CONTRACT 6574 - PERM Spec Other CLOSEDAgreement No. 6574
I
CONTRACT DOCUMENTS
PLANS & SPECIFICATIONS
FOR
EL SEGUNDO BOULEVARD IMPROVEMENT PROJECT
PROJECT NO.: PW 23-02
PUBLIC WORKS DEPARTMENT
ENGINEERING DIVISION
350 MAIN STREET
EL SEGUNDO, CA 90245
310-524-2300
MANDATORY PRE -BID MEETING OCTOBER 11, 2022
AT 10 AM
IN CITY HALL COUNCIL CHAMBERS
350 MAIN STREET
EL SEGUNDO, CA 90245
BIDS DUE NOVEMBER 2, 2022 AT 11:00 AM
Agreement No. 6574
BIDS WILL BE RECEIVED
UP TO THE HOUR
OF 11:00 AM
WEDNESDAY, NOVEMBER 2, 2022
IN THE
OFFICE OF THE CITY CLERK
CITY HALL
350 MAIN STREET
EL SEGUNDO, CALIFORNIA 90245
AT WHICH TIME THEY WILL BE
PUBLICLY OPENED
Agreement No. 6574
SPECIAL INSTRUCTIONS TO CONTRACTORS
Contractors are required to review section 7-3 of the STANDARD SPECIFICATIONS,
pages II-B-24 thru II-B-27 "LIABILITY INSURANCE".
ONLY CONTRACTORS ABLE TO OBTAIN AND FURNISH THE REQUIRED
COVERAGE AND ENDORSEMENT "ISO" FORMS SHOULD CONSIDER
SUBMITTING A BID PACKAGE.
The Contractor will be required to apply and obtain an Encroachment Permit from the City Public
Works Department as well as any applicable Building/Safety Permit from the City Planning and
Building Safety Department. The permits will be issued on a "no -fee" basis.
The Contractor shall be responsible for calling the Building Safety Division for inspections. All
noted deficiencies shall be corrected by the contractor. The project will not be accepted as complete
until the contractor obtains a final sign -off from the Department of Planning and Building Safety.
Agreement No. 6574
TABLE OF CONTENTS
SECTION I — LEGAL
A. NOTICE INVITING SEALED BIDS
B. BIDDING INSTRUCTIONS
1. DEFINITION
2. BIDDER'S REPRESENTATIONS
3. BIDDING DOCUMENTS
4. INTERPRETATION OR CORRECTION OF BIDDING
DOCUMENTS
5. PRODUCT SUBSTITUTIONS
6. SUBCONTRACTORS
7. ADDENDA
8. PRE -BID CONFERENCE
9. FORM AND STYLE OF BIDS
10. BID SECURITY
11. MODIFICATION OR WITHDRAWAL OF BID
12. OPENING OF BIDS
13. REJECTION OF BIDS
14. AWARD
C. PROPOSAL
1. PROPOSAL, FIRST PAGE
2. BID SCHEDULES
a. BASE BID
b. ALTERNATIVE BID
3. BIDDER'S INFORMATION
4. BIDDER AND NOTARIAL ACKNOWLEDGEMENT
5. PROPOSAL GUARANTEE BID BOND
6. CONTRACTOR'S LICENSE DECLARATION
7. NON -COLLUSION DECLARATION
8. WORKER'S COMPENSATION CERTIFICATION
9. DESIGNATION OF SUBCONTRACTORS
10. REFERENCES
11. BIDDER'S STATEMENT OF PAST DISQUALIFICATIONS
11. INSURANCE REQUIREMENTS
D. CITY OF EL SEGUNDO PUBLIC WORKS CONTRACT
E. FAITHFUL PERFORMANCE BOND
PAGE
I-A-1 TO A-3
I-B-1 TO B-8
I-B-1
I-B-1
I-B-2
I-B-2
I-B-3
I-B-3
I-B-3
I-B-3
I-B-4
I-B-5
I-B-6
I-B-6
I-B-6
I-B-7
I-C-1 TO C-17
I-C-1
I-C-3
I-C-4
I-C-6
I-C-7
I-C-8
I-C-9
I-C-10
I-C- I I
I-C-12
I-C-15
I-C-16
I-D-1 TO D-5
I-E-1 TO E-3
F. MATERIAL AND LABOR BOND I-F-1 TO F-3
SECTION II - GENERAL REQUIREMENTS
A. GENERAL SPECIFICATIONS
I. REGISTRATION OF CONTRACTORS
2. INSURANCE AND CITY BUSINESS LICENSE
3. EMERGENCY INFORMATION
4. FURNISHING OF WATER
5. CALIFORNIA - OCCUPATIONAL SAFETY
AND HEALTH ADMINISTRATION
6. SOUND CONTROL
7. AIR POLLUTION CONTROL
8. WORKER UNIFORMS
B. GENERAL PROVISIONS
0-0 STANDARD SPECIFICATIONS
0-1 GENERAL
0-2 NUMBERING OF SECTIONS
1-2 DEFINITIONS
1-2.1 ADDITIONAL DEFINITIONS
1-3 ABBREVIATIONS
1-6 BIDDING AND SUBMISSION OF THE BID
1-6.1 GENERAL
1-6.2 ADDITIONAL RESPONSIBILITY
1-7.2 CONTRACT BONDS
Agreement No. 6574
PAGE
II-A-1 TO A-2
II-A-1
I I-A-1
II-A-1
II-A-1
II-A-1
II-A-2
II-A-2
II-A-2
II-B-1 TO B-35
2-0
SCOPE OF WORK
II-B-4
2-1.1 ACCESS TO PROJECT SITE
II-B-4
2-1.2 OWNERSHIP AND USE OF CONTRACT
II-B-4
DOCUMENTS
2-2
PERMITS
II-B-4
2-3
RIGHT-OF-WAY
II-B-5
2-3.1 ADDITIONAL WORK AREAS AND FACILITIES
II-B-5
2-9
CHANGED CONDITIONS
II-B-5
2-10
DISPUTED WORK
II-B-6
3-0
CONTROL OF THE WORK
II-B-6
3-7
CONTRACT DOCUMENTS
II-B-6
3-7.1 GENERAL
II-B-6
3-7.2 PRECEDENCE OF CONTRACT DOCUMENTS
II-B-7
3-7.3 ACCURACY OF PLANS AND SPECIFICATIONS
II-B-7
3-10
SURVEYING
II-B-8
3-10.3 SURVEY SERVICE
II-B-8
3-10.3.1 CONSTRUCTION SURVEYING
II-B-8
3-10.3.2 MEASUREMENT AND PAYMENT
II-B-8
Agreement No. 6574
SECTION II — GENERAL REQUIREMENTS (Continued)
3-12.1
CLEANUP AND DUST CONTROL
3-12.1.1 GENERAL
3-12.1.2 WATERING
3-12.6
WATER POLLUTION CONTROL
3-12.7
PROTECTION AND RESTORATION OF
EXISTING IMPROVEMENTS
3-12.8
PUBLIC CONVENIENCE AND SAFETY
3-12.8.1 TRAFFIC AND ACCESS
3-12.8.2 STREET CLOSURES, DETOURS, AND
BARRICADES
3-12.8.3 PROTECTION OF THE PUBLIC
3-13 COMPLETION
AND ACCEPTANCE
3-13.1
GENERAL GUARANTY
4-0 CONTROL OF MATERIALS
4-3 INSPECTION REQUIREMENTS
4-3.1 GENERAL
4-6 TRADE NAMES
4-6.1 TRADE, NAMES OR EQUALS
5-0 LEGAL RELATIONS AND RESPONSIBILITIES
5-3 LABOR
5-3.2 PREVAILING WAGES
5-3.3 RECORD OF WAGES PAID: INSPECTION
5-4 LIABILITY INSURANCE
5-4.1 GENERAL
5-4.2 INDEMNIFICATION AND DEFENSE
5-7.4.1 HAZARDOUS MATERIAL
6-0 PROSECUTION AND PROGRESS OF THE WORK
6-1 CONSTRUCTION SCHEDULE AND
COMMENCEMENT OF WORK
6-1.1
CONTRACT SCHEDULE
6-1.2
CONTENT OF CONTRACT SCHEDULE
6-1.3
EFFECT OF CONTRACT SCHEDULE
6-1.4
COMMENCEMENT OF CONTRACT TIME
6-3.3
WORK DAYS AND WORKING HOURS
6-3.4
NIGHT WORK
6-3.5
WEEKEND AND HOLIDAY WORK
6-4 DELAYS AND EXTENSIONS OF TIME
6-4.1
GENERAL
6-4.2
EXTENSIONS OF TIME
6-4.3
PAYMENT FOR DELAYS TO CONTRACTOR
6-4.4
WRITTEN NOTICE AND REPORT
in
PAGE
II-B-8
II-B-9
II-B-9
II-B-9
II-B-10
II-B-14
II-B-14
II-B-14
II-B-15
II-B-15
II-B-16
II-B-18
II-B-19
II-B-20
II-B-20
II-B-20
II-B-20
II-B-21
II-B-22
I1-B-22
II-B-22
II-13-23
II-B-23
II-B-23
II-B-23
II-B-23
II-B-24
Agreement No. 6574
SECTION II
— GENERAL REQUIREMENTS (Continued)
PAGE
6-7
DEFAULT BY CONTRACTOR
I1-B-24
6-7.1 GENERAL
II-B-24
6-7.2 TERMINATION OF CONTRACTOR'S
II-13-24
CONTROL OVER THE WORK
6-7.3 SURETY'S ASSUMPTION OF CONTROL
11-B-25
6-9
LIQUIDATED DAMAGES
II-B-25
6-9.1 FAILURE TO COMPLETE THE WORK ON TIME
11-B-25
6-11
DISPUTES AND CLAIMS; PROCEDURE
II-B-26
6-11.1 GENERAL
II-B-26
6-11.2 FORM
I1-B-26
6-11.3 CLAIMS SUBMITTED TO ENGINEER
II-B-28
6-11.4 CLAIMS IS PREREQUISITE TO OTHER REMEDY
II-B-28
6-11.5 DECISION ON CLAIMS
11-B-28
6-11.6 APPEAL OF ENGINEER'S DECISION
II-B-29
6-11.7 MEDIATION
11-B-29
6-11.8 ARBITRATION
I1-B-29
6-11.9 WHEN ARBITRATION DECISION BECOMES
II-B-30
BINDING
6-11.10 APPEAL TO SUPERIOR COURT; WAIVER
11-13-30
OF JURY TRIAL
6-11.11 AB 626 CLAIMS; PROCESS
11-B-30
7-0
MEASUREMENT AND PAYMENT
11-13-31
7-2
LUMP SUM WORK
II-B-31
7-3.2 PARTIAL AND FINAL PAYMENTS
11-B-31
7-3.3 DELIVERED MATERIALS
II-13-32
7-4.2.3 BASIS FOR ESTABLISHING COSTS
II-B-33
7-4.3 MARK UP
11-13-33
7-4.4 DAILY REPORTS BY CONTRACTOR
I1-13-33
100-1
TERMINATION OF AGENCY LIABILITY
II-B-34
402-0
UTILITIES
11-13-34
402-2
PROTECTION
11-13-34
402-2.1 INCORRECT LOCATION OF UTILITIES
11-13-34
402-4
RELOCATION
I1-B-34
402-4.1 RESPONSIBILITY OF UTILITY REMOVAL
I1-B-34
OR RELOCATION
402-5
DELAYS
11-B-34
402-5.1 CALCULATING IDLE TIME
11-B-35
I MA
Agreement No. 6574
SECTION III - SPECIAL PROVISIONS
SECTION IV - MEASUREMENT AND PAYMENT
SECTION V - TECHNICAL SPECIFICATIONS
ATTACHMENTS
PAGE III-A-1 TO III-A-13
PAGE IV-A-1 TO A-14
PAGE V-A-1 TO V-A-54
APPENDIX A - MISCELLANEOUS CONTACT INFORMATION
APPENDIX B - SAMPLE PROJECT SIGN INFORMATION
APPENDIX C - CONSTRUCTION AND DEBRIS RECYCLING FORMS
APPENDIX D - STORMWATER POLLLUTION PREVENTION PLAN (SWPPP)
APPENDIX E - EL SEGUNDO BOULEVARD IMPROVEMENT PLANS
APPENDIX F - ALTERNATIVE BID CURB RAMPS EXHIBIT
Agreement No. 6574
NOTICE INVITING SEALED BIDS
FOR THE
EL SEGUNDO BOULEVARD IMPROVEMENT PROJECT
IN THE CITY OF EL SEGUNDO
PROJECT NO.: PW 23-02
The City of El Segundo is accepting sealed bids in the City Clerk's office, 350 Main Street, El
Segundo, California 90245, until 11:00 A.M. on:
WEDNESDAY, NOVEMBER 2, 2022
at which time they will be publicly opened. Bids will not be accepted after that time.
As described in the Bidding Documents, the bids are for a public works project ("Project")
which consists of furnishing all supervision, materials, labor tools and incidentals and related
work, as required in the specifications, plans and contract documents for the following project:
"El Segundo Boulevard Improvement Project", on file with the City's Public Works
Department.
Work on the Project must be performed in strict conformity with Specifications No. PW 23-
02 as adopted by the El Segundo City Council on September 20, 2022 which is filed with the
Public Works Department.
Copies of the Plans, Specifications, Contract Documents and Engineer's estimate are available
from the Engineering Division of the Public Works Department, City of El Segundo, 350 Main
Street, El Segundo, California, 90245. Plans And Specifications are alternately available
electronically via l tt[is://wNvw.elseoo.or / oveiiiinent/de aia tnie�its/ ubl -wor ss/re crest-
ublic-works-bid
A pre -bid meeting is scheduled for Tuesday, October 11, 2022 at 10 am, at the City Hall
Council Chambers, 350 Main Street, El Segundo, CA 90245. Bidders' attendance at this
meeting is mandatory. Questions regarding the bid shall be submitted by 5pm on October 21,
2022 to htt s:/lwww.else undo.er / ovrrrrrrcrld artnients/rerblic-vorksfre oast- ubli-
works-bid
The terms and conditions for bidding on the Project are described in the attached Bidding
Instructions.
This project requires payment of State prevailing rates of wages for Los Angeles County. The
contractor must post copies of the prevailing schedule at each job site. Copies of these rates
of wages are available from the State of California Department of Industrial Relations
Prevailing Wage Unit, Telephone No. (415) 703-4774. The website for this agency is currently
located at http://www.dir.ca.gov.
I-A-1
Agreement No. 6574
Note that the Project is subject to compliance monitoring and enforcement by California
Department of Industrial Relations. Pursuant to California law, the City must find bids failing
to comply with all applicable Labor Code requirements including, without limitation, Labor
Code § § 1725.5 and 1771.4 to be nonresponsive.
The contractor to whom the contract is awarded must assist in locating, qualifying, hiring and
increasing the skills of minority group employees and applicants for employment, as set forth
in Executive Order 11246 and 11375.
Any contract entered into pursuant to this notice will incorporate the provisions of the State
Labor Code. Compliance with the prevailing rates of wages and apprenticeship employment
standards established by the State Director of Industrial Relations will be required.
Affinnative action to ensure against discrimination in employment practices on the basis of
race, color, national origin, ancestry, sex, or religion will also be required.
The City of El Segundo hereby affirmatively ensures that minority business enterprises will be
afforded full opportunity to submit bids in response to this notice and will not be discriminated
against on the basis of race, color, national origin, ancestry, sex, or religion in any consideration
leading to the award of contract.
The Contractor's duty to pay State prevailing wages can be found under Labor Code
Section 1770 et. Seq. and Labor Code Sections 1775 and 1777.7 outline the penalties for
failure to pay prevailing wages and employ apprentices including forfeitures and
debarment.
Five percent (5%) will be deducted from each progress payment and retained by the City. The
remainder less the amount of all previous payments will be paid to the Contractor. Pursuant
to Public Contracts Code ("PCC") § 22300, the Contractor may substitute securities for
retention monies held by the City or request that the City place such monies into an escrow
account. The Contractor is notified, pursuant to PCC § 22300, any such election will be at the
Contractor own expense and will include costs incurred by the City to accommodate the
Contractor's request.
In entering into a Public Works contract, or a subcontract, to supply goods, services, or
materials pursuant to a public works contract, the Contractor, or Sub -Contractor, offers and
agrees to assign to the awarding body all rights, title and interest in, and to, all causes of action
it may have under Section 4 of the Clayton Act (15 U.S.C. Section 15) or under the Cartwright
Act (Chapter 2 [commencing with Section 16700] of Part 2 of Division 7 of the Business and
Professions Code), arising from purchases of goods, services, or materials pursuant to the
public works contract or the subcontract. This assignment shall be made and become effective
at the time the awarding body tenders final payment to the Contractor, without further
acknowledgment by the parties.
Bids must be prepared on the approved Proposal forms in conformance with the Instructions
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Agreement No. 6574
to Bidders and submitted to the City Clerk, 350 Main Street, City of El Segundo, in a sealed
envelope plainly marked on the outside:
"SEALED BIDS FOR PROJECT NO.: PW 23-02
EL SEGUNDO BOULEVARD IMPROVEMENT PROJECT
IN THE CITY OF EL SEGUNDO
DO NOT OPEN WITH REGULAR MAIL"
The bid must be accompanied by a bid bond, made payable to the City of El Segundo for an
amount no less than ten percent (10%) of the amount bid for the base contract.
No bid will be accepted from a Contractor who has not been licensed in accordance with the
provisions of the State Business and Professions Code. For this project, those acceptable
classes of license shall be "A". The successful Contractor and his Sub -Contractors will be
required to possess the correct license for their project classifications, and valid City Business
Licenses from the City of El Segundo.
The City of El Segundo reserves the right to reject any or all bids, to waive any irregularity,
and to take all bids under advisement for a period of ninety (90) calendar days.
Any contract entered into pursuant to this notice shall become effective or enforceable against
the City of El Segundo only when the formal written contract has been duly executed by the
appropriate officer(s) of the City of El Segundo.
DATED this day of 20
CITY OF EL SEGUNDO, CALIFORNIA
Tracy Weaver, City Clerk
I-A-3
Agreement No. 6574
BIDDING INSTRUCTIONS
DEFINITIONS. Unless provided otherwise, the definitions in the Greenbook, Special
Conditions, or other Contract Documents are applicable to all Bidding Documents.
1.1 "Addenda" means written or graphic instruments issued by the City before the Bid
Deadline that modify or interpret the Bidding Documents by additions, deletions,
clarifications, or corrections.
1.2 "Alternate" means a proposed change in the Work, as described in the Bidding
Documents which, if accepted, may result in a change to either the Contract Sum
or the Contract Time, or both.
1.3 "Bid Deadline" means the date and time designated in the Notice for Bids as the
last date and time for receipt of Bids, as may be revised by Addenda.
1.4 "Bidder" means a person or firm that submits a Bid.
1.5 "Bidding Documents" means the construction documents prepared and issued for
bidding purposes including all Addenda
1.6 "Lump Sum Base Bid" means the sum stated in the Bid for which Bidder offers to
perform the Work described in the Bidding Documents, but not including unit price
items or Alternates.
1.7 "Unit Price" means an amount stated in the Bid for which Bidder offers to perform
the Unit Price Work for a fixed price per unit of measurement.
2. BIDDER'S REPRESENTATIONS. By making its Bid, Bidder represents that:
2.1 Bidder read, understood, and made the Bid pursuant to the requirements in the
Bidding Documents.
2.2 Bidder visited the Project site and is familiar with the conditions under which the
Work will be performed and the local conditions as related to the Contract
Documents.
2.3 The Bid is based upon the materials, equipment, and systems required by the
Bidding Documents.
2.4 Bidder and all Subcontractors, regardless of tier, have the appropriate current
licenses issued by the State of California Contractor's State License Board for the
Work to be performed. If Bidder is a joint venture, the Bidder will have a joint
venture license appropriate for the performance of the work, and each member of
the joint venture will likewise have the appropriate license. Business and
Professions Code § § 7000-7191 establish licensing requirements for contractors. If
a Bidder, that is a specialty contractor, submits a Bid involving 3 or more
specialized building trades, the work of which is more than incidental and
supplemental to the performance of the Work for which Bidder holds a specialty
contractor license, Bidder must also hold either (1) a specialty contractor "C"
license in each such trade, (2) a General Engineering contractor "A" license, or (3)
a General Building contractor "B" license. This requirement is applicable whether
or not Bidder lists a Subcontractor for each such trade.
2.5 If licensure or proper licensure is controverted, then proof of licensure pursuant to
this section must be made by production of a verified certificate of licensure from
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Agreement No. 6574
the Contractors' State License Board which establishes that the individual or entity
bringing the action was duly licensed in the proper classification of contractors at
all times during the performance of any act or contract covered by the action.
Nothing in this subdivision requires any person or entity controverting licensure or
proper licensure to produce a verified certificate. When licensure or proper
licensure is controverted, the burden of proof to establish licensure or proper
licensure is on the licensee.
2.6 Bidder has the expertise and financial capacity to perform and complete all
obligations under the Bidding Documents.
2.7 The person executing the Bid Form is duly authorized and empowered to execute
the Bid Form on Bidder's behalf.
2.8 Bidder is aware of and, if awarded the Contract, will comply with Applicable Code
Requirements in its performance of the Work.
2.9 The Bidder has paid the City's business license fee(s)
2.10 The Bidder, per SB 854 requirements for public projects, has registered with and
paid their annual fee to the California State Department of Industrial Relations.
Information about SB 854 and its requirements can be found at this link:
http://www.dir.ca.gov/Public-Works/SB854.html
BIDDING DOCUMENTS
3.1 Bidders may obtain complete sets of the Bidding Documents from the City's
Public Works Department for the sum stated in the Notice for Bids.
3.2 Bidders will use a complete set of Bidding Documents in preparing Bids.
3.3 The City makes copies of the Bidding Documents available, on the above terms,
for the sole purpose of obtaining Bids for the Work and does not confer a license
or grant permission for any other use of the Bidding Documents.
4. INTERPRETATION OR CORRECTION OF BIDDING DOCUMENTS.
4.1 Before submitting its Bid, Bidder will carefully study and compare the various
documents comprising the Bidding Documents and compare them with any other
work being bid concurrently or presently under construction which relates to the
Work for which the Bid is submitted; will examine the Project site, the conditions
under which the Work is to be performed, and the local conditions; and will at once
report to the City's Representative errors, inconsistencies, or ambiguities
discovered.
4.2 Requests for clarification or interpretation of the Bidding Documents will be
addressed to the City's Representative.
4.2.1 The release of the bid package begins a quiet period for potential Bidders
participating in this project. The City of El Segundo realizes it is critical to
provide Bidders with a vehicle to ask questions so that quality responses
can be prepared. Questions must be submitted in writing to project
managers via the City website:
htt s://www,else iindo.or / overnnteiit/dr artiiients/ ublic-
workslrecuest- �ublic-wot•ks-bid
Responses to all questions will be provided in writing to all Bidders in
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Agreement No. 6574
accordance with the schedule below. We will not identify companies or
individuals that pose questions. Potential bidders must not call City of El
Segundo employees to discuss potential projects or ask questions regarding
the bid.
Questions Due by 5:00 pm, October 21, 2022
Questions Answered by 5:00 pm, October 26, 2022
4.3 Clarifications, interpretations, corrections, and changes to the Bidding Documents
will be made by Addenda. Clarifications, interpretations, corrections, and changes
to the Bidding Documents made in any other manner will not be binding and
Bidders must not rely upon them.
5. PRODUCT SUBSTITUTIONS. No substitutions will be considered before award of
Contract. Substitutions will only be considered after award of the Contract and as provided
for in the Contract Documents.
6. SUBCONTRACTORS.
6.1 Each Bidder will list in the Bid Form all first -tier Subcontractors that will perform
work, labor or render such services. The Bid Form contains spaces for the
following information when listing Subcontractors: (1) Work Activity; (2) name of
Subcontractor; (3) city of Subcontractor's business location. Failure to list any of
these items on the Bid Form will result in the City treating the Bid as if no
Subcontractor was listed for the Work and that Bidder represents to the City that it
is fully qualified to perform that portion of the Work and will perform do so.
6.2 Subcontractors listed in the Bid Form will only be substituted after the Bid Deadline
with the City's written consent in accordance with California law.
7. ADDENDA.
7.1 Addenda will be in writing and issued only by the City. Addenda will be mailed or
delivered to all who are known by the City to have received a complete set of
Bidding Documents and who have provided a street address for receipt of Addenda.
7.2 Copies of Addenda will be made available for inspection at the City's Public Works
Department.
7.3 The City will issue Addenda so that they are received by prospective Bidders not
later than three (3) business days before the Bid Deadline. Addenda that withdraw
the request for Bids or postpone the Bid Deadline may be issued anytime before the
Bid Deadline.
7.4 Each Bidder is responsible for ensuring that it has received all issued Addenda
before issuing a Bid.
8. PRE -BID CONFERENCE. Bidder will attend a Pre -Bid Conference where the City will
discuss the Bidding Documents, answer questions, accept comments, and conduct a Project
site visit. The City requires all Pre -Bid Conference attendees to arrive for the meeting on
time and to sign an attendance list which is used to determine if Bidders meet this
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Agreement No. 6574
requirement. Any Bidder not attending the Pre -Bid Conference in its entirety will be
deemed to have not complied with the requirements of the Bidding Documents and its Bid
will be rejected.
9. FORM AND STYLE OF BIDS
9.1 Bids will be submitted on the Bid Forin included with the Bidding Documents. Bids
not submitted on the City's Bid Form will be rejected.
9.2 All blanks on the Bid Form will be filled in legibly in ink or by typewriter.
9.3 Bidder's failure to submit a price for any Alternate or unit price will result in the
Bid being considered as nonresponsive. If Alternates are called for and no change
in the Lump Sum Base Bid is required, enter "No Change."
9.4 Each Bidder must fill out the "Bidders Statement of Past Contract Disqualifica-
tions" form stating any and all instances of contract disqualifications due to a
violation of a law or safety regulation. The Bidder must explain the circumstances
of each disqualification. The City may reject the bid based on such information.
9.5 Bidder will make no stipulations on the Bid Form nor qualify the Bid in any
manner.
9.6 The Bids will be based upon full completion of all the Work as shown on the plans
and specifications. It is expressly understood that the plans are drawn with as much
accuracy as is possible in advance, but should errors, omissions or discrepancies
exist in the plans which show conditions that vary from those encountered in
construction, the Bidder (if awarded the Contract) specifically agrees to construct
a completed work ready for the use and in the manner which is intended. In the
event of increasing or decreasing of work, the total amount of work actually done
or materials or equipment furnished must be paid for according to the unit or lump
suns price established for such work under the contract, wherever such unit or lump
sum price has been established. In the event no prices are named in the contract to
cover such changes or alterations, the cost of such changes must be covered as extra
work.
9.7 The Bid Form will be signed by a person or persons legally authorized to bind
Bidder to a contract. Bidder's Representative will sign and date the Declaration
included in the Bid Form. Failure to sign and date the declaration will cause the Bid
to be rejected.
9.8 Bids must be submitted in writing on the Proposal forms provided by the City of El
Segundo. One (1) set of these Proposal forms is inserted loose herein for use by the
bidders. Bidders are required to submit one (1) original set of the proposal
forms. All information requested therein must be clearly and legibly set forth in
the manner and form indicated.
9.9 Bidders must satisfy themselves by personal examination of the work site, Plans,
Specifications, and other contract documents, and by any other means as they may
believe necessary, as to the actual physical conditions, requirements and difficulties
under which the work must be performed. No bidder shall at any time after
submissions of a proposal make any claim or assertion that there was any
misunderstanding or lack of information regarding the nature or amount of work
necessary for the satisfactory completion of the job. Any errors, omissions, or
discrepancies found in the Plans, Specifications, or other contract documents shall
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Agreement No. 6574
be called to the attention of the City of El Segundo and clarified prior to the
submission of proposals.
10. BID SECURITY
10.1 Each Bid will be accompanied by Bid Security, in the amount of 10% of the Lump
Sum Base Bid as security for Bidder's obligation to enter into a Contract with the
City on the terms stated in the Bid Form and to furnish all items required by the
Bidding Documents. Bid Security will be a Bid Bond on the form provided by the
City or a certified check made payable to "City of El Segundo." When a Bond is
used for Bid Security, failure to use the City's Bid Bond fore will result in the
rejection of the Bid.
10.2 If the apparent lowest responsible Bidder fails to sign the Agreement and furnish
all items required by the Bidding Documents within the time limits specified in
these Instructions to Bidders, the City will disqualify such Bidder and select the
next apparent lowest responsible Bidder until all bids have been exhausted or the
City may reject all bids. In such an event, the disqualified Bidder will be liable for
and forfeit to the City the amount of the difference, not to exceed the amount of the
Bid Security, between the amount of the disqualified Bid and the larger amount for
which the City procures the Work.
10.3 If a Bid Bond is submitted and an attorney -in -fact executes the Bid Bond on behalf
of the surety, a notarized and current copy of the power of attorney will be affixed
to the Bid Bond. The surety issuing the Bid Bond will be listed in the latest
published State of California, Department of Insurance list of, "Insurers Admitted
to Transact Surety Insurance in This State."
10.4 The City will retain Bid Security until the occurrence of one of the following:
10.4.1 All items required by the Bidding Documents have been furnished and the
Agreement has been signed by the successful Bidder and the City.
10.4.2 The specified time has elapsed during which Bids may be withdrawn.
10.4.3 All Bids have been rejected.
10.5 The Bid Form, Bid Security, and all other documents required to be submitted
with the Bid must be enclosed in a sealed opaque envelope. The envelope must
be addressed to the City Clerk. The envelope must be identified with the
Bidder's name and address, and identify the Project for which the Bid is
submitted:, as follows: "SEALED BIDS FOR PW 23-02: EL SEGUNDO
BOULEVARD IMPROVEMENT PROJECT. DO NOT OPEN WITH
REGULAR MAIL." Proposals may be mailed or delivered by messenger.
10.6 Bids will be deposited at the designated location on or before the Bid Deadline. A
Bid received after the Bid Deadline will be returned to Bidder unopened.
10.7 Bidder will assume full responsibility for timely delivery at the location designated
for receipt of Bids.
10.8 Oral, telephonic, facsimile, or telegraphic Bids are invalid and will not be accepted.
10.9 All proposals must be submitted, filed, made, and executed in accordance with State
and Federal laws related to bids for contracts of this nature whether the same is
expressly referred to herein or not. Any bidder submitting a proposal shall by such
action thereby agree to each and all of the terms, conditions, provisions, and
requirements set forth, contemplated, and referred to in the Plans, Specifications,
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Agreement No. 6574
and other contract documents, and to full compliance therewith.
11. MODIFICATION OR WITHDRAWAL OF BID.
11.1 Before the Bid Deadline, a submitted Bid may be modified or withdrawn. Notice
of such action will be given to the City in writing and signed by the Bidder's
authorized representative. A change so made will be so worded as not to reveal the
amount of the original Bid.
11.2 A withdrawn Bid may be resubmitted up to the Bid Deadline, provided that it then
fully complies with the Bidding Requirements.
11.3 Bid Security will be in an amount sufficient for the Bid as modified or resubmitted.
11.4 Bids may not be modified, withdrawn, or canceled within ninety (90) calendar days
after the Bid Deadline unless otherwise provided in Supplementary Instructions to
Bidders.
11.5 Proposals may not be withdrawn after said Bid Deadline without forfeiture of the
proposal guarantee.
11.6 The withdrawal of a proposal will not prejudice the right of the bidder to submit a
new proposal, providing there is time to do so.
11.7 No mention shall be made in the proposal of Sales Tax, Use Tax, City Business
License, or any other tax, as all amounts bid will be deemed and held to include
any such taxes, which may be applicable.
11.8 No mention shall be made in the proposal of the cost of bonds as all amounts bid
will be deemed and held to include any such costs, which may be applicable.
12. OPENING OF BIDS. Bids submitted in the manner required by these instructions and are
received on or before the Bid Deadline will be opened publicly.
13. REJECTION OF BIDS.
13.1 The City will have the right to reject all Bids.
13.2 The City will have the right to reject any Bid not accompanied by the required Bid
Security or any other item required by the Bidding Documents, or a Bid which is
in any other way materially incomplete or irregular.
13.2.1 Unrequested/unauthorized conditions, limitations, or provisions attached to
a proposal will render it irregular and may cause its rejection. The
completed proposal forms shall be without interlineations, alterations, or
erasures. Alternative proposals will not be considered unless specifically
requested. No oral, telegraphic, or telephonic proposal, modification, or
withdrawal will be considered.
13.3 In the event that any bidder acting as a prime contractor has an interest in more than
one proposal, all such proposals will be rejected, and the bidder will be disqualified.
This restriction does not apply to subcontractors or suppliers who may submit
quotations to more than one bidder, and while doing so, may also submit a formal
proposal as a prime contractor. No proposal will be accepted from a bidder who has
not been licensed in accordance with the provisions of the State Business and
Professions Code.
•
Agreement No. 6574
14. AWARD
14.1 The City may retain all bids for a period of ninety (90) calendar days for
examination and comparison, and to delete any portion of the work from the
contract.
14.2 The City will have the right to waive nonmaterial irregularities in a Bid and to
accept the lowest responsive Bid as determined by The City.
14.3 The City will have the right to accept Alternates in any order or combination, unless
otherwise specifically provided in the Bidding Documents.
14.4 The City will determine the low Bidder on the basis of the sum of the Lump Sum
Base Bid plus all unit prices multiplied by their respective estimated quantities as
stated in the Bid Form, if any, plus the Contractor Delay Damages multiplied by
the "multiplier" as stated in the Bid Form, plus the amounts of all accepted
Alternates.
14.4.1 Inclusion of Contractor Delay Damages within the Bid Form is solely for
the purpose of determining the low bidder and establishing the City's
maximum daily liability as a result of City delays to Contractor, if any, and
City has no obligation to pay any daily Contractor Delay Damages except
as provided for in these Contract Documents for Compensable Delays. In
the event that City becomes liable to Contractor for compensable delays,
City agrees to pay Contractor the daily Contractor Delay Damages set forth
in the Proposal Form or Contractor's actual daily delay damages, whichever
is less, for each day of Compensable Delay as provided for by these
Contract Documents.
14.5 The City will select the apparent lowest responsive and responsible Bidder and
notify such Bidder within thirty (30) calendar days (unless number of days is
modified in Supplementary Instructions to Bidders) after the Bid Deadline or reject
all bids. Within ten (10) days after receiving the City's notice that Bidder was
selected as the apparent lowest responsible Bidder, Bidder will submit to the City
all of the following items:
14.5.1 One original of the Agreement signed by Bidder.
14.5.2 One original of the Payment Bond.
14.5.3 One original of the Performance Bond.
14.5.4 Certificates of Insurance on form provided by the City.
14.5.5 Names of all Subcontractors, with their addresses, telephone number,
facsimile number, trade on Bidders' company stationery. Evidence, as
required by the City, of the reliability and responsibility of the proposed
Subcontractors such as statements of experience, statements of financial
condition, and references.
