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CC RESOLUTION 22551 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 RESOLUTION NO. 2255 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF EL SEGUNDO, CALIFORNIA, APPROVING SETTLEMENT AUTHORIZING EXECUTION OF RELEASE OF AMERICAN PIPE AND CONSTRUCTION COMPANY AND AUTHORIZING ATTORNEY GENERAL TO DISMISS LITIGATION WITH PREJUDICE. PREAMBLE: corporation, 1 . The City of E1 Segundo, a municipal /, hereafter called entity, has previously authorized the Attorney General of the State of California to institute on its behalf one or more law suits under the Federal Antitrust Laws which law suits were in fact filed against defendants i[).:; -if �" United States Steel Corporation, Smith -Scott Company, Inc., Kaiser Steel Corporation, United States Industries, Martin- Marietta Corporation, United Concrete Pipe Corporation, and American Pipe and Construction Co. 2. Pursuant to court orders, similar actions brought by the Federal Government and other plaintiffs in the States of California, Oregon, Washington and Hawaii were all coordinated before a single Federal District 17 Court Judge. 18 3. In 1967 the actions against all defendants, 19 with the exception of American Pipe and Construction Co., 20 were settled and compromised on a lump sum basis, the pro- 21 ceeds being distributed amongst the various plaintiffs 22 pursuant to an agreement, all of which was duly approved 23 and ratified by entity ana approved by the Court. 24 4. A condition of the acceptance of said partial 25 settlement by certain plaintiffs not represented by the 26 Attorney General of the State of California was an agree - 27 ment by and between the plaintiffs concerning the conduct 28 of the litigation still remaining against, and the 29 allocation among plaintiffs of the expected recovery from 30 defendant American. This agreement known to plaintiffs 31 as the Western Associated Pipe Plaintiffs Organization 1. 1 Compact provides, among other things, for (a) common 2 sharing•of expenses; (b) the retention of a lead 3 counsel to prosecute and try all cases against the 4 remaining defendant American Pipe and Construction 5 Co. under the supervision of an Executive Committee 6 of the plaintiffs party to the compact; and (c) the 7 distribution of any recovery against American to 8 all plaintiffs proportionately to their verified 9 transactions with American over the fourteen year 10 period 1950 through 1963. 11 5. On July 14, 1967, the Attorney General 12 of the State of California entered into such Compact, 13 hereinafter called WAPPO, on behalf of entity. Since 14 then, the agreements embodied in the WAPPO Compact have 15 been and are being carried out with the Attorney General 16 of California as chairman of its Executive Committee. 17 6. Plaintiffs' counsel, acting through their 18 Executive Committee and lead counsel, have now negotiated 19 and reached agreement on the terms of a settlement and 20 compromise of the litigation with defendant American 21 Pipe and Construction Co., the terms of which are more 22 fully set out in the attached document entitled "MEMORANDUM 23 OF UNDERSTANDING FOR SETTLEMENT OF WEST COAST PIPE CASES 24 BETWEEN ALL PLAINTIFFS AND AMERICAN PIPE AND CONSTRUCTION 25 COMPANY ". 26 7. Such Memorandum of Understanding provides 27 for payment by American to all plaintiffs of the lump 28 sum amount of eight million five hundred thousand 29 dollars ($8,500,000) over a period of seven years 30 with interest. 31 2. �j 1 NOW BE IT RESOLVED THAT: 2 A. 3 The MEMORANDUM OF UNDERSTANDING FOR SETTLEMENT 4 OF WEST COAST PIPE CASES BETWEEN ALL PLAINTIFFS AND 5 AMERICAN PIPE AND CONSTRUCTION COMPANY and the Western 6 Associated Pipe Plaintiffs Organization Compact, copies 7 of which are attached hereto as Exhibits "I" and "III ", S respectively, are hereby adopted, ratified and confirmed. 9 B. 10 The Mayor of entity is 11 hereby authorized to sign the release of claims against 12 the defendant and attached hereto as Exhibit "II" as the 13 official act of entity. 14 C. 15 The Attorney General of the State of California 16 is hereby authorized by entity to enter into a stipulation 17 dismissing this litigation with prejudice and without 18 costs and to take any and all other action which may be 19 required of this entity in order to effectuate and con - 20 summate the compromise and settlement provided for in said 21 Memorandum of Understanding and distribute any monies 22 received from defendant American Pipe and Construction Co. 23 in accordance with said WAPPO Compact. 24 Adopted this 23rd day of December , 19 68. 25 26 27 28 Mayor of the City of El Seg n -California 29 A t t e s t: �.