee's balance sheet, income statement and statement of changes in financial position for its operation of the Franchise for the past five years. These financial documents should disclose operating expenses for maintenance of the cable television system and investment into the system's capital equipment, facilities and property. (v) Any and all reports and studies the City deems necessary or appropriate relative to whether: (i) the Grantee has substantially complied with the material terms of the existing Franchise and existing law; the quality of the Grantee's service, including signal quality, response to consumer complaints, and billing practices, (but without regard to the mix, quality or level of cable services or other services provided over the system) has been reasonable in light of community needs; (iii) the existing Franchise ordinance meets the future cable - related needs and interests of the community; and (iv) the proposed Transferee has the financial, legal and technical ability to provide the services, facilities and equipment necessary to comply with applicable law, the Franchise, any -4- RESO. #3391 1 amendment to the Franchise, and any condition imposed on the transfer from the grantee to the Transferee. (w) if any person or entity will operate or manage the Franchisee on behalf of the Transferee, or if the T- ransferee intends to transfer the Franchise to another person or entity, then such.operator, manager, or subsequent transferee shall provide all of the above • information, where applicable. SECTION 5. Upon receipt of the information described at Section 4, the Citv shall, through its City Council, make a preliminary assessment of whether: (a) The Grantee is in substantial compliance with the material terms of the Franchise and with applicable law; (b) The quality of the Grantee's service, including signal quality, response to consumer complaints and billing practices, (but without regard to the mix, quality, or level of cable services or other services provided over the system), has been reasonable in light of community needs and interests; (c) The existing Franchise meets the present and future cable - related needs and interests of the community; and (d) The proposed Transferee has the financial, legal and technical ability to provide the services, facilities and equipment to comply with: M the existing Franchise and existing law; (ii) any amendments to the Franchise the City preliminarily assesses are necessary to meet the present and future cable- related needs and interests of the community; and (iii) any conditions on the transfer approval the City preliminarily assesses are necessary to enable the existing cable television system to meet the City's present and future cable - related needs, including its needs relative to signal quality, response to consumer complaints and billing practices. The City shall notify both the Grantee and the proposed Transferee of the results of its preliminary assessment. SECTION 6. The proposed Transferee may submit a proposal to the City to remedy any of the problems identified in the preliminary assessment. SECTION 7. After the preliminary assessment, upon the request of either the Grantee or the proposed • Transferee, the City shall notice and hold a public hearing • before the City Council to determine whether the City should approve the Grantee's request to transfer the Franchise to -5- RESO. #3391 the proposed Transferee. Following the hearing, the City Council shall determine whether to grant the request. The City Council may deny the request for reasonable cause. The City Council may not approve the request unless it finds that: (a) (i) The--Grantee has substantially complied with the material terms of the existing Franchise and applicable law, and the r quality of the Grantee's service, • including signal quality, response to consumer complaints, and billing practices, (but without regard to the mix, quality or level of cable services or other services provided over the system) has been reasonable in light of community needs; or (ii) The proposed Transferee has agreed to conditions placed on the transfer approval which will result in the Transferee being in substantial compliance with the existing Franchise and applicable law, and enable the cable television system service, to meet the reasonable needs of the community, including its needs regarding signal quality, response to consumer complaints and billing practices. (b) (i) The existing Franchise ordinance meets the present and future cable - related needs of the community; or (ii) The Transferee has agreed to amendments to the Franchise ordinance which will result in the amended Franchise ordinance meeting the present and future cable - related needs of the community. (c) The Transferee has the financial, legal and technical ability to provide the services, facilities and equipment necessary to comply with Section 7(a) and 7(b). PASSED, APPROVED 1986 ,/� yor 00 (SEAL) Q. this 27th day of the City of El Segu California RESO. #3391 .1478J _1 i -1 '0 11 0 LJ 100 STATE OF CALIFORNIA ) COUNTY OF LOS ANGELES ) CITY OF EL SEGUNDO ) SS I, Ronald L. Hart , City Clerk of the City of E1 Segundo, California, DO HEREBY CERTIFY that the whole number of members of the City Council of the said City is five; that the foregoing resolution, being Resolution No. 3391 was duly passed and adopted by the said City Council, approved and signed by the Mayor of said City, and attested by the City Clerk of said City, all at a regular meeting of the said Council held on the 27th day of May , 19 86 and that the same was so passed and adopted by the following vote: AYES: Councilmembers Anderson, Jacobson, Schuldt, Mayor Siadek NOES: Councilmembers None ABSENT: Councilmembers West WITNESS MY HAND AND THE OFFICIAL SEAL OF SAID CITY this 9th day of (SEAL) Jul 19 86 . C:j: & -* City Clerk of the City of E1 Segundo, California 14782