14.5.6 Preliminary Contract Schedule.
14.5.7 Selection of Retention Options and Escrow Agreement for Deposit of
Securities in Lieu of Retention and Deposit of Retention. If not submitted,
the City will withhold retention.
14.5.8 Cost Breakdown.
14.6 Before award of the Contract, the City will notify Bidder in writing, if the City
objects to a Subcontractor proposed by Bidder, in which case Bidder will propose
a substitute acceptable to the City. Failure of the City to object to a proposed
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Agreement No. 6574
14.7
Subcontractor before award will not preclude the City from requiring replacement
of any Subcontractor based upon information received subsequent to award,
information which cannot be properly evaluated before award due to time
constraints, or information relating to a failure to comply with the requirements of
the Contract.
If Bidder submits the original signed Agreements and all other items within ten (10)
days after receiving the City's notification, and all such items comply with the
requirements of the Bidding Documents, the City will award the Contract to Bidder
by signing the Agreement and returning a signed copy of the Agreement to Bidder.
If the City consents to the withdrawal of the Bid of the apparent lowest responsible
Bidder, or the apparent lowest responsible Bidder fails or refuses to sign the
Agreement or submit to the City all of the items required by the Bidding
Documents, within ten (10) days after receiving the City's notification, or the City
determines that the Bidder is not financially or otherwise qualified to perform the
Contract, the City may reject such Bidder's Bid and select the next apparent lowest
responsible Bidder, until all bids are exhausted, or reject all Bids.
::
Agreement No. 6574
PROPOSAL
FOR THE
EL SEGUNDO BOULEVARD IMPROVEMENT PROJECT
PROJECT NO.: PW 23-02
Date m....�.....�.�_.�.....� 20
Company Name: ..._ ...
TO THE CITY OF EL SEGUNDO:
In accordance with the City of El Segundo's Notice Inviting Sealed Bids, the undersigned
BIDDER hereby proposes to furnish all materials, equipment, tools, labor, and incidentals
required for the above stated project as set forth in the Plans, Specifications, and contract
documents therefor, and to perform all work in the manner and time prescribed therein.
BIDDER declares that this proposal is based upon careful examination of the work site, Plans,
Specifications, Instructions to Bidders, and all other contract documents. Submittal of this bid
shall be considered evidence that the BIDDER has satisfied himself regarding the contact
documents, access and any other field conditions which may affect bid prices. If this proposal
is accepted for award, BIDDER agrees to enter into a contact with the City of El Segundo at
the unit and/or lump sum prices set forth in the following Bid Schedule. BIDDER understands
that failure to enter into a contract in the manner and time prescribed will result in forfeiture to
the City of El Segundo of the proposal guarantee accompanying this proposal.
BIDDER understands that a bid is required for the entire work, that the estimated quantities
set forth in the Bid Schedule are solely for the purpose of comparing bids, and that final
compensation under the contract will be based upon the actual quantities of work satisfactorily
completed. THE CITY OF EL SEGUNDO RESERVES THE RIGHT TO INCREASE
OR DECREASE THE AMOUNT OF ANY QUANTITY SHOWN AND TO DELETE
ANY ITEM FROM THE CONTRACT. It is agreed that the unit and/or lurnp sum prices bid
include all apparent expenses, taxes, royalties, and fees. In the case of discrepancies in the
amounts bid, unit prices shall govern over extended amounts, and words shall govern over
figures.
If awarded the Contract, the undersigned further agrees that in the event of the BIDDER'S
default in executing the required contract and filing the necessary bonds and insurance
certificates within ten working days after the date of the City of El Segundo's notice of award
of contract to the BIDDER, including sending by U.S. Mail a Public Works Contract for
signature by the Awardee, the proceeds of the security accompanying this bid shall become the
property of the City of El Segundo and this bid and the acceptance hereof may, at the City of
El Segundo's option, be considered null and void.
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Agreement No. 6574
EQUAL EMPLOYMENT OPPORTUNITY COMPLIANCE
BIDDER certifies that in all previous contracts or subcontracts, all reports which may have been
due under the requirements of any agency, State, or Federal equal employment opportunity
orders have been satisfactorily filed, and that no such reports are currently outstanding.
AFFIRMATIVE ACTION CERTIFICATION
BIDDER certifies that affirmative action has been taken to seek out and consider minority
business enterprises for those portions of the work to be subcontracted, and that such affirmative
actions have been fully documented, that said documentation is open to inspection, and that said
affirmative action will remain in effect for the life of any contract awarded hereunder.
Furthermore, BIDDER certifies that affirmative action will be taken to meet all equal
employment opportunity requirements of the contract documents.
NONCOLLUSION DECLARATION
BIDDER declares that the only persons or parties interested in this proposal as principals are
those named herein; that no officer, agent, or employee of the City of El Segundo is personally
interested, directly or indirectly, in this proposal; that this proposal is made without connection
to any other individual, firm, or corporation making a bid for the same work and that this proposal
is in all respects fair and without collusion or fraud.
I-C-2
Agreement No. 6574
Company Name:
BASE BID ITEMS
BID SCHEDULE
PROJECT NO.: PW 23-02
I-C-3 a
Agreement No. 6574
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Agreement No. 6574
I-C-3 c
Agreement No. 6574
....._....
- - --
......... ...
ITEM
NO.
DESCRIPTION
S�_.��...�
UNI.....T....._,
QTYAMOUNT
UNIT
PRICE
45
_i�..�__
Reset Loop Detectors (El Segundo
...........
LS 1
_ ..___ .... ............
$
$
Boulevard / PCH) �a...-.—.......
46
Traffic Signal Modification: El
LS 1
$
$
Segundo reet................__..__.._....
TrafficSig al Modificat onsEl
w.........
47
Segundo Boulevard / Continental
LS 1
$
$
Boulevard
48
Traffic Signal Modification: El
LS 1
$
$
Segundo Boulevard / Nash Street
49
Traffic Signal Modification: El
LS 1
$
Segundo Boulevard / Douglas Street
_.._ El
Traffic Signal Modification: _.�����_.��...� ..
w.�_��...........................
.��..�_ ......
50
Segundo Boulevard / Aviation
LS 1
$
$
Boulevard
51
Miscellaneous Traffic Signal
LS 1
$
$
Improvements: Nash Street
52
....._-..........................
(...... Median Concrete Stamp ed and
Colored)
SF 15,350
............_
$
..
$
53
�..�.��._
in ExistingStamped
Clean and Resta_
s....... ............... .�.
SF 1,391
'
__...
$
---......_
$
Concrete
J
�.._54....��..��..�
Shrub - 1 Gallon....��..��.,, ..w... ...............EA
1,177
$ .................
$
55
Shrub - 5 Gallon
EA 47
$
$
56
Tree - 36" Box
EA 52
$
$
57
Decomposed Granite Groundcover
SF 25,200
$
$
[58
.
Soil Preparation / Fine Grading
SF 25,200
$
$
59
Root Barrier
EA 52
$
$
60
Irrigation System
LS 1
$
$
I-C-3d
Agreement No. 6574
TOTAL BID WRITTEN IN WORDS:
(NOTE: THE AWARD TO THE APPARENT LOWEST BIDDER IS BASED ON THE
TOTAL OF BASE BID I"ITEM'S 1-61 ONLY. ALTERNATIVE BID ITEMS SHALL
NOT BE CONSIDERED AS PART OF THE LOWEST BID.)
All work shall be per these specifications and attachments. Prevailing wage rates apply. The
City of El Segundo reserves the right to reject any or all bids, to waive any irregularity, and
to take all bids under advisement for a period of ninety (90) calendar days.
ALTERNATIVE BID ITEMS
EL SEGUNDO BOULEVARD IMPROVEMENT PROJECT
PROJECT NO.: PW 23-02
.. .�w
Item
_ ......�._. . _. .. - ...............
------ �.................._
Unit Price
Total
o.
Description
Unit
Qty
M
($)
62A
Curb Ramp
EA
6
$
$
63A
Relocate Fire Hydrant
EA
1
$
$
_
w Furnish andInstall Traffic Signal
�...�.
_............... .
Pole
64A
(El Segundo Boulevard / Illinois
LS
1
$
$
Street, Pole #3)
I-C-3 e
Agreement No. 6574
BIDDER'S INFORMATION
Company Name; ...._ _...
BIDDER certifies that the following information is true and correct:
Form of Legal Entity (i.e., individual, partnership, corporation, etc.)
If corporation, State of Incorporation (i.e., California)
Business
Street Address
Telephone No......_...........�.. __..... �_......_.
Facsimile No.
State Contractor's License No. and Class.......... lass C
Original Date Issued �............. ......- Expiration Date
The following are the names, titles, addresses, and phone numbers of all individuals, fine
members, partners, joint venturers, and/or corporate officers having principal interest in this
proposal:
The date of any voluntary or involuntary bankruptcy judgments against any principal having an
interest in this proposal is as follows:
All current and prior DBA's, aliases, and/or fictitious business names for any principal having
an interest in this proposal are as follows:
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Agreement No. 6574
BIDDER'S INFORMATION (CONTINUED)
Company Name:.
Bidder shall list the name of the person who attended the mandatory pre -bid job walk:
Title:
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Agreement No. 6574
IN WITNESS WHEREOF, BIDDER executes and submits this proposal with the namem
titles, hands, and seals of all aforenamed principals this _ day of 2 0
*ubscribed and sworn to this day of 24
RrITYM1,11F� :;4
9M
Agreement No. 6574
PROPOSAL GUARANTEE
BID BOND
EL SEGUNDO BOULEVARD IMPROVEMENT PROJECT
PROJECT NO.: PW 23-02
KNOW ALL MEN BY THESE PRESENTS that,
, as BIDDER, and
, as SURETY, are held and firmly bound unto the
City of El Segundo, in the penal sum of—m__------ DOLLARS
which is ten (10%) percent of the total amount bid by BIDDER to the
City of El Segundo for the above stated project, for the payment of which suin, BIDDER and
SURETY agree to be bound, jointly and severally, firmly by these presents.
THE CONDITIONS OF THIS OBLIGATION ARE SUCH that, whereas BIDDER is
about to submit a bid to the City of El Segundo for the above stated project, if said bid is
rejected, or if said bid is accepted and a contract is awarded and entered into by BIDDER in
the manner and time specified, then this obligation shall be null and void, otherwise it shall
remain in full force and effect in favor of the City of El Segundo.
IN WITNESS WHEREOF the parties hereto have set their names, titles, hands, and seals this
day of , 20
BIDDER*
SURETY*
Subscribed and sworn to this day of _W .,,, , 20........._�
NOTARY PUBLIC
*Provide BIDDER/SURETY name, title, address and telephone number and the name, title,
address and telephone number for authorized representative.
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Agreement No. 6574
CONTRACTOR'S LICENSE DECLARATION
(Business and Professions Code Section 7028.15)
1. BIDDER'S Contractor's License Number is:.
Class No...
2. The expiration date of BIDDER'S Contractor License is:
3. BIDDER acknowledges that Section 7028.15(e) of the Business and
Professions Code provides as follows:
"A licensed contractor shall not submit a bid to a public agency unless his or
her contractor's license number appears clearly on the bid, the license expiration
date is stated, and the bid contains a statement that representations herein are
made under penalty of perjury. Any bid not containing this information, or a
bid containing information which is subsequently proven false, shall be
considered non -responsive and shall be rejected by the public agency."
The undersigned declares, under penalty of perjury, that the representations
made by the undersigned in this bid proposal are true and correct.
Executed on , 20_, at
Signature
Typed Name
Title
Company Name
(insert City and State where Declaration signed).
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Agreement No. 6574
NON -COLLUSION DECLARATION
TO BE EXECUTED BY BIDDER AND SUBMITTED WITH BID
(pursuant to Cal. Pub. Contract Code § 7106)
The undersigned declares:
I am the of
makingtheforegoing�.�.�.�.._....�._....w..,____.........�.....����__..........-
bid,
the party
The bid is not made in the interest of, or on behalf of, any undisclosed person, partnership,
company, association, organization, or corporation. The bid is genuine and not collusive or
sham. The bidder has not directly or indirectly induced or solicited any other bidder to put in
a false or sham bid. The bidder has not directly or indirectly colluded, conspired, connived, or
agreed with any bidder or anyone else to put in a sham bid, or to refrain from bidding. The
bidder has not in any manner, directly or indirectly, sought by agreement, communication, or
conference with anyone to fix the bid price of the bidder or any other bidder, or to fix any
overhead, profit, or cost element of the bid price, or of that of any other bidder that all
statements contained in the bid are true. The bidder has not, directly or indirectly, submitted
his or her bid price or any breakdown thereof, or the contents thereof, or divulged information
or data relative thereto, to any corporation, partnership, company, association, organization,
bid depository, or to any member or agent thereof, to effectuate a collusive or sham bid, and
has not paid, and will not pay, any person or entity for such purpose.
Any person executing this declaration on behalf of a bidder that is a corporation, partnership,
joint venture, limited liability company, limited liability partnership, or any other entity, hereby
represents that he or she has full power to execute, and does execute, this declaration on behalf
of the bidder.
I declare under penalty of perjury under the laws of the State of California that the foregoing
is true and correct and that this declaration is executed on ................www www ..............-.date], at
�.......... ........ [state].
Dated this day of _....._._�..�.�..............__, 20
Name
Title
Signature
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Agreement No. 6574
WORKER'S COMPENSATION CERTIFICATION
Section 1861 OF THE LABOR CODE
(Workers' Compensation)
Pursuant to Section 1861 of the Labor Code, the BIDDER, in submitting his/her
PROPOSAL, shall sign the following certification:
"I am aware of the provisions of Section 3700 of the Labor Code which require every
employer to be insured against liability for workers' compensation or to undertake self-
insurance in accordance with the provisions of that code, and 1 will comply with such
provisions before commencing the performance of the work of this contract."
Signature of Bidder:
Title:
Business Name:
Business Address:
Telephone Number:
Dated this day of ....-, 20 .
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Agreement No. 6574
BIDDER'S CERTIFICATION OF SUBCONTRACTORS
EL SEGUNDO BOULEVARD IMPROVEMENT PROJECT
PROJECT NO.: PW 23-02
Company Name:
As detailed in Section 2-3 (Page II-B-3) of the General Provisions, Bidder certifies that it has
listed below all subcontractors who will perform work in excess of one-half of one percent
(0.5%) of the total bid price or certifies that the bidder is fully qualified to perform and will
perform that portion of the work itself.
Description of
Subcontractor's Portion of
Name of Contractor Work Estimated
Subcontractor Address License No. Subcontracted $ Amount
(Number and Street)
(City, Zip Code)
I
i
_n ,--
(Make copies of this page if additional space is needed)
Signature of Bidder Date
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Agreement No. 6574
REFERENCES
Company Name:
The following are the names, addresses, and telephone numbers for public agencies for which
BIDDER has performed similar work as the prime contractor or major subcontractor within
the past five (5) years:
1. Project Title:
Location:
Name and address of owner
Name and current telephone number of person familiar with project
Type of Work:
Contract amount: $ Date completed:
Amount of work done by my/our finn under contract $
Did your firm have any financial interest in Project? _...
2. Project Title:
Location:
Name and address of owner
Naive and current telephone number of person familiar with project
Type of Work:
Contract amount: $ Date completed:
Amount of work done by my/our finn under contract $
Did your finn have any financial interest in Project? _
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Agreement No. 6574
3, Project Title:
Location:
Type of Work:
Contract amount: $ �. w Date completed:
Amount of work done by my/our firm under contract $
Did your firm have any financial interest in Project?
4. Project Title:
E
Location:
Name and current telephone number of person familiar with project:
Type of Work:
Contract amount: $ Date completed:._
Amount of work done by my/our firm under contract $
Did your firm have any financial interest in Project?
Project Title:
Location:
I-C-13
Agreement No. 6574
Type of Work:
Contract amount: $ �m mmmm mmmmm _ Date completed:
Amount of work done by my/our firm under contract $
Did your firm have any financial interest in Project?
Bidder may attach additional reference pages if necessary.
The following are the names, addresses, and telephone numbers for all brokers and sureties
from whom BIDDER intends to procure insurance bonds:
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Agreement No. 6574
BIDDER'S STATEMENT OF
PAST CONTRACT DISQUALIFICATIONS
EL SEGUNDO BOULEVARD IMPROVEMENT PROJECT
PROJECT NO.: PW 23-02
0
Company Name:
Please state all instances of being disqualified, removed, or otherwise prevented from bidding
on, or completing, a federal, state, or local government project due to a violation of a law or
safety regulation.
l . Have you ever been disqualified from any government contract?
Yes ❑ No ❑
2. If yes, explain the circumstances:
3. Are you registered in accordance with Labor Code § 1725.5 [Note: failure to register
requires the City to reject your bid as nonresponsive]?
Yes ❑ No ❑
Bidder's Signature
Name (Please Print)
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Agreement No. 6574
Company Name:
To be awarded this contract, the successful bidder must procure and maintain the following types of
insurance with coverage limits complying, at a minimum, with the limits set forth below:
Type of,lnsurattce Limits
Commercial general liability: $2,000,000
Business automobile liability: $1,000,000
Workers compensation: Statutory requirement
Commercial general liability insurance must meet or exceed the requirements of ISO-CGL Farm No.
CG 00 01 11 85 or 88. The amount of insurance set forth above must be a combined single limit per
occurrence for bodily injury, personal injury, and property damage for the policy coverage. Liability
policies must be endorsed to name the City, its officials, and employees as "additional insureds" under
said insurance coverage and to state that such insurance will be deemed "primary" such that any other
insurance that may be carried by the City will be excess thereto. Such endorsement must be reflected
on ISO Form No. CG 20 10 11 85 or 88, or equivalent. Such insurance must be on an "occurrence,"
not a "claims made," basis and will not be cancelable or subject to reduction except upon thirty (30)
days prior written notice to the City.
Insurer will agree in writing to waive all rights of subrogation against the City, its officers, officials,
employees and volunteers for losses arising from work performed by Contractor for the City.
Automobile coverage must be written on ISO Business Auto Coverage Form CA 00 01 06 92, including
symbol 1 (Any Auto).
The Consultant must furnish to the City duly authenticated Certificates of Insurance evidencing
maintenance of the insurance required under this Agreement, endorsements as required herein, and such
other evidence of insurance or copies of policies as may be reasonably required by the City from time
to time. Insurance must be placed with admitted insurers with a current A.M. Best Company Rating
equivalent to at least a Rating of "A.VII." Certificate(s) must reflect that the insurer will provide thirty
(30) day notice of any cancellation of coverage. The Consultant will require its insurer to modify such
certificates to delete any exculpatory wording stating that failure of the insurer to snail written notice
of cancellation imposes no obligation, and to delete the word "endeavor" with regard to any notice
provisions.
The City requires Cali�f'o�rnia Worker's Compensation Coverage with the associated Waiver. Out-of-
state coverage will not be accepted in lieu of the California coverage, because the work is being
performed in the State of California.
By signing this form, the bidder certifies that it has read, understands, and will comply with these
insurance requirements if it is selected as the City's consultant. Failure to provide this insurance will
render the bidder's proposal "nonresponsive."
Date
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Bidder's Signature
Agreement No. 6574
END PROPOSAL SECTION
I-C-17
Agreement No. 6574
PUBLIC WORKS CONTRACT
BETWEEN
THE CITY OF EL SEGUNDO AND
EL SEGUNDO BOULEVARD IMPROVEMENT PROJECT
PROJECT NO.: PW #23-02
This CONTRACT is entered into this day of , 20 , by and between
the CITY OF EL SEGUNDO, a general law city and municipal corporation ("the City") and
, a , ("the Contractor").
1. WORK.
A. The Contractor will provide all work required by the Contract Documents (the
"Work"). The Contractor agrees to do additional work arising from changes
ordered by the City in accordance with the Contract Documents.
B. The Contractor and the City agree to abide by the terms and conditions
contained in the Contract Documents;
C. The Contractor will furnish all of the labor; supplies and materials; equipment;
printing; vehicles; transportation; office space and facilities; all tests, testing
and analyses; and all matters whatsoever (except as otherwise expressly
specified to be furnished by the City) needed to perform and complete the Work
and provide the services required of the Contractor by the Contract Documents.
D. "Contract Documents" means the Notice Inviting Bids; Instructions to Bidders;
Supplementary Instructions to Bidders; Proposal; this Contract; Standard
Specifications; Supplementary Conditions; Exhibits; Technical Specifications;
List of Drawings; Drawings; Addenda; Notice to Proceed; Change Orders;
Notice of Completion; and all other documents identified in the Contract
Documents which together form the contract between the City and the
Contractor for the Work. The Contract Documents constitute the complete
agreement between the City and the Contractor and supersede any previous
agreements or understandings.
2. CONTRACT SUM. The City agrees to pay the Contractor a sum not to exceed
Dollars and cents S ) for the Work in the manner set forth in the Contract
Documents. The City may adjust this amount as set forth in the Contract Documents.
3. TIME FOR PERFORMANCE.
A. The Contractor will fully complete the Work within (� working days
(the "Contract Time.")
Agreement No. 6574
B. The Contract Time will commence when the City issues a Notice to Proceed.
The Contract Documents will supersede any conflicting provisions included on
the notice to proceed issued pursuant to this Contract.
C. The Contractor may not perforin any Work until,
The Contractor furnishes proof of insurance as required by the Contract
Documents; and
i. The City gives the Contractor a written, signed, and numbered purchase
order and notice to proceed.
D. By signing this Contract, the Contractor represents to the City that the Contract
Time is reasonable for completion of the Work and that the Contractor will
complete the Work within the Contract Time.
E. Should the Contractor begin the Work before receiving written authorization to
proceed, any such Work is at the Contractor's own cost and risk.
4. DISPUTES. Disputes arising from this contract will be determined in accordance with the
Contract Documents and Public Contracts Code §§ 10240-10240.13.
THIRD PARTY CLAIMS. In accordance with Public Contracts Code § 9201, the City
will promptly inform the Contractor regarding third -party claims against the Contractor,
but in no event later than ten (10) business days after the City receives such claims. Such
notification will be in writing and forwarded in accordance with the "Notice" section of
the Contract Documents. As more specifically detailed in the Contract Documents, the
Contractor agrees to indemnify and defend the City against any third -party claim.
6. TAXPAYER IDENTIFICATION NUMBER. The Contractor will provide the City with
a Taxpayer Identification Number.
7. PERMITS AND LICENSES. Unless otherwise provided, the Contractor, at its sole
expense, will obtain and maintain during the Contract Time, all necessary permits, licenses,
and certificates that may be required in connection with the Work.
8. OWNERSHIP OF DOCUMENTS. All documents, data, studies, drawings, maps,
models, photographs and reports prepared by the Contractor under the Contract Documents
are the City's property. The Contractor may retain copies of said documents and materials
as desired, but will deliver all original materials to the City upon the City's written notice.
9. INDEMNIFICATION. The Contractor agrees to indemnify, defend, and hold the City
harmless as set forth in the Contract Documents. The requirements as to the types and
limits of insurance coverage to be maintained by the Contractor as required by the Contract
Documents, and any approval of such insurance by the City, are not intended to and will
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Agreement No. 6574
not in any manner limit or qualify the liabilities and obligations otherwise assumed by the
Contractor pursuant to the Contract Documents, including, without limitation, to the
provisions concerning indemnification.
10.INDEPENDENT CONTRACTOR. The City and the Contractor agree that the
Contractor will act as an independent contractor and will have control of all work and the
manner in which is it performed. The Contractor will be free to contract for similar service
to be performed for other employers while under contract with the City. The Contractor is
not an agent or employee of the City and is not entitled to participate in any pension plan,
insurance, bonus or similar benefits the City provides for its employees. Any provision in
this Contract that may appear to give the City the right to direct the Contractor as to the
details of doing the work or to exercise a measure of control over the work means that the
Contractor will follow the direction of the City as to end results of the work only.
11. AUDIT OF RECORDS. The Contractor will maintain full and accurate records with
respect to all services and matters covered under this Contract. The City will have free
access at all reasonable times to such records, and the right to examine and audit the same
and to make transcript therefrom, and to inspect all program data, documents, proceedings
and activities. The Contractor will retain such financial and program service records for at
least three (3) years after termination or final payment under the Contract Documents.
12. NOTICES. All communications to either party by the other party will be deemed made
when received by such party at its respective name and address as follows:
The City The Contractor
City of El Segundo -Public Works
350 Main Street
El Segundo, CA 90245
Attn: Attn:
Any such written communications by mail will be conclusively deemed to have been
received by the addressee three (3) days after deposit thereof in the United States Mail,
postage prepaid and properly addressed as noted above. In all other instances, notices will
be deemed given at the time of actual delivery. Changes may be made in the names or
addresses of persons to whom notices are to be given by giving notice in the manner
prescribed in this paragraph.
13. NO THIRD PARTY BENEFICIARY. This Contract and every provision herein is for
the exclusive benefit of the Contractor and the City and not for the benefit of any other
party. There will be no incidental or other beneficiaries of any of the Contractor's or the
City's obligations under this Contract.
14. INTERPRETATION. This Contract was drafted in, and will be construed in accordance
with the laws of the State of California, and exclusive venue for any action involving this
Contract will be in Los Angeles County.
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Agreement No. 6574
15. EFFECT OF CONFLICT. In the event of any conflict, inconsistency, or incongruity
between any provision of the Contract Documents, precedence will be as follows:
A. This Contract;
B. The Standard Specifications; and
C. Precedence of documents as determined in the Standard Specifications,.
16. SEVERABILITY. If any portion of the Contract Documents are declared by a court of
competent jurisdiction to be invalid or unenforceable, then such portion will be deemed
modified to the extent necessary in the opinion of the court to render such portion
enforceable and, as so modified, such portion and the balance of this Contract will continue
in full force and effect.
17. AUTHORITY/MODIFICATION. The Parties represent and warrant that all necessary
action has been taken by the Parties to authorize the undersigned to execute this Contract and
to engage in the actions described herein. This Contract may be modified by written
amendment. The City's city manager, or designee, may execute any such amendment on the
City's behalf.
18. ACCEPTANCE OF FACSIMILE SIGNATURES. The Parties agree that this Contract,
agreements ancillary to this Contract, and related documents to be entered into in
connection with this Contract will be considered signed when the signature of a party is
delivered by facsimile transmission. Such facsimile signature will be treated in all respects
as having the same effect as an original signature.
19. COVENANTS AND CONDITIONS. The parties agree that all of the provisions hereof
will be construed as both covenants and conditions, the same as if the words importing
such covenants and conditions had been used in each separate paragraph.
20. CAPTIONS. The captions of the paragraphs of this Contract are for convenience of
reference only and will not affect the interpretation of this Contract.
21. TIME IS OF ESSENCE. Time is of the essence for each and every provision of the
Contract Documents.
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Agreement No. 6574
IN WITNESS WHEREOF the parties hereto have executed this contract the day and
year first hereinabove written.
CITY OF EL SEGUNDO
City Manager
Tracy Weaver,
City Clerk
for
Mark D. Hensley
City Attorney
Insurance Reviewed by:
tam
Taxpayer ID No.
Contractor State
License No.:
Contractor City Business
License No.:
Agreement No. 6574
FAITHFUL PERFORMANCE BOND
EL SEGUNDO BOULEVARD IMPROVEMENT PROJECT
PROJECT NO.: PW #23-02
Bond No.
Bond Fee:
("PRINCIPAL")
and a corporation
incorporated under the laws of the State of and licensed by the State of
California to execute bonds and undertakings as sole surety, as surety ("SURETY"), are held
and finnly bound unto the CITY OF EL SEGUNDO ("CITY") in the sum of
DOLLARS and cents
($ ), lawful money of the United States, which may be increased or decreased
by a rider hereto executed in the same manner as this bond, for the payment of which sum
PRINCIPAL and SURETY bind themselves, their successors, and assigns, jointly and
severally, by this instrument.
PRINCIPAL or SURETY will apply this bond for the faithful performance of any and all of
the conditions and stipulations set forth in this bond, SPECIFICATIONS NO. PW 23-02,
and the public works contract executed with such Specifications. In the case of any default in
the performance of the conditions and stipulations of this undertaking, it is agreed that
PRINCIPAL or SURETY will apply the bond or any portion thereof, to the satisfaction of any
damages, reclamation, assessments, penalties, or deficiencies arising by reason of such default.
BOND CONDITIONS
1. PRINCIPAL will construct the public improvements identified in
SPECIFICATIONS NO. PW 23-02, a copy of which is on file with CITY's Engineering
Division ("Public Project"). Such performance will be in accordance with CITY's plans and
profiles (CITY DRAWING FILE NO. PW 23-02) which are made a part of this bond when
said plans and profiles are approved by the City Council and filed with CITY's Engineering
Division. CITY has estimated the required amount of the bond as shown above.
2. PRINCIPAL's work on the Public Project will be done in accordance with
CITY's plans and specifications and with any permit issued by CITY. Should PRINCIPAL fail
to complete all required work within the time allowed, CITY may, at its sole discretion, cause
all required work to be done and the parties executing the bond will be firmly bound for the
payment of all necessary costs therefor.
3. PRINCIPAL will guarantee its work against any defective work, labor, or
materials on the Public Project for a period of one (1) year following the Public Project's
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Agreement No. 6574
completion and acceptance by CITY. Should PRINCIPAL fail to correct its work against any
defective work, labor, or materials, CITY may, at its sole discretion, cause all required work
to be done and the parties executing the bond will be firmly bound for the payment of all
necessary costs therefor.
4. This bond is conditioned upon and guarantees due compliance with all
applicable law including, without limitation, the El Segundo Municipal Code ("ESMC").
5. SURETY, for value received, agrees that no changes, extensions of time,
alteration or modification of SPECIFICATIONS NO. PW 23-02 or of the obligation to be
performed will in any way affect its obligation on this bond, and it waives notice of any such
change, extension of time, alteration or modification of the contract documents or of the
obligation to be performed.
6. This bond consists of this instrument; the plans and specifications identified
above; and the following two (2) attached exhibits all of which are incorporated herein by
reference:
A., A certified copy of the appointment, power of attorney, bylaws
or other instrument entitling or authorizing the persons
executing this bond to do so;
B. A certificate issued by the county clerk for the county in which
SURETY's representative is located conforming with California
Code of Civil Procedure § 995.640 and stating that SURETY's
certificate of authority has not been surrendered, revoked,
cancelled, annulled, or suspended, or in the event that it has, that
renewed authority has been granted; and
7. Should PRINCIPAL perform its obligations within the time allowed,
PRINCIPAL's obligation will be void one (1) year following the acceptance of the
performance by CITY; otherwise this obligation will remain in full force and effect.
[SIGNATURES ON FOLLOWING PAGE]
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Agreement No. 6574
SlGNED AND SEALED this. day • 2*
(2) Bond shall be effective for one (1) year after acceptance of the job.
M
Agreement No. 6574
LABOR AND MATERIALS BOND
EL SEGUNDO BOULEVARD IMPROVEMENT PROJECT
PROJECT NO.: PW #23-02
Bond No.
Bond Fee:
as principal
("PRINCIPAL") and ,,,,,,,,__ .............. _,., a corporation
incorporated under the laws of the State of mmmmm_,_, and licensed by the
State of California to execute bonds and undertakings as sole surety, as surety ("SURETY"),
are held and firmly bound unto the CITY OF EL SEGUNDO ("CITY") in the sum of
DOLLARS and cents
lawful money of the United States, which may be increased or decreased
by a rider hereto executed in the same manner as this bond, for the payment of which sum
PRINCIPAL and SURETY bind themselves, their successors, and assigns, jointly and
severally, by this instrument.
This bond is conditioned upon and guarantees payment by PRINCIPAL to contractors,
subcontractors, and persons renting equipment; payment by PRINCIPAL and all
PRINCIPAL'S subcontractors for all materials, provisions, provender, or other supplies, and
equipment used in, upon, for or about the performance of the work contemplated in
SPECIFICATIONS NO. PW 23-02 ("Public Project"), the public works contract executed
for such Public Project, and for all work or labor of any kind performed for the Public Project.
In the case of any default in the performance of the conditions and stipulations of this
undertaking, it is agreed that PRINCIPAL or SURETY will apply the bond or any portion
thereof, to the satisfaction of any damages, reclamation, assessments, penalties, or deficiencies
arising by reason of such default.
BOND CONDITIONS
1. PRINCIPAL will construct the public improvements identified in
SPECIFICATIONS NO. PW 23-02, and the public works contract executed for such
Specifications, copies of which is on file with CITY's Engineering Division ("Public Project").
Such performance will be in accordance with CITY's plans and profiles (CITY DRAWING
FILE NO. PW 23-02), which are made a part of this bond when said plans and profiles are
approved by the City Council and filed with CITY's Engineering Division.
2. PRINCIPAL will pay all contractors, subcontractors, and persons renting
equipment.
3. PRINCIPAL will pay for all materials and other supplies, for equipment used
in, on, for or about the performance of the Public Project, and will pay for all work and labor
Agreement No. 6574
thereon,
4. This bond is conditioned upon and guarantees due compliance with all
applicable law including, without limitation, the El Segundo Municipal Code ("ESMC").
5. SURETY, for value received, agrees that no changes, extensions of time,
alteration or modification of SPECIFICATIONS NO. PW 23-02, or of the obligation to be
performed will in any way affect its obligation on this bond, and it waives notice of any such
change, extension of time, alteration or modification of the contract documents or of the
obligation to be performed.
6. This bond consists of this instrument; the plans and specifications identified
above; and the following TWO (2) attached exhibits all of which are incorporated herein by
reference:
A. A certified copy of the appointment, power of attorney, bylaws or other
instrument entitling or authorizing the persons executing this bond to do so;
and
B. A certificate issued by the county clerk for the county in which SURETY's
representative is located conforming with California Code of Civil
Procedure § 995.640 and stating that SURETY's certificate of authority has
not been surrendered, revoked, cancelled, annulled, or suspended, or in the
event that it has, that renewed authority has been granted.
7. Should PRINCIPAL perform its obligations within the time allowed,
PRINCIPAL's obligation will be void upon the acceptance of the performance by CITY;
otherwise this obligation will remain in full force and effect.
[SIGNATURES ON FOLLOWING PAGE]
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Agreement No. 6574
SIGNED AND SEALED this day of
PRINCIPAL's PRESIDENT
PRINCIPAL's SECRETARY
20
SURETY's PRESIDENT
SURETY'sSECRETARY
SURETY's MAILING ADDRESS:
NOTE: (1) ALL signatures must be acknowledged by a notary public.
Return one (1) original to City Clerk's Office.