�.., o Z 30 City Clerk 31 (SEAL) 3. i 1 M,,ORAITDU�, OF UNDERSTANDINGY FOR SETTLE�EN OF WEST CO: ST P1?E l� 2 ji CASES BETC,IEE\ ALL PLAINTIF- S AND AKERICAN' PIPE AND CO:,:STRliCTIO`T J 4- 5 I 6 � 7 I 8 91 I 10 11 12 13 111 15 16 17 18 19 20 f` II 21 22 i 23 2 25 �I I 26 �I 27 COviPA�11' Parties: The parties to this mer,.orandum of understanding are the Western Association of Pipe Plaintiffs' Organization, hereafter referred to as "WAPPO ", and American Pipe and Construction Company, hereafter referred to as "American." Amount to be Paid: American a;rees to pay to the fiscal agent designated by WAPPO the sum of eight million five hundred thousand dollars ($8,500,000) payable as follows, to wit: The sum of one million uwo hundred fifteen thousand two hundred dollars ($1,215,200) on or before January 1, 1969, to the fiscal agent designated by WAP?0 which said sum shall be placed in either an interest - bearing savings account or in the purchase of a certificate of deposit at the option of WAPPO and which is to be returned to American in the event of a failure to consummate this settlement within nine months of the date hereof. Said fiscal agent shall not distribute the sum of one million two hundred fifteen thousand two hundred dollars ($1,215,200) to-the plaintiffs until the fiscal agent has received' certified copies of the orders of dismissal of all WAPPO Pipe Cass l s. American further agrees on or before January 1, 1969 to deliver to said fiscal agent its promissory note in :he s,=.. of l r� e= :c int� o : s�seV; u: dollars ($7,28+,800) payable to the order of said fiscal agent 20 at i.- address in installments as shown on Exhibit "A" a.0 Hearin 30 interest at the rate of five percent (5 %) per annu.-, on ---I-:e `1 declinin" balances of said :note, said interest to b` oa-, J c, at EXHIBIT 1, p. 1 of 5 5 provide that if LJ a^..� J� �• ..i l:... . .._1C r C'C_ 1: L�l J _ 1.17 Jam. t.lGLl� 1.C. �- 2 Ui.4 tir, �Cl note Sine li 1�a_ Lill,_. on account 11c L _L C e f S J I' is not raid Ls it: beco..es �-Ja_ i... silali be 4GL_l:4 l.Q -he prncipGl � 4 and bE.ar a rate oL inzeresLt Said noce shall fu::uhcr 5 provide that if any payrr,eLlc of eiLh er pri ricipal or interusc 6 II' �S not made as it becomes due, the entire balance of said no--e 7 ;I remaining unpaid shall beco:l:e and be in-u-nodiately due and payable. 8 Said �I note shall also reserve to American the riti'Lt to n1a <I1c. pay - 9 nen`s on account oJ_ p r: ir. ci-, :a1 or inzerest in advance of their 10 !I djie dote without penalty. Said note shall furzh,::r provide 11 I' that in the event an ac-Cion is co::L:ier_ced to collect: said note 12 ; or any part thereof; there sha ll be added to the judC> for 13 lj any principal or iak- -erect Lound by the court uo be due such I 1. _ I! a c: d 4- t i on L 1 sum by way o:`L: a%tO:::neyS' ec'_s as to the court Chavincl, '15 jurisdiction of said cause sh.:.11 Seem reasonab ± e, said Cattorneys' 16 i tees to be due on the ::i: �.�'�•..- •�.T -�'� , r � � . t��` --',T �ti.•C Wit' 1�. --c. " r .. _ . �. . �' _`\ �0 I �� -�L"ti:ih�eit".TcC�•�+. yc r -� _ .i... _ r` �,`" .t Alir n I li Amarican by December 16, 1955 Snail DroV1dE j� �� Cd1�11 C>p1ES 2 it � ''- o� any and: all aj"L•ear.1e%-s o:: thereto wiu h creditors of A=-= ica n t':hicn authorizes the performance, of th iS _ in for-...1 and S-L:bstarce Oi L'.:GCrS �' ndln: c : G S�lal1 b2 �. 2- satis, c ory ;o counsel for [:..??:i. t:.._ -Z Can c:1reeS tChct it C•71 -_ ��JV_:'. S'�.'_C:1 aSSiSt£& in vi2: i_jT,l.� laintif S' L�arh��C�iO1nS as Tj p?0 shall iro_i zlm.e- to .1 d its attori.cys - nrl;e �:h at the I `;9 I alC -lnst ti.c Ci.-y of S,:n Diego b._ dyS:. :�s��� SO ; y ��Cc::,ber to _ �: �� :: :. :C, tion S by "�_, r C. _. L1.._ va `V.,._L y l.' ... _1 ilV • J\. i011 ✓ ...._� Jam. �. �.L V a_. G::..._ � .._ �C�.__ ✓ :, <?LL �I.. ..J iL :- T,J_�.._ L,_., p. 2 of 5 I, I .. it �.._.. i 7 T = - ' all other p�n��i�I r notions 1 CZ L} u. �_ Count of Son �'r�._L�:is�o, �.:ZC. 2 and chal"ie..ges in the Cases. 3 zkmerican an:: its aceor _cys c.Jre-& to e.:ecrte a covc -nGLIL in a form satisfactory to j%TZ'IP'PO cover.:- ncing that A .eri can and its attorney s shall not further atcac'_: in an manner the validity i Y Y Y 6 I; of WAPPO and the selection of special counsel by the State of 7 s, s i 10 11 i 12 13 �r 1. a� I 16 17 ' is � i9 I 20 2.A. California. Each plainti f that is a signatory to WAPPO shall release its claim against Lmerican, and special counsel for t'.AP-110 shall stipulate to dismissal with prejudice and without costs of its action against American_. Procective Order: No person attending the meet:Lng between counsel on 'November 20 and 213, 1968 concerning the subject matter of this memorandum of understanding shall div,:lge the nature t.