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Agreement No. 6574
SECTION II - GENERAL REQUIREMENTS
CITY OF EL SEGUNDO
PUBLIC WORKS DEPARTMENT
GENERAL SPECIFICATIONS
1. REGISTRATION OF CONTRACTORS
No bid will be accepted from a Contractor who has not been licensed in accordance with
the provisions of the laws of the State of California relating to licensing of contractors, for
the type of work to be performed under this Contract.
2. INSURANCE AND CITY BUSINESS LICENSE
Contractor and Sub -Contractors will obtain appropriate insurance and a City Business
License before execution of the construction contract.
3. EMERGENCY INFORMATION
The names, addresses and telephone numbers of the Contractor and Sub -Contractors, or
their representatives, will be filed with the City Engineer and the City Police Department
BEFORE PERFORMING WORK.
4. FURNISHINQ OF WATER
Water necessary for the prosecution of the work as herein specified will be furnished by
the City in the following manner:
The Contractor will deposit with the City Water/Wastewater Division the sum of Three
Hundred Fifty Dollars ($ 350.00) to insure against damage to a 2 ''/z" Fire Hydrant water
meter, which will be furnished and installed by the City at a point convenient to the site of
the work. This deposit will be refunded to the Contractor upon completion of the Project
if, after removal and inspection of said meter by the City, it is found to be in satisfactory
condition. In event of damage to this meter while under the jurisdiction of the Contractor,
all or any part of said deposit may be retained by the City.
An non-refundable Activation Fee of One Hundred Dollars ($100.00) will be charged to
the Contractor upon activation of the temporary meter. All water used from the temporary
meter will be metered and charged to the Contractor at the prevailing rate plus the current
daily meter rental rate. The Contractor will be charged a $15 reconnect fee if the
Contractor wishes the City to relocate the temporary meter to another hydrant.
Cost of water to be used shall be included in the Contract bid price of the items of work
relevant to its use.
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Agreement No. 6574
5. CALIFORNIA - OCCUPATIONAL SAFETY &µµHEALTH ADMINISTRATION
All work performed under this contract will be done in strict compliance with the Cal -
OSHA Rules and Regulations, latest edition.
6. SOUND CONTROL.,
The Contractor will comply with all local sound control and noise level rules, regulations
and ordinances that apply to any work performed pursuant to the contract.
Each internal combustion engine, used for any purpose on the Project or related to the
Project, will be equipped with a muffler of a type recommended by the manufacturer. No
internal combustion engine will be operated on the Project without said muffler.
The use of loud signals will be avoided in favor of light warnings except those required by
safety laws for the protection of personnel.
7. AIR POLLUTION CONTROL
The Contractor is put on notice that he must abide by all existing rules and regulations of
the SCAQMD (South Coast Air Quality Management District), relating to all operations
or equipment which discharge visible emissions or solid or liquid particles to the
atmosphere.
8. WORKER UNIFORMS
All workers under the employment of the Contractor or his/her Sub -Contractor shall
wear the appropriate safety apparel as required by the latest edition of the Work Area
Traffic Control Handbook (WATCHBOOK) while working in the public right -of way.
Workers shall wear the correct Class visibility apparel for the speed zone working in, as
required in the WATCHBOOK.
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Agreement No. 6574
CITY OF EL SEGUNDO
PUBLIC WORKS DEPARTMENT
GENERAL PROVISIONS
0-0 STANDARQ S,PE IFICTH)NS
0-1 GENERAL
Except as modified by these Standard Specifications, the provisions of the latest edition
of the "Standard Specifications for Public Works Construction" ("Greenbook") and its
supplements prepared and promulgated by the Southern California Chapters of the
American Public Works Association and the Associated General Contractors of
America, constitute the Standard Specifications for this project.
0-2 NUMBERING OF SECTIONS
The numbering contained within the Standard Specifications of the Contract
Documents is intended to correspond with Greenbook numbering.
1-2 DEFINITIONS
The following subsection is added to Subsection 1-2 of the Greenbook.
1-2.1 ADDITIONAL DEFINITIONS
Acceptance — The date on which the City Council accepts the Work as complete.
Architect, Design Engineers, Soils Engineer, Structural Engineers - Advisors employed
by the City.
City Council - The body constituting the awarding authority of the City
Compensable Delay -- a delay entitling the Contractor to an adjustment of the Contract
Sum and an adjustment of the Contract Time in accordance with this Agreement.
Due Notice - A written notification, given in due time, of a proposed action where such
notification is required by the contract to be given a specified interval of time (usually
48 hours or two working days) before the commencement of the contemplated action.
Notification may be from Engineer to Contractor or from Contractor to Engineer.
Engineer - The City Engineer, or designee, as defined in the Greenbook. Unless
otherwise provided, all correspondence and decisions made relative to the contract will
be by the City Engineer or his designated representative.
PCC — California Public Contract Code.
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Agreement No. 6574
Prompt - The briefest interval of time required for a considered reply, including time
required for approval of a governing body.
Public Works Director — The City's Public Works Director, or designee.
State Standard Specifications - State of California Standard Specifications, latest
edition and supplements, California State Transportation Agency, Department of
Transportation (Caltrans).
Working Days - A working day is defined as any day, except Saturdays, Sundays, legal
holidays and days when work is suspended by the Engineer, as provided in Subsection
6-3 and days determined to be non -working in accordance with Subsection 6-7, "Time
of Completion."
1-3 ABBREVIATIONS
The following Subsection is added to Subsection 1-3 of the Greenbook.
1-3.1 The following abbreviations are added to Subsection 1-3 of the Greenbook:
AAN
American Association of Nurserymen
AGC
Associated General Contractors of America
AISC
American Institute of Steel Construction
APWA
American Public Works Association
ASME
American Society of Mechanical Engineers
IEEE
Institute of Electric and Electronic Engineers
NEC
National Electric Code
Green Book
The most current edition of the Standard Specification for Public Works
Construction, and subsequent supplements prepared by Public Works
Standards, Inc.
WATCH
Work Area Traffic Control Handbook
SPPWC
Standard Plans for Public Works Construction by the American Public
Works Association
SSPWC
Standard Specifications for Public Works Construction by the American
Public Works Association
ASA
American Standard Association
CITY
City of El Segundo
1-6 BIDDING AND SNBMISSION OF THE BID
Subsection 1-6 Bidding and Submission of the Bid of Greenbook is deleted in its
entirety and replaced with the following subsection.
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Agreement No. 6574
1-6.1 GENERAL
Except as provided in PCC § § 4100 et. seq., each bidder will file with its bid the name
and location of the place of business of each subcontractor who will perform work or
labor or render service to the prime contractor in or about the construction of the work
or improvement, or a subcontractor licensed by the State of California who, under
subcontract to the prime contractor, specifically fabricates and installs a portion of the
work or improvement according to detailed drawings contained in the plans and
specifications, in an amount in excess of one-half of one percent of the prime
contractor's total bid. Only one subcontractor will be listed for each portion of the
work, which portion will be defined in the bid. In each instance, the nature and extent
of the work to be sublet will be described. The failure of the Contractor to specify a
subcontractor, or the listing of more than one subcontractor for the same portion of the
work, constitutes an agreement by the Contractor that it is fully qualified to perform
that portion itself and that it will perform that portion itself.
The Contractor must have the City Council's written consent to substitute a
subcontractor other than that designated in the original bid, to permit any subcontract
to be assigned or transferred, or to allow a subcontract to be performed by other than
the original subcontractor.
Subcontracting of work for which no subcontractor was designated in the original bid,
and which is more than one-half of one percent of the work, will be allowed only in
cases of public emergency or necessity, and then only after a finding reduced to writing
as a public record of the City Council setting forth the facts constituting the emergency
or necessity.
Violation of any of the above provisions will be considered a breach of the Contract,
and the City may terminate the Contractor's control over the Work, cancel the contract,
or assess the Contractor a penalty of not more than ten percent of the subcontract
involved.
All persons engaged in the work, including subcontractors and their employees will be
considered as employees of the Contractor. The Contractor will be solely responsible
for and have control over construction means, methods, techniques, sequences,
procedures, and the coordination of all portions of the Work. The City will deal directly
with, and make all payments to, the prime Contractor.
When subcontracted work is not being prosecuted in a satisfactory manner, the
Contractor will be notified to take corrective action. The Engineer may report the facts
to the City Council. If the City Council so orders, and on receipt by the Contractor of
written instructions from the Engineer, the subcontractor will be removed immediately
from the Work. That subcontractor will not again be employed on the Work.
If licensure or proper licensure is controverted, then proof of licensure pursuant to this
section must be made by production of a verified certificate of licensure from the
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Agreement No. 6574
Contractors' State License Board which establishes that the individual or entity
bringing the action was duly licensed in the proper classification of contractors at all
times during the performance of any act or contract covered by the action. Nothing in
this subdivision requires any person or entity controverting licensure or proper
licensure to produce a verified certificate. When licensure or proper licensure is
controverted, the burden of proof to establish licensure or proper licensure is on the
licensee.
1-6.2 ADDITIONAL RESPONSIBILITY
Add the following to Subsection 1-6.2 Additional Responsibility:
The Contractor will submit experience statements for each subcontractor who will
perform contract work that amounts to more than ten percent (10%) of the Work.
1-7.2 CONTRACT BONDS
The following paragraph is added to Subsection 1-7.2 of the Greenbook.
The Faithful Performance Bond and the Labor and Materials Bond must be paid and in
effect for one year after the acceptance of the job by the City in accordance with the
guarantee required by Subsection 3-13.1.
2-0 SCOPE OF THE WORK
The following subsections 2-1.1 and 2-1.2 are added to the Greenbook.
2-1.1 ACCESS TO PROJECT SITE
Not later than the date designated in the City Notice to Proceed, the City will provide
access to the real property and facilities upon which the Work is to be performed,
including access to real property and facilities designated in the Contract Documents
for the Contractor's use.
2-1.2 OWNERSHIP AND USE OF CONTRACT DOCUMENTS,
The Contract Documents and all copies furnished to or provided by the Contractor are
the City's property and may not be used on other work.
2-2 PERMITS
The following paragraph will be added to Subsection 2-2 of Greenbook:
The Contractor will apply for permits required by the City. These permits will be issued
on a "no -fee" basis. However, the Contractor must pay for and obtain all other permits
from other govermnental and utility agencies necessitated by their operations.
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Agreement No. 6574
All bonding fees, (overweight and oversized vehicle pen -nit fees) inspection permit fees
or other fees charged or required for such permits must be paid by the Contractor. These
costs will be included in the bid item provided. If no bid item is included, costs will be
included in the various items of work, and no additional payment will be allowed.
2-3 RIGHT-OF-WAY
The following subsection is added to Subsection 2-3 of the Greenbook.
2-3.1 ADDITIONAL WORD A li L, AS -AND FACILITIES
When the Contractor arranges for additional temporary work areas and facilities, the
Contractor will provide the City with proof that the additional work areas or facilities
have been left in a condition satisfactory to the owner(s) of said work areas or facilities
before acceptance of the work.
2-9 CHANGED CONDITIONS
Subsection 2-9, Changed Conditions, is deleted in its entirety and replaced with the
following subsection:
If the Contractor encounters concealed or unknown conditions that differ materially
from those anticipated or expected ("changed conditions"), the Contractor will
immediately notify the Engineer in writing of such changed conditions (upon discovery
and before disturbing such changed conditions), as provided in Subsection 6-11, so that
the Engineer can detennine if such conditions require design details that differ from
those design details shown in the Contract Documents. Notwithstanding the time period
set forth in Subsection 6-11.3, the Contractor is liable to the City for any extra costs
incurred as a result of the Contractor's failure to promptly give such notice.
Changed conditions include, without limitation, the following:
Subsurface or latent physical conditions differing materially from those
represented in the Contract Documents;
2. Unknown physical conditions of an unusual nature differing materially from
those ordinarily encountered and generally recognized as inherent in work of
the character being performed; and
Material differing from what is represented in the Contract which the Contractor
believes may be hazardous waste as defined in California Health & Safety Code
§ 25117 that is required to be removed to a Class I, II, or III disposal site in
accordance with applicable law.
The Engineer will promptly investigate conditions that appear to be changed
conditions. The Engineer's decision, and any dispute regarding that decision, will be
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Agreement No. 6574
made in accordance with Section 6-11 except that the Engineer will render a decision
promptly.
Any information provided pursuant to INFORMATION AVAILABLE TO BIDDERS
is subject to the following provisions:
The information is made available for the Bidders' convenience and is not a
part of the Contract.
2. The City has not determined the accuracy or completeness of such information
and all such information is made available to Bidders without any
representation or warranty by the City whatsoever as to its accuracy,
completeness, or relevancy.
1 Bidders will independently evaluate such information for their use and will be
solely responsible for use or interpretation of such information. Any such use
or interpretation will not be the basis of any claim against the City.
2-10 DISPUTED WORK
Subsection 2-10 is deleted in its entirety and replaced by the following subsection.
If the Contractor and the City do not reach agreement on disputed work, the City may
direct the Contractor to proceed with the work. Any payment for the disputed work will
be determined pursuant to the claims procedures in these Standard Specifications.
Although not to be construed as proceeding under extra work provisions, the Contractor
will keep and furnish records of disputed work as required by the Contract Documents.
3-0 CONTROL OF THE WORK
3-7 CONTI AC T DOCI MENTs
Subsection 3-7 of the Greenbook is replaced by the following subsection.
3-7.1 GENERAL
The Contractor will maintain the following at the Work site:
One as -built copy of the Plans and Specifications, in good order and marked to
record current changes and selections made during construction. As -built plans
must be submitted to the City representative for approval before the City pays
a final retention amount.
2. The current accepted Contract Schedule.
3, Shop Drawings, Product Data, and Samples.
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Agreement No. 6574
4. Approved permits from other agencies, including Cal -OSHA permits for trench
shoring.
5. All other required submittals.
The Plans, Specifications, and other Contract Documents will govern the Work.
The Contract Documents are intended to be complementary and cooperative
and to describe and provide for a complete project. Anything in the
Specifications and not on the Plans, or on the Plans and not in the
Specifications, will be as though shown or mentioned in both.
Payment for any items on the plans for which there is no specific bid item will
be included in the various items of work or in any item to which it is
appurtenant.
If the Contractor performs any work which it knows or should know involves
an error, inconsistency, or omission without notifying and obtaining written
consent from the Engineer, the Contractor will be responsible for the resulting
losses, including, without limitation, the costs of correcting defective work.
3-7.2 PRECEDENCE OF CONTRAC_I I:)OClW1CyENT „
The following paragraph is added to subsection 3-7.2 of the Greenbook:
As the figured dimensions shown on the plans and in the specifications of the Contract
may not in every case agree with scaled dimensions, the figured dimensions will he
followed in preference to the scaled dimensions, and plans to a large scale will be
followed in preference to the plans to a small scale. Should it appear that the work to
be done, or any of the matters relative thereto, are not sufficiently detailed or explained
in the Contract, the Contractor will apply to the Engineer for such further explanations
as may be necessary, and will conform thereto as part of the Contract so far as may be
consistent with the terns thereof. Any items shown on drawings and not mentioned in
the specifications will be of like effect as if shown or mentioned in both.
3-7.3 `(JI ACYOFPLANS,e-%NDSPECIF'ICATIONS
Although it is believed that much of the information pertaining to conditions and
existing utilities that may affect the cost of the Work will be shown on the Plans or
indicated in the Specifications, the City does not warrant the completeness or accuracy
of such information.
The Contractor will carefully study and compare each of the Contract Documents with
the others and with information furnished by the City and will promptly report in
writing to the Engineer any errors, inconsistencies, or omissions in the Contract
Documents or inconsistencies with applicable law observed by the Contractor.
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Agreement No. 6574
The Contractor will take field measurements, verify field conditions, perform soil
investigations, and carefully compare with the Contract Documents such field
measurements, conditions, and other information known to the Contractor before
commencing the Work. Errors, inconsistencies, or omissions discovered at any time
will be promptly reported in writing to the Engineer.
3-10 SURVEYING
Subsection 3-10.3, Survey Service, is added to subsection 3-10 of the Greenbookw
3-10.3 SURVEY SERVICE
3-10.3.1 CONSTRLJCTIf N SURVEYING
The Contractor will provide for all construction surveying required to layout, monitor
and complete the work. The surveying will be performed by a Land Surveyor or Civil
Engineer authorized to practice land surveying by the State of California.
The Project Benchmark is shown on the plans. The Contractor will establish all
necessary control lines based on the plans and record information on file with the
County of Los Angeles Surveyor and the Engineer.
It is the responsibility of the Contractor to protect the survey control as shown on the
plans. If the survey control is destroyed or disturbed during construction, the Contractor
will provide for resetting their and file appropriate documents with the County of Los
Angeles at the direction of the Engineer.
Computations, survey notes, and other data used to accomplish the work will be neat,
legible and accurate. Copies of all computations, survey notes, and other data
(electronic format may be required) will be furnished to the Engineer before beginning
work that requires their use.
3-10.3.2 MEASUREMENT AND PAYMENT
Construction Survey — Unless a separate bid item is provided, payment will be
considered included in the other items of the bid and no additional payment will be
made therefore.
3-12.1 CLEANUP AND DUST CONTROL
Subsection 3-12.1, General Work Site Maintenance, of the Greenbook is deleted in its
entirety and replaced by the following subsections.
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Agreement No. 6574
3-12.1.1 GENERAL
On any construction project requiring trenching within public streets and for which
total trenching is in excess of 500 feet, the Contractor will be required to sweep the
worksite utilizing a pick-up type street sweeper a minimum of once daily.
3-12.1.2 WATERING
Water- for dust control caused by Contractor's operations or the passage of traffic
through the work will be applied as necessary or as directed by the Engineer. Water
for the above or other purposes may be obtained from any approved source. If the
Contractor chooses to use a City fire hydrant upon placing deposits and fees as
described in this contract, the Engineer will cause a meter to be installed. All water
used from the hydrant will be metered and charged to the Contractor at the prevailing
rate plus the current daily meter rental rate. The Contractor will be charged a $15
reconnect fee if the Contractor wishes to move the meter to a different hydrant. Costs
of water to be used will be included in the cost of various bid items.
3-12 6 WATER POl L1~?"FION CONTROL
The following requirements are added to establish storm water and urban runoff
pollution prevention controls.
(a) Storm or construction generated water containing sediment such as,
construction waste, soil, slurry from concrete/asphalt concrete saw cutting
operations, clean up of concrete transit mixers or other pollutants from
construction sites and parking areas will be retained or controlled on site and
will not be permitted to enter the storm drain system.
(b) Temporary sediment filtering systems such as sandbags, silt fences, or gravel
berms will be utilized to trap sediment so that only filtered water enters the
City's storm drain system. Proper clean up and disposal of settled sediment and
the filtering system will be the responsibility of the Contractor.
(c) Discharge of concrete transit mixer wash water on to approved dirt areas
(sub -grade area designated for new concrete construction for example) is
acceptable. Discharge on to private property, parkway areas, or the street is not
permitted.
(d) Plastic or other impervious covering will be installed where appropriate
to prevent erosion of an otherwise unprotected area, along with any other runoff
control devices deemed appropriate by the City.
(e) Excavated soil stored on the site will be covered in a manner that
minimizes the amount of sediments running into the storm drain system, street
or adjoining properties.
Agreement No. 6574
(f) No washing of construction or other industrial vehicles and equipment
will be allowed adjacent to a construction site. During the rainy season (October
15 to April 15), Contractor will keep at the construction site sufficient materials
and labor to install temporary sediment filtering systems and other water
pollution prevention control measures. These control measures will be in place
and maintained by the Contractor on a daily basis on days when construction is
not in progress due to rain.
(h) All costs associated with water pollution control will be borne
by the Contractor. Any expense incurred by the City to expeditiously respond
to storm drain contamination resulting from Contractor's failure to implement
water pollution control measures will be charged to the Contractor.
3-12.7 PROTECTION AND RESTORATION OF EXISTING IMPROVEMENTS
The following requirements are added to Section 3-12:
Where existing traffic striping, pavement markings, and curb markings are damaged or
their reflectively reduced by the Contractor's operations, such striping or markings will
also be considered as existing improvements and the Contractor will replace such
improvements.
Relocations, repairs, replacements, or re -establishments will be at least equal to the
existing improvements and will match such improvements in finish and dimensions
unless otherwise specified.
3-12.8 PUBLIC CONVENIENCE AND SAFETY
The following requirement is added to Section 3-12:
Unless otherwise specified all traffic control will be performed in accordance with the
Work Area Traffic Control Handbook (WATCH) Latest Edition, published by Building
News.
3-12.8.1 TRAFFIC AND ACCESS
The Contractor will notify the occupants of all affected properties at least 48 hours
before any temporary obstruction of access. Vehicular access to property line will be
maintained except as required for construction for a reasonable period of time. No
overnight closure of any driveway will be allowed except as permitted by the Engineer.
At least one (1) twelve (12) foot wide traffic lane will be provided for each direction of
travel on all streets at all times except as permitted by the Engineer. The traffic lanes
will be maintained on pavement, and will remain unobstructed. All work requiring that
a lane be closed or a lane moved right or left will be noticed to the traveling public by
use of City approved lighted arrow boards.
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Agreement No. 6574
Clearances from traffic lanes will be five (5) feet to the edge of any excavation and two
(2) feet to the face of any curb, pole, barricade, delineator, or other vertical obstruction.
One four (4) foot wide paved pedestrian walkway will be maintained in the parkway
area on each side of all streets. The clearance from the pedestrian walkway to any traffic
lane will be five (5) feet. Pedestrians and vehicles will be protected from all
excavations, material storage, and/or obstructions by the placement of an adequate
number of lighted barricades (minimum two (2)) at each location, one (1) at each end
of the obstruction or excavation), which will have flashing lights during darkness.
Barricades will be Type I or Type II per Section 7-3 of the WATCH Manual and lights
will be Type A per Section 7-6 of the "Work Area Traffic Control Handbook"
(WATCH).
3-12.8.2 STREET CLOSURES„ D TOt,JRS, BARRICADES
Street closures will not be allowed except as specifically permitted by the Engineer.
The Contractor will prepare any traffic control or detour plans that may be required as
directed by the Engineer. Lane transitions will not be sharper than a taper of thirty (30)
to one (1).
Temporary traffic channelization will be accomplished with barricades or delineators.
Temporary striping will not be allowed unless specifically permitted by the Engineer.
The Contractor will prepare any plans that may be required for temporary striping to
the satisfaction of the Enginecr. In no cvent will temporary striping be allowed on finish
pavement surfaces, which are to remain.
Where access to driveway or street crossings need to be maintained, minimum 1 1/4
inch thick steel plating will be used to bridge the trench. All steel plating will have
temporary asphalt concrete 1:12 minimum sloped ramps to assist vehicles to cross
comfortably over the plates and have a non-skid surface. Plates subject to vehicle high
traffic speeds and in residential areas will be secured by welding at the discretion of
the Engineer.
3-12.8.3 1 RQ.,T. L' ,µ`ION OF THE PI, BLI'C
It is part of the service required of the Contractor to make whatever provisions are
necessary to protect the public. The Contractor will use foresight and will take such
steps and precautions as his operations warrant to protect the public from danger, loss
of life or loss of property, which would result from interruption or contamination of
public water supply, interruption of other public service, or from the failure of partly
completed work or partially removed facilities. Unusual conditions may arise on the
Project which will require that immediate and unusual provisions be made to protect
the public from danger or loss of life, or damage to life and property, due directly or
indirectly to prosecution of work under- this contract.
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Agreement No. 6574
Whenever, in the opinion of the Engineer, an emergency exists against which the
Contractor has not taken sufficient precaution for the public safety, protection of
utilities and protection of adjacent structures or property, which may be damaged by
the Contractor's operations and when, in the opinion of the Engineer, immediate action
will be considered necessary in order to protect the public or property due to the
Contractor's operations under this contract, the Engineer will order the Contractor to
provide a remedy for the unsafe condition. If the Contractor fails to act on the situation
immediately, the Engineer may provide suitable protection to said interests by causing
such work to be done and material to be furnished as, in the opinion of the Engineer,
may seem reasonable and necessary.
The cost and expense of said labor and material, together with the cost and expense of
such repairs as are deemed necessary, will be borne by the Contractor. All expenses
incurred by the City for emergency repairs will be deducted from the progress payments
and the final payment due to the Contractor. Such remedial measures by the City will
not relieve the Contractor from full responsibility for public safety.
3-13 COMPLETION AND ACCEPTANCE
Subsection 3-13 of the Greenbook is deleted in its entirety and replaced by the
following:
The Work will be inspected by the Engineer for acceptance upon the Engineer receiving
the Contractor's written assertion that the Work is complete.
If, in the Engineer's judgment, the Work is complete and is ready for acceptance, the
Engineer will accept the Work on behalf of the City in the manner prescribed by the
City. The Engineer will recommend approval of the Notice of Completion to the City
Council. This will be the date when the Contractor is relieved from responsibility to
protect the Work.
All work will be guaranteed by the Contractor against defective workmanship and
materials furnished by the Contractor for a period of 1 year from the date the Work was
completed. The Contractor will replace or repair any such defective work in a manner
satisfactory to the Engineer, after notice to do so from the Engineer, and within the time
specified in the notice. If the Contractor fails to make such replacement or repairs
within the time specified in the notice, the City may perform this work and the
Contractor's sureties will be liable for the cost thereof.
3-13.1 GENERAL GUARANTY
The Contractor will remedy any defects in the work and pay for any damage to other
work resulting therefrom, which will appear within a period of one year from the date
of final acceptance of the work unless a longer period is specified. The owner will give
notice of observed defects with reasonable promptness.
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Agreement No. 6574
4-0 `ONTROL OF MATERIALS
4-3 INSPECTION REM1 EMENTS
Subsection 4-3, Inspection, is deleted in its entirety and replaced by the following
subsections.
4-3.1 GENERAL
Unless otherwise specified, inspection at the source of production for such materials
and fabricated items as bituminous paving mixtures, structural concrete, fabricated
metal products, cast metal products, welding, reinforced and unreinforced concrete
pipe, application of protective coatings, and similar shop and plant operations is not
required. A certificate of compliance, signed by an authorized officer of the producer,
certifying compliance with the contract documents will be submitted for all of the
following materials: steel pipe, sizes less than 18 inches; vitrified clay pipe; asbestos
cement pipe; cast iron pipe; reinforced concrete pipe; non -reinforced concrete pipe; and
PVC sewer and water pipe; subject to sampling and testing by City.
Standard items of equipment, such as electric motors, conveyors, plumbing fittings and
fixtures, lumber, plywood, and so on, are subject to inspection at the job site.
All other equipment items will be inspected and tested in accordance with the contract
documents.
The City does not provide full time inspection. The Contractor will provide 24-hour
minimum notice for each inspection required by the work unless other arrangements
have been agreed upon, in writing, with the City Engineer. Any inspection required
outside of normal working hours and days, including holidays, will be at the
Contractor's cost at rates established by the City.
4-6 TRADE NAMES
Subsection 4-6, Trade Naives, is deleted in its entirety and replaced by the following
subsections.
4-6.1 TRADE NAMES OR E t�AI
Whenever any material, product, equipment, or service is specified by brand, trade, or
proprietary name, the item so specified will be deemed to be followed by the words "or
equal".
For the City's consideration of a proposed "equal" item, the Bidder must submit, a
minimum of ten (10) calendar days b.cfo4a the date of the bid opening, documentation
of the particulars of the proposed "equal item". At a minimum, the submitted
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Agreement No. 6574
documentation will include:
• Written request with explanation of why the product should be considered as
an equal product.
• Material specifications.
■ Technical specifications.
Test data.
Samples.
■ Comparison chart of key specifications of the "equal" item against similar
specifications of the specified item.
Work locations and reference telephone numbers of at least three (3) locations
where the proposed "equal" item has been recently installed under similar
conditions.
Warranty data.
The Bidder will be notified by the Engineer whether or not the proposed "equal"
product is acceptable to the City five (5) calendar days before the date of the bid
opening. Failure to submit all required documentation and/or submittal of incomplete
documents may result in the City's rejection of the proposed "equal" product without
further consideration.
5-0 LEGAL RELATIONS AND RESPONSIBILITIES
5-3 LABOR
The following subsections are added to Subsection 5-3 of the Greenbook.
5-3.2 PREVAILING WAGES
The Contractor will post at appropriate conspicuous points at the site of the project a
schedule showing determinations of the Director of Industrial Relations of the
prevailing rate of per diem wages. It will be the Contractor's responsibility to obtain
copies of the prevailing rate of per diem wages. One source that may be used is the
California Department of Industrial Relations website which is currently located at
www.dir.ca.gov, or by calling the Prevailing Wage Unit at (415) 703-4774.
Attention is directed to Labor Code §§ 1777.5, 1777.6 and 3098 concerning the
employment of apprentices by the Contractor or any subcontractor.
Labor Code § 1777.5 requires the Contractor or subcontractor employing tradesmen in
any apprenticeship occupation to apply to the joint apprenticeship committee nearest
the site of the public works project and which administers the apprenticeship program
in that trade for a certificate of approval. The certificate will also fix the ratio of
apprentices to journeymen that will be used in the performance of the contract. The
ratio of apprentices to journeymen in such cases will not be less than one to five except:
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Agreement No. 6574
a) When employment in the area of coverage by the joint apprenticeship
committee has exceeded an average of 15 percent in the ninety (90) calendar
days before the request for certificate, or
b) When the number of apprentices in training in the area exceeds a ratio of one to
five, or
c) When the trade can show that it is replacing at least 1/30 of its membership
through apprenticeship training on an annual basis state-wide or locally, or
d) When the Contractor provides evidence that the Contractor employs registered
apprentices on all of his contracts on an annual average of not less than one
apprentice to eight journeymen.
The Contractor is required to make contributions to funds established for the
administration of apprenticeship programs if the Contractor employs registered
apprentices or journeymen in any apprenticeable trade on such contracts and if other
contractors on the public works site are making such contributions.
The Contractor and any subcontractor will comply with Labor Code §§ 1777.5 and
1777.6 in the employment of apprentices.
Information relative to apprenticeship standards, wage schedules and other
requirements may be obtained from the Director of Industrial Relations, ex-officio the
Administrator of Apprenticeship, San Francisco, California, or from the Division of
Apprenticeship Standards and its branch offices.
5-3.3 RECORI.) Of-' WAGES PAID: fN IW'E 1"1(.)1
Every Contractor and subcontractor will keep an accurate certified payroll records
showing the name, occupation, and the actual per diem wages paid to each worker
employed in connection with the Work. The record will be kept open at all reasonable
hours to the inspection of the body awarding the contract and to the Division of Labor
Law Enforcement. If requested by the City, the Contractor will provide copies of the
records at its cost.
5-4 LIABILITY INSURANCE
Subsection 5-4, Liability Insurance, of the Greenbook is deleted in its entirety and
replaced by the following subsections.
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Agreement No. 6574
5-4.1 GENERAL
Contractor must procure and maintain for the duration of the contract the following
insurance coverages and limits against claims for injuries to persons or damage to
property that may arise from or in connection with the performance of the work covered
by this agreement by the Contractor, its agents, representatives, employees or
subcontractors:
COVERAGE PER
OCCURRENCE
ISO FORM
Comprehensive General Liability CL 00 02 01 85 or 88
Business Auto CA 00 01 01 87
Workers' Compensation
COMBINED
SINGLE
LIMIT
$2,000,000
$1,000,000
Statutory
Contractor will provide endorsements or other proof of coverage for contractual
liability.
Combined single limit per occurrence will include coverage for bodily injury, personal
injury, and property damage for each accident.
If Commercial General Liability Insurance or other form with a general aggregate limit
is used, the policy will be endorsed such that the general aggregate limit will apply
separately to this contract and a copy of the endorsement provided to the City.
Liability policies will contain, or be endorsed to contain the following provisions:
GENERAL LIABILITY AND AUTOMOBILE LIABILITY:
The City, its officers, officials, employees, agents, and volunteers will be covered as
insureds as respects: liability arising out of activities performed by or on behalf of the
Contractor; products and completed operations of the Contractor; premises owned,
occupied or used by the Contractor; or automobiles owned, leased, hired or borrowed
by the Contractor. The coverage will contain no special limitations on the scope or
protection afforded to the City, its officers, officials, employees, agents, or volunteers.
The Contractor's insurance coverage will be primary insurance as respects the City, its
officers, officials, employees, agents, and volunteers. Any insurance or self-insurance
maintained by the City, its officers, officials, employees, agents, and volunteers will be
excess of the Contractor's insurance and will not contribute with it.
The insurer will agree in writing to waive all rights of subrogation against the City, its
officers, officials, employees and volunteers for losses arising from work performed by
the Contractor for the City.
Any failure to comply with reporting provisions of the policies will not affect coverage
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Agreement No. 6574
provided to the City, its officers, officials, employees, agents and volunteers.
The Contractor's insurance will apply separately to each insured against whom claim
is made or suit is brought, except with respect to the limits of the insurer's liability.
WORKER'S COMPENSATION:
The insurer will agree to waive all rights of subrogation against the City, its officers,
officials, employees and volunteers for losses arising from work performed by the
Contractor for the City.
ALL COVERAGES:
Each insurance policy required by this subsection will be endorsed to state that
coverage will not be suspended, voided, cancelled by either party, reduced in coverage
or in limits except after thirty (30) calendar days written notice by certified mail, return
receipt requested, has been given to:
CITY CLERK
City of El Segundo
350 Main Street
El Segundo, CA 90245
Notwithstanding the foregoing, the endorsement may state that insurance may be
cancelled upon ten (10) calendar day notification for non-payment of premium. The
Contractor will provide the City with updated proof of insurance should the Contract
Time extend beyond the policy expiration date.
All liability insurance will be on an occurrence basis. Insurance on a claims made basis
will be rejected. Any deductibles or self -insured retentions will be declared to and
approved by City. The insurer will provide an endorsement to City eliminating such
deductibles or self -insured retentions as respects the City, its officials, employees,
agents, and volunteers.
Except for Workers Compensation Insurance, Contractor will furnish to City
certificates of insurance and endorsements on forms acceptable to the City's City
Attorney, duly authenticated, giving evidence of the insurance coverages required in
this contract and other evidence of coverage or copies of policies as may be reasonably
required by City from time to time. Endorsements must be supplied on ISO Form No.
CG 20 10 11 85, or equivalent. Certificate/endorsement for Workers Compensation
Insurance will be furnished on State Comp Fund or other industry standard form.
Except for worker's compensation insurance, all insurance required herein will be
placed with insurers with a Best's Rating of not less than A:VII. Worker's
compensation insurance policies will meet the requirements of California law.
All subcontractors employed on the work referred to in this contract will meet the
insurance requirements set forth for Contractor. Contractor will furnish certificates of
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Agreement No. 6574
insurance and endorsements for each subcontractor at least five days before the
subcontractor entering the job site, or Contractor will furnish City an endorsement
including all subcontractors as insureds under its policies.