^eraof nor of any of the subjects discussed -%-:Zereat to any person whose respcnsibilities or duties to one or more of the parties herein do not reeuire that he be consulted concerning or informed or said discussions in order for one or -more oT said parties to take action with respect to --ny of the subjects discussed on said dates, and no officer, em loyee or age. E of any of the 22 i; parties hereto shall disclose any of the aforesaid subjects to I, 2� any other person whose responsibilities or duties r-o one or I. r.:ore of the parties do not requira such other person to have 20 i', lcnotaiec:ge of such subjects in order for one or more of said 20 parties to take -action fait_ respect thereto, until: •"" ;l C..:�....�cL" 2 2c' jury i , the trial of Washin-cor. Public Power Syste:: Su npl }T 29 V, An,er1cun, whichev: i. is rreC: co res silted i;_J: :. C s' C; �, :S C3tL. :,mil i0i pi :Zt _mot '_.:C. :._.:2-i -LCI-I . EXIIIBIT I p. 3 of 5 C, o h,:� ITo n c) -f aLD-1-c- o 2l, 1J6U Cc-u--,_--el for zhe e.:c:'l acrr'F-,: c3 11-1 �j 'fa1 t-11, without C -U. :7 -1_ C C 4 C wiu-h '-,i' the setLlci. -,--,r.L set --Far---h herein to thair reso&ctilre 6 client or clients, it bein- undersrood that raz--'-icacion by 7 sucli clients is necessary. o in consideration of the paymenz o.-E- the setclei-.ient: a.mourZ set -L;::orzh in this me-mor and-.,- -m of i:--.derstandinc- J- plaintif-L �L fs 10 I s1nall deliver to A�merican duly executed releases and stipulations 11 as above provided, L to diSM4SS d��d to��ether with duly adopted and ID 12 C 0 -: L "'Od rosolul:ions or couivaien- 6ocum.enLs ra�ifyim- an"-' 13 American agrees to -E-Lrnish T-LkP'PO with cei:ti-fie& co-34 es of the resolution of and Construct-ion Co-.-pany's 16 jl board of directors, and co-.,-'as of the resolution of 17 j pipe lin4n�:Ps, Inc. (t' he con term:_- C'y of San D2ero liri—t`on) T s officers a nd actorneys to -.fa7\-e this s �- atlamenz 20 The docul.�ents- ref`eri-aC:.' to shall 'je in such iGr as snail be 21 Lgraea ATA'D, e L T� T DO an d Cc" T 212 E x e,- -t .On o his n, i o -- Z -,i `1' :1s m---=rand-,1m of u1-.,d-----st----ndinj :-o. .y be ax.--cuted in any 2 of counterparts with like effect as if all s;-Cg-.j-s-"U'--es w&rZ C-n the ori,,ir.51 / "-1 D N o v z?mb e 21) 19 5. 4 o f 5) �iJJ 1969 July 1, 1909 OC - C-Gber 1, 1969 Ju..0 ry 1, 1970 1, 1970 July 1, 1970 January 1, 1971 July 1, i971 Ja :uz:y 1, 1972 ,;Uly 1, 1972 January 1, 1973 July 1, 1973 January L, 1974 July 1, 1974. January 1, 1975 I � . 1 l v Total F r,T J "A" �ir_- - 1 S1, 2-S; 0C/ 505,U05 505,800 505, &00 505, -00 505,300 505,8300 472,300 472,300 472,300 472,303 472,360 472,300 472,300 472,300 471, 000 $3, 500,GOJ EXHIBIT I p. 5 of 5 y 11 10 576 1 RELEASE OF AMERICAN PIPE & CONSTRUCTION CO. 1. This release is executed in favor of and for the benefit of American Pipe & Construction Co., a California corporation, together with its subsidiary and affiliated companies and the present and former officers, directors, employees and agents of American Pipe & Construction Co. and its subsidiary and affiliated companies, including successors by merger, the heirs, representatives, executors, adminis- trators, successors and assigns thereof (hereinafter designated as "American "). 2. This release is executed by the City of El Segundo, a municipal corporation, 15 hereinafter designated as "Releasor ". 16 3. This release concerns and relates to the 17 following products and services manufactured or supplied 18 by American: concrete or steel pipe or any other products 19 or services associated with the construction of pipelines 20 and other installations utilizing concrete or steel pipe, 21 including by way of illustration only and without limiting 22 the generality of the foregoing, the lining or coating of 23 new pipe, the rehabilitation of used pipe, both in place 24 and elsewhere, pipe lining materials such as "Amerplate," 25 either separately or as a constituent part of pipe manu- 26 factured by American or others, and "specials" such as 27 manhole pipe and fittings manufactured, sold by or supplied 28 by American (hereinafter designated "pipe products "). 29 4. The period of time covered by this release is 30 prior to January 1, 1969, but includes nevertheless any 31 transactions between American and Releasor either directly 1. EXHIBIT 11 1 or indirectly which transactions are still pending as of 2 January 1, 1969. 3 5. For and in consideration of the sum of One 4 Dollar ($1.00) and other valuable consideration paid by 5 American to Releasor, the receipt of which is hereby 6 acknowledged, Releasor hereby forever releases, discharges 7 and acquits American of and from each, every and all claims, 8 controversies, actions,causes of action, obligations or 9 liabilities of any nature whatsoever, now or hereafter 10 known, suspected or claimed, which Releasor or any of its 11 agents ever had, now has or hereafter can, shall or may 12 have or allege against American based upon allegations of 13 conspiracy, collusion, monopoly or attempted monopoly, which 14 might be asserted under the Clayton Act (15 USC, H 15 and 15 26), or under any other state or federal antitrust trade 16 regulation or similar law giving rights to relief under 17 the same or similar circumstances; and in connection with 18 the foregoing only, Releasor expressly waives the provisions 19 of Section 15+2 of the Civil Code of the State of California, 20 reading: 21 "15+2. (Certain Claims Not Affected by General Release.) A general release does 22 not extend to claims which the creditor does not know or suspect to exist in his 23 favor at the time of executing the release, which if known by him must have materially 24 affected his settlement with the debtor." 25 6. Releasor warrants that the persons executing 26 this document on behalf of Releasor are fully authorized 27 so to do and Releasor makes such warranty in full knowledge 28 that Releasee has no independent knowledge of the authority 29 or lack thereof of such persons but is relying upon 30 Releasor's warranty. ' 31 2. 1 7. Any claim, action or controversy concerning 2 this release shall be determined under the laws of the 3 State of California. 4 IN WITNESS WHEREOF, Releasor has caused this 5 release to be executed this 23rd day of December , 6 19 68. 7 8 CITY OF EL SEGUNDO, a municipal corporation (Full name of Re easor 9 10 By 11 Office Mayor 12 Attesting Witness, 13 Office City Clerk 14 (SEAL) 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 3. 105171 WESTERN ASSOCIATED PIPE PLAINTIFFS' COMPACT 1. This Agreement is made and entered into this 14th day of July , 1967, by and between the parties set forth on attached Exhibit "A." Background to and Purpose of Compact: 2. The parties have each for some time asserted against defendant American Pipe and Construction Company (hereinafter usually called "American "), and others in Federal Court complaints and causes of action alleging damage occasioned by activities in violation of the federal antitrust laws. 3. Certain of the parties are also asserting com- plaints and causes of action of the same nature against American Vitrified Products Co. (hereinafter called "Amvit ") and certain of the parties are asserting complaints and causes of action of the same nature relating to in -place pipe rehabilitation against Pipe Linings, Inc., a subsidiary of defendant American. 4. The parties are in the process of effectuating an agreement with certain other defendants in the above actions concerning the pipe transactions of said other defendants and their respective liabilities with respect thereto and reserving to the parties their causes of action against all other persons, firms, and corporations, including American, Amvit and Pipe Linings, Inc. 5. The parties have been and are currently required by the Court in their handling, past and present, of this mass of litigation (hereinafter collectively referred to as the "Western Pipe Cases" or the "litigation ") to cooperate and to coordinate their respective activities through a single counsel and an attorneys' steering committee 1. EXH1bII t� without any assurance of relative trial priority inter se or of any specific degree of trial consolidation and to proceed to collective and simultaneous preparation for trial of all causes pending against American. 6. It further appears from the volume of claims now asserted against American by the parties that successful early trial of only some of said causes and execution of judgment thereon could substantially prejudice the collectibility of other claims of equivalent merit and equity. 7. To achieve equity and parity of right and bearing in mind the ultimate equivalence of the public interest in all meritorious claims, the parties intend by this Compact to provide a contractual framework to accomplish, among other things, tke following: (a) Create an organization named and hereinafter called, "Western Asso- ciated Pipe Plaintiffs' Organiza- tion," or, " WAPPO," which will equate their diverse interests, sum their common interests and' decide on steps to be taken by the parties in the Western Pipe Cases; (b) Create an Executive Committee of WAPPO to oversee the day -to -day conduct of the Western Pipe Cases by special counsel; (c) Arrange for the engagement of quali- fied special counsel to conduct the Western Pipe Cases on a day -to -day basis until concluded, subject to the supervision and control of Executive Committee; (d) Provide for the financing of the Western Pipe Cases and the appointment of a Financial Committee