Except as provided in Subsection 6-5, the Contractor will save, keep and hold harmless
the City, its officers, officials, employees, agents and volunteers from all damages,
costs or expenses in law or equity that may at any time arise or be claimed because of
damages to property, or personal injury received by reason of or in the course of
perforining work, which may be caused by any willful or negligent act or omission by
the Contractor or any of the Contractor's employees, or any subcontractor. The City
will not be liable for any accident, loss or damage to the work before its completion
and acceptance, except as provided in Subsection 6-5.
The cost of such insurance will be included in the various items of work in the
Contractor's bid and no additional compensation for purchasing insurance or additional
coverage needed to meet these requirements will be allowed.
In the event that any required insurance is reduced in coverage, cancelled for any
reason, voided or suspended, Contractor agrees that City may arrange for insurance
coverage as specified, and Contractor further agrees that administrative and premium
costs may be deducted from payments due to the Contractor. Contractor will not be
allowed to work until alternate coverage is arranged.
Coverage will not extend to any indemnity coverage for the active negligence of the
additional insured if the agreement to indemnify the additional insured would be invalid
under Civil Code § 2782(b).
5-4.2 INDEMNIFICATION AND DEFENSE
In addition to the provisions of Subsection 5-4 of the Greenbook as between the City
and Contractor, Contractor will take and assume all responsibility for the work as stated
herein or shown on the plans.
The Contractor will bear all losses and damages directly or indirectly resulting to it, to
the City, its officers, employees, and agents, or to others on account of the performance
or character of the work, unforeseen difficulties, accidents, traffic control, job site
maintenance, or any other causes whatsoever.
The Contractor will assume the defense of and indemnify and save harmless the City
of El Segundo, its officers, employees, and agents, from and against any and all claims,
losses, damage, expenses and liability of every kind, nature, and description, directly
or indirectly arising from the perfonnance of the contract or work, regardless of
responsibility for negligence, and from any and all claims, losses, damage, expenses,
and liability, howsoever the same may be caused, resulting directly, or indirectly from
the nature of the work covered by the contract, regardless of responsibility for
negligence, to the fullest extent permitted by law. In accordance with Civil Code §
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Agreement No. 6574
2782, nothing in this Subsection 5-4.2 or in Subsection 5-4 of the Standard
Specifications will require defense or indemnification for death, bodily injury, injury
to property, or any other loss, damage or expense arising from the sole negligence or
willful misconduct of the City, or its agents, servants or independent contractors who
are directly responsible to the City, or for defects in design furnished by such persons.
Moreover, nothing in this Subsection 5-4.2 or in Subsection 5-4 will apply to impose
on the Contractor, or to relieve the City from, liability for active negligence of the City.
The City does not, and will not, waive any rights against the Contractor which it may
have by reason of the aforesaid hold harmless agreements because of the acceptance
by the City, or deposit with City by Contractor, of any insurance policies described in
Subsection 5-4 of the Special Provisions. This hold harmless agreement by the
Contractor will apply to all damages and claims for damages of every kind suffered, or
alleged to have been suffered by reasons of any of the aforesaid operations of
Contractor, or any subcontractor, regardless of whether or not such insurance policies
are determined to be applicable to any of such damages or claims for damages.
No act by the City, or its representatives in processing or accepting any plans, in
releasing any bond, in inspecting or accepting any work, or of any other nature, will in
any respect relieve the Contractor or anyone else from any legal responsibility,
obligation or liability he might otherwise have.
5-7.4.1 HAZARDOUS MATERIAL
The following Subsection will be added to Section 5 of the Greenbook:
For any excavation, which extends more than four feet below existing grade, the
Contractor will promptly, and before the conditions are disturbed, notify the Engineer,
in writing, of 1) any material that the Contractor believes may be hazardous waste, as
defined in Health and Safety Code § 25117, which is required to be removed to a Class
I, Class II, or Class III disposal site in accordance with provisions of existing law, 2)
subsurface or latent physical conditions at the site differing from those indicated, or 3)
unknown physical conditions at the site of any unusual nature, different materially from
those ordinarily encountered and generally recognized as inherent in work of the
character provided for in the Contract Documents.
After receiving notice from the Contractor, the Engineer will promptly investigate any
condition identified by the Contractor as being hazardous. The rights and obligations
of the City and the Contractor with regard to such conditions (including, without
limitation, the procedures for procuring change orders and filing claims) will be
specified by the provisions of Subsection 2-9 (Changed Conditions) of the Greenbook.
If a dispute arises between the City and the Contractor whether the conditions
materially differ, involve hazardous waste, or cause a change in the Contractor's cost
or time required for performance of the work, the Contractor will not be excused from
any scheduled completion date provided for by the contract, but will proceed with all
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work to be performed under the contract. The Contractor will retain all rights provided
by Subsection 2-10, Disputed Work, of the Greenbook.
If the Engineer detennines that material called to the Engineer's attention by the
Contractor is hazardous waste, or if the Engineer otherwise discovers the existence of
hazardous waste, the Contractor will be responsible for removal and disposal of the
hazardous waste by qualified personnel and appropriate equipment in the manner
required by law as directed by the Engineer, subject to the provisions of Section 2
(Scope of Work) of the Greenbook.
6-0 PROSECUTION AND PROGRESS OF THE WORK
6-1 CONSTRUCTION SCHEDULE ANDCOMMENCEMENTOF WORK
Section 6-1, Construction Schedule and Commencement of Work, is deleted in its
entirety and replaced by the following subsections.
Pm-ConstructloITp Nl'm etiM
After contract award, the City will arrange for a pre -construction meeting to discuss
the construction of the project. City will invite utility agencies and the contractor will
arrange for all of its sub -contractors to attend the meeting.
6-1.1 CONTRACT SCHEDULE
After notification of award and before starting any work, the Contractor will submit a
Contract Schedule to the Engineer for review, as required by these Specifications
within fifteen (15) calendar days of award.
6-1.2 CONTENT OF CONTRACT SCHEDULE
The Contract Schedule, and any updated Contract Schedule, will meet the following
requirements:
1. Schedules must be suitable for monitoring progress of the Work.
2, Schedules must provide necessary data about the time for the Engineer's
decisions.
3. Schedules must be sufficiently detailed to demonstrate adequate planning for
the Work.
4. Schedules must represent a practical plan to complete the Work within the
Contract Time.
5. Schedules must show the critical path method for completing the Work.
The Engineer's review of the form and general content of the Contract Schedule and
any updated Contract Schedules is only for the purpose of determining if the listed
requirements are satisfied, nothing more.
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6-1.3 EFFECT OF CONTRACT SCHEDULE
The Contract Schedule, and any updated Contract Schedules, will represent a practical
plan to complete the Work within the Contract Time. Extension of any schedule beyond
the Contract Time will not be acceptable. Schedules showing the Work completed in
less than the Contract may be acceptable if judged by the Engineer to be practical.
Acceptance of such a schedule by the Engineer will not change the Contract Time. The
Contract Time, not the Contract Schedule, will control in determining liquidated
damages payable by the Contractor and in deleinuning any delay.
If a schedule showing the Work completed in less than the Contract Time is accepted,
the Contractor will not be entitled to extensions of the Contract Time for Excusable
Delays or Compensable Delays or to adjustments of the Contract Sum for Compensable
Delays until such delays extend the completion of the Work beyond the expiration of
the Contract Time.
The Contractor will plan, develop, supervise, control, and coordinate the performance
of the Work so that its progress and the sequence and timing of Work activities conform
to the current accepted Contract Schedule. The Contractor will continuously obtain
from Subcontractors information and data about the planning for and progress of the
Work and the delivery of equipment, will coordinate and integrate such information
and data into updated Contract Schedules, and will monitor the progress of the Work
and the delivery of equipment. The Contractor will act as the expeditor of potential and
actual delays, interruptions, hindrances, or disruptions for its own forces and those
forces of Subcontractors. The Contractor will cooperate with the Engineer in
developing the Contract Schedule and updated Contract Schedules.
The Engineer's review and comments about any schedule or scheduling data will not
relieve the Contractor from its sole responsibility to plan for, perform, and complete
the Work within the Contract Time. Review and comments about any schedule will not
transfer responsibility for any schedule to the Engineer or the City nor imply their
agreement with (1) any assumption upon which such schedule is based or (2) any matter
underlying or contained in such schedule.
The Engineer's failure to discover errors or omissions in schedules that have been
reviewed, or to inform the Contractor that the Contractor, Subcontractors, or others are
behind schedule, or to direct or enforce procedures for complying with the Contract
Schedule will not relieve the Contractor from its sole responsibility to perform and
complete the Work within the Contract Time and will not be a cause for an adjustment
of the Contract Time or the Contract Sum.
The Contractor will perform the Work in accordance with the currently accepted
Contract Schedule.
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6-1.4 COMMENCEMENT OFCONTRACTTIME
The Contract Time will commence when the City issues a Notice to Proceed. The Work
will start on the date specified in the Notice to Proceed and within a maximum of fifteen
(15) calendar days after the date of the Notice to Proceed, and be diligently prosecuted
to completion with the time provided in the Specifications.
6-3.3 WORK DAYS_ AND WORKING ,HOURS
City Hall is open from Monday thru Thursday lam -5pm and Friday's 7am-4pm. It is
closed the following holidays:
New Year's Day
Martin Luther King, Jr. Day
President's Day
Memorial Day
Independence Day
Labor Day
Veteran's Day
Thanksgiving
Christmas Eve
Christmas
New Year's Eve
New Year's Day
Working on Fridays when City Hall is closed is acceptable. If the Contractor, however,
requests an inspection a day when City Hall is closed, then the Contractor will have to
reimburse the City for the costs of inspection. The Contractor must request such an
inspection at least 48 hours in advance. City inspections during hours when City Hall
is closed are subject to inspection overtime fees to be paid for by the Contractor. Friday
work that does not require inspection can be done without an inspection fee and must
be discussed with City staff before its occurrence. If the Contractor does construction
on a Friday or a day when City Hall is closed, that day is counted as a project working
day.
On workdays, Contractor's activities will be confined to the hours between 7:00 a.m.
and 4:00 p.m. Please see Section 6-7.5 below for weekend and holiday work
restrictions.
6-3.4 NIGHT WORK
The following paragraph is added to Section 6-7 of the Greenbook:
The City will not permit Work between the hours of 4 p.m. and 7 a.m. of the following
day unless specifically provided for in the bid documents or unless the Contractor
receives prior written approval.
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Agreement No. 6574
6-3.5 WEEKEND AND 11OLIDAYmmWORK
The Engineer may, but is not required to, allow the Contractor to work on Saturdays,
Sundays and City Holidays.
6-4 DELAYS AND EXTENSIONS 01 .I 1M1
Subsection 6-4 is deleted in its entirety and replaced with the following subsections.
6-4.1 GENERAL
If delays are caused by unforeseen events beyond the control of the Contractor, such
delays will entitle the Contractor to an extension of time as provided herein, but the
Contractor will not be entitled to damages or additional payment due to such delays
except as otherwise provided herein. Excusable delay may include: war, earthquakes
exceeding 3.5 on the Richter Scale, government regulation, labor disputes outside the
contemplation of the parties, strikes outside the contemplation of the parties, fires,
floods, changes to the Work as identified herein, or other specific events that may be
further described in the Specifications.
Delays to the project caused by labor disputes or strikes involving trades not directly
related to the project, or involving trades not affecting the project as a whole will not
warrant an extension of time.
The City will not grant an extension of time for a delay by the Contractor's inability to
obtain materials unless the Contractor furnishes to the Engineer documentary proof.
The proof must be provided in a timely manner in accordance with the sequence of the
Contractor's operations and accepted construction schedule.
Should delays be caused by events other than those included herein, the Engineer may,
but is not required to, deem an extension of time to be in the City's best interests.
6-4.2 EXTENSIONS OF TIME
If granted, extensions of time will be based upon the effect of delays to the critical path
of the Work as determined by the current accepted Contract Schedule. Delays to minor
portions of the Work that do not affect the critical path will not be eligible for
extensions of time.
6-4.3 PAYMENT FOR DELAYS TO CONTRACTOR
Any payment for compensable delay will be based upon actual costs as set forth in
Subsection 402-5.1 excluding, without limitation, what damages, if any, the Contractor
may have reasonably avoided. The Contractor understands that this is the sole basis for
recovering delay damages and explicitly waives any right to calculate daily damages
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for office overhead, profit, or other purported loss, using different formulas including,
without limitation, the Eichleay Formula.
6-4.4 WRITTEN NOTICE AND REPORT
If the Contractor desires payment for a delay or an extension of time, it will give the
Engineer written notice of such request not later than the time limit set forth in the
Proposal for submitting a claim after the event or occurrence giving rise to a delay
claim. Failure to submit a written request within such amount of time will result in the
Contractor waiving its delay claim.
Any claim for payment or an extension of time must be in the form required by the
"Claims" sections of these Specifications.
In no event will the City grant the Contractor an extension of time if the delay is within
the Contract Time as identified by the Contract Documents.
6-7 DEFAULT BY CONTRACTOR
The language in subsection 6-7 is deleted in its entirety and replaced with the following
subsections.
6-7.1 GENERAL
Should the Contractor fail to begin delivery of material and equipment, to commence
the Work within the time specified, to maintain the rate of delivery of material, to
execute the Work in the manner and at such locations as specified, or fail to maintain
the Work schedule (as determined by the current accepted Contract Schedule) which
will ensure the City's interest, or if the Contractor is not carrying out the intent of the
Contract, the City may serve written notice upon the Contractor and the Surety on its
Faithful Performance Bond demanding satisfactory compliance with the Contract.
6-7.2 TERMINATIONOFCONTRACTOR'S CONTROL OVER THE WORK
The City may tenninate the Contractor's control over the Work without liability for
damages when, in the City's opinion, the Contractor is not complying in good faith,
has become insolvent, or has assigned or subcontracted any part of the Work without
the City's consent. Should such termination occur, the Contractor will be paid the actual
amount due based on Contract Unit Prices or lump sums bid and the quantity and
quality of the Work completed at the time of termination, less damages caused to the
City by the Contractor's action or inaction.
In the event of such termination of control, the City may do any one, or combination
of, the following:
Serve written notice upon the Surety on its Faithful Performance Bond
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Agreement No. 6574
demanding satisfactory compliance with the Contract. In such event the Surety
will, within 5 days, assume control and perform the Work as successor to the
Contractor;
The City may perform the Work itself and deduct the cost thereof from any
payment due to the Contractor;
The City may replace the Contractor with a different contractor to complete the
work and deduct the cost thereof from any payment due to the Contractor.
Nothing herein will waive, or serve as a limitation upon, any additional remedy the
City may have under these Contract Documents or applicable law.
6-7.3 SURETY'S ASSUMPTION OF CONTROL
Should the Surety assume any part of the Work, it will take the Contractor's place in
all respects for that part, and will be paid by the City for all work performed by it in
accordance with the Contract. If the Surety assumes the entire Contract, all money due
the Contractor at the time of its default will be payable to the Surety as the Work
progresses, subject to the terms of the Contract.
If the Surety does not assume control and perform the Work within 5 days after
receiving notice of cancellation, or fails to continue to comply, the City may exclude
the Surety from the premises. The City may then take possession of all material and
equipment and complete the Work by City's forces, by letting the unfinished work to
another contractor, or by a combination of such methods. In any event, the cost of
completing the Work will be charged against the Contractor and its Surety and may be
deducted from any money due or becoming due from the City. If the sums due under
the Contract are insufficient for completion, the Contractor or Surety will pay to the
City within 5 days of completion, all costs in excess of the sums due.
The provisions of this subsection will be in addition to all other rights and remedies
available to the City under applicable law.
6-9 LIQUIDATED DAMAGES
Subsection 6-9, Liquidated Damages, of the Greenbook is deleted in its entirety and
replaced by the following subsections.
6-9.1 FAILURE TO COMPLETE WORK ON TIME
If all the work called for under the contract is not completed before or upon the
expiration of the Contract Time, the City will sustain damage. Since it is and will be
impracticable to determine the actual damage which the City will sustain in the event
of and by reason of such delay, it is therefore agreed that the Contractor will pay to the
City the sum specified in the Proposal for each and every calendar day beyond the time
prescribed to complete the work not as a penalty, but as a predetermined liquidated
damage. The Contractor agrees to pay such liquidated damages as are herein provided,
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Agreement No. 6574
and in case the same are not paid, agrees that the City may deduct the amount thereof
from any money due or that may become due to the Contractor under the contract.
Unless otherwise specified, liquidated damages will be $250 per calendar day.:
6-11 DISPUTES AND CLAIMS• PROCEDURE
6-11.1 GENERAL
Consistent with PCC § 10240.6, "Claim" means a written demand or assertion by the
Contractor that seeks an adjustment or interpretation of the terms of the Contract
Documents, payment of money, extension of time, or other relief with respect to the
Contract Documents, including a determination of disputes or matters in question
between the City and the Contractor arising out of or related to the Contract Documents
or the performance of the Work, and claims alleging an unforeseen condition or an act,
error, or omission by the City, the Engineer, their agents or employees. "Claim" does
not mean, and the Claims procedures herein do not apply, to the following:
I.. Claims respecting penalties for forfeitures prescribed by statute or regulations,
which a government agency is specifically authorized to administer, settle, or
determine.
2. Claims respecting personal injury, death, reimbursement, or other
compensation arising out of or resulting from liability for personal injury or
death.
3. Claims respecting a latent defect, breach of warranty, or guarantee to repair.
4, Claims respecting stop notices.
If a Claim is subject to the Change Order procedures, the Claim arises upon the issuance
of a written final decision denying in whole or in part the Contractor's Change Order
Request. If a Claim is not subject to the Change Order Procedures, the Claim arises
when the Contractor discovers, or reasonably should discover, the condition or event
giving rise to the Claim.
6-11.2 FORM
A Claim must include the following:
A statement that it is a Claim and a request for a decision.
2. A detailed description of the act, error, omission, unforeseen condition, event
or other condition giving rise to the Claim.
If the Claim is subject to the Change Order procedures, a statement
demonstrating that a Change Order Request was timely submitted and denied.
4. A detailed justification for any remedy or relief sought by the Claim, including
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Agreement No. 6574
to the extent applicable, the following:
a) If the Claim involves extra work, a detailed cost breakdown claimed.
The breakdown must be provided even if the costs claimed have not
been incurred when the Claim is submitted.
b) To the extent costs have been incurred when the Claim is submitted, the
Claim must include actual cost records (including, without limitation,
payroll records, material and rental invoices) demonstrating that costs
claimed have actually been incurred.
c) To the extent costs have not yet been incurred at the time the Claim is
submitted, actual cost records must be submitted on a current basis not
less than once a week during any periods costs are incurred. A cost
record will be considered current if submitted within seven (7) calendar
days of the date the cost reflected in the record is incurred. At the
Engineer's request, claimed extra costs may be subject to further
verification procedures (such as having an inspector verify the
performance of alleged extra work on a daily basis).
5. If the Claim involves an error or omission in the Contract Documents:
a) An affirmative representation that the error or omission was not
discovered before submitting a bid for the Contract; and
b) A detailed statement demonstrating that the error or omission
reasonably should not have been discovered by the Contractor, its
Subcontractors and suppliers, before submitting a bid for the Contract.
6.. If the Claim involves an extension of the Contract Time, written documentation
demonstrating the Contractor's entitlement to a time extension.
7. If the Claim involves an adjustment of the Contract Sum for delay, written
documentation demonstrating the Contractor's entitlement to such an
adjustment.
8. A personal certification from the Contractor that reads as follows:
611 _. BEING THE --... ....................---- ...._� (MUST BE AN
OFFICER) OF ............ w.... (CONTRACTOR NAME), DECLARE
UNDER PENALTY OF PERJURY UNDER CALIFORNIA LAW, AND DO
PERSONALLY CERTIFY AND ATTEST THAT I HAVE THOROUGHLY
REVIEWED THE ATTACHED CLAIM FOR ADDITIONAL
COMPENSATION OR EXTENSION OF TIME, AND KNOW ITS
CONTENTS, AND SAID CLAIM IS MADE IN GOOD FAITH; THE
SUPPORTING DATA 1S TRUTHFUL AND ACCURATE; THAT THE
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AMOUNT REQUESTED ACCURATELY REFLECTS THE CONTRACT
ADJUSTMENT FOR WHICH THE CONTRACTOR BELIEVES CITY IS
LIABLE; AND, FURTHER, THAT I AM FAMILIAR WITH CALIFORNIA
PENAL CODE § 72 AND CALIFORNIA GOVERNMENT CODE § 12650,
ET SEQ., PERTAINING TO FALSE CLAIMS, AND FURTHER KNOW
AND UNDERSTAND THAT SUBMITTING OR CERTIFYING A FALSE
CLAIM MAY LEAD TO FINES, IMPRISONMENT, AND OTHER SEVERE
LEGAL CONSEQUENCES."
6-11.3 CLAIMS SUBMITTED TO ENGINEER
Within thirty (30) calendar days after the circumstances giving rise to a Claim occur,
the Contractor will submit its Claim to the Engineer for a decision. Regardless of any
Claim submittal, or any dispute regarding a Claim, unless otherwise directed by the
Engineer, the Contractor will not cause any delay, cessation, or tennination of the
Work, but will diligently proceed with the performing the Work in accordance with the
Contract Documents. Except as otherwise provided, the City will continue to make
payments in accordance with the Contract Documents.
6-11.4 CLAIM I PREREQUISITE TO OTHER REMEDY
The Contractor certifies that it is familiar with PCC § 10240.2 and understands and
agrees that submitting a Claim in accordance with these Specifications is an express
condition precedent to the Contractor's right to otherwise pursue a claim whether
through alternative dispute resolution or by litigation. Should the Contractor fail to
submit a claim in accordance with these Specifications, including the time limits set
forth herein, it will waive any right to a remedy, whether in law or equity, it might
otherwise have pursuant to the Contract Documents or applicable law.
6-11.5 DECISION ON CLAIMS
The Engineer will promptly review Claims submitted by the Contractor in accordance
with these Specifications. Should the Engineer require additional supporting evidence
to evaluate the claim, the Engineer will request such additional information in writing.
Any such requested data will be furnished not later than ten (10) calendar days after
the Contractor receives the Engineer's request.
The Engineer will render a decision not later than thirty (30) days after either receiving
the Claim or the deadline for furnishing additional supporting data, whichever is later.
If the Claim amount is more than $50,000, the time period will be extended to sixty
(60) days. If the Engineer fails to render a decision within the time period established
herein, then the Claim will be deemed denied. The Engineer's decision will be final
and binding unless appealed in accordance with these Specifications.
The Engineer's decision on a Claim will include a statement substantially as follows;
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Agreement No. 6574
"This is a decision pursuant to the General Specifications of your contract. If you are
dissatisfied with the decision, and have complied with the procedural requirements for
asserting claims, you may have the right to alternative dispute resolution or litigation.
Should you fail to take appropriate action within thirty (30) calendar days of the date
of this decision, the decision will become final and binding and not subject to further
appeal."
6-11.6 APPEAL OF ENGINEER'S DECISION
Should the Contractor dispute the Engineer's decision, then the Contractor must appeal
that decision to the City's Public Works Director within thirty (30) calendar days of
receiving the Engineer's decision.
The Public Works Director will address disputes or claims within thirty (30) calendar
days after receiving such request and all necessary supporting data. The Public Works
Director's decision on the dispute or claim will be the City's final decision.
If the Contractor disputes the Public Works Director's decision, then the Contractor
must demand alternative dispute resolution in accordance with this Section and the
PCC within thirty (30) calendar days of the City's final decision.
6-11.7 MEDIATION
If the City and the Contractor agree, disputes between the parties may be submitted to
non -binding mediation. If the parties cannot agree to an alternative form of mediation,
then mediation will be administcrcd by the American Arbitration Association ("AAA")
under its Construction Industry Mediation Rules, unless the use of such rules are
waived by mutual stipulation of both parties.
The parties may, but are not required to be, represented by counsel in mediation.
The requirement for mediation will not alter or modify the time limitations otherwise
provided for claims and no conduct or settlement negotiation during mediation will be
considered a waiver of the City's right to assert that claim procedures were not
followed.
6-11.8 ARBITRATION
If the City and Contractor do not agree to mediation, then a disputes will be submitted
to neutral non -binding (except as provided herein) arbitration. Arbitration will be
conducted in accordance with PCC § 10240.3. Any decision rendered by an arbitrator
will be consistent with PCC § 10240.8.
The exclusive venue for any arbitration will be in Los Angeles County.
The expenses and fees of the arbitrators and the administrative fees, if any, will be
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Agreement No. 6574
divided among the parties equally. Each party will pay its own counsel fees, witness
fees, and other expenses incurred for its own benefit.
6-11.9 WHEN ARBITR TION DECISION BECOMES BINDING
The decision rendered by the arbitrator will become binding upon the parties unless
appealed to the Los Angeles County Superior Court pursuant to PCC § 10240.12 within
thirty (30) calendar days of the decision. If subsequent litigation results in an award to
the party appealing the arbitration that is less than or equal to that of the arbitration
decision, or if the litigation results in a decision in favor of the nonappealing party, then
the party appealing the arbitration will pay the nonappealing party's attorney's fees and
court costs.
6-11.10 APPEAL TO SUPERIO R COURT: WAIVER OF JURY TRIAL
Should a party timely object to the arbitration decision, it may file a petition with the
Los Angeles County Superior Court in accordance with California Code of Civil
Procedure ("CCP") §§ 1285, et seq. Notwithstanding the limitations set forth in CCP §
1286.2, the court may vacate, correct, or adjust an arbitration award, and enter
judgment in accordance with CCP § 1287.4, for any legal or equitable basis including,
without limitation, error of law. The court will apply the substantial evidence standard
of review when considering the appeal of an objecting party.
BY EXECUTING THESE CONTRACT DOCUMENTS, THE CONTRACTOR
AGREES TO HAVE DISPUTES OR CONTROVERSY CONCERNING THE
CONSTRUCTION, INTERPRETATION, PERFORMANCE, OR BREACH OF
THESE CONTRACT DOCUMENTS, INCLUDING CLAIMS FOR BREACH OF
CONTRACT OR ISSUES OF BAD FAITH DECIDED IN ACCORDANCE WITH
THIS SECTION 6-11. BOTH THE CITY AND THE CONTRACTOR WAIVE
THEIR RIGHT TO A JURY TRIAL FOR THESE DISPUTES OR ISSUES.
6-11.11 AB 626 CLAIMS-, PROCESS
Claims made by a Contractor for one or more of the following are subject to the claim
resolution process set forth in Public Contract Code section 9204:
(A) A time extension, including, without limitation, for relief from damages or
penalties for delay assessed by the city under a contract for a public works project.
(B) Payment by the city of money or damages arising from work done by, or on behalf
of, the contractor pursuant to the contract for a public works project and payment for
which is not otherwise expressly provided or to which the claimant is not otherwise
entitled.
(C) Payment of an amount that is disputed by the city.
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Agreement No. 6574
7-0 MEASt)REMf NT AND PAYMENT
7-2 LUMP SUM WORK
Subsection 7-2, Lump Sum Work, of the Greenbook is deleted in its entirety and
replaced by the following:
Items for which quantities are indicated as "Lump Sum," "L.S.," or "Job" will be paid
for at the price indicated in the Proposal. Such payment will be full compensation for
all costs for labor, equipment, materials and plant necessary to furnish, construct and
install the lump sum item of work, complete, in place, and for all necessary appurtenant
work, including, but not limited to, all necessary cutting, patching, repair and
modification of existing facilities, and clean up of site.
Contractor will furnish three copies of a detailed schedule, which breaks down the lump
sum work into its component parts and cost for each part, in a form and sufficiently
detailed as to satisfy Engineer that it correctly represents a reasonable apportionment
of the lump sum. This schedule is subject to approval by Engineer as to both the
components into which the lump sum item is broken down, and the proportion of cost
attributable to each component.
This schedule will be the basis for progress payments for the lump sum work
7-3.2 PARTIAL AND FINAL PAYMENTS
The text of Subsection 7-3.2 of the Standard Specifications is deleted and replaced with
the following:
The closure date for the purpose of making partial progress payments will be the last
working day of each month. The Contractor will prepare the partial payment invoice
with measurement of the work performed through the closure date and submit it to the
CITY for approval.
When work is complete, the Contractor will determine the final quantities of the work
performed and prepare the final progress payment, and submit it to the Engineer for
approval.
It will take a minimum of thirty-five (35) calendar days from the date of approving the
Contractor's invoice to make the payment to the Contractor. However, payments will
be withheld pending receipt of any outstanding reports required by the contract
documents, or legal release of filed Stop Payment Notices against the Contractor. In
addition, the final progress payment will not be released until the Contractor returns
the control set of Plans and Specifications showing the as -built conditions.
The full five percent (5%) retention will be deducted from all progress payments. The
Contractor will make a payment request for the retained amount, for approval by the
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Agreement No. 6574
City, upon field acceptance of the work by the City Engineer. The City Engineer upon
field acceptance and receipt of the final as -built plans and any other reports or
documents required to be provided by the Contractor will process a recommendation
to the City Council for acceptance of the work. Not less than thirty-five (35) calendar
days from the City Council acceptance of the work, the Contractor's final payment will
be made provided Stop Payment Notices or other claims have not been filed against the
Contractor and/or the City by material suppliers, sub -contractors, other governmental
agencies, and private property owners. Until these Stop Payment Notices are released
and claims are resolved the stop payment/claim amount will be withheld from the final
payment.
The Contractor, however, may receive interest on the retention for the length of
construction, or receive the retention itself as long as the retention is substituted with
escrow holder surety or equal value.
At the request and expense of the Contractor, surety equivalent to the retention may be
deposited with the State Treasurer, or a State or Federally chartered bank, as the escrow
agent, who will pay such surety to the Contractor upon satisfactory completion of the
contract.
Pursuant to PCC § 22300, the Contractor may substitute securities for retention monies
held by the City or request that the City place such monies into an escrow account. The
Contractor is notified, pursuant to PCC § 22300, that any such election will be at the
Contractor's own expense and will include costs incurred by the City to accommodate
the Contractor's request.
Progress payment paid by the City as contemplated herein, will be contingent upon the
Contractor submitting, in addition to any additional documents, an updated Contract
Schedule in the form prescribed by these Contract Documents. Failure of the Contractor
to submit an acceptable updated Contract Schedule will result in the City withholding
partial payment, without liability to the City, until such an acceptable updated Contract
Schedule is submitted. Nothing herein will allow the Contractor to suspend or slow
progress of the Work.
A City Council resolution established a Project Payment Account, encumbered money
in the current budget, and assigned that money to the Project Payment Account which
is the sole source of funds available for payment of the Contract Sum. Contractor
understands and agrees that Contractor will be paid only from this special fund and if
for any reason this fund is not sufficient to pay Contractor, Contractor will not be
entitled to payment. The availability of money in this fund, and City's ability to draw
from this fund, are conditions precedent to City's obligation to make payments to
Contractor.
7-3.3 DELIVERED MATERIALS
Materials and equipment delivered or stored, but not incorporated into the work, will
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Agreement No. 6574
not be approved for progress payments.
7-4.2.3 BASISFORESTABLISHING COSTS
Subsection 7-4.2.3, Tool and Equipment Rental is modified where the second and third
paragraphs are replaced with "Regardless of ownership, the rates to be used in
determining the equipment usage costs will not exceed those listed for the same or
similar equipment in the California State Department of Transportation publication of
Labor Surcharge and Equipment Rates effective for the period of usage."
7-4.3 MARK UP
Subsection 7-4.3, Mark Up, is deleted in its entirety and replaced by the following
subsection:
(a) Work by Contractor. The following percentages will be added to the
Contractor's costs and will constitute the markup for all overhead and profits.
1) Labor..................................................20
2) Materials ............... :......................... —15
3) Equipment Rental...............................15
4) Other Items and Expenditures.... ........ 15
To the sum of the costs and markups provided for in this subsection, 1 percent
will be added as compensation for bonding. No other formula, e.g., the Eichleay
or other method, may be used to calculate daily damages for office overhead,
profit, or other purported loss.
(b) Work by Subcontractors. When all or any part of the extra work is performed
by a Subcontractor, the markup established in 7-4.3(a) will be applied to the
Subcontractor's actual cost of such work. A markup of 10 percent on the first
$5,000 of the subcontracted portion of the extra work and a markup of 5 percent
on work added in excess of $5,000 of the subcontracted portion of the extra
work may be added by the Contractor.
(c) In the event that City becomes liable to Contractor for compensable delays, City
agrees to pay Contractor the daily Contractor Delay Damages set forth in the
Bid Form or Contractor's actual daily delay damages, whichever is less, for
each day of Compensable Delay as provided for by these Contract Documents.
7-4.4 DAILY Y REPORTS BY-CONTRACTR
Add the following paragraph to subsection 7-4.4, Daily Reports by Contractor:
If disagreement continues regarding extra work, the Contractor may seek compensation
in accordance with the Claims procedure. Daily Reports required by this subsection
must be made part of the Claim as supporting data for the Claim.
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Agreement No. 6574
100-1 TERMINATION OF AGENCY LIABILITY
Before receiving final payment, the Contractor will execute a "Release on Contract"
form which will operate as, and will be a release to the City, the City Council, and each
member of the City Council and their agencies, from all claims and liability to the
Contractor for anything done or furnished for, or relating to, the work or for any act of
neglect of the City of any person relating to or affecting the work, except the claim
against the City for the remainder, if any there be, of the amounts kept or retained as
provided in Subsections 9-3 of the Standard Specifications and except for any unsettled
claims listed on said form which have been filed in compliance with the requirements
for making claims.
402-0 UTILITIES
402-2 PROTECTION
The following subsection is added to Subsection 402-2 of the Greenbook.
402-2.1 INCORRECT LOCATION OF UTILITIES
If the Contractor, while performing the Work, discovers utility facilities not identified
correctly or not shown in the contract plans or specifications by the City, the Contractor
will immediately notify the City and utility owner in writing.
402-4 RELOCATION
The following subsection is added to Subsection 402-4 of the Greenbook.
402-4.1 RESPONSIBILITY OF UTILITY REMOVAL OR RELOCATION
The City will be responsible to arrange for the removal, repair, or relocation of existing
utilities located within the project limits if such utilities are not correctly identified in
the contract plans or specifications by the City. The City will have the sole discretion
to perfoml repairs or relocation work or permit the Contractor to do such repairs or
relocation.
402-5 DELAYS
The following paragraphs are added to Subsection 402-5 of the Greenbook.
Actual loss, as used in this Subsection, will be understood to include no items of
expense other than idle time of equipment and necessary payments for idle time of
workers, cost of extra moving of equipment, and cost of longer hauls. Compensation
for idle time of equipment and idle time of workers will be determined by Subsection
402-5.1 and no markup will be added in either case for overhead and profit. The cost
II-B-34
Agreement No. 6574
of extra moving of equipment and the cost of longer hauls will be paid for as extra
work.
The following subsection is added to Subsection 402-5 of the Greenbook.
402-5.1 CALCULATING IDLE TIME
Equipment idle time will calculated in accordance with Subsection 7-4.2.3 and based
upon the actual normal working time during which the delay condition exists, but in no
case will exceed 8 hours in any one day. The days for which compensation will be paid
will be the calendar days, excluding Saturdays, Sundays and legal holidays, during the
existence of the delay.
Worker idle time will be calculated in accordance with Subsection 7-4.2.3.
- END OF SECTION -
II-B-35
Agreement No. 6574
Agreement No. 6574
SECTION HI — SPECIAL PROVISIONS
1-0. GE ERALS."OPI� .` 1T1ITNJE FOR COMPLETION. AND �LOCATION OF WORK
1-1. General Sco e.,o[NAlorL
The work to be done consists of furnishing all supervision, materials, labor,
equipment, tools and incidentals for pavement rehabilitation, sidewalk and curb ramp
construction and reconstruction, traffic signal modifications, signing and striping,
landscaping and irrigation and drainage modifications on El Segundo Boulevard,
Continental Boulevard, Nash Street, and Douglas Street as required in the
specifications and contract documents for the following project: "El Segundo
Boulevard Improvement Project".
l -2. Location of the Work:
The project will occur in the City of El Segundo on El Segundo Boulevard, from
Illinois Street to Isis Street; on Continental Boulevard, from El Segundo Boulevard
to Grand Avenue; on Nash Street, from El Segundo Boulevard to Imperial Highway,
and on Douglas Street, from Rosecrans Avenue to Imperial Highway.
1-3. WorkinL, Days and -rinse fci�r Com„laletion:
Contractor shall commence administrative and procurement work on the date specific
in the Administrative Notice to Proceed to be issued to the Contractor by City of E1
Segundo Public Works Department. Administrative and procurement work shall
include lead-times and shall be completed within one hundred twenty (120) working
days after the date specified in the Administrative Notice to Proceed. At the end of
the administration and procurement work period, the City will issue a Construction
Notice to Proceed for the construction phase to begin. Contractor shall complete the
construction work in eighty (80) working days, including mobilization and
demobilization. The 90-day landscape maintenance and establishment period shall
commence after demobilization. During the landscape maintenance and
establishment period, The Contractor shall only mobilize as necessary for landscape
maintenance and establishment activities.
2-0. NOTIFICATIONS
The CONTRACTOR will notify all agencies listed here a minimum of forty-eight
(48) hours before start of operation. The following list of names and telephone
numbers are intended for the convenience of the CONTRACTOR and the City does
not guarantee either the completeness or correctness of this list.
........ .._____...._..m_- ...._ ... ...._
OPERATION OFFICE TELEPHONE
Start of work Cheryl Ebert Public Works Project Mgr 310 -524-2321
shutdown of Lifan Xu, City Engineer 310-524-2368
work, or Elias Sassoon, Director of Public Works 310-524-2356
resumption of Beto Moreno, Streets Supervisor 310-877-0091
work after
shutdown
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Agreement No. 6574
Information is provided in Appendix A for CONTRACTOR'S use to notify agencies
if their facilities are affected by CONTRACTOR'S work.
2-1. Notification of Residents and Businesses
The City will require the Contractor to distribute one (1) "Public Notice" to each
resident and business affected by the construction within a 0.5 mile radius of project
limits. An additional notice must be provided to residents and businesses of specific
impacts to frontage sidewalks, frontage sidewalks, driveways, etc.
Notices must be approved by the City prior to distribution. Notices shall be
distributed minimum five (5) calendar days prior to the start of any work. Notices
shall be attached to a red information hanger provided by the Contractor and hung on
the front door knob of every resident on the project streets.
Notices shall include the project times, dates, working hours, and description of
project activities. If any changes occur to project times, dates or working hours, the
Contractor will revise and re -deliver the Notice to affected persons.
2-2. Measure M Grant Futad�iiw, l ecluirements
Communications Materials (including, but not limited to, press events, public and
external newsletters, printed materials, advertising, websites radio and public service
announcements, electronic media, and construction site signage.) must contains
recognition of Los Angeles County Metropolitan Transit Authority's (LACMTA,
Metro) contribution to the Project as more particularly set forth in "Funding Recipient
Communications Guidelines" available online at:
htt.:/Jnxet .net/ arty e -c-civic
The Contractor shall be responsible for complying with the latest Funding Recipient
Communications Guidelines during the term of this Agreement, unless otherwise
specifically authorized by the Engineer.
3-0. MOBILIZATION
Mobilization shall conform to the provisions of Section 7-3.4 of the Standard
Specifications. The scope of work under mobilization includes but is not limited to:
1. Obtaining and paying for all required bonds, insurance, pennits, and licenses.
2. Completing and submitting required documents as required per specifications.
3. Moving on to the site of all Contractor's equipment required for operations.
4. Providing on -site sanitary facilities.
5. Arranging for and erection of Contractor's work and storage yard.
6. Posting all OSHA required notices.
7. Submittal of Construction Schedule, Contractor Contact List, and Notices to City
staff for City approval.
8. Distribution of a City -approved Notice to Business and Residents at least one
week prior to construction.
9. Re -notification of all affected parties for all construction schedule changes.
10. Protection of utility facilities, landscapes, pavements, structures, and any existing
condition and other public property in place during any construction activities.
This includes protection of planter boxes and vegetation.
11. Coordinating with Underground Service Alert (USA) or Dig Alert to mark
underground utilities before any excavation.
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Agreement No. 6574
12. Coordination with utility agencies, street sweeper, and waste hauler to avoid
conflicts during project activities.
13. Bringing unforeseen field conditions to City staff s attention in a timely manner.
14. Restoration of private and public property to existing standard conditions upon
demobilization.
15. Installing and removing of all temporary facilities required for operations.
16. Removal and disposal of any existing unused materials from the project sites.
17. Furnishing temporary water services to maintain water services to consumers at
all times.
18. Demobilization.
3-1. l lmIcrgrOUnd Service Alert 11�otrllcation
Underground Service Alert, 1-800-227-2600, shall be contacted and the contractor
shall determine the exact location of all utilities prior to beginning excavation and
construction. If conflicts are discovered, the Contractor shall notify the Engineer
immediately. A detailed description of the depth and location of utility conflicts in
relation to the proposed storm drain facilities shall be provided to City Inspector as
well as the applicable utility agency. A list of utility agency and waste hauler contact
number- is included in the Appendix.
3-2, Demobilization
Demobilization shall include all activities for the Contractor to remove all equipment,
on -site sanitary facilities, etc. from the project areas after construction is complete.
Demobilization shall also include general cleanup activities and specific punch list
items and cleanup activities determined by the City staff or their representative, to
repair or replace any private or public facilities damaged by the construction and
return public right-of-way to the same or better condition as that existing prior to
construction.
4-0. CLEARING AND GRUBBING
Clearing, grubbing, and landscape removal shall take place as necessary for all
construction activities to occur, including but not limited to Section 300-1 of the
Standard Specifications. If applicable, live tree roots shall be inspected by the
Recreation and Parks Department after the surface above them has been removed, to
ascertain if tree root barrier installation or full tree removal is necessary. Costs for
clearing, grubbing, and landscape/tree root removal shall be included in the bid prices
for the different bid items. All such removals shall take place prior to any excavation
for construction. Where necessary, the contractor shall replace residential
landscaping or sprinklers damaged by construction after construction is complete.
5-0. TRAFFIC CONTROL
Traffic control shall conform to the provisions of Part 6 of the Standard Specifications
and these Specifications. The scope of work under traffic control includes but is not
limited to:
1. Notification of City staff and residents/pedestrians, including temporary warning
and safety signage leading to areas where construction is occurring or where
materials are being staged. Notification shall take place at least 72 hours before
construction as well as during construction.
III-A-3
Agreement No. 6574
2. Traffic control as required per W.A.T.C.H. manual and CA MUTCD or approved
traffic control plans.
3. Notification of transit agencies for bus stop relocation.
4. Obtaining various Encroachment Permits, including but not limited to City of El
Segundo, City of Manhattan Beach, City of Hawthorne, City of Los Angeles, Los
Angeles County, and Caltrans.
64 CONSTRUCTION & DEMOLITION MATERIALS RECYCLING
11�:IREMENTS
The Contractor shall divert all Construction and Demolition (C&D) waste generated
from the project in accordance with the California Green (CALGreen) Building
Standards Code (pursuant to El Segundo Municipal Code, Title 13, Chapter 11).
C&D waste can only be legally collected, removed, or transported by City of El
Segundo permitted waste haulers. If the Contractor plans on collecting, removing, or
transporting its own waste, approval from the City Engineer or designee is required.
Failure to meet the C&D waste recycling requirements will result in the assessment
of penalties pursuant to El Segundo Municipal Code.
Contractor shall prepare a C&D Debris Management Plan as follows:
6-1. GENERAL
6-1.1. SUMMARY
A. This Section includes the following: procedures for ensuring optimal diversion of
construction and demolition (C&D) waste materials generated by the Work within
the limits of the Construction Schedule and Contract Sum.
1. The Integrated Solid Waste Management Act of 1989 ("AB 939"), requires that
localities throughout the state develop source reduction, reuse, recycling, and
composting programs to reduce the tonnage of solid waste disposed in landfills
by 50%; this requirement may increase in the future. C&D waste materials
generated by the Work are targeted to achieve these diversion rates.
2. A minimum of 50% by weight of the solid wastes generated in the Work shall be
diverted from landfill disposal through a combination of reuse, recycling, and
composting activities.
3. This section includes requirements for submittal of C&D Debris Management
Plan prior to the commencement of the Work, and during the project, submittal
of Contractor's quantitative reports for construction and demolition waste
materials generated by the Contractor as a condition of approval of progress
payments submitted to the Contracting Officer, and following completion of the
project, as a condition of the release of final project retention.
6-1.2. DEFINITIONS
A. Class III Landfill. A landfill that accepts non -hazardous waste such as household,
commercial, and industrial waste, resulting from construction, remodeling, repair,
and demolition operations. A Class III landfill must have a solid waste facility permit
from the California Department of Resources Recycling and Recovery (CalRecycle)
and be regulated by the Enforcement Agency.
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Agreement No. 6574
B. Construction and Demolition Debris or C&D Debris. Building materials and solid
waste resulting from construction, remodeling, repair, cleanup, or demolition
operations that are not hazardous as defined in California Code of Regulations, Title
22, Section 66261.3 et seq. This term includes, but is not limited to, asphalt, concrete,
Portland cement, brick, lumber, gypsum wallboard, cardboard and other associated
packaging, roofing material, ceramic tile, carpeting, plastic pipe, and steel. The debris
may be commingled with rock, soil, tree stumps, and other vegetative matter resulting
from land clearing and landscaping for construction or land development projects.
C. Contracting Officer. The City of El Segundo City Engineer or designee.
D. C&D Recycling Center. A facility that receives only C&D material that has been
separated for reuse prior to receipt, in which the residual (disposed) amount of waste
in the material is less than 10% of the amount separated for reuse or recycling, by
weight.
E. Disposal. Final deposition of C&D or inert debris into land, including stockpiling
onto land of construction and demolition debris that has not been sorted for further
processing or resale, if such stockpiling is for a period of time greater than 30 days;
and construction and demolition debris that has been sorted for further processing or
resale, if such stockpiling is for a period of time greater than one year, or stockpiling
onto land of inert debris that is for a period of time greater than one year.
F. Diversion or Divert. The reuse or recycling of construction and demolition debris to
avoid disposal in a landfill.
G. Enforcement Agency (EA). Enforcement agency as defined in Public Resources
Codc 40130.
H. Inert Disposal Facility or Inert Waste Landfill. A disposal facility that accepts only
inert waste such as soil and rock, fully cured asphalt paving, uncontaminated concrete
(including fiberglass or steel reinforcing rods embedded in the concrete), brick, glass,
and ceramics, for land disposal.
I. Inert Solids or Inert Waste. Non -liquid solid wastes including, but not limited to, soil
and concrete that do not contain hazardous waste or soluble pollutants at
concentrations in excess of water quality objectives established by a regional Water
Board pursuant to Division 7 (Sections 13000 et seq) of the California Water Code
and does not contain significant quantities of decomposable solid resources.
J. Mixed C&D Debris. Loads that include commingled recyclable and non -recyclable
C&D debris generated at the construction site.
K. Mixed Debris Recycling Facility. A processing facility that accepts loads of solid
waste and/or recycling materials for the purpose of recovering reusable, recyclable,
and compostable materials and disposing the non -recyclable residual materials.
L. Recycling. The process of sorting, cleansing, treating and reconstituting materials for
the purpose of using the altered form in the manufacture of a new product. Recycling
does not include burning, incinerating, or thermally destroying solid waste.
M. Reuse. The use of a material that might otherwise be discarded, in the same or similar
form as it was produced.
N. Separated for Reuse. Materials, including commingled recyclables, that have been
separated or kept separate from the solid waste stream for the purpose of additional
sorting or processing of those materials for reuse or recycling in order to return there
to the economic mainstream in the form of raw material for new, reused, or
reconstituted products which meet the quality standards necessary to be used in the
marketplace, and includes materials that have been "source separated."
O. Solid Waste. Refer to Public Resources Code Section 40191.
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Agreement No. 6574
P. Source -Separated. Materials, including commingled recyclables, that have been
separated or kept separate from the solid waste stream at the point of generation, for
the purpose of additional sorting or processing of those materials for reuse or
recycling in order to return them to the economic mainstream in the form of raw
materials for new, reused, or reconstituted products which meet the quality standards
necessary to be used in the marketplace.
6-2. PRODUCTS
Not Used.
6-3. EXECUTION
6-3.1. SAY.. AG.. 17tJSE. RECYCLING AND PROCEDURES
A. Identify reuse, salvage, and recycling facilities: Refer to the City's website for a list
of local organizations and companies.
litl)s�://www.else,undo,or / overniraent/de artineiits/ rjblic-works/trash-rec clip
B. Develop and implement procedures to reuse, salvage, and recycle new construction
and excavation materials, based on the Contract Documents, the C&D Debris Waste
Management Plan, estimated quantities of available materials, and availability of
recycling facilities. Procedures may include on -site recycling, source separated
recycling, and/or mixed debris recycling efforts.
1. Identify materials that are feasible for salvage, determine requirements for site
storage, and transportation of materials to a salvage facility.
2. Explore the possibility of reusing project job -site inert materials, such as rock,
concrete, dirt and aggregate, on -site for road base or other similar uses.
3. Source separate new construction, excavation and demolition materials including,
but not limited to the following types:
a. Asphalt
b. Concrete, concrete block, slump stone (decorative concrete block), and
rocks.
c. Red Clay Brick
d. Soils
e. Other materials, as appropriate, such as wood and corrugated cardboard.
4. Develop and implement a program to transport loads of mixed (commingled) new
construction materials that cannot be feasibly source -separated to a mixed
materials recycling facility.
5. Contractor may develop their own C&D Debris Management Plan based on
CALGreen requirements or use available City forms as follows:
a. Form PW-A — Project Information
b. Form PW-B — Pre -Project Worksheet
c. Form PW-B 1 — Pre -Project Worksheet (This form is to be completed only
if you plan to use your own company -owned bins/trucks for disposition
of material.)
d. Form PW-C —Post-Project Summary
e. Form PW-D — Exemption Request — only use if it is infeasible to comply
with requirements.
III-A-6
Agreement No. 6574
6-3.2. DISPOSAL OPERATIONS AND WASTE HAULING
A. Legally transport and dispose of materials that cannot be delivered to a source -
separated or mixed recycling facility to a transfer station or disposal facility that can
legally accept the materials for the purpose of disposal.
B. Use a permitted waste hauler or Contractor's trucking services and personnel. To
confirm valid pennitted status of waste haulers, visit the City of El Segundo website:
https;//wNNw,else undo.or 1 overnm ntfd it rirnents/ t'iblic- ,oi°ks/trash-i•ee clip
C. Become familiar with the conditions for acceptance of new construction, excavation
and demolition materials at recycling facilities, prior to delivering materials.
D. Legally transport and deliver to facilities that can legally accept new construction,
excavation and demolition materials for purpose of re -use, recycling, or composting.
E. Do not burn, bury or otherwise dispose of solid waste on the project job -site.
6-3.3. REUSE AND DONATION OPTIONS
A. Implement a reuse program to the greatest extent feasible. Options for reuse may
include, but are not limited to:
l . Los Angeles County Materials Exchange (LACOMax) LACoMAX is a free service
provided by the Los Angeles County Department of Public Works, Environmental
Programs Division, designed to help residents, businesses, and organizations in Los
Angeles County find markets for their industrial by-products, surplus materials, and
other would-be discards. All exchanges are coordinated between the parties. The site
can be accessed at lttt:://www.lad w.or r/end/lacomax.
2. California Materials Exchange (Ca1MAX) is a free service provided by the State of
California, Department of Resources Recycling and Recovery (CalRecycle) that
connects businesses, organizations, manufacturers, schools, and individuals with
online resources for exchanging materials. The site can be accessed at
w;vww.calrec cle.ca. ov/CaIMAX
3. Habitat for Humanity Restore resale outlets accept donated home improvement
goods like furniture, home accessories, building materials and appliances. The
materials are sold to the general public. The proceeds help local Habitat affiliates
fund the construction of Habitat homes within their communities. Locations of
ReStores can be found at: www.habitat.or���/Mores
6-3.4. REVENUE
Revenues or other savings obtained from recycled, re -used, or salvaged materials
shall accrue to Contractor unless otherwise noted in the Contract Documents.
7-0. WORK SCHEDULE
Contractor shall be responsible for providing a workable construction schedule that
incorporates the following conditions:
1. The schedule for the work is subject to the approval of the Public Works
Department.
2. All work shall take place Monday through Friday between the hours of 9:00 am
and 3:00 pm unless previously approved by the Public Works Director, City
Engineer, or Project Engineer for any other day of the week.
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Agreement No. 6574
i. Night work shall be arranged at least 5 calendar days in advance.
ii. No night work shall occur within a 500' radius of hotels.
iii. No work shall be permitted on Sundays or holidays.
iv. Overtime inspection fees (4 hour minimum) shall be arranged in
advance.
3. The Contractor shall coordinate all inspections and final sign -offs for permits and
the project with Public Works Department and Building Safety staff.
8-0. EXAM INA I'ION OFJOB SITE AND MEAS U Rli'M ENTV . I IFICATION
The BIDDER shall snake a detailed physical inspection of the project site before
submitting the proposal. It is understood that the BIDDER has thoroughly examined
the specifications, sites and conditions under which work will be performed before
submitting a proposal and has satisfied himself regarding existing conditions and
existing access conditions which may affect bid prices for the proposed work.
Measurement Verification: Contractor shall verify all field measurements and
determine quantities prior to ordering materials. Contractor shall procure all material
and confirm all parts are onsite prior to beginning installation.
9-0. INSPECTION
Subsection 4-1.3 of Section Il — General Provisions of these Specifications is
supplemented by the following additional requirements:
1. On all questions relating to quantities, the acceptability of material, or work, the
execution, progress or sequence of work, and the interpretation of specifications
or plans, the decision of the Engineer is final and binding, and shall be precedent
to any payment under the contract.
2. All work and materials are subject to inspection and approval of the Engineer.
3. Legible copies of material/weight certification shall be turned over to the
inspector on a daily basis.
4. Inspection of the work shall not relieve the Contractor of the obligations to fulfill
all conditions of the contract.
10-0. WORK AREA SAFETY
All work shall conform to all applicable State, local, regional, and Federal codes,
ordinances, and regulations as prescribed by the City.
1, The Contractor shall conform to the rules and regulations pertaining to safety
established by the California Division of Occupational Safety and Health of the
Industrial Relations Department (CAL -OSHA).
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Agreement No. 6574
2. The CONTRACTOR shall place and maintain signs, cones, barricades, security
fences, and other safety devices as needed for the safety of and the general public,
City personnel, and the Contractor.
11-0USE OF PRIVATE PROPERTY AND PROTECTION OF EXISTING
IMPROVEMENTS
The use of any private property or utilities on private property by the Contractor is
prohibited. The prohibited uses include, but not limited to Contractor's use of water,
electricity or natural gas from the private property, and storage of material or
equipment, and turning around/parking of his vehicles on private property.
1. Existing public and/or private improvements, adjacent property, utility and other
facilities and trees and plants shall be protected from injury or damage.
2. Any damage to the facilities, public, or private property that takes place as a result
of the contractor's work shall be repair or replaced to the City's satisfaction by
the contractor at no cost to the City.
3. Access to driveway shall be maintained at all tunes for residents.
12-0. STORAGE OF MATERIALS AND I QUIZ NIE.N1
1. No material or equipment shall be stored in public right-of-way without prior
approval from the Public Works Department.
2. The Contractor shall be responsible for obtaining a site for storage of material
and equipment. The site shall not be within or adjoining the residential areas of
the City. Site shall be subject to approval by the City.
3. The sites for stockpiling and batching materials shall be clean and free from
objectionable material.
4. The City does not guarantee any designated property within the City for storage
of materials.
If the Contractor finds a private property for storage of his materials, the
Contractor shall furnish the City a letter of approval and a letter of release (at the
end of the job and cleanup of the storage site) from the property owner for this
purpose.
13-0. DISPOSA1mm O REMO . , L
There are no authorized dump facilities within the City of El Segundo. All removed
material shall become theproperty of the Contractor and shall be legally disposed
of by Contractor at the end of each work day away from the site of work.
14-0. Bt�111.1)ING S Fk:s"1 Y AND C [JBI,I "IOR1 ENCROAf l lip EN_1 _I' ;l Ml'T
The Contractor will be required to apply and obtain applicable permits from the
Public Works and the Building Safety Departments. The Contractor's work shall
adhere to the City standards and applicable codes including the California Building
Code, Plumbing Code, Electrical Code, and Mechanical Code. The Contractor shall
call the Inspector at least 24 hours in advance for inspections.
All noted deficiencies on permits shall be corrected by contractor. The project will
not be accepted as complete until contractor obtains a final sign -off for all permits.
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Agreement No. 6574
15-0 S(JRVEY MONUMENTATION P ESE'RV ,riO'N
The Contractor shall locate and reference existing survey monumentation in the way
of construction and submit verification to the Engineer prior to demolition/removal.
If they cannot be protected in place, Contractor's state -licensed surveyor is to re-
establish them after construction and provide the City with the new centerline tie
information at no additional cost to the City.
Upon discovery of a survey monument not identified on the project plans,
immediately stop work near the monument and notify the Engineer. Do not resume
work near the monument until authorized.
15-1 Tie-Orat and lie -establish SL11- ey Monuments and. BettcBtnnarks:
In accordance with Section 8771 of the Business and Professional Code, the
Contractor will be required to hire a licensed land surveyor to tie out documentation
affected by the project prior to commencement of construction and require the land
surveyor to file corner records with the engineer; and re-establish and such
monuments or benchmarks damaged or destroyed during construction and file corner
records with the Los Angeles County after replacement.
16-0. WATER POLLUTION CONTROL.
Water Pollution Control shall conform to Section 3-12.6 "Water Pollution Control"
of the Standard Specifications and these Specifications.
16-1. NPDES COMPLIANCE
Contractor shall comply with the latest version of the Los Angeles Regional Water
Quality Control Board (LA RWQCB) NPDES MS4 Permit and the NPDES
California Construction General Permit for storm water and non-stonm water
discharges.
Contractor shall not discharge or permit to be discharged to any street, channel, river,
storm drain, or any appurtenances thereof, any non -rain water or other liquid
substance from the project or from operations pertaining to the project site, unless the
discharge is specifically listed as exempt or conditionally exempt in the most current
MS4 Permit issued by the Regional Water Quality Control Board, Los Angeles
Region.
Contractor shall implement all necessary Best Management Practices (BMPs) to
ensure that any conditionally exempt discharge meets all current requirements of the
LA RWQCB MS4 Pen -nit.
City may prohibit or restrict any discharge if, in its sole discretion, the discharge is
polluting, unsafe, or causes a nuisance condition to be created.
16-2. STORMWATER POLLUTION PREVENTION PROGRAM
A Stonnwater Pollution Prevention Plan (SWPPP) has been prepared for this project
and uploaded to the State Water Board SMARTS system, provided in Appendix D.
The City will file for a Notice of Intent and obtain a WD1D number.
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Agreement No. 6574
This project has been identified as a Risk Level 1.
Within 15 days of contract approval, submit an updated SWPPP to include
contractor -specific language. The SWPPP update shall be prepared by a Qualified
SWPPP Developer (QSD). The SWPPP update must include:
1. Updated Construction Site Monitoring Program
2. Updated maps including the following
a. Locations and types of water pollution control practices for each
Contractor -support facility
b. Locations and types of water pollution control practices that will be
used in the work for each construction phase
c. Locations planned for the storage and use of potential nonvisible
pollutants
3. A schedule showing when work activities that will be performed have the
potential for discharge of pollutants into stonnwater, and water pollution
control practices, including soil stabilization and erosion control associated
with each phase of construction
4. Training records for project personnel
If revisions are required, the Engineer notifies you of the date when the review
stopped and provides comments. Submit a revised SWPPP within 15 days of
receiving the comments. The Engineer's review resumes when a cornplete SWPPP
has been resubmitted.
Submit an electronic copy of the authorized SWPPP,
Do not start job site activities until (1) the SWPPP is authorized and (2) a waste
discharge ID number is issued.
Submit a revised SWPPP annually before July 15th and any time:
1. Changes in work activities could affect the discharge of pollutants
2. Water Pollution Control practices are added as change order work
3. Water Pollution Control practices are added at your discretion
4. Changes in the quantity of disturbed soil are substantial
5. Objectives for reducing or eliminating pollutants in stormwater discharges have
not been achieved
6. You receive a written notice of a permit violation for the project from the RWQCB
or any other regulatory agency
Submit 2 copies of a stormwater annual report before July 15th for the preceding
construction period from July 1 st through June 30th or within 15 days after Contract
acceptance if construction ends before June 30th.
174 TREE & TREE ROOTS
Tree stump definition: the remaining portion of the tree trunk after a tree trunk has
been cut and the majority of the felled tree removed.
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Agreement No. 6574
Tree root definition: the portion of a tree that grows out of a tree trunk and can
continue to grow above ground and/or underground, providing the tree with
nourishment and support. Tree roots can be any length or diameter. After a tree has
been cut down, tree roots continue to extend from the stump.
No tree shall be removed from public property without the approval of Recreation
and Parks Department.
Asphalt pavement significantly damaged by tree roots shall be repaired prior to final
paving. The Contractor shall coordinate with City staff for Recreation and Parks
Department to assess, after removal, if tree root barrier installation or full tree
removal is necessary. The Contractor may move on to a construction on a different
portion of the project in the interim.
The Contractor shall be responsible for removing any remaining tree stump and roots
in the parkway, or tree roots in the pavement, as applicable to the project. Any
removal necessary for the construction of concrete or asphalt improvements shall be
completed before the replacement of the concrete or asphalt.
Where tree roots have damaged and uplifted the asphalt to be replaced per these
specifications, the contractor shall sawcut beyond the damaged area by a minimum
of 6 (six) inches in all applicable directions. Sawcuts shall be parallel or
perpendicular to existing curb face. Contractor shall cut all interfering tree roots, and
remove and repair the portions of damaged asphalt within the sawcut area.
18-0. CURB DRAIN OUTLETS
The Contractor shall reconstruct all curb drainage outlets that fall within the limits of
his/her work.
19-0. 11 T FITI ° )N I"ROL,i'_l F3I..l " SAl 1'TY AND CONVENIENCE
Traffic control, construction signing, and traffic maintenance shall comply with the
provisions of Part 6 of the SSPWC "Greenbook" Standard Specifications and the
current requirements set forth in the California Manual on Uniforin Traffic Control
Devices published by the Department of Transportation, State of California, the
Contractor's Traffic Control Plans and these Special Provisions.
20-0. TR,AS11, I °l;UP. STREET SWEEPING, AND MAIL DELIVERIES
The Contractor shall coordinate with the City waste hauler and the City street sweeper
to avoid construction conflicts on days when trash will be collected or streets will be
swept on the project streets.
If applicable, the contractor must also coordinate with the US Post Office to ensure
that mail will be delivered without interruption. The notification to the US Post Office
shall be submitted to the City for approval before the notice is sent out.
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Agreement No. 6574
21-0. COMPLETION
Upon completion of work at each site, the Contractor shall conduct careful inspection
with the City Inspector and shall correct all defective work to the satisfaction of the
Owner.
The Contractor shall coordinate all inspections and final sign -offs for Encroachment
Permits and Building Permits with City staff.
All scrap, litter and debris resulting from operations specified herein, shall be
removed and the premises left in a clean and satisfactory condition.
22-0. WARRANTY
The Contractor and/or manufacturer shall warrant all work performed under this
Contract for a minimum of two (2) years from the date of Owner's acceptance of
completed job. Any defects in materials or workmanship appearing during this period
shall be corrected without cost to the City.
- End of section -
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Agreement No. 6574
SECTION IV — MEASUREMENT AND PAYMENT
1-0. GENERAL
.................................. —
Proposed Bid prices shall be complete for each bid item. The bid item work below to
be measured and paid for shall be carried out in accordance with the Standard
Specifications, the project plans, these specifications, as directed by the City
Inspector, and in addition any applicable government codes related to the work or
named in the descriptions for the bid item. Prior to bidding, the Contractor shall
inspect project areas and bring any discrepancies to the City's attention.
Bid item prices shall cover the costs for all mobilization, demolition, excavation, site
preparation, pavement installation, striping and marker installation, utility cover
adjustments, and other construction activities, and demobilization activities required
for each item. Bid item costs shall include complete removal and immediate disposal
of excavation debris, preparatory removal of vegetation, tree stumps, and tree roots
as necessary, temporary paving and public safety measures, and the restoration of
landscaping, public and private property damaged during the construction, to the
City's satisfaction.
Should the contractor request and obtain permission to use admixtures for its own
benefit, it shall furnish such admixtures and incorporate them in the mixture at its
expense, and NO additional compensation will be allowed.
2-0. PAYMENT SCHEDULE
2-1. MOBILIZATION
(BID ITEM NO. 1)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum, non-proratable pay item, as named in the Bid Schedule and shall
include full compensation for furnishing all labor, equipment, tools, materials, and
incidentals necessary per the Contract Documents.
The scope of work includes all items listed in Article 3-0 of Section III, Special
Provisions.
2-2. TRAFFIC CONTROL
(BID ITEM NO. 2)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum pay item, as named in the Bid Schedule and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
per the Contract Documents.
The scope of work includes all items listed in Article 5-0 of Section III, Special
Provisions.
The unit price shall include full compensation for preparing traffic control plans,
obtaining Encroachment Permits with Caltrans, Los Angeles County, City of Los
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Agreement No. 6574
Angeles, City of Hawthorne, and City of Manhattan Beach, furnishing, installation,
and maintaining traffic control during all stages of construction, removing traffic
control devices when they are no longer needed, and furnishing and installing project
information signs, as shown on plans, as specified in the Standard Specifications, as
specified in these Special Provisions, and no additional compensation will be
allowed.
2-3. STORMWATER POLLUTION CONTROL
(BID ITEM NO. 3)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum pay item, as named in the Bid Schedule and shall include full
compensation for furnishing all labor, materials, tools, equipment, and incidentals for
doing all the work involved in complying with the water pollution control
requirements herein and for doing all the work involved in revising and amending
the Stormwater Pollution Control Plan (SWPPP), monitoring and testing as specified
in the Standard Specifications and these Special Provisions, and no additional
compensation will be allowed.
Payment to be made under this bid item shall be for Stormwater Pollution Control,
including updating the SWPPP, monitoring, inspection and sampling and analysis as
required, and any mitigation required if analytical results are out of compliance with
the SWPPP and for complete, in place, maintained, removed, and accepted work;
complete in place and will be made at the lump sum price named in Bid Schedule,
which price shall constitute full compensation for completion of all such work as
required herein.
Payment of 20% of the Bid Item price shall be made upon revising, amending
SWPPP, and dcployment of the SWPPP Best Management Practices (BMP's).
Payment of the remaining portion of the Bid Item price shall be made in equal
installments for implementation of the SWPPP.
2-4. CLEARING AND GRUBBING
(BID ITEM NO. 4)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum pay item, as named in the Bid Schedule. Such payment shall be
considered full compensation for furnishing all labor, materials, tools, equipment,
and all incidentals, and for doing all the work involved in clearing and grubbing and
locating, removing, hauling and disposing of any materials as required, including
existing irrigation facilities and removal and backfill of tree roots and stump, as
specified in Standard Specifications, as specified in these Special Provisions, and no
additional compensation will be allowed.
2-5. SIGNING AND STRIPING
(BID ITEM NO. 5)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum pay item, as named in the Bid Schedule. Such payment shall be
considered full compensation for furnishing all labor, materials, tools, equipment,
and all incidentals, and for doing all the work involved in removing existing signs
Agreement No. 6574
and posts, resetting, relocating, providing and installing traffic signing as shown on
plans, removing existing striping, markers, marking, providing and installing traffic
striping, pavement markings and markers as shown on the plans, repair of existing
surfaces, as specified in the Standard Specifications, the State Standard
Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-6, SHORING AND BRACING
(BID ITEM NO. 6)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum pay item, as named in the Bid Schedule. Such payment shall be
considered full compensation for furnishing all labor, materials, tools, equipment,
and all incidentals, and for doing all the work involved in preparing and
implementing shoring plans in conformance with California Labor Code Section
6707, as specified in the Standard Specifications, the State Standard Specifications,
as specified in these Special Provisions, and no additional compensation will be
allowed.
2-7. RESET SURVEY MONUMENT
(BID ITEM NO. 7)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for surveying and replacing existing
monuments impacted by construction activities and submitting proper
documentation, as shown on plans, as specified in the Standard Specifications, as
specified in these Special Provisions, and no additional compensation will be
allowed.
2-8. REMOVE EXISTING ASPHALT FACILITY
(BID ITEM NO. 8)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for sawcutting, removal, and disposal
as shown on plans, as specified in the Standard Specifications, as specified in these
Special Provisions, and no additional compensation will be allowed.
2-9. REMOVE EXISTING CONCRETE FACILITY
(BID ITEM NO. 9)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
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Agreement No. 6574
The unit price shall include
disposing existing concrete
Specifications, as specified
compensation will be allowed.
full compensation for sawcutting, removing, and
s shown on plans, as specified in the Standard
in these Special Provisions, and no additional
2-10. REMOVE EXISTING TREE
(BID ITEM NO. 10)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perfonn this work.