composed of two trustees to handle and administer all financial provisions of this Compact; (e) Provide for the distribution of pro- ceeds realized from the Western Pipe Cases among the parties on a pro rata basis in accord with 1.he verified dollar magnitude of each p l'`. ' „ claim; and 2. NOW, THEREFORE, in consideration of the foregoing promises, recitals, objectives and purposes, and for other valuable consideration, the parties hereto mutually agree, as follows: WAPPO: Organization, Membership, Powers and Duties, Voting, Procedures, Activities,Miscellaneous 8. There is hereby created the Western Associated Pipe Plaintiffs' Organization ( WAPPO), whose membership shall consist of each party to this Compact and each of which parties shall be represented in WAPPO activities by and act through a representative who is an attorney. This attorney may represent more than one party. (A party may designate alternate representatives.) Each party hereby delegates to its representative all necessary authority, subject to reasonable reports, to carry out Compact, except as to those matters expressly requiring party governing body action. 9. WAPPO shall meet on the call, reasonably noticed, of Executive Committee, special counsel, or of 35% of the votes of WAPPO members evaluated by the formal (transaction basis) vote prescribed herein. 10. Voting at WAPPO Meetings: (a) Unless any representative requests a formal transaction basis vote or this Compact elsewhere so requires, representatives shall each vote on the matter being considered, each representative to have only one vote regardless of the number of parties he represents. This shall be known as the "informal voting basis." 3. s 4\ . i.= _a ' Q '' 1% (b) Whenever a representative requests a formal (transaction basis) vote or this Compact so requires, the matter in question shall be determined by formal vote and formal vote shall supplant informal vote on the same matter if occurring at the same WAPPO meeting. In a formal vote each representative's vote shall be weighted to reflect inter party the % of dollar volume of the parties for whom the representative votes and represents to all parties' dollar volume (i.e., 100 %) based on pipe acquisition transactions of the parties from American as determined from the 8 -year verified transaction statements of American (Sept. 1, 1954 - Aug. 31, 1962, inc.) on file with the Bank of America National Trust and Savings Association in San Francisco in its capacity as agent in effectuating the agreements referred to in paragraph 4, above. (c) Any representative at any WAPPO meeting may request either an informal or formal vote on any matter and if the request is seconded the vote shall be taken. (d) Unless otherwise specified herein, an informal vote shall be decided by a simple majority of those present and voting; and a formal vote shall be decided by 51% of the dollar volume present and voting. 11. Duties of WAPPO Representative: Each member shall perform such litigation tasks as are assigned to it by special counsel and /or the Executive Committee or by majority WAPPO vote. Such tasks are to be distributed as equitably as possible. 12. A quorum for WAPPO meettnps ^hall be 51% of the dollar value of the 8 -year period American verifi- cation statements. 13, The designated WAPPO representatives of the parties are set forth on Exhibit "A" opposite the name of the party represented. 4. EXECUTIVE COMMITTEE: Organization, Membership, Powers and Duties, Voting Procedures, Miscellaneous. 14. The Executive Committee shall consist of one WAPPO representative from each of the following parties or groups of parties: (a) Pacific Northwest (b) ,Mate of California. (a) Los Angeles County Flood Control District (d) City of San Diego (e) Other California plaintiffs Such representative may be removed by either the naming party or by a 90% formal WAPPO vote but the successor shall be named by the naming party. A party may voluntarily resign its right to designate a WAPPO Executive Committee representa- tive, in which case a 51% formal WAPPO vote shall designate the succeeding naming part-•••,_ . The members of the Executive Committee and their alternates are set forth on attached Exhibit "B." An alternate may vote in the absence of his principal. 15. The permanent Chairman of the Executive Committee shall be the representative of the State of California. 16. The Executive Committee shall meet as needed in its or its chairman's discretion to carry out its duties and, in addition, shall meet on call, reasonably noticed, of special counsel. 17. Executive Committee meetings 1za11 be limited to its personnel, their aides as needed and the ex officio member;; who shall be, however, without vote. Said ex officio members are special counsel, his aides as needed and the members of the Financial Committee established by this Compact. 