The unit price shall include full compensation for cutting and disposal of the tree, as
shown on plans, as specified in the Standard Specifications, as specified in these
Special Provisions, and no additional compensation will be allowed.
2-11. REMOVE EXISTING CATCH BASIN
(BID ITEM NO. 11)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for removing and disposing of the
catch basin structure, plugging existing pipe, backfill/abandon existing pipe, and
backfilling to existing grade, as shown on plans, as specified in the Standard
Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-12, REPLACE EXISTING DRAINAGE GRATES
(BID ITEM NO. 12)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for removal and disposal of the existing
grates, and procurement and installation of the new grates, as shown on the plans, as
specified in the Standard Specifications, as specified in these Special Provisions, and
no additional compensation will be allowed.
2-13. ADJUST TO GRADE EXISTING FACILITIES
(BID ITEM NO. 13, 14, 15, 16, 17, 18)
Measurement for payment for these items shall be billed for on a units -completed
basis at the contract unit price per unit named in the Bid Schedule, and shall constitute
full compensation for furnishing all labor, equipment, tools, materials, and
incidentals for adjustment of manholes, vaults, meters, and valve covers to final
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Agreement No. 6574
grade, as shown on plans, as specified in the Standard Specifications, as specified in
these Special Provisions, and no additional compensation will be allowed.
2-14. RELOCATE EXISTING FIRE HYDRANT
(BID ITEM NO. 19)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for relocating the existing hydrant,
bury, and appurtenances, and installing the existing fire hydrant at the new location
complete in place to meet City standards, including the hydrant bury, as shown on
the plans, including excavation, disinfection, and testing, as specified in the Standard
Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-15. UNCLASSIFIED EXCAVATION AND ON -SITE FILL
(BID ITEM NO. 20, 21)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for general excavation, on -site fill,
sand, nonwoven geotextile, and relocation of existing rocks, including loading,
hauling, disposing of surplus or unsuitable material or dumping and spreading
excavated material, moisture conditioning, compacting or consolidating, grading and
shaping or any and all other work required to excavate and place existing on -site soils
to the grading limits shown in the plans, as specified in the Standard Specifications,
as specified in these Special Provisions, and no additional compensation will be
allowed.
2-16. COLD MILL
(BID ITEM NO. 22,23)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for cold planing, dust control, street
sweeping, removal, and disposal of asphalt material, as shown on the plans, as
specified in the Standard Specifications, as specified in these Special Provisions, and
no additional compensation will be allowed.
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Agreement No. 6574
2-17. CRUSHED MISCELLANEOUS BASE
(BID ITEM NO. 24)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for furnishing, placing, and
compacting the crushed miscellaneous base under AC, curb ramp, curb, curb and
gutter, cross gutter, sidewalk, driveways, subgrade preparation and compaction, as
shown on the plans, as specified in the Standard Specifications, as specified in these
Special Provisions, and no additional compensation will be allowed.
2-18. CEMENT STABILIZED PULVERIZED BASE
(BID ITEM NO. 25,26)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for pulverizing existing or remaining
asphalt concrete, spreading and mixing Portland cement into pulverized
material/base/subgrade, compaction, curing, microcracking, and removal and
disposal of excess material, as shown on the plans, as specified in the Standard
Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-19„ ASPHALT CONCRETE TEST STRIP
(BID ITEM NO. 27)
Measurement for payment of this item shall be billed as a lump sum pay item, as
named in the Bid Schedule. Such payment shall be considered full compensation for
furnishing all labor, materials, tools, equipment, and all incidentals, and for doing all
the work involved in furnishing, placing, and compacting the asphalt concrete test
strip including tack coat, removal of unauthorized test strips, plan submission for
changes due to unauthorized test strip results, and furnishing, placing and compaction
additional asphalt concrete test strips until authorization is achieved, as specified in
Standard Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-X ASPHALT CONCRETE
(BID ITEM NO. 28)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for furnishing, placing, and
compacting the asphalt concrete including leveling course and tack coat, as shown
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Agreement No. 6574
on the plans, as specified in the Standard Specifications, as specified in these Special
Provisions, and no additional compensation will be allowed.
2-21. ASPHALT RUBBERIZED HOT MIX
(BID ITEM NO. 29)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for furnishing, placing, and
compacting the asphalt rubberized hot mix including tack coat, as shown on the plans,
as specified in the Standard Specifications, as specified in these Special Provisions,
and no additional compensation will be allowed.
2-22. MICROSURFACING
(BID ITEM NO. 30)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for spreading and application of
microsurfacing, including surface preparation, as shown on the plans, as specified in
the Standard Specifications, as specified in these Special Provisions, and no
additional compensation will be allowed.
2-23. JOINTED PLAIN CONCRETE PAVEMENT
(BID ITEM NO. 31)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for constructing the jointed plain
concrete pavement complete in place, as shown on the plans, as specified in the
Standard Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-24. CONCRETE SIDEWALK
(BID ITEM NO. 32)
Measurement for payment of this item shall be in accordance with the `Concrete
Limits of Payment' detail as shown in the Project Plans and shall be billed on a units -
completed basis at the contract unit price per unit named in the Bid Schedule, and
shall include full compensation for furnishing all labor, equipment, tools, materials,
and incidentals needed to perform this work.
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Agreement No. 6574
The unit price shall include full compensation for constructing the concrete sidewalk
complete in place, as shown on the plans, as specified in the Standard Specifications,
as specified in these Special Provisions, and no additional compensation will be
allowed.
2-25. CONCRETE SIDEWALK (STAMPED AND COLORED)
(BID ITEM NO. 33)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for doing all the work involved in
construction of the stamped and colored concrete complete in place, including test
panel construction and disposal, as shown on the plans, as specified in the Standard
Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-26. CURB RAMP
(BID ITEM NO. 34)
Measurement for payment of this item shall be in accordance with the `Concrete
Limits of Payment' detail as shown in the Project Plans and shall be billed on a units -
completed basis at the contract unit price per unit named in the Bid Schedule, and
shall include full compensation for furnishing all labor, equipment, tools, materials,
and incidentals needed to perform this work.
The unit price shall include full compensation for constructing the curb ramp / island
Passageway complete in place, including detectable warning surface, curbs, curb and
gutter, as shown on the plans, as specified in the Standard Specifications, as specified
in these Special Provisions, and no additional compensation will be allowed.
2-27. INSTALL DETECTABLE WARNING SURFACE ON EXISTING RAMP
(BID ITEM NO. 35)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for doing all the work involved in
installing the detectable warning surface on existing curb ramp complete in place, as
shown on the plans, as specified in the Standard Specifications, as specified in these
Special Provisions, and no additional compensation will be allowed.
2-28. CURB, CURB AND GUTTER, CROSS GUTTER
(BID ITEM NO. 36, 37, 38, 39)
Measurement for payment of this item shall be in accordance with the `Concrete
Limits of Payment' detail as shown in the Project Plans and shall be billed on a units -
completed basis at the contract unit price per unit named in the Bid Schedule, and
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Agreement No. 6574
shall include full compensation for furnishing all labor, equipment, tools, materials,
and incidentals needed to perform this work.
The unit price shall include full compensation for doing all the work involved in
construction of the curb and/or gutter complete in place, as shown on the plans, as
specified in the Standard Specifications, as specified in these Special Provisions, and
no additional compensation will be allowed.
2-29, CURB DRAIN / PARKWAY DRAIN
(BID ITEM NO. 40, 41)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for doing all the work involved in
constriction of the curb drain / parkway drain complete in place, including
connection to existing drain, as shown on the plans, as specified in the Standard
Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-30. DRIVEWAY APPROACH
(BID ITEM NO. 42)
Measurement for payment of this item shall be in accordance with the `Concrete
Limits of Payment' detail as shown in the Project Plans and shall be billed on a units -
completed basis at the contract unit price per unit named in the Bid Schedule, and
shall include full compensation for furnishing all labor, equipment, tools, materials,
and incidentals needed to perform this work.
The unit price shall include full compensation for constructing the driveway approach
complete in place, including curb and gutter and thickened sidewalk, as shown on the
plans, as specified in the Standard Specifications, as specified in these Special
Provisions, and no additional compensation will be allowed.
2-31. CATCH BASIN
(BID ITEM NO. 43, 44)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for doing all the work involved in
construction of the curb opening catch basin complete in place, including gutter local
depression, manhole frame and cover, steel steps, face plate assembly and protection
bar, connector pipe screen, painted gauge, grating, procurement and installation of
reinforced concrete pipe, concrete collar and connection to existing pipe, excavation,
bracing and protecting existing utilities, abandoning existing pipe, removing
interfering abandoned utility lines, subgrade preparation and compaction, backfill,
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Agreement No. 6574
and "no dumping" stencil, as shown on the plans, as specified in the Standard
Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-32. RESET LOOP DETECTORS
(BID ITEM NO. 45)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum pay item, as named in the Bid Schedule and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
per the Contract Documents.
The unit price shall include full compensation for doing all the work involved in
resetting the loops for functional traffic signal operation at the El Segundo Boulevard
and Pacific Coast Highway intersection complete in place, including coordinating
with Caltrans, sawcutting, and sealant, as shown on the plans, as specified in the
Standard Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-33. TRAFFIC SIGNAL MODIFICATIONS
(BID ITEM NO. 46, 47, 48, 49, 50, 51)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum pay item, as named in the Bid Schedule and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
per the Contract Documents.
The unit price shall include full compensation for doing all the work involved in
installing functioning traffic signal modifications and lighting systems complete in
place, including removing and/or relocating existing traffic signal facilities,
potholing, excavating, furnishing and installing temporary traffic signal facilities,
furnishing and installing pullboxes, conduits, conductors, wiring, controllers, loops,
and battery backup systems, Los Angeles County coordination, City of Los Angeles
coordination, Southern California Edison coordination and work, and surface
restoration, as shown on the plans, as specified in the Standard Specifications, as
specified in these Special Provisions, and no additional compensation will be
allowed.
2-34. MEDIAN CONCRETE (STAMPED AND COLORED)
(BID ITEM NO. 52)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for doing all the work involved in
construction of the stamped and colored concrete complete in place, including test
panel construction and disposal, as shown on the plans, as specified in the Standard
Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
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Agreement No. 6574
2-35. CLEAN AND RESTAIN EXISTING STAMPED CONCRETE
(BID ITEM NO. 53)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perfornl this work.
The unit price shall include full compensation for doing all the work involved in
cleaning and restaining the existing stamped concrete complete in place, including
stamping pattern and colorizing, as shown on the plans, as specified in the Standard
Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-36. SHRUB / TREE
(BID ITEM NO. 54, 55, 56)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for doing all the work involved in
planting the tree complete in place, including excavation, grade adjustments for
placement and drainage, guying and staking, tree protection measures, and watering,
as shown on the plans, as specified in the Standard Specifications, as specified in
these Special Provisions, and no additional compensation will be allowed.
2-37. DECOMPOSED GRANITE GROUNDCOVER
(BID ITEM NO. 57)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for doing all the work involved in
furnishing, placing, and compacting the decomposed granite complete in place,
including fine grading and subgrade compaction, as shown on the plans, as specified
in the Standard Specifications, as specified in these Special Provisions, and no
additional compensation will be allowed.
2-38. SOIL PREPARATION / FINE GRADING
(BID ITEM NO. 58)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum pay item, as named in the Bid Schedule and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
per the Contract Documents.
The unit price shall include full compensation for doing all the work involved in
preparing soil and fine grading activities in planting areas, as shown on the plans, as
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Agreement No. 6574
specified in the Standard Specifications, as specified in these Special Provisions, and
no additional compensation will be allowed.
2-39. ROOT BARRIER
(BID ITEM NO. 59)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for doing all the work involved in
installing root barrier complete in place, including excavation and backfill, as shown
on the plans, as specified in the Standard Specifications, as specified in these Special
Provisions, and no additional compensation will be allowed.
2-40. IRRIGATION SYSTEM
(BID ITEM NO. 60)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum pay item, as named in the Bid Schedule. Such payment shall be
considered full compensation for furnishing all labor, materials, tools, equipment,
and all incidentals, and for doing all the work involved in installing a functioning
irrigation system complete in place, including water meter connection and electrical
connection, Los Angeles County Department of Public Health coordination, West
Basin Municipal Water District coordination, Golden State Water Company
coordination, and Southern California Edison coordination, as shown on the plans, as
specified in Standard Specifications, as specified in these Special Provisions, and no
additional compensation will be allowed.
2-41. LANDSCAPE MAINTENANCE AND ESTABLISHMENT (90-DAYS)
(BID ITEM NO. 61)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum pay item, as named in the Bid Schedule and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
per the Contract Documents.
The unit price shall include full compensation for doing all the work involved in
maintaining landscaping during the establishment period, as specified in the Standard
Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-42. ALTERNATIVE BID ITEM: CURB RAMP
(BID ITEM NO. 62A)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
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Agreement No. 6574
The unit price shall include full compensation for design, layout, and constructing
the curb ramp complete in place, including sawcutting, removing existing asphalt
pavement (minimum 2' width) and concrete, excavating, backfilling, constructing
curbs, curb and gutter, cross gutter, sidewalk, and asphalt paving (minimum 6" thick),
and furnishing and installing detectable warning surface, as shown on the alternative
bid exhibit, as specified in the Standard Specifications, as specified in these Special
Provisions, and no additional compensation will be allowed.
2-43. ALTERNATIVE BID ITEM: RELOCATE FIRE HYDRANT
(BID ITEM NO. 63A)
Measurement for payment of this item shall be billed on a units -completed basis at
the contract unit price per unit named in the Bid Schedule, and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
needed to perform this work.
The unit price shall include full compensation for relocating the existing hydrant,
bury, and appurtenances, and installing the existing fire hydrant at the new location
complete in place to meet City standards, including the hydrant bury, as shown on
the plans, including excavation, disinfection, and testing, as specified in the Standard
Specifications, as specified in these Special Provisions, and no additional
compensation will be allowed.
2-44. ALTERNATIVE BID ITEM: FURNISH AND INSTALL TRAFFIC
SIGNAL POLE (EL SEGUNDO BOULEVARD / ILLINOIS STREET,
POLE #3)
(BID ITEM NO. 64A)
Measurement for payment of this item shall be billed on a percentage completed basis
as a lump sum pay item, as named in the Bid Schedule and shall include full
compensation for furnishing all labor, equipment, tools, materials, and incidentals
per the Contract Documents.
The unit price shall include full compensation for doing all the work involved in
installing functioning traffic signal modifications and lighting systems complete in
place, including removing and/or relocating existing traffic signal facilities,
excavating, furnishing and installing conduits, conductors, wiring, and surface
restoration, as shown on the plans, as specified in the Standard Specifications, as
specified in these Special Provisions, and no additional compensation will be
allowed.
3-0. PROGRESS PAYMENTS AND RETENTION
Lump sum items shall be billed on a percentage completed basis.
Unit -based items shall be billed on a units -completed basis.
The City reserves the right to request a schedule of values to be submitted by the
contractor for any or all bid items in order to determine payment for work completed.
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Agreement No. 6574
Five percent (5%) shall be deducted from each progress payment and retained by City
until punch lists are complete, the Notice of Completion has been recorded by the
County, and all permits are signed off by the appropriate City representative. The
remainder less the amount of all previous payments will be paid to the Contractor.
Payment of all, or any part, of an estimate in writing may be withheld on account
of any of the following: Defective work not remedied; Third -party claims against
Contractor or City arising from the acts or omissions of Contractor or
subcontractors; Stop Notices; Failure of Contractor to make timely payments due
to subcontractors for material or labor; Damage to the City or others for which
Contractor is responsible; Failure of Contractor to submit schedules or their
updates as required by the Contract Documents; Liquidated damages assessed;
Any other failure of Contractor to perform its obligations under the Contract
Documents.
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Agreement No. 6574
SECTION V — TECHNICAL SPECIFICATIONS
1-0. TRAFFIC CONTROL AND CONSTRUCTION SIGNING
1-1. SCOPE
This work shall include, but not be limited to providing traffic handling/detour/stage
construction plans, installing, and maintaining traffic control devices including, but not
limited to: signing, striping, markings and markers, barricades, flashing arrow boards,
signing for detours, and traffic channelization, as may be required to ensure the safe
movement of vehicles and pedestrians, and to provide for the safety of construction
workers.
The Contractor shall be responsible for maintaining Traffic Control in accordance with
the plans, the provisions of Part 6 "Temporary Traffic Control" of the Standard
Specifications, and Section 12-3, "Temporary Traffic Control Devices" of the State
Standard Specifications (SSS), the current requirements set forth in the latest California
Manual on Uniform Traffic Control Devices (CA-MUTCD).
The Contractor shall notify the Engineer of its intention to begin work at least ten
working days before starting any work.
1-2. TRAFFIC CONTROL
The Contractor shall be responsible for handling vehicular and pedestrian traffic in
accordance with the plans, Part 6 of the Standard Specifications and these Special
Provisions.
The Contractor shall keep streets in and adjacent to the construction area clean.
In each stage, after completion of the preceding stage, the first order of work shall be
the removal of existing pavement delineation by sandblasting or grinding as directed
by the Engineer. Pavement delineation and raised pavement marker removal shall be
coordinated with new delineation so that lane lines are provided at all times on traveled
ways open to public traffic.
If the roadway has a drop off to the shoulder after the asphalt concrete overlay of 2
inches or more difference and has curves, the Contractor shall mark the edge of the
traveled way with white temporary marking tape and place cones at no more than 5
foot intervals where the drivers are likely to drift off the roadway or where there are
merging lanes. The interval shall be 8 to 10 foot on tangent sections. The Contractor
shall regrade the shoulder no later than one week after the final lift is in place. The
Contractor shall accelerate the grading of the shoulder in the curved sections where the
drop offs are 2 inches or more.
If a difference in excess of 0.15 foot exists between the elevation of the existing
pavement and the elevation of an excavation within 5 feet of the left edge or within 8
feet of the right edge of the traveled way at the end of each working day, place and
compact material against the vertical cut adjacent to the traveled way. During the
excavation, you may use native material for this purpose except you must use structural
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Agreement No. 6574
material once you start placing the structural section. Place the material to the top of
the existing pavement and taper at a slope of 10:1 (horizontal: vertical) or flatter to the
bottom of the excavation. Do not use treated base for the taper.
Traffic control signs shall be covered or removed when not in use.
Traffic Control Plans and Encroachment Permits
The Contractor shall prepare and submit traffic control plans for the roadway
improvements on El Segundo Boulevard, Continental Boulevard, Nash Street, and
Douglas Street.
Traffic handling plans shall be submitted, in accordance with Section 3-8, "Submittals"
of the Standard Specifications to the Engineer within 14 calendar days after receipt of
the Notice to Award. The plans shall be prepared by a Registered Engineer in
accordance with current modern engineering practice and shall be of a size and scale
to clearly show all necessary details. Each plan shall be a good quality print. Typical
plans and sections will not be accepted. The traffic handling plans shall be site -specific.
The Contractor shall allow a minimum of 10 working days for review of the submittal.
If extensive additions or corrections are required, the Engineer will return a marked -up
print for corrections and re -submission. Work shall not begin in the public roadway
without the approved traffic handling plans. No extension of time will be allowed as a
result of the Contractor's failure to properly produce traffic handling plans.
The project includes replacing traffic loop detectors for the Pacific Coast Highway
intersection approach and will require temporary traffic control devices within Pacific
Coast Highway (Caltrans right of way). The Contractor shall prepare Caltrans
Encroachment permit application and required traffic control plans and obtain a
Caltrans Encroachment Permit.
The project includes curb ramp and pavement reconstruction on Nash Street and
eastbound Imperial Highway. The north leg of the intersection is the Interstate 105 off -
ramp and westbound Imperial Highway is within City of Los Angeles limits and will
require temporary traffic control devices on each facility. The Contractor shall prepare
Caltrans Encroachment permit application and required traffic control plans and obtain
a Caltrans Encroachment Pen -nit. The Contractor shall prepare City of Los Angeles
Encroachment permit application and required traffic control plans and obtain a City
of Los Angeles Encroachment Permit. The Contractor shall prepare City of Los
Angeles, Department of Transportation Encroachment permit application for loop
detector work and obtain a City of Los Angeles, Department of Transportation
Encroachment Permit.
The project includes curb ramp and pavement reconstruction on westbound El Segundo
Boulevard between Aviation Boulevard and Isis Avenue. Adjacent areas are within
City of Hawthorne and Los Angeles County limits and will require temporary traffic
control devices in each jurisdiction. The Contractor shall prepare City of Hawthorne
permit application and required traffic control plans and obtain a City of Hawthorne
Encroachment Permit. The Contractor shall prepare Los Angeles County
Encroachment permit application and required traffic control plans and obtain a Los
Angeles County Encroachment Permit.
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Agreement No. 6574
The project includes signing and striping improvements on northbound Douglas Street
north of Rosecrans Boulevard. The southern half of Rosecrans Boulevard is within City
of Manhattan Beach limits and will require temporary traffic control devices in each
jurisdiction. The Contractor shall prepare City of Manhattan Beach permit application
and required traffic control plans and obtain a City of Manhattan Beach Encroachment
Permit.
1-3. CONSTRUCTION SIGNING
Construction Signing shall consist of furnishing, installing, maintaining, and removing
construction signs and barricades.
A "Road Work Ahead" sign (W20-1) mounted on either a 4" x 4" wood post or a Type
III barricade shall be installed at each approach in accordance with CA-MUTCD. The
signs for each road shall be installed prior to starting work on that road and shall not be
removed until all work has been completed on that road.
Portable Changeable Message..S gLis
Nine (9) Portable Changeable Message Signs (PCMS) shall be furnished. PCMS's shall
be placed in the following locations:
• El Segundo Boulevard, at east and west project limit (2)
• Nash Street, at northern project limit (1)
• Douglas Street, at north and south project limits (2)
• Four (4) at the discretion of the engineer, and may be moved during the contract
period
The Contractor- shall program messages and place in location as directed, including
periodic relocations as required. The Contractor shall maintain the signs in good
condition and operational 24/7 throughout the contract period until the execution of the
Notice of Completion. The wording on the signs will be determined by the Engineer.
Prot Information Si ils
The Contractor shall furnish, install, maintain, update, and upon project completion,
remove and dispose Project Information Signs. These signs shall be posted seven (7)
days prior to starting work. These signs will be posted in advance of construction work
zones at locations selected by the Engineer. Two (2) project information signs will be
required for this project. The locations are at each project limit of El Segundo
Boulevard. All signs shall be updated for each stage of construction and when
information on signs is incorrect. The sample project information sign is provided in
Appendix B.
Project information signs shall be made from 1" thick ACX exterior grade plywood
with an exterior grade prime coat, finish coat, and painted lettering. Full compensation
for project information signs shall be considered included in the contract lump sum
price for Traffic Control and no separate or additional compensation will be allowed.
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Agreement No. 6574
REA
Temporary striping and markings for traffic control shall conform to Section 12-6,
"Temporary Pavement Delineation," of the State Standard Specifications.
Temporary striping and markings shall be installed prior to opening road to traffic.
Temporary striping and markings shall be maintained, repaired, and replaced as
required until their removal is approved by the Engineer. If temporary striping and
markings are damaged, from any cause, they shall immediately be replaced or restored
to their original conditions, by the Contractor 24 hours per day, 7 days per week for as
long as required.
Temporary striping and marking which has no further use shall be removed by wet
sandblasting. All sand used in sandblasting shall be removed without delay as the
sandblasting operation progresses. Pavement legends shall be removed in a block
pattern.
STOP bars: On roads to be delineated and on which permanent delineation will not be
applied before public traffic is allowed on the freshly ground or paved surface,
Temporary Stop bars shall be placed at all signals and stop signs the same day that
paving or grinding occurs. Temporary Stop Bars shall be 12 inches wide and shall be
white in color.
1-5. GENERAL WORK SEQUENCE AND RESTRICTIONS ON CLOSURE OF
TRAFFIC LANES
Contractor shall conform to the following work area traffic requirements:
El Se_gundo o ul vard: Kansas Street to Pacific Coast Hi,ghwa�,
Maintain one (1) lane of traffic in each direction open at all times through the work
area.
Lj Scaind'o rBO 11evard: Pacific oast Ljighwav t Dogglas Street.
Maintain two (2) lanes of traffic in each direction open at all times through the work
area. Between the hours of 9:OOam and 4:OOpm, requirement is one (1) lane in the
westbound direction. Between the hours of 7:OOam and 3:OOpm, requirement is one (1)
lane in the eastbound direction. Maintain one (1) lane of traffic in each direction open
at all times throughout the work area during cement pulverized stabilized base
construction (3 weeks maximum).
1 L egundo Boulevard 1oLi Ig as Street to Psis Street.
Maintain two (2) lanes of traffic in each direction open at all times through the work
area. Maintain one (1) lane of traffic in each direction open at all times throughout the
work area during cement pulverized stabilized base construction (3 weeks maximum).
Continental Boulevard: El Seund'o Boulevard to Grand Avenue
Maintain two (2) lanes of traffic in each direction open at all times through the work
area. Between the hours of 9:OOam and 3:OOpm, requirement is one (1) lane in each
direction.
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Agreement No. 6574
Naslr Street., El Se tuido Boulevard to Arwood W
Maintain one (1) lane of traffic in each direction open at all times through the work
area.
Nadi Street: AlAvood Way_tc�Inyeritl Hi 1
Maintain two (2) lanes of traffic in the southbound direction and (1) lane in the
northbound direction open at all times through the work area
Douglas Street: Rosecrans AN, rauac to El SeaundomBoulevard
Maintain one (1) lane of traffic in each direction open at all times through the work
area,
l.�oL r� Street: El Segundo Boulevard to Imperial Hi 1hwa
Maintain two (2) lanes of traffic in each direction open at all times through the work
area.
Douglas Street microsurfacing work shall be done on Saturday.
En.d.:..of-dav Traffic Larry Requirements
Unless specified or approved by the City Engineer, the full width of the traveled way
on all roads shall be open for use by public traffic after each working day and all day
on Saturday, Sunday, any day designated by the Agency as a holiday, and on the day
preceding an Agency -designated holiday.
S c rr ncitrg Restrictigis
No more than two (2) corners of a single intersection shall be inaccessible at any time
for curb ramp reconstruction.
The following items of work shall not be concurrent to minimize public inconvenience:
Cold milling and ARHM overlay of El Segundo Boulevard
Cold milling and ARHM overlay of Nash Street
Slurry seal surfacing of Douglas Street
`ontractorLL NgiEniem and Enw to ee Vehicle Parkin
Contractor's equipment and personal vehicles of the Contractor's employees shall not
be parked on the traveled way, or on any section where traffic is restricted at any time.
Overnight parking of construction equipment on adjacent roads is not permitted.
1-6. ROAD CLOSURES
Road closures are not allowed unless approved in advance by the City Engineer. If
approved, a detour plan and advance public notice will be required.
1-7. DRIVEWAY ACCESS
The project includes driveway reconstruction in front of 250 Nash Street. This
driveway is the only vehicular access to the property. The Contractor shall comply with
the conditions outlined in the Permit to Enter and Construct (PTEC). The PTEC will
be obtained by the City.
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Agreement No. 6574
1-8. PEDESTRIAN ACCESS
Pedestrian access shall be maintained at all times. Traffic control signs shall not
obstruct the path of travel along sidewalks. Where work is required along sidewalks,
place pedestrian detour signage conforming with the requirements of the CA MUTCD.
Maintain access to Metro C Line (Green Line) stations at all times, including between
bus stops and station entrances.
The project includes curb ramp reconstruction in front of the Metro C Line (Green
Line) El Segundo Station at the El Segundo Boulevard and Nash Street, northeast
corner. Ramp reconstruction will take place within Metro property. The Contractor
shall comply with the conditions outlined in the Permit to Enter and Construct (PTEC).
The PTEC will be obtained by the City.
1-9. BUS STOP COORDINATION
Notify transit agencies prior to starting work that impacts bus stops. See Appendix A
for contact infonnation and details.
2-0, LJTILITY FACI1XFIE
2-1. SCOPE
Work shall conform to the provisions in Part 4 "Existing Improvements," of the
Standard Specifications and these Special Provisions.
Except as otherwise included in these Special Provisions, it will be the responsibility
of the owner of these facilities to relocate their facilities or adjust to grade.
The Contractor shall provide access to utility owners at all times during the construction
life of the project. The Contractor shall coordinate work by others in accordance with
Section 2-4, "Cooperation and Collateral Work" and Section 402-6 "Cooperation" of
the Standard Specifications.
2-2. EXISTING UTILITIES
A list of utility companies in the project vicinity and contact information are included
in Appendix.
Prior to any excavations activities (such as excavation, filling, resurfacing, paving, etc)
the Contractor shall call Underground Service Alert (811 or 1-800-227-2600) and
contact the respective utility companies at least two working days prior to starting any
work on which those companies are affected. USA member utilities will locate and / or
obtain "ties" on their substructure facilities in the construction area.
2-3. PROTECTION OF UTILITY POLES
Existing power, telephone and utility poles shown on the plans that are not labeled to
be removed by either the Contractor or others shall remain in place and remain in
service at all times and shall be protected at all times.
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Agreement No. 6574
Contractor shall not operate equipment under any utility lines with less than 18 feet of
vertical clearance from the overhead line to the ground. Contractor shall place traffic
barriers to restrict construction traffic movement between the utility poles with the
nonstandard clearance.
Proposed power, telephone, and utility poles shown on the plans as work by others shall
be installed by others and connected with power, telephone, cable TV, and other cables,
wires, and underground conduits during construction of this project. These power,
telephone, and utility poles and their connecting cables, wires, and underground
conduits shall be protected at all times.
3-0. CLEARING AND G1W1 13INQ
The Contractor shall perform Clearing and Grubbing in accordance with 300-1,
"Clearing and Grubbing," of the Standard Specifications.
Clearing and Grubbing shall include removal of existing vegetation and organics from
all cut and fill areas, eradication of all weeds in the roadway, median, and parkway
within 5 feet of the limits of grading as shown on the plans, removal of vegetation, and
cleaning shoulders from any sloughing dirt as identified to be removed within the limits
of construction. Eradication of vegetation shall include cutting and treatment of the root
with an EPA -approved herbicide. Use only enough herbicide to properly treat roots.
Clearing and Grubbing shall include removing and disposing of all existing facilities
including but not limited to trees with trunk diameter of 6 inches or smaller, signs,
posts, footings, trash and debris and any other objects within the right-of-way in
conflict with the proposed construction or identified for removal. Depressions and
disturbed areas left from removals shall be replaced and compact with fill. Roots shall
be removed within a 10-foot radius of the existing tree.
Existing trees not in conflict with the proposed construction (i.e.) greater than 5 feet
from the limits of grading or edge of pavement), or specifically identified on the plans
to be preserved and protected, shall be preserved and protected at all times. If any such
trees are damaged, they shall be replaced in kind with the same type and size and
maintained until established as directed by the Engineer at the Contractor's own
expense.
4-0. EXISTING FACILITIES
4-1. GENERAL
Performing work on existing facilities will conform to provisions of Standard
Specifications and these Special Provisions.
Make arrangements for and dispose of the removed facilities in accordance with the
Construction and Demolition Debris Management Plan.
4-2. REMOVE EXISTING TREE
Removal of existing tree shall conform to these Special Provisions and include the
removal of canopy, branches, and trunk.
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Agreement No. 6574
4-3. REMOVE EXISTING ASPHALT CONCRETE FACILITIES
The Contractor shall sawcut and remove in accordance with all Federal, State, and local
laws, existing asphalt concrete (AC) pavement as shown on plans to be removed in
accordance with Section 401-2, "Asphalt Concrete Pavement" of the Standard
Specifications and these Special Provisions.
4-4. REMOVE EXISTING CONCRETE FACILITIES
Removal of existing concrete facilities shall conform to provisions of Section 401-3
"Concrete and Masonry Improvements" of the Standard Specifications.
4-5. REMOVE EXISTING CATCH BASIN
Removal of existing catch basin shall conform to provisions of Section 300-1
"Subgrade Preparation, Treated Materials, and Placement of Base Materials," and
Section 401-3 "Concrete and Masonry hmprovements" of the Standard Specifications.
4-6. MANHOLE, VAULT COVER, AND VALVE COVER ADJUSTMENT
Contractor shall complete all City -owned manhole, vault cover, and valve cover frame
and cover set adjustments to the new finished grades in accordance with Section 403,
"Manhole Adjustment and Reconstruction" of the Standard Specifications. Buried
manholes, vault covers, and valve covers shall be located with metal detectors prior to
grinding, and the appropriate agencies informed by the Contractor's superintendent.
The Contractor shall coordinate with all applicable utility companies prior to cold
milling and paving activities for the possibility of adjusting manhole, vault, and valve
covers during paving activities. The remaining utility companies shall be notified of
the
Contractor's schedule by the Contractor's superintendent in order to allow for raising
of their manhole covers, vault covers, and valve covers immediately after paving is
completed.
The Contractor shall be responsible for furnishing, placing, and maintaining barricades
and lights, and installing temporary asphalt ramping as necessary to protect the public
from danger due to the work being performed.
Facilities shall be lowered to milling surface grade before milling operations. After
milling operations, lowered facilities shall be adjusted to finished grade.
The Contractor shall snake arrangement with owner of utility facility for adjustment of
utility manhole frame and cover sets.
Adjust Manhole to Gradc
In areas where the existing pavement is to be capped with an asphalt overlay, and where
the manhole structure meets the following criteria:
* The manholes are either flush with the existing pavement, or
Agreement No. 6574
The manholes project less than two inches above the A.C. surface prior to
capping.
These manholes shall be paved over and later adjusted to grade as specified herein.
Before replacing frames and covers, the Contractor shall clean the frames and covers
of residual debris from new and old pavement or surface treatments.
Asphalt concrete used for paving around manhole shall be Type C2-PG 64-10 (1/2"
sieve size) with 5.6 percent binder.
Adjust Water Valve Cover to Grade
This item shall specifically include adjusting of water valve cover to the grade after
completion of the overlay or reconstruction, in accordance with Section 403 "Manhole
Adjustment and Reconstruction" of the Standard Specifications, except as modified
supplemented herein.
The term "Valve Cover" shall be interpreted as including the sleeve, frame and cover
set for City water valves.
City -owned valve covers shall be adjusted to grade in a similar manner to manholes.
After the pavement has been completed, the necessary portions of the pavement and
base shall be neatly removed, and the valve cover shall be adjusted to the new finished
grade as specified in Section 403 of the Standard Specifications.
Los Angeles CountSanitation District Manhole Covers,
When applicable that County Sanitation Districts (CSD) manhole covers must be
adjusted to new grade because of re -grading and/or resurfacing over the manholes, the
work will be done by CSD in conjunction with the Contractor responsible for the re-
grading and/or resurfacing work pursuant to the following procedures:
1) The Contractor shall notify CSD's superintendent of Maintenance at per Appendix
A: Utility Contact Information a minimum of three (3) working days prior to the
start of any work involving CSD manhole covers.