18. Any WAPPO member may (but without vote) attend Executive Committee meetings where his cage is under special consideration or the meeting is with repre,;entatives of American and his case is under - pecial cots^ i�Ieration. 5. 19. Any WAPPO member may attend (but without vote) any Executive Committee meeting where he is requested to attend by a committee member, but such request shall be for cause. 20. Executive Committee, subject to the terms and conditions of this Compact, shall have full authority to supervise and control special counsel in his carrying out of the day -to -day administration of the litigation- Execu- tive Committee shall report on its activity at WAPPO meetings called as the litigation situation renders desirable. Where still feasible, WAPPO may review and reverse Executive Committee decisions by majority vote. 21. Representatives of the Executive Committee may attend such of-special counsel's meetings with repre- sentative of defendants as said committee chooses. 22. Voting at Executive Committee Meetings: All Executive Committee matters shall be determined in Executive Committee meetings by a simple majority of the members present, except those matters otherwise treated in this Compact. A quorum for Executive Committee meetings shall be three members unless the non - appearing members waive a quorum. 23. Executive Committee members shall be reimbursed their reasonable travel and living expenses in attending meetings of the Executive Committee duly called as provided in this Compact. SPECIAL COUNSEL: Engagement of - Basic Terms; Powers and Duties. 24. The provisions (Of this Com,_, :, , cor.rrol over the provisions of the contract of end?_ .;ant of special counsel and that contract shall so acknowled? . 0 — i r .. s it 25. The Executive Committee shall contract behalf of WAPPO for the engagement of special counsel_ sistent with the provisions of this Compact. 26. Special counsel shall be entitled to be reim- bursed for expenses incurred in carrying out his duties, as follows: personal expenses such as transportation, hotel and living expenses, and the usual expenses of litigation, such as reporters' fees, deposition costs and handling of documents may be incurred without prior approval by the Executive Committee. Extraordinary expenses such as expert witness fees or the employment of personnel, must be approved in advance by the Executive Committee. Expenses will be paid for on a monthly basis based on statements thereof submitted to and approved by the Executive Committee and Finance Committee. 27. Special counsel shall receive for his services his out -of- pocket expenses and 10% of amounts recovered from American, American Vitrified, and Pipe Linings, Inc. in concluding all the litigation against said defendants, after first deducting the out -of- pocket expenses of WAPPO from such recovery. These shall include all joint WAPPO expenses but not those of the individual members. Any awards of attorneys' fees or costs shall be held and distributed by the Finance Committee in the same manner as are proceeds of settlement or judgment. 28. Special counsel shall not receive on account of his 10% contingent fee more than $500,000 unless and until all WAPPO causes of action against said defendants now on file or subject to a motion to add in the litigation have been terminated. 29. Subject to this Compact, the day -to -day super- vision and control of Executive Committee and the rendition of adequate and timely reports to the Executive Committee, special counsel shall have the duty, responsibility, 7. %a ?...P and authority to conduct the litigation to a final con- clusion on behalf'of all WAPPO members. Special counsel, with majority Executive Committee approval, may determine the trial priority stance of WAPPO before the judiciary. 30. Special counsel is not obligated to initiate and conduct an appeal except as he is directed by the Executive Committee, but shall be obligated to defend all appeals. FINANCE COPHITTEE Organization, Membership, Powers and Duties. 31. There is hereby created the Finance Committee of WAPPO, composed of two individuals, Robert M. Desky, Esq. and John M. Burnett, Esq., who shall function vis -a -vis WAPPO as trustees in the matters here set forth. 32. The Finance Committee shall be the historical successor and heir to the financial administrators of the Association of Pipe Antitrust Plaintiffs (APAP), who arranged for and handled group financing of the litigation prior to about July 1, 1967. 