2) If grade over manhole cover is to be lowered:
a. The Contractor shall furnish and deliver a temporary steel plate of adequate
thickness and size approved by CSD for the manhole.
b. The Contractor shall excavate around the manhole to a depth and distance
outside of the manhole as required for CSD to remove the manhole frame and
cover.
c. CSD will remove the manhole frame and cover and the interfering portion of
the manhole shaft and place the cover plate over the manhole.
d. The Contractor shall store and protect the frame and cover and fill and/or pave
over the cover plate to final grade.
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Agreement No. 6574
e. The Contractor shall remove the pavement and/or fill as required for CSD to
raise the manhole cover to final grade. Pavement and/or fill shall be removed
to a minimum depth of not less than 6 inches below final grade and 12 inches
around the manhole if the cover plate is more than 6 inches below final grade.
f. CSD will raise the manhole cover and set the frame and cover to final grade.
g. The Contractor shall backfill and compact and complete the pavement around
the manhole cover.
3) If grade over manhole cover is to be raised:
a. The Contractor shall fill and/or pave directly over the manhole frame and cover
to final grade.
b. Repeat steps e. through g. of Item 2 above except when grade is to be raised
more than 2 feet. In such case, the Contractor shall excavate around the manhole
to a depth and distance as determined by and required by CSD to remove and
reconstruct the manhole shaft with the required taper.
4-7. FIRE HYDRANT RELOCATION
Contractor shall relocate fire hydrants per City Water Standard Plans and
Specifications.
Relocate fire hydrant per Section 212 "Water and Sewer System Valves and
Appurtenances" and Section 306-8 "Prefabricated Pressure Pipe" of the Standard
Specifications.
Disinfect and test relocated facilities per Section 306-8.9 "Pipeline Pressure Testing,
Disinfection, and Commissioning" of the Standard Specifications.
5-0. COLD MILLING
Cold milling shall conform to provisions of Section 404, "Cold Milling" of the
Standard Specifications.
6-0. UNCLASSIFIED EXCAVATION AND FILL ON -SITE
6-1. SCOPE
Complete unclassified excavation for the roadway improvements and place excavated
material as fill in accordance with the requirements of 300-2, "Unclassified
Excavation," and 300-4, "Unclassified Fill," of the Standard Specifications and these
Special Provisions.
6-2. CONSTRUCTION REQUIREMENTS
The exposed subgrade shall be reviewed by the Agency's Geotechnical Engineer for
the presence of unsuitable materials. Removal and disposal of unsuitable materials shall
V-A-10
Agreement No. 6574
be at the Engineer's direction and will be paid for as Unclassified Excavation and Fill
On -Site specified in these Special Provisions.
The finished subgrade surface exposed after excavation shall be scarified to a depth of
12 inches, moisture conditioned to within 0 to 2 percent of optimum moisture, and
compacted to a relative compaction of at least 90 percent (i.e. 90 percent of the
maximum dry density determined by ASTM D1557).
Subgrade fill shall be free of organics, oversize rock (greater than 3 inches in diameter),
trash, debris, and other deleterious or unsuitable materials, and shall have an expansion
index less than 20 and a minimum R value of 15.
Materials generated during excavation and grading in pavement areas are generally
anticipated to consist of a mixture of fine grained and coarse -grained soil materials
derived from onsite fill and alluvial materials. Material derived from the site excavation
can be used as subgrade as long as those materials satisfy criteria presented above for
subgrade fill.
Imported subgrade fill materials shall comply with recommendations for subgrade fill
or as appropriate for its intended use. Imported fill shall be reviewed by the Agency's
geotechnical engineer prior to being transported to the site.
Fill materials shall be spread evenly, with loose lifts no thicker than 8 inches, and shall
be thoroughly blade mixed during spreading to provide relative uniformity of material
within each layer. Soft or yielding materials shall be removed and replaced with
properly compacted fill material prior to placing the next layer.
Fill material placed up to 1 foot below the pavement section shall be compacted to a
relative compaction of at least 90 percent of the maximum dry density determined from
ASTM D1557, latest edition. Subgrade fill materials placed within 1 foot of the
pavement section shall be compacted to a relative compaction of at least 95 percent of
the maximum dry density. As compacted moisture contents for subgrade fill materials
shall be within 0 to 2 percent of the optimum moisture as determined from ASTM
D1557.
6-3. SAND
Sand shall conform to the provisions of 200-1.5.3, "Sand for Portland Cement
Concrete", of the Standard Specifications and these Special Provisions.
Sand shall be placed to the dimensions shown on the plans and in accordance with the
requirements of Section 300, "Earthwork," of the Standard Specifications, and these
Special Provisions. Place without compaction.
6-4. NONWOVEN GEOTEXTILE
Nonwoven geotextile shall conform to the provisions of Section 213, "Engineering
Geosynthetics", of the Standard Specifications and these Special Provisions.
Nonwoven geotextile shall be minimum Type 90 N.
Nonwoven geotextile shall be placed in accordance with the requirements of Section
V-A- I I
Agreement No. 6574
300, "Earthwork," of the Standard Specifications, and these Special Provisions,
6-5. RELOCATED ROCKS
Top of rocks shall not block inlet or outlet inverts.
74 CRUSHED D M...�
�_ �"11S"fLl 1�OUS BASE
Crushed miscellaneous base shall conform to the provisions of 200-2.4, "Crushed
Miscellaneous Base," of the Standard Specifications and these Special Provisions. The
material grading shall be either coarse or fine, at the option of the Contractor. Changes
from one grading to another shall not be made during the progress of work, unless
permitted by the Engineer.
Crushed miscellaneous base shall be placed to the dimensions shown on the plans and
in accordance with the requirements of Section 301, "Subgrade Preparation, Treated
Materials, and Placement of Base Materials," of the Standard Specifications, and these
Special Provisions.
8-0. CEMENTSTABILIZED PULVERIZED BASE
Cement stabilized pulverized base (CSPB) shall conform to provisions of Section 301-
3, "Portland Cement Treated Materials" of the Standard Specifications.
Cement stabilize and compact the pulverized base material to at least 92 percent of the
maximum dry density (ASTM D 1557) to obtain a cement -treated mix with a minimum
of 400 psi unconfined compressive strength.
The contractor shall perform micro -cracking on the cement treated base prior to
Asphalt Concrete paving.
9-0. ASPHALT CONCRETE
Asphalt Concrete shall confonn to provisions of Section 203-6, "Asphalt Concrete,"
and Section 302-5, "Asphalt Concrete Pavement" of the Standard Specifications and
these Special Provisions. All work covered by this specification shall follow the
Standard Specifications.
9-1. MATERIALS
Asphalt concrete base course shall be Class B-PG 64-10. Asphalt concrete surface
course shall be Class C2-PG 64-10.
Tack coat shall be applied to the sawcut portion prior to placing new asphalt concrete
pavement.
9-2. EXECUTION
V-A-12
Agreement No. 6574
Lao ut
The Contractor shall layout and mark the location of the edges of the paving passes of
the surface course to match the new layout of the lane lines. The layout shall be made
at least 24 hours prior to paving. The layout will be done in such a way as to not leave
any longitudinal paving joints at the end of each day. The layout shall be approved by
the Engineer prior to paving.
If the striping is to remain unchanged, the edges of the paving passes shall conform to
existing lane edges.
In all cases where practical, each lane shall be paved in a single pass. In tapered
transition areas, the shoulder areas shall be paved first, then the through lane shall be
hotlapped immediately after the shoulder paving.
For paving which incorporates new quarterpoints or gradebreaks due to keycuts or
other conditions, the Contractor shall provide equipment capable of adjusting to the
new surface profile at the appropriate locations. The profile adjustments shall be within
twelve inches of the actual quarterpoint or gradebreak.
The Contractor shall take sufficient measurements during laydown to assure that the
full design asphalt concrete layer depth is provided at each quarterpoint, gradebreak, or
transition. Failure to provide the design depth at these areas will result in rejection of
the work. Correction of this rejected work will include milling out the new asphalt
concrete from the road edge to the centerline or nearest inside lane line and repaving.
The minimum length of the milled and corrected area shall be fifty feet.
Tolerances„
The finished asphalt concrete surface shall be flush with, to 1/4 inch (0.02 feet or 6
mm) above the gutter lips. The finished pavement surface shall not be lower than the
gutter lips.
The average pavement thickness shall be equal to the specified thickness for the project.
The minimum allowable thickness will be 1/4 inch less than that specified.
The provisions of Section 302-5.6.2 shall apply and shall be modified to provide that
the straightedge shall be 12 foot in length.
After final paving has been installed and compacted, spray water over the entire paved
area. Correct any areas where water collects or ponds.
Rollin
Rollers shall be self-propelled and shall be equipped with a system that prevents AC
from sticking to the wheels. A parting agent may be used if it does not damage the AC
or impede the bonding of layers.
Do not use petroleum products such as kerosene or diesel fuel to release AC from
trucks, spreaders, or compactors.
Breakdown rolling shall commence when the asphalt concrete is placed. Rolling shall
V-A-13
Agreement No. 6574
be accomplished with the drive wheel forward and with the advance and return passes
in the same line.
From the second paragraph of Section 302-5.6.2 "Density and Smoothness" to the end
shall be deleted and replaced by the following:
Sublots to determine compaction testing shall be based on the following:
1. Each 750 tons, or part thereof, placed on an individual street in a paving day. If
over 750 tons are placed in a single paving day on an individual street, up to
150 tons over 750 tons can be moved in to the previous 750 ton sublot.
2. If multiple streets are paved in a day, each street will be considered its own
sublot with multiple sublots on streets where greater than 750 tons are placed.
The in -place density shall be between 92.0 percent and 97.0 percent of maximum
theoretical unit weight. Compaction testing will be detennined by cores in accordance
with California Test 308, Method A. Three cores will be sampled per sublot. The
average of the three cores will be used to determine compaction for the sublot.
Cores will be located by the engineer using random sampling charts in California Test
Method 356. The contractor- will submit cores, properly labeled, to the engineer for
testing. Cores shall be 4 or 6 inches in diameter and must be sampled and tested
within 24 hours of paving.
Contractor shall backfrll cores with hot mix AC the same day cores are taken.
The Engineer will calculate the percent of Theoretical Maximum Density to the nearest
0.1 percent for each calibrated nuclear gauge density reading or each core by dividing
the in -place density by the Theoretical Maximum Density and multiplying by 100
percent. The mean percent of Theoretical Maximum Density will be used by the
Engineer to determine compliance with the specification for each lot. If the percent of
Theoretical Maximum Density does not comply with the specifications, the Engineer
will accept the asphalt concrete compaction and take a payment deduction or not accept
the lot as shown in the following table:
V-A-14
Agreement No. 6574
Reduced Payment Factors for Percent of Maximum Theoretical Density
_W......AC_ m Reduced.. ............... AC Reduced
duced
Percent of Payment Percent of Payment
Maximum Factor Maximum Factor
Theoretical Theoretical
Density Density
�_�_. �............._�. 0.0000
�...... 91.9 6....... �_.......-0..m0125 �.�97.:1 0.0125........mm�,
0.0250 97.2 0.0250
1.8 .............. . .
C
91.7 0.0375 97.3 0.0375
91.6 0.0500 97.4 0.0500
91.6 0.0500 9.7.w.4..�.�.�.� .._� � ........_�__.
0.0625
91.4 0.0750 ..............�� .�._.................................,,,,,m-
97.6 0.0750
............... ......._.,. _..__.....,..........._...
...7 0.0875
91.2 0.1000 97.8 0.1000
91.1 ..............._..-m0.1125 ..........-97.9 0.1125....�.�.�.�
-��91.0 0�W1250mm� 98.0......___..
0�- 0.1250
90.9 1375 98.1 0.1375
90.8 0.1500 98.2 0.1500
90.7 �.......�.�.�....� .........0.1625 9.8........�.�, 0.16�__............
25
..e _....._mm _.._..........
90.6....0.1750..........98.4 ............_-
1750
.mm. 90.5 0.1875 ..,...�.....9.g.w.�.........� 0.187.5...............
90.4...............__......_,
0.2000 98.6ITITITITITITIT...._ 0.2000
90 .2125 98.7 0.2125 mmmmmITITIT
90.2 0.2250 98.8 0.2250
1 0.2375 98.9 0.2375
90.0 _...........-0.
_. 9�.�0............... 0.2500............
.�._........�90�0Remove...&........A. ....................._.
Remove &
Replace Replacmemmm
The Contractor shall have hand -compaction equipment immediately available for
compacting all areas inaccessible to rollers. Hand -compaction shall be performed
concurrently with breakdown rolling. If for any reason hand -compaction falls behind
breakdown rolling, further placement of asphalt concrete shall be suspended until hand -
compaction is caught up. Hand -compaction includes vibraplates and hand tampers.
Hand torches shall be available for rework of areas which have cooled.
After compaction, the surface texture of all hand work areas shall match the surface
texture of the machine placed mat. Any course or segregated areas shall be corrected
immediately upon discovery. Failure to immediately address these areas shall cause
suspension of asphalt concrete placement until the areas are satisfactorily addressed,
unless otherwise allowed by the Engineer.
The Contractor shall have hand -compaction equipment immediately available for
compacting all areas inaccessible to rollers. Hand -compaction shall be performed
concurrently with breakdown rolling. If for any reason hand -compaction falls behind
breakdown rolling, further placement of asphalt concrete shall be suspended until hand -
compaction is caught up. Hand -compaction includes vibraplates and hand tampers.
V-A-15
Agreement No. 6574
Hand torches shall be available for rework of areas which have cooled.
After coin xaction, the Sara trace texture of all hand work areasmm shall match the surface
texture of the machine placed mat. Any c atas or segregated areas shall be corrected,
immediately -upon disco ery. Failure to immediately addresstheseareas shall caatse
a s eatsionmm_of ma pliaaltt concrete placement „until the areas are_satisfactorily a4dressed.
unless otherwise allowed by th_e Engineer. Connections with Existing Pavement
Where new paving joins existing paving, chip the existing surfaces 12 inches back from
the joint line so that there will be sufficient depth to provide a minimum of 1 inch of
asphalt concrete. Dispose of waste material offsite. Tack chipped areas prior to placing
the asphalt concrete. Meet lines shall be straight and the edges vertical. Paint the edges
of meet line cuts with liquid asphalt or emulsified asphalt prior to placing asphalt
concrete. After placing the asphalt concrete, seal the meet line by painting with a liquid
asphalt or emulsified asphalt and then immediately cover with clean, dry sand.
Surface Tolerance
Finished grade shall not deviate more than 0.02 foot in elevation from the grade
indicated in the drawings. Slopes shall not vary more than 1 /4 inch in 10 feet from the
slopes shown in the drawings.
Section 302-9.5 is hereby modified as follows:
A vibratory roller shall be used for initial breakdown rolling. The initial breakdown
rolling shall be completed before the asphalt -rubber hot mix temperature falls
below 275' Fahrenheit measured immediately in front of the roller. Pneumatic
rollers shall not be used. The CONTRACTOR shall provide sufficient rollers to
assure complete compaction before the mixture reaches 160' Fahrenheit. If the
CONTRACTOR at any time fails to meet this criteria, placement of additional
asphalt concrete shall be suspended until compaction is completed on the material
previously placed.
Breakdown rolling shall commence when the asphalt concrete is placed. Rolling shall
be accomplished with the drive wheel forward and with the advance and return passes
in the same line.
From the second paragraph of Section 302-5.6.2 "Density and Smoothness" to the end
shall be deleted and replaced by the following:
Sublots to determine compaction testing shall be based on the following:
1. Each 750 tons, or part thereof, placed on an individual street in a paving day. If
over 750 tons are placed in a single paving day on an individual street, up to
150 tons over 750 tons can be moved in to the previous 750 ton sublot.
2. If multiple streets are paved in a day, each street will be considered its own
sublot with multiple sublots on streets where greater than 750 tons are placed.
The in -place density shall be between 92.0 percent and 97.0 percent of maximum
theoretical unit weight. Compaction testing will be determined by cores in accordance
with California Test 308, Method A. Three cores will be sampled per sublot. The
V-A-16
Agreement No. 6574
average of the three cores will be used to determine compaction for the sublot.
Cores will be located by the engineer using random sampling charts in California Test
Method 356. The contractor will submit cores, properly labeled, to the engineer for
testing. Cores shall be 4 or 6 inches in diameter and must be sampled and tested
within 24 hours of paving.
Contractor shall backfill cores with hot mix AC the same day cores are taken.
For the percent of maximum theoretical density, the following table shall apply to
deductions for average compaction of a sublot:
Reduced Payment Factors for Percent of Maximum Theoretical Density
_.......................
...........
mm-., .
AC Reduced AC Reduced
Percent of
Payment Percent of
Payment
Maximum
Factor Maximum
Factor
Theoretical
Theoretical
Density
Density
__ _ .....�_
92.0
....... ............
0.0000 97.0
...._
0.0000
91.9
0.0125 97.1
....
0.01.
0.0250
_
................_ 97.3
0.0375 �
91.6
0.050097.4
0.500................
0
w..._
90.0625
..._......... _w......._..................._�
___ . 97.5
0.0625
.............._91.4
0.0750uuuuuuu
97.6
0.0750
91.3
0.0875 97.7
...... _97-
0.0875
w ..__-..
91.2
0000 8 .................
0
......0.1125
91.1
9
Om
...... 97..9
...._
91.0
_.. 0.1250 98.0
0.1250
................ .............5
90.9
0.1375 98.1
1375
0.1500 98.2
��- ----0.1625
������ 0.1500
90.7
98.3
0.16....__�.__
25
90.6 ___...
0.1750 98.4
0.1750
..
1875 98.5 _....�.�
0.1875
.�.................._.
90.4
............ .
_ 020 00 98.6
.............._...
0.2000
..................
_................._.
90.3
0.2125 98.7
.9.8..8........................._.
0.2125
90.2........................0.2250
0.2250
98.9
0.2375
---...---.. _ ._...
90.0 0.2500 99.0 0.2500
<90.0 Remove & Remove &
Replace Replace
The CONTRACTOR shall have hand -compaction equipment immediately available
for compacting all areas inaccessible to rollers. Hand -compaction shall be performed
concurrently with breakdown rolling. If for any reason hand -compaction falls behind
breakdown rolling, further placement of asphalt concrete shall be suspended until hand -
compaction is caught up. Hand -compaction includes vibraplates and hand tampers.
V-A-17
Agreement No. 6574
Hand torches shall be available for rework of areas which have cooled
After compaction, the surface texture of all hand work areas shall match the surface
texture of the machine placed mat. Any course or segregated areas shall be corrected
immediately upon discovery. Failure to immediately address these areas shall cause
suspension of asphalt concrete placement until the areas are satisfactorily addressed,
unless otherwise allowed by the Engineer.
The Contractor shall have hand -compaction equipment immediately available for
compacting all areas inaccessible to rollers. Hand -compaction shall be performed
concurrently with breakdown rolling. If for any reason hand -compaction falls behind
breakdown rolling, further placement of asphalt concrete shall be suspended until hand -
compaction is caught up. Hand -compaction includes vibraplates and hand tampers.
Hand torches shall be available for rework of areas which have cooled.
After compaction, the surface texture of all hand work areas shall match the surface
texture of the machine placed mat. Any course or segregated areas shall be corrected
immediately upon discovery. Failure to immediately address these areas shall cause
suspension of asphalt concrete placement until the areas are satisfactorily addressed,
unless otherwise allowed by the Engineer.
The Engineer may sample the asphalt concrete from the truck bed, windrow, hopper
for the spreading machine, or the mat at various intervals. The Contractor shall facilitate
the sampling process.
Intersections
Where asphalt concrete overlay work is required on a through street at an intersection
without a concrete cross gutter, the overlay on the cross street shall extend to the ECR
return where a keycut will be made transverse to the cross street as noted on the Plan
or as directed by the City Inspector. Transverse keycuts shall be completed from curb
to curb or gutter to gutter as applicable.
Cold Joints
Cold joints shall be saw -cut or vertical grind prior to the placement of new material.
Pavement shall be removed to clean, straight lines by saw -cutting in straight lines either
parallel to the curb or at right angles to the alignment of the sidewalk.
Teninorary Transitions
The Contractor shall construct temporary pavement transitions at all, paving joints
greater than 1 inch prior to allowing traffic onto the paved surface. This includes both
longitudinal and transverse paving joints. Temporary pavement transitions shall have a
slope of 20:1 or as approved by the engineer and be constructed on Kraft paper or other
suitable bond breaker such that upon removal of the temporary pavement transition, a
clean notch remains. The temporary transitions may be constructed of either cold mix
or hot mix.
V-A-18
Agreement No. 6574
The Contractor shall continuously maintain the temporary pavement until final paving.
Each temporary transition shall be inspected by the Contractor and repaired as
necessary to comply with these provisions at the end of each day including weekends
and holidays.
Test Stri a
The Contractor shall demonstrate that their equipment and operation can achieve the
required density on a test strip not less than 200-foot long and 12-foot wide in
accordance with California Test 375 prior to receiving notice to proceed with paving.
The Contractor is responsible for the quality control process necessary to achieve the
required density.
Test strip section shall be minimum ARHM (2.5" thick) over AC (2.5" thick) over base.
Test strip shall be located in a location as approved by the Engineer.
The in -place density of the test strip shall be between 92.0 percent and 97.0 percent of
maximum theoretical unit weight. The Engineer will evaluate compaction using cores
in accordance with California Test 308, Method A. Three cores will be sampled per
sublot. The average of the three cores will be used to detennine compaction for the
sublot.
Allow 3 business days for evaluation of a test strip. If a test strip is not authorized,
submit a plan for changes to your materials, methods, or equipment. Allow 3 business
days for authorization of the plan. Construct another test strip under the authorized
plan.
Remove test strips that are not authorized.
Do not proceed with asphalt concrete pavement or asphalt rubber hot mix activities
until the Engineer informs you that the test strip is authorized.
10-0. ASPHALT RUBBER 11OT MIX
10-1, SCOPE
Asphalt rubber hot mix (ARHM) shall conform to provisions of Section 203-11,
"Asphalt Rubber Hot Mix (ARHM)" and Section 302-9 "Asphalt Rubber Hot Mix
(ARHM)" of the Standard Specifications except as modified herein.
10-2. MATERIALS
2hAjj_F jndcr
The asphalt binder base stock prior to blending shall be PG 64-10.
ARHM Mixtures
The ARHM mixture shall be ARHM-GG-D and shall comply with Section 203-11.3
"Composition and Grading" of the standard specifications with the following
V-A-19
Agreement No. 6574
exceptions:
1. Air Voids % California Test 367 target and be produced in the range of 2.5 to
5.5.
2. For design and production, Hveem stability shall be a 23 min.
3. VMA for design and production shall be between 18.0% and 23.0%.
The crumb rubber used on the project must originate and be manufactured in California.
Asphalt rubber binder shall utilize both scrap tire and natural rubber and shall comply
with the requirements set forth in Subsection 203-6.7 of the Standard Specification.
Job -Mix Formula
1. Mix Design
The mix design shall be performed by the asphalt rubber supplier or an approved
laboratory and shall be used as the basis for determining the job -mix formula. The
design method used shall be in accordance with Caltrans Hveem mix design
methodology. The mixture design shall be submitted to the Engineer at least 10 days
prior to construction. Based on information contained in the mixture design, the
engineer shall approve a job -mix formula with the following tolerances allowed for
single tests on aggregate gradation and asphalt -rubber binder content:
JOB MIX TOLERANCE
Sieve Size
_................��............��.............w.��....
I
Percent Tolerance
3/8
+/- 5
, No......��.......w
___
.............
No.30, No.40
� _....
+/- 5
No. 200 m._...�.�.�.�.�_.._....�.�
3
...
Asphalt-RubberWBinder Content
..........
+/ 0 5
The mix design shall include sufficient test results and documentation to assure that all
requirements for the aggregate and the asphalt -rubber binder are fulfilled.
TSR to be minimum 70 in accordance with Caltrans Test Methods 371.
2. Job -Mix Formula
The mix design shall recommend the job -mix formula and shall list the following
information:
3. Aggregate
o source and identification (for each material used)
o aggregate quality tests
o gradation (for each material used)
o blend percentage
o mixture gradation
4. Asphalt -Rubber
o source and grade of asphalt cement
V-A-20
Agreement No. 6574
o source and type of extender oil or modifier
o source and identification of ground rubber
o ground rubber percentage for the asphalt -rubber binder
o type and amount of additive(s), if required
o temperature when added to aggregate
o Recommended asphalt -rubber binder content by both weight of total
mix and weight of dry aggregate.
o Recommended mixture production temperature.
o Recommended lay down temperatures.
o Compacted Unit Weight.
Proportionjig
Subsections 203-6.5.1 and 203-6.5.2 shall be modified by adding the following
paragraph:
Proportioning shall be performed using an automatic batching system, and the
proportioning device shall be automatic to the extent that the only manual operation
required for proportioning all rnaterials shall be a single operation of a switch or
starter.
Miscellaneous Requiieineiits
Subsection 203-6.8 shall be modified as follows:
Asphalt -rubber binder shall be at a temperature not less than 375' Fahrenheit when
added to aggregate. The temperature of the aggregate shall not be less than 325'
Fahrenheit at the time of adding the asphalt -rubber binder.
10-3. CONSTRUCTION
General
ARHM shall conform to the specifications for Subsection 302-9 except as modified
herein. Asphalt -rubber hot mix shall consist of one or more courses of an asphalt -rubber
binder and graded aggregate as herein specified placed upon a prepared roadbed or base
or over existing pavement. The courses shall be of the type of mixture and the
dimensions shown on the Plans or Specifications.
The paving shall be performed in such a way as to not leave any longitudinal paving
joints at the end of each day's operation. Transverse paving joints of the surface course
and leveling course shall be at least 1 feet apart.
Distribution S rcadillg
Section 302-5.5 of the Standard Specifications is hereby modified as follows:
At the time of delivery to the work site, the temperature of ARHM shall be between
310' Fahrenheit and 350' Fahrenheit. The ambient air temperature and pavement
temperature shall be a minimum of 60°F at the time of spreading and distribution.
V-A-21
Agreement No. 6574
Layout
The Contractor shall layout and mark the location of the edges of the paving passes of
the surface course to match the new layout of the lane lines. The layout shall be made
at least 24 hours prior to paving. The layout will be done in such a way as to not leave
any longitudinal paving joints at the end of each day. The layout shall be approved by
the Engineer prior to paving.
If the striping is to remain unchanged, the edges of the paving passes shall conform to
existing lane edges.
In all cases where practical, each lane shall be paved in a single pass. In tapered
transition areas, the shoulder areas shall be paved first, then the through lane shall be
hotlapped immediately after the shoulder paving.
For paving which incorporates new quarterpoints or gradebreaks due to keycuts or
other conditions, the Contractor shall provide equipment capable of adjusting to the
new surface profile at the appropriate locations. The profile adjustments shall be within
twelve inches of the actual quarterpoint or gradebreak.
The Contractor shall take sufficient measurements during laydown to assure that the
full design asphalt concrete layer depth is provided at each quarterpoint, gradebreak, or
transition. Failure to provide the design depth at these areas will result in rejection of
the work. Correction of this rejected work will include milling out the new asphalt
concrete from the road edge to the centerline or nearest inside lane line and repaving.
The minimum length of the milled and corrected area shall be fifty feet.
Tolerances
The finished asphalt concrete surface shall be flush with, to 1/4 inch (0.02 feet or 6
mm) above the gutter lips. The finished pavement surface shall not be lower than the
gutter lips.
The average pavement thickness shall be equal to the specified thickness for the project.
The minimum allowable thickness will be 1/4 inch less than that specified.
The provisions of Section 302-5.6.2 shall apply and shall be modified to provide that
the straightedge shall be 12 foot in length.
Rolling
Rollers shall be self-propelled and shall be equipped with a system that prevents AC
from sticking to the wheels. A parting agent may be used if it does not damage the AC
or impede the bonding of layers.
Do not use petroleum products such as kerosene or diesel fuel to release HMA from
trucks, spreaders, or compactors.
Section 302-9.4 is hereby modified as follows:
A vibratory roller shall be used for initial breakdown rolling. The initial breakdown
rolling shall be completed before the asphalt -rubber hot mix temperature falls
V-A-22
Agreement No. 6574
below 275' Fahrenheit measured immediately in front of the roller. Pneumatic
rollers shall not be used. The CONTRACTOR shall provide sufficient rollers to
assure complete compaction before the mixture reaches 160' Fahrenheit. If the
CONTRACTOR at any time fails to meet this criteria, placement of additional
asphalt concrete shall be suspended until compaction is completed on the material
previously placed.
Breakdown rolling shall commence when the asphalt concrete is placed. Rolling shall
be accomplished with the drive wheel forward and with the advance and return passes
in the same line.
From the second paragraph of Section 302-5.6.2 "Density and Smoothness" to the end
shall be deleted and replaced by the following:
Sublots to determine compaction testing shall be based on the following:
3. Each 750 tons, or part thereof, placed on an individual street in a paving day. If
over 750 tons are placed in a single paving day on an individual street, up to
150 tons over 750 tons can be moved in to the previous 750 ton sublot.
4. If multiple streets are paved in a day, each street will be considered its own
sublot with multiple sublots on streets where greater than 750 tons are placed.
The in -place density shall be between 92.0 percent and 97.0 percent of maximum
theoretical unit weight. Compaction testing will be determined by cores in accordance
with California Test 308, Method A. Three cores will be sampled per sublot. The
average of the three cores will be used to determine compaction for the sublot.
Cores will be located by the engineer using random sampling charts in California Test
Method 356. The contractor will submit cores, properly labeled, to the engineer for
testing. Cores shall be 4 or 6 inches in diameter and must be sampled and tested
within 24 hours of paving.
Contractor shall backfill cores with hot mix AC the same day cores are taken.
The Engineer will calculate the percent of Theoretical Maximum Density to the nearest
0.1 percent for each calibrated nuclear gauge density reading or each core by dividing
the in -place density by the Theoretical Maximum Density and multiplying by 100
percent. The mean percent of Theoretical Maximum Density will be used by the
Engineer to determine compliance with the specification for each lot. If the percent of
Theoretical Maximum Density does not comply with the specifications, the Engineer
will accept the asphalt concrete compaction and take a payment deduction or not accept
the lot as shown in the following table:
V-A-23
Agreement No. 6574
Reduced Payment Factors for Percent of Maximum Theoretical Density
ARHM
Reduced............w..�
ARHM.�...............Reduced
Percent of
Payment
Percent of
Payment
Maximum
Factor
Maximum
Factor
Theoretical
Theoretical
Density
Density
91.9
�.
0.0125
_�.......0.0250
97.1
0.0125
91..wu8
�97.2
� 0.0250 ........�...
� ...........�..
.................��....�m� �...........................................
0.0375
..
97.3
.�.............9
.0375
91.6_
0.0500
97.4
0.0500
91.5
0.0625
97.5
0.0625
91.4
.....���.....����.1�
0.0750
..............0
97.6 -
0.0750
3
.. ....w
0875
._ ��..
.�.�.w.�...........�
.
0.0875.�............_
91.2 �..
0.1000
97.8
0.1000
�....._.. 91.1...._�....�
0.1125
97.9
0.1125
�...
91.0
250
......
98.0
0.1250
90.9
01375
981
0.1375
90.8 ..._._.
0.1500
98.2
0.1500
90w 7
0.1625
98.3
0.1625
90.6 mmm
_.... 0.1750
98.4
90.5
0.1875�
m�....�...�........__.98.6
98.5
_0.1750
0.1875
_.........�.0.200.._...
90.4
0.2000
90.3
................�...90.2-_...�..........�0.2250
125
98.7
0.2125
0.
.�.�........9.g..,.8
0.225.0....�......
..__.��9.0............
375
90.0
....98.9_.. _0.2375
...
......0.2500...9..9.0
R&
.0.25.��00
Remove &
�...�
Ra
Replace
The Contractor shall have hand -compaction equipment immediately available for
compacting all areas inaccessible to rollers. Hand -compaction shall be performed
concurrently with breakdown rolling. If for any reason hand -compaction falls behind
breakdown rolling, further placement of asphalt concrete shall be suspended until hand -
compaction is caught up. Hand -compaction includes vibraplates and hand tampers.
Hand torches shall be available for rework of areas which have cooled.
After compaction, the surface texture of all hand work areas shall match the surface
texture of the machine placed mat. Any course or segregated areas shall be corrected
immediately upon discovery. Failure to immediately address these areas shall cause
suspension of asphalt concrete placement until the areas are satisfactorily addressed,
unless otherwise allowed by the Engineer.
The Contractor shall have hand -compaction equipment immediately available for
compacting all areas inaccessible to rollers. Hand -compaction shall be performed
concurrently with breakdown rolling. If for any reason hand -compaction falls behind
breakdown rolling, further placement of asphalt concrete shall be suspended until hand -
compaction is caught up. Hand -compaction includes vibraplates and hand tampers.
V-A-24
Agreement No. 6574
Hand torches shall be available for rework of areas which have cooled.
After compaction, the surface texture of all hand work areas shall match the surface
texture of the machine placed mat. Any course or segregated areas shall be corrected
immediately upon discovery. Failure to immediately address these areas shall cause
suspension of asphalt concrete placement until the areas are satisfactorily addressed,
unless otherwise allowed by the Engineer.
:rnDlin
The Engineer may sample the asphalt concrete from the truck bed, windrow, hopper
for the spreading machine, or the mat at various intervals. The Contractor shall facilitate
the sampling process.
Rock Dust Blotter
A rock dust blotter will be required and shall be applied in accordance with Section
302-9.6 at a rate of approximately three pounds per square yard. The cost of this
application will be borne by the Contractor.
Cold Joints
Cold joints shall be saw -cut or vertical grind prior to the placement of new material.
Pavement shall be removed to clean, straight lines by saw -cutting in straight lines either
parallel to the curb or at right angles to the alignment of the sidewalk.
m, orary Transitions
The Contractor shall construct temporary pavement transitions at all paving joints
greater than 1 inch prior to allowing traffic onto the paved surface. This includes both
longitudinal and transverse paving joints. Temporary pavement transitions shall have a
slope of 20:1 or as approved by the engineer and be constructed on Kraft paper or other
suitable bond breaker such that upon removal of the temporary pavement transition, a
clean notch remains. The temporary transitions may be constructed of either cold mix
or hot mix.
The Contractor shall continuously maintain the temporary pavement until final paving.
Each temporary transition shall be inspected by the Contractor and repaired as
necessary to comply with these provisions at the end of each day including weekends
and holidays.
11-0. MICROSURFACING
Microsurfacing material and construction shall conform to the provisions of Section
302-3, "Microsurfacing" of the Standard Specifications.
Microsurfacing shall be Type II over existing pavement.