33• The Finance Committee shall arrange for and handle the funding of future litigation expenses and the payment thereof. Funds for the payment of litigation expenses will be obtained from the pari,ies comprising WAPPO by means of pro rata assessment based upon the American 3- year verification statements. Such assessments shall be proposed by the Finance Committee from time to time in such amounts as may be necessary to provide a fund for the payment of anticipated expenses-of the litio,; ion and shall be approved by the members of WAPPO. .c ti member of WAPPO hereby agrees to pay approved a 3 -ss en,z pr�jmptl y upon demand. 34. The Finance Committee is authorized to make suitable arrangements for the safekeeping of all funds received by them or subject to their order and to engage, at WAPPO expense, clerical personnel as required in carrying out their duties hereunder. 35. The Finance Committee shall handle all financial dealings with special counsel and the Executive Committee, the payment of expenses and all other financial aspects of the litigation. The Finance Committee shall make the necessary arrangements for and shall oversee the distribution of proceeds of all recoveries contemplated herein. Authority to Negotiate Settlements, to Recommend Approval of Settlements, to Approve Settlements. 36. Except as hereinafter provided, special counsel shall only be authorized to effect a negotiated settlement of any cause or causes of action upon unanimous recommendation of all members of the Executive Committee. In the event that settlement of one or more causes of action, but less than all, is to be negotiated, the recommendation of the attorney or attorneys of record for the plaintiff or plaintiffs involved shall also be secured. With respect to any case, however, which is in the course of trial (i.e., called for trial by the clerk and on which hearings are currently pro- ceeding prior to verdict, or in the instance of a court trial, prior to submission of the cause for decision), special counsel shall be authorized to effect a negotiated settlement of the case at trial upon the recommendation of three out of five members of the Executive Committee, provided that under such circumstances the additional recommendation of the attorney or attorneys of record for the plaintiff or plaintiffs whose claims are being tried must also be secured. Notwith- standing the foregoing provision, however, any settlement which shall constitute a settlement of the claims of 11 all plaintiffs against one or more deferidants in the Western States Pipe Cases must receive the unanimous re- $ commendation of all members of the Executive Committee. 37. It is expressly agreed that no party shall settle any-cause of action referred to herein in which it is a plaintiff except in accordance with the provisions of this Compact. In the event that any settlement io recom- mended by special counsel and by the Executive Committee in accordance with the provisions of the preceding paragraph 36, it is agreed on behalf of all attorneys of record for WAPPO members that they, and each of them, will, in good faith, recommend approval of such settlem=ent to their public agencies or superiors that they represent. 38. Notwithstanding any other provision of this Compact, the governing bodies of the parties hereto expressly reserve the right to approve or disapprove any settlement affecting their respective causes of action. This reservation, however, shall not be deemed to affect the authority delegated by this Compact to WAPPO, the Executive Committee and special counsel as regards the day -to -day conduct of the litigation. Distribution of Proceeds of Settlement and Judgments Obtained in the Litl�gton. 39• All monies recovered and received from de- fendents American, Amvit and Pipe Lininja, Inc. as the pro- ceeds of either a settlement negotiated and agreed upon or a judgment rendered in the litigatinn shall be transferred immediately upon receipt to the order of the Finance Com- mittee for deposit in a state or national bank designated by said Finance Committee, and shall be diotributed as pro- vided hereinafter. 10. 40. Proceeds: Priority of Distribution. All proceeds received by the Finance Committee shall be dis- bursed according to the following priorities: (a) Fees of a bank, if any, serving as a depository, or agent for payment. (b) Other expenses of distribution. (c) Reimbursement of all plaintiffs for the litigation expenses advanced or paid by them to WAFPO pursuant to assessments duly made in accordance with this Compact. (d) Payment to special counsel of the fees and expenses authorized in accordance with this Compact. (e) The balance of the proceeds as provided in paragraph 41. 41. Proceeds: Distribution of recoveries from defendant American and Pipe Linings, Inc. After payment of the expenses referred to in the preceding paragraph, the balance of the proceeds (hereinafter referred to as "net proceeds ") received from defendants American and Pipe Linings, Inc., whether by settlement or judgment in any cause of action in the Western Pipe Cases shall be distributed among all the parties to this Compact in proportion to the dollar value that each party's pipe acquisition transactions from American bears to the total transactions of all the parties, using the transaction verification statements of American for the 8 -year period referred to in paragraph 10(b), above, as supplemented by the additional transaction verifications required by court order of American for the periods January 1, 1950 through August 31, 1954, inclusive, and September 1, 1962 through December 31, 1963, inclusive, the aggregate of all such periods being referred to herein as "the 13 -year period." Additionally, pipe rehabilitation transactions of 11. one City and County of San Francisco to a maximum of million, and of the City of San Diego to a maximum of $1.25 million, if said entities or either of them are parties to this Compact, will share in the distribution of the net proceeds that are the subject of this paragraph on the basis of 5016o' of the amounts of such transactions as verified by American or Pipe Linings, Inc. within the said 13 -year period. 42. Proceeds: Distribution of recoveries from Amvit. All net proceeds, as defined herein, of the liti- gation received from defendant Amvit, whether by settlement or judgment, shall be distributed exclusively to the party or parties who have specifically a,- ,serted complaints and causes of action against said defenclpnt, in proportion to the dollar value of the pipe acquisition transaction of each such party, determined or verified in such manner as may be agreed in writing by all of said parties participating in this distribution. 43. Proceeds: Partial distribution. No partial or interim distribution of proceeds of any settlement or. judgment or any combination thereof shall be made except by formal 75% vote of the parties to this Compact. No such partial or interim distribution shall be made or calculated until the parties shall have been reimbursed in the amount of the assessments previously paid to the Finance Committee for litigation expenses and until after special counsel fees and other major litigation expanses then due and owing shall have been paid, or reserve for such payi;-._nts has been set aside. The sum of all partial or interim distribution of net proceeds, as defined herein, st.a.11 rot exceed $5 million. Part payments on account of should be made as requested, based upon t.le cash received and 12. available for such payments, having in mind the priority of payments specified in paragraph 40 above. In no event shall a total of more than $500,000 be paid special counsel until the termination of this litigation when all balances due shall be paid. 44. Proceeds: Extraordinary and final distribution. Distribution of proceeds not accounted for by paragraph 43 above, shall be made only upon a 90% formal vote at a WAPPO meeting, especially called to consider extraordinary or final distribution. Prior to any final distribution meeting, the Finance Committee shall take all steps necessary to arrange for the payment of all WAPPO obligations and the winding up of its fiscal affairs. Upon the completion of final distribution of all proceeds of the litigation and the rendering of its final report by the Finance Committee, WAPPO and this Compact shall terminate. 45. Execution: This Compact ma;, he executed in counterpart by the parties thereto. IN WITNESS WHEREOF, these presents to be subscri empowered so to do as of the first written by subscribing provided on attached Exhibit part hereof. the parties hereto have caused bed by their representatives duly day, month, and year hereinabove these presents on the spaces "A," which is hereby made a 13. STATE OF CALIFORNIA, ) COUNTY OF LOS ANGELES, ) SS CITY OF EL SEGUNDO. ) I, EUNICE U. CREASON, City Clerk of the City of E1 Segundo, California, DO HEREBY CERTIFY that the whole number of members of the City Council of the said City is five; that the foregoing Resolution, being Resolution No. 2255 was duly passed and adopted by the said City Council, approved and signed by the Mayor of said City, and attested by the City Clerk of said City, all at a regular meeting of the said Council held on the 23rd day of December , 196 8 , and that the same was so passed and adopted by the following vote: AYES: Councilmen Balmer, Frederick, Nagel, Stephens and Mayor Carr; NOES: Councilmen None; ABSENT: Councilmen None WITNESS my hand and the official seal of said City this 23rd day of December , 1968 (SEAL) y Clerk, -of the City of egun o California