Replace the third paragraph of to Section 302-3.9, "Pavement Surface Preparation" with
the following:
V-A-25
Agreement No. 6574
Manhole covers, utility vaults, in -street flashers, and the surfaces of other utility
facilities, survey monuments and benchmarks within the area of application shall be
covered using plastic or oil resistant construction paper secured by tape or adhesive to
the facility being covered. The covering shall result in no adherence of the surfacing to
the improvement and no stripping of the surfacing from the adjacent pavement.
Reference the covered facilities with enough control points to re -locate the facilities
after the application of the surfacing.
Add the following to Section 302-3.41, "General":
All trucks which the Contractor proposes to use that exceed the legal load limit when
loaded will be required to have overweight permits from the agency having jurisdiction.
Licensed weighmaster's certificates shall be furnished by the Contractor at no cost to
the Agency.
12-0. CONCRETE CONSTRUCTION
12-1. CURB, GUTTER, CROSS GUTTER, CURB RAMP, SIDEWALK, DRIVEWAY,
PARKWAY DRAIN
Concrete material and construction shall conform to the provisions of Section 201-1,
"Portland Cement Concrete," and Section 303-5, "Concrete Curbs, Walks, Gutters,
Cross Gutters, Alley Intersections, Access Ramps, and Driveways" of the Standard
Specifications.
Reinforcement shall conform to the provisions of Section 201-2 "Reinforcement for
Concrete" of the Standard Specifications.
12-2. CONCRETE PAVEMENT
Concrete pavement shall conform to the provisions of Section 201-1, "Portland Cement
Concrete," and Section 302-6, "Portland Cement Concrete Pavement" of the Standard
Specifications.
12-3. STAMPED CONCRETE
Stamped concrete shall conform to the provisions of Section 303-6, "Stamped
Concrete" of the Standard Specifications.
Stamped concrete adjacent to cycle track shall be "Small Sandstone" pattern by
Bomanite, or approved equal.
12-4. COLORED CONCRETE
Colored concrete shall conform to the provisions of Section 303-7, "Colored Concrete"
of the Standard Specifications. Colored concrete shall be produced by Method B
(Integral Color).Parkway and median maintenance strip concrete shall match existing
coloring in El Segundo Boulevard median east of the Aviation Boulevard intersection.
Colored concrete parkway adjacent to cycle track shall use Direct Colors GRY-105-1
or approved equal.
V-A-26
Agreement No. 6574
12-5. STAMPED AND COLORED CONCRETE TEST PANELS
Contractor shall construct one test panel for stamped and colored sidewalk concrete
and one test panel for stamped and colored median concrete. Test panels shall conform
to the provisions of Section 51-1.011)(2)(c), "Test Panels", of the State Standard
Specifications. Test panels must be at least 4 feet by 4 feet by 4 inches deep.
12-6. DETECTABLE WARNING SURFACE
Detectable warning surface shall conform to the provisions of Section 73-1.0213
"Detectable Warning Surfaces", 73-3.01C "Submittals", and 73-3.011)(2)
"Warranties" of the State Standard Specifications.
Color shall be yellow, except for bicycle ramp location, where color shall be black.
Install a cast -in -place (i.e. embedded) detectable warning surface on a new/replaced
curb ramp under the manufacturer's instructions.
Do not texture or grout the grooved area and detectable warning surface on a curb ramp.
Install a prefabricated detectable warning surface on an existing curb ramp under the
manufacturer's instructions.
12-7. CONCRETE SEALANT
Concrete sealant shall conform to the provisions of ASTM C 1315.
13-0. DRAINAGE CONSTRUCTION
13-1. INSTALL REINFORCED CONCRETE PIPE
Install Reinforced Concrete Pipe shall conform to provisions in Section 207-2,
"Reinforced Concrete Pipe" and Section 306, "Open Trench Conduit Construction" of
the Standard Specifications and these Special Provisions. RCP size and class are per
plan. Pipe bedding shall conform to Los Angeles County Department of Public Works
Standard Plan 3080-2.
All work necessary for any given length of pipe placed, including excavation, bedding,
pipe placement and backfrll shall be accomplished during the same workday.
The Contractor shall submit to the Engineer, for approval in accordance with the
provisions of 3-8 "Submittals," the design and working drawings of the bracing
proposed by the Contractor for use. The working drawings of the bracing shall show
complete details and construction method and materials and substantiating structural
design calculations. Approval by the Engineer of the bracing drawings or bracing
inspection, performed by the Engineer, will in no way relieve Contractor of full
responsibility for adequacy of the bracing.
Payment for all temporary resurfacing by the Contractor or ordered to be placed by the
Engineer, including that used to maintain the temporary resurfacing until the permanent
resurfacing is placed, will be considered to be included within the contract item for
V-A-27
Agreement No. 6574
which excavation was performed, and no additional compensation will be allowed.
The construction of the RCP shall include the connection to the existing RCP.
The Contractor's attention is directed to the probability of encountering surface water
during installation of the pipe. The Contractor shall reroute surface water as required.
In no case will surface water be allowed to come into contact with wet concrete.
Concrete collar shall conform to Sections 201-1 and 303-1 of the Standard
Specifications.
13-2. DRAINAGE GRATE
Drainage grates shall conform to Sections 206 and 304 of the Standard Specifications
Grates shall be bicycle safe, with 4" maximum transverse bar spacing.
e )lace ralj � ilatc
Contractor shall verify field dimensions prior to ordering grates.
Contractor shall repair or replace metal with damaged galvanized surfaces at no
additional cost to the Owner.
13-3. CATCH BASIN
Concrete material and construction shall conform to the provisions of Section 201-1,
"Portland Cement Concrete," Section 206, "Miscellaneous Metal" and Section 303-1,
"Concrete Structures" of the Standard Specifications.
The Contractor's attention is directed to the probability of encountering surface water
during installation of the catch basin. The Contractor shall reroute surface water as
required. In no case will surface water be allowed to come into contact with wet
concrete.
Dr,ainaa ! .Jjllet Marker
Drainage Inlet Markers shall conforata to the provisions of Section 70-5.05 of the State
Standard Specifications.
Place Install Drainage Inlet Marker (Prefabricated Thermoplastic) per Caltrans
Standard Plan D71 to the concrete tops of all newly catch basins. Lettering shall say
"NO DUMPING DRAINS TO OCEAN". Graphic design for drainage inlet marker
shall be approved by the Engineer prior to application.
Connector Pipe Screen
Connector Pipe Screen shall be an approved product as listed on the California State
Water Resource Control Board's latest "Certified Full Capture System Trash Treatment
Control Devices". The contractor's attention is directed to:
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V-A-28
Agreement No. 6574
Install per manufacturer's directions.
C01i'll ctor Pi , ep Screen 'aimed Gaya le
Paint gauge markings inside catch basin with connector pipe screen.
Paint shall confonn to the provisions of sections 210 and 310 of the Standard
Specifications.
Painted gauge markings shall be visible from the manhole lid when open, or from the
curb opening when automatic retractable screen is not used.
14-0. PAVEMENT DELINEATION ANDSTRIPING
14-1. SCOPE
Pavement Delineation and Striping shall consist of installing thermoplastic striping and
markings, delineators, and pavement markers.
On roads to be delineated, prior to removing traffic control, temporary markings shall
be placed.
The Contractor shall replace any damaged pavement delineation, without cost to the
Agency, prior to the Agency's acceptance of the project.
14-2. REMOVAL OF EXISTING TRAFFIC STRIPING AND PAVEMENT MARKINGS
Removal of existing traffic striping and pavement markings shall conform to provision
of Section 84-9, "Existing Markings" of the State Standard Specifications.
Any existing striping (including raised pavement markers) or pavement legends which
conflict with the approved striping plan shall be removed by wet sandblasting or
grinding. Any grinding of pavement marking shall be done to a square or rectangular
block shape. Any pavement or surfacing, in the opinion of the City, that has been
unreasonably damaged, shall be repaired to the City's satisfaction at no expense to the
city. Any debris shall be removed before end of each workday. No blackout will be
allowed.
14-3. PAVEMENT MARKERS
Pavement Markers shall be placed in accordance with Section 81-3 "Pavement
Markers," SSP A20A through A20D of the State Standard Specifications and these
Special Provisions. Markers shall be placed in the same pattern and locations as
previously existed or modified as shown on the Plans and these Special Provisions.
Pavement markers shall include placement of blue fire hydrant pavement markers. The
Contractor shall replace any damaged Pavement Markers, without cost to the Agency,
prior to the Agency's acceptance of the project.
14-4. THERMOPLASTIC TRAFFIC STRIPING AND PAVEMENT MARKINGS
Thermoplastic Traffic Striping and Pavement Markings shall be minimum 90 mils in
V-A-29
Agreement No. 6574
thickness and shall conform to the provisions of 84-2 of the State Standard
Specifications, State Standard Plans, and these Special Provisions. Striping and
markings shall be reapplied in the original pattern on all roads, except as shown on the
Plans and as specified herein.
Ckeen Pa'\,enient Nlai-ldn
Green pavement markings shall be preformed thermoplastic.
Color will be measured according to ASTM E 1347 and must fall within the following
color coordinates listed:
_. —...................... 2 3 4
y._ v .. x _ Y X.. .... ... ..
x � 0.266 0 460 0.367wwww 0.480 0 367 0.583
0 230 0.714 .........._..
Clean and prime surfaces prior to installing marking.
The pattern of the green -colored pavement shall match the pattern of the dotted lines,
thus filling in only the areas that are directly between a pair of dotted line segments.
Green pavement markings shall be applied prior to white markings or traffic stripes.
15-0. SIGNAGE
15-1. GENERAL REQUIREMENTS
This work shall consist of providing traffic signs and relocating existing signs as shown
on plans, per these Special Provisions and in accordance with the California Manual of
Uniform Traffic Control Devices, State Standard Plans, State Standard Specifications,
and City Standard Plan ST-17 "Concrete Blockout for Street Sign Posts".
15-2. TRAFFIC SIGNS
Traffic signs shall be constructed in accordance with Section 82, "Signs and Markers,"
of the State Standard Specifications. Mast arm signs shall be located immediately to
the right of the outermost signal head using the strap and saddle method. Signs to be
relocated shall be installed on new posts. Remove any posts where all signs are
removed.
Existing signs at locations shown on the plans to be removed shall be removed,
salvaged, and delivered to the City yard. Existing signs shall not be removed until
replacement signs have been installed or until the existing signs are no longer required
for the direction of public traffic, unless otherwise directed by the Engineer.
Sign posts shall be perforated square steel tube posts.
16-0. SlJORINQ AND BRACING
Pursuant to the provisions of California Labor Code Section 6707, each bid submitted
V-A-30
Agreement No. 6574
in response to this Invitation to Bid shall contain, as a bid item, adequate sheeting,
shoring, and bracing, or equivalent method for protection of life and limb in trenches
and open excavation, which shall conform to applicable safety orders.
17-0. LANDSCAPE PLANTING
17-1. GENERAL REQUIREMENTS
Scope
The work of this section includes all labor, materials and equipment required to
complete work indicated on the plans. The work shall be performed in accordance with
the best standards of practice relating to the various trades, and will be under the
continuous supervision of a competent foreman, capable of interpreting the plans and
these specifications.
All work of every description mentioned in the specifications and/or amendments
thereto, and all other labor and materials that are reasonably incidental to the
satisfactory completion of the work, including site clean-up.
Bidders are expected to visit the site to familiarize themselves with existing conditions.
The Contractor shall adequately protect the work, adjacent property, and the public; he
shall be responsible for any damage, injury or loss due to his actions or lack of action.
All of the provisions of the general and special conditions and any subsequent addenda
shall apply to this section as though written full herein.
Submittals
Submit shop drawings and other items in accordance with the General Provisions.
Work schedule.
Materials list noting product (generic) name and supplier.
Submit plant materials list and supplier's name, address, and phone number to Owner's
Representative within 30 calendar days of award of contract, giving evidence that
Contractor has source for specified plant materials.
Submit pictures, specifications, and nursery name of each individual new tree and
shrubs for approval prior to arrival on site.
Guarantees/written certifications.
111sl)ections
Inspections will be made by the Engineer. The Contractor shall be on the site when
inspections are made. Request inspection by telephone at least two (2) working days in
advance of date desired. If the work is not ready for inspection when the inspector
arrives, the Contractor shall pay for the inspector's visit.
V-A-31
Agreement No. 6574
Inspection is required for the following:
1. Upon completion of grading and soil conditioning, prior to planting
2. When trees and shrubs are delivered to the site.
3. When trees and shrubs are spotted for planting, but before planting holes are
excavated.
4. When planting and all other specified work, except the maintenance period, has
been completed.
5. At end of maintenance period.
Guarantee
All trees shall be guaranteed for a period of ninety (90) calendar days. All guarantee
periods commence from the time of final acceptance by the Engineer.
As soon as weather permits, replace all dead trees and all trees not in vigorous
condition, as noted during the maintenance period.
Trees used for replacements shall be the same kind and size as originally planted. They
shall be furnished, planted and fertilized as specified and guaranteed.
Procedures
All sprinkler work shall be inspected and approved prior to the start of any work in this
section.
Prior to excavation for planting or placing of stakes, locate electric cables, conduits,
sprinkler lines, heads, valves and valve control wires, and all utility facilities so that
proper precautions may be taken not to damage such improvements. In the event of a
conflict between such lines and plant locations, promptly notify the Landscape
Architect who shall arrange for relocation for one or the other. Failure to follow this
procedure places responsibility upon the Contractor for any and all repairs for damages
incurred as a result.
Trees and shrubs shall be furnished in the quantities and/or spacing as shown or noted
for each location, and shall be of the species, kinds, sizes, etc. as symbolized on the
plans. Any tree list has been prepared by the Landscape Architect as a convenience to
the Contractor and no responsibility for its accuracy is assumed; the Landscape
Contractor must verify all sizes and quantities.
All scaled dimensions are approximate. Before proceeding with any work, the
Contractor shall carefully check and verify all dimensions and quantities and shall
immediately inform the Landscape Architect and City of any discrepancy between the
plans and/or specifications and the actual conditions. No work shall be done in any area
where there is such a discrepancy until approval for same has been given by the
Landscape Architect and City.
Certification
Prior to job acceptance, written certifications shall be submitted to the Engineer for the
following:
V-A-32
Agreement No. 6574
Quantity and quality of commercial fertilizer and organic fertilizer.
Quantity and quality of all soil amendments called for by plans and specifications.
17-2. MATERIALS
The Contractor shall use the soil preparation and backfill mix as designated on the plans
for bid purposes.
Staking and guying materials shall per details on the plan.
All new trees shall receive root barriers per the root barrier details.
Plant Materials
Plant materials indicated on the plans and herein specified shall conform to the
following:
l . Pea -gravel shall be washed free of loam, sand, clay and other foreign materials.
2. Tree stakes shall be 2-inch diameter Lodge Pole Pine free of knot holes and of
the defects.
3. Plant protectors shall be '/z-inch (Min.) diameter rubber or plastic hose of
uniform color, material and size, and cut to required lengths in order to retain
trees to stakes and to protect plant sterns, trunks and branches from damage by
guying. No wires shall be placed inside hoses around the tree trunk or branches
(V.I.T. or equal).
4. Root barriers shall be UB 12-2 Deeproot panels from Deeproot Corp. or equal.
Condition: Trees shall be symmetrical, typical for variety and species, sound, healthy,
vigorous and free from disease and insect pests or their eggs. They shall have healthy,
normal root systems (well filling their containers, but not to the point of being root
bound). Trees shall not be pruned prior to delivery, except as authorized by the
Landscape Architect or his representative. In no case shall trees be topped before
delivery.
Inspection: All Trees shall be subject to the inspection and approval of the Engineer
before planting on the project site.
Substitutions: Substitutions for the indicated trees will be permitted provided the
substitute trees are approved in advance by the Engineer, and the substitutions are made
at no additional cost to the City. Except for the variations so authorized, all substitute
trees shall conform to the requirements of these specifications.
Deconnigsed Granite
Decomposed granite shall conform to provisions of Section 20-5.03D, "Decomposed
Granite" of the State Standard Specifications.
Agreement No. 6574
17-3. INSTALLATION (SITE, GRADE)
1'�41�t�A° Site tJIT��a���.�tce
All planting areas shall be cleared of all debris including rocks over one & one-half (1-
1/2) inches in diameter and clumps of earth that will not break after finished grades
have been established.
All planting areas shall have all noxious weed removed whenever they are found at any
stage of the work.
It is understood that the Contractor shall accept the conditions of the site upon submittal
of bid, except where extensive sub -grade obstruction of native rock or debris by others
is encountered.
Finish Grade
Do not work the soil when moisture content is so great that excessive compaction will
occur, nor when it is so dry that dust will form or clods will not readily break up.
Remove and dispose of all soil in planting areas that contain any deleterious substance,
such as plaster, concrete, gasoline, solvents, etc. Remove the soil to a minimum depth
of six (6) inches or to the level of dryness in the affected areas. The affected soil shall
be replaced with native or imported soil as required.
If the area to be landscaped is not acceptable to the Contractor, he shall notify the
Engineer in writing.
Prior to finish grading, loosen all planting areas to a depth of eight (6) inches (to allow
for addition of soil conditioners).
Make minor grade adjustments as directed by the Engineer.
Where designed drainage meets an obstruction, warp grades so that no water collects.
Use water trucks and sprinklers as required to control all airborne dust caused by
grading operations.
Finish -grade all planting areas to a smooth and even condition, making certain that no
irregularities remain. Remove and dispose of all foreign materials, clods and rocks over
one & one-half (1-1/2) inches in diameter within three (3) inches of the surface. Provide
that grade which, after conditioning and planting, is two & one-half (2-1/2) inches
below the tops of curbs and walks, sloping to drain to adjacent roadway, drain swale or
catch basin.
Finish -grade shall conform plus or minus one tenth (1/10) of one (1) foot to the finish
grading plan and shall be inspected and approved by the Engineer prior to any soil
conditioning or planting operations.
'soil Coeditionkig
Certification in writing from the Contractor stating that the amendments as specified
V-A-34
Agreement No. 6574
have been installed, shall be required. Certification must be submitted to the Engineer
before planting operations start.
17-4. INSTALLATION (PLANTING)
General Planing,
No planting shall be done until final grades have been established, the planting areas
have been properly graded and prepared as herein specified and approved by the
Engineer. All operations in conjunction with the installation of the sprinkler system
that are below grade or in trenches shall have been completed before planting as well.
The relative position of all trees is subject to approval by the Engineer. They shall, if
necessary, be relocated as direct as part of the contract.
All trees shall be removed from their container and set so that when settled, they bear
the same relation to the required grade that they bore to the natural grade before being
transplanted. Each tree shall be planted in the center of the hole and backfilled unless
otherwise specified, with the prepared soil. No soil in muddy condition shall be used
for backfilling. No filling will be permitted around trunks or stems. All broken or frayed
roots shall be properly cut off.
The Engineer shall supervise the placing and planting of all trees.
In the event that underground construction work or obstructions are encountered in the
planting operation, alternate locations for trees will be selected by the Engineer;
operation will be done at no extra cost to the City.
PlantinL, of Trees and Shrubs
Position plants in plant locations indicated on plans and secure approval before
excavating holes, making necessary adjustments as indicated.
All holes for trees shall be dug round, with bottoms level. Compacted soil at sides and
bottoms shall be loosened by scarifying or other approved method. Holes shall be
backfilled with "prepared soil" to the required grade, and the balance of the pit filled
with "prepared soil", thoroughly settled by water application. Size of holes shall be per
detail on plan.
Prepare depressed water basin as wide as plant balls at each plant. Water thoroughly,
backfilling any voids with additional prepared planting mix.
Care ail" Plants Before e nd DUring Planting,
Plants shall not be allowed to dry out before or while being planted. Keep exposed roots
moist by means of wet sawdust, peat moss, or burlap at all times during planting
operations. Wilted trees, whether in place or not, will not be accepted and shall be
replaced at the Contractor's expense.
'4�!'ajg.E �rni �.s.
Construct a firmly compacted mound of soil around each plant to form a watering basin
V-A-35
Agreement No. 6574
at the edge of and following the shape of the planting holes area. Mounds for trees shall
be at least four (4) inches high. Any settlement within the basins after watering shall
be refilled to the required grade with prepared soil, and additional nitrogen stabilized
sawdust worked into the surface as required to restore the mulched condition.
StakiII�g aI %Llyi� oi�C act:*
Stake or guy trees as detailed on the plans.
Alterations or eliminations must be approved by the Engineer
1
Immediately after planting, water should be applied to each plant by means of a hose.
The water shall be applied in a moderate stream in the planting holes, until the material
around the roots is completely saturated from the bottom of the hole to the top of the
ground and apply water in sufficient quantities and as often as seasonal conditions
require, to keep the ground wet well below the root system of the trees at all times.
17-5. MAINTENANCE
Maintenance work shall consist of applying water, weeding, caring for trees, and
performing the following final tree establishment work:
The maintenance period shall be ninety (90) calendar days. This shall commence at the
time that all of the work has been completed to the satisfaction of the Engineer, and the
Contractor has been notified of such in writing.
If the above and following conditions are not complied with, the Contractor will
maintain the areas until acceptable to the Engineer.
During the maintenance periods, all trees and planted areas shall be kept well -watered
and weed free at all times.
The entire project shall be so cared for that a neat and clean condition will be presented
at all times to the satisfaction of the Engineer.
Make two (2) applications of 16-6-8 at the rate of six (6) pounds per one thousand
(1,000) square feet applied on a monthly basis. The first application should be made
approximately thirty (30) calendar days after planting.
Prior to final acceptance, the Contractor shall make sure that all staking is intact and
loose enough not to cause girdling of the tree for at least a six (6) month period.
The Contractor shall maintain a sufficient number of staff and adequate equipment to
perform the work herein specified and from the time all tree planting is done until the
end of the maintenance period.
Damage to the planting areas shall be replaced immediately. Depressions caused by
vehicles, bicycles or foot traffic to be filled with topsoil and leveled. Replant damaged
trees.
V-A-3 6
Agreement No. 6574
Natural Bermuda grass will be sprayed with a chemical weed killer as soon as the new
shoots emerge. Applications shall be per manufacturer's recommendations.
No monofilament line -type grass trimmers (i.e. "weedeaters", etc.) shall be used at the
base of any tree or tree stake at any time.
All trees shall be healthy, pest free, and have vital signs of new growth at the end of
the plant establishment period.
l iia] Ix�:5j2 ctwon For Ac,c.c ga.I..c
Inspection of the work will be made by the Engineer at the request of the Contractor to
detennine acceptability of the work following the maintenance period.
Written Notice
At the end of the specified maintenance period, the Contractor shall present written
notice to the City that he has completed the required maintenance, and that any further
maintenance will be the responsibility of the City.
Clca- rt-fop,.
Upon completion of work, the Contractor shall remove all equipment, material and
debris resulting from his work from the site.
18-0. LANDSCAPING IRRIGATION SYSTEM
18-1. SCOPE
Work under this Section includes all irrigation improvements indicated on the plans,
including but not limited to the following:
All irrigation components shown on the plans, including irrigation mainline, laterals
and stubs, sleeves, drip irrigation, bubblers, root zone watering systems, tees, ells,
nipples, automatic valves in rectangular valve boxes, automatic controllers, backflow
device, master valve, flow sensor, gate valves, quick couplers, and any additional
miscellaneous piping, fittings, etc. required to complete the systems such that all
landscape areas are adequately supplied with water.
Work under this section included all new Irrigation improvements as follows:
1. The work consists of furnishing labor, tools, machinery, materials, and
processes required to complete the sprinkler system, installed ready for use
without further cost in labor or materials to the Owner.
2. When not otherwise specified, workmanship and material shall conform to the
local plumbing code.
3. The Contractor shall apply for all necessary pen -nits and pay for same.
4. The Contractor shall keep the premises clean and free of excess equipment,
materials and rubbish incidental to this work.
5. The intent of the plans and specifications is to indicate and specify a complete
irrigation system, installed and ready for use without further cost in labor or
V-A-3 7
Agreement No. 6574
materials to the City as well as retrofit of the sprinkler system of each affected
private property lot.
Any item shown or written on the plans or in these specifications shall be
considered to appear on both.
In the event of "conflict" between the plans and specifications, the Engineer
shall be consulted although the contractor is being made aware that there are no
as-builts available for the private properties. Therefore, the contractor will have
to provide exploration, investigation, rerouting of mainline, capping of the
system, new sprinklers, valves, wiring and hookup to the private property lot.
The contractor shall be responsible to assure that each adjacent lot irrigation
system remains in working order during all phases of construction for any work
affected by the project. Unless otherwise noted, it is assumed that each lot is on
a stand-alone automated system and is in working order.
Prior to submission of his bid, the Contractor shall examine the site, the
complete plans of the project and the specifications of same, in addition to the
plans and specifications for the sprinkler irrigation portion of the work.
Reference Svecilucations and Standards
The intent of the plans and specifications is to graphically indicate and specify a
complete and efficient sprinkler irrigation system for the City of El Segundo.
Plot dimensions are approximate. Contractor shall carefully check and verify all
dimensions and shall report any variations to the Engineer.
Due to the scale of the plans, it is not possible to indicate all offsets, fittings, etc. which
may be required. Contractor shall carefully investigate the structural and finished
conditions affecting all his work, and plan his work accordingly. Plans are generally
diagrammatic and indicative of the work to be installed. The work shall be installed in
the most direct and workmanlike manner, so that conflicts between sprinkler systems,
planting and architectural features will be avoided.
Engineer shall decide all questions relative to the quality of workmanship and materials
furnished.
The Engineer shall decide all questions relating to the "interpretation" of the plans and
specifications and the acceptable fulfillment of the contract.
&a.ded �V ater Fwd ities
Install recycled water facilities per West Basin Municipal Water District's Standard
Drawings RW3, RW6, and RW7.
The following items are based on the Los Angeles County Department of Public Health
(LACDPH) Environmental Health Guidelines for Pipeline Construction and
Installation — for the Safe Use of Recycled / Reclaimed Wastewater.
Recycled / reclaimed wastewater systems shall be constructed in compliance with
applicable potable water system construction standards as well as those specified in the
"Purple Book", California health laws related to recycled water, (California Health and
V-A-3 8
Agreement No. 6574
Safety Code, Water Code, Titles 22 and 17 of the California Code Of Regulations) and
the Los Angeles County Code (LACC), Title 28 - Plumbing, Appendix J.
PRELIMINARY REQUIREMENTS
Plans and specifications for recycled / reclaimed wastewater distribution systems, as
well as the use and operation of such systems shall be submitted to the LACPDH for
review and approval prior to construction or implementation.
Prior to commencing construction, the Contractor shall contact the LACPDH to
schedule an inspection of the proposed on -site recycled / reclaimed and potable water
work.
No piping for potable or recycled / reclaimed water in conjunction with a specified
project shall be installed prior to plan check approval and preliminary inspection.
Upon completion of construction, no excavation or open trench may be backfilled
without first securing the LACPDH approval.
Any areas backfilled without prior approval will be required to be exposed and
corrected as necessary.
Only a LACPDH approved temporary water connection, to a potable water supply via
a dedicated, approved, reduced -pressure -principal backflow prevention device shall be
permitted to be utilized for the purpose of flushing, pressure testing, construction,
landscape use or the final cross -connection testing.
SEPARATION REQUIREMENTS
The maximum attainable separation of recycled / reclaimed wastewater lines and
potable water lines shall be enforced in order to minimize potential risks associated
with pipeline breaks resulting in infiltration of wastewater from leaking wastewater
lines into domestic water lines, or accidental cross -connections between recycled
wastewater and potable water systems.
Parallel Construction: A horizontal separation of at least ten feet (10') shall be required
between pressurized, buried, recycled / reclaimed and potable water piping (all distance
to be measured from pipeline outside diameter).
Cross -Over Construction: Buried potable water pipes crossing over pressurized
recycled / reclaimed water pipes shall be laid not less than twelve inches (12") above
the reclaimed water pipes. Reclaimed water pipes laid in the same trench or crossing -
over building sewer or drainage piping shall be installed in compliance with the LACC
- Title 28, Plumbing, Sections 609.0 and 720.0.
Unused or Abandoned Potable Water Lines: These lines are to be severed as close to
water mains as practical, capped, and ten -foot (10') section of abandoned line removed
and cemented under direct supervision by the LACPDH.
Existing On -site Piping: Maximum separation of recycled / reclaimed wastewater lines
and potable water lines shall be maintained upon system additions or modification.
V-A-39
Agreement No. 6574
All recycled / reclaimed water pipe materials, valves and fittings shall conforlil to the
requirements of the LACC - Title 28, Plumbing, Sections 604.0, 605.0 and 606.0.
All recycled / reclaimed wastewater lines (pressure / non -pressure), valve boxes,
hydrants and appurtenances shall be identified to clearly distinguish between recycled
/ reclaimed wastewater, non -potable and potable water systems (as specified in LACC
- Title 28, Plumbing, Appendix J).
Recycled / Reclaimed Wastewater: All buried, recycled, wastewater systems (pressure
/ non -pressure) shall utilize purple pipe with black uppercase lettering "CAUTION:
RECYCLED WATER - DO NOT DRINK" printed on opposite sides of the pipe. For
limited application, the use of continuous lettering on three inch (3") minimum width
purple tape with one inch black or white contrasting uppercase lettering "CAUTION
RECYCLED WATER - DO NOT DRINK" permanently affixed at intervals not to
exceed five feet, atop all horizontal piping, laterals and mains. Identification tape shall
extend to all valve boxes and / or vaults, exposed piping, hydrants and quick couplers.
All valves, except fixture supply control valves shall be equipped with a locking
feature. All mechanical equipment that is appurtenant to the recycled / reclaimed water
system shall be painted purple.
Potable Water: All potable water lines shall be installed in accordance with the Uniform
Plumbing Code and all other applicable potable water system construction standards.
All buried potable water lines shall be clearly identified by continuous lettering on three
inch (3") minimum width blue tape with one inch (1") white lettering bearing the
repeated wording "POTABLE WATER" permanently affixed at ten -foot intervals atop
all horizontal piping, laterals and mains. Identification tape shall extend to all valve
boxes and / or vaults, exposed piping and hydrants. Identification tape is not necessary
for extruded colored PVC with continuous wording "POTABLE WATER" printed in
contrasting lettering on opposite sides of the pipe.
Non -Potable Water: All non -potable irrigation / industrial water lines (pressure / non -
pressure) shall be identified by continuous lettering on three-inch (3") minimum width
tape with one inch (1") contrasting lettering bearing the continuous uppercase lettering
"NON -POTABLE WATER - DO NOT DRINK" permanently affixed at ten foot (10')
intervals atop all horizontal piping, laterals and mains. Identification tape shall extend
to all valve boxes and / or vaults, exposed piping, hydrants and quick couplers. Exposed
piping, valve boxes, vaults, control valves, quick coupling valves, outlets and related
appurtenances shall be color -coded and labeled / tagged to differentiate between
recycled / reclaimed wastewater, potable water and non -potable water systems. Tags
identifying recycled / reclaimed water shall have the appropriate identification on both
sides (wording on one side and symbol on the opposite side).
THE SAFE USE OF RECYCLED / RECLAIMED WATER PROTECTS POTABLE
WATER
Deteriorated or inadequately protected well water casings shall be repaired or replaced
to protect aquifers against contamination from recycled / reclaimed wastewater
systems.
V-A-40
Agreement No. 6574
An On -Site Water Supervisor shall be appointed, having the responsibility of oversight
for the protection of the potable water system (provided for under Title 17, Section
7586, and California Code of Regulations). The name and position of the On -Site Water
Supervisor shall be reported to the water purveyor and to the LACPDH. This position
will be responsible for the installation, operation and maintenance of the recycled /
reclaimed wastewater and potable water systems; authorization of any piping changes
or additions to either the potable or recycled systems; prevention of potential hazards;
implementation of the regulations; and coordination with the Cross -Connection
Program of the water purveyor and of the LACPDH.
Hose bibbs shall not be permitted in any areas of public access to recycled / reclaimed
wastewater systems, to prevent unauthorized use of recycled wastewater. Quick -
couplers are permitted in lieu of hose-bibb outlets but shall only be connected to
recycled / reclaimed wastewater lines. Hose bibs may be permitted in areas that are not
accessible to the public, provided they are properly identified with permanently affixed
tags, labels, or plates with uppercase lettering "RECYCLED WATER - DO NOT
DRINK" in English.
The use of recycled / reclaimed wastewater for irrigation purposes shall minimize
exposure of the wastewater spray to drinking fountains and picnic tables through
selective location of equipment and by appropriate irrigation system design.
Additionally, the following measures should be taken: recycled wastewater spraying
shall be done during hours of least public exposure; any area where recycled
wastewater is released, used or impounded should be posted, informing the public that
recycled water is being used; and irrigation practices utilizing recycled water shall be
controlled to prevent surface runoff.
BACKFLOW PROTECTION
There shall be no interconnection between a potable water system and a recycled /
reclaimed water system within the user's premises.
A dye or pressure test shall be utilized to confirm the physical separation of a recycled
wastewater system and a potable water system. Testing shall be performed in
conjunction with the Water Purveyor and the LACPDH and conducted before the
introduction of recycled wastewater.
An approved backflow prevention device shall be installed at the potable water service
connection.
In a recycled / reclaimed wastewater distribution system, a backflow prevention device
may be required at the recycled wastewater meter or at specific on -site locations where
said use could degrade the quality of the recycled wastewater supply
18-2. SUBMITTALS
Submit shop drawings in accordance with the General Provisions.
Submit schedule including coordination of electrical and water connections and the
placement of materials and equipment.
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Agreement No. 6574
Submit material list using the following format (double spaced between each item):
...._w ��
Item No Description �� m 1 Manufacturer Model No,
1 Pressure supply lines Lasco Schedule 40
2 1 Remove control valve Rain -bird i 100-PEB-PRS-D
i
etc.
Submit shop drawings of fabricated components and installations.
18-3. SUBSTITUTIONS
Contractor shall furnish the articles, equipment, materials, or processes specified by
name in the plans and specifications. No substitution will be allowed without prior
written approval by the Engineer.
Equipment or materials installed or furnished without the prior approval of the
Engineer may be rejected and the Contractor is required to remove such materials from
the site at his own expense.
Approval of any item, alternate or substitute until all operations in conjunction with the
installation of the sprinkler system have been completed indicates only that the
product(s) apparently meet the requirements of the plans and specifications on the basis
of the information submitted.
Manufacturer's warranties shall not relieve the Contractor of his liability under the
guarantee. Such warranty shall only supplement the guarantee.
The Engineer/City can, at his option, require a manufacturer's warranty on any product
offered for use.
18-4. IRRIGATION GUARANTEE
The entire irrigation system within the affected scope of work area shall be
unconditionally guaranteed by the Contractor as to material and workmanship,
including settling of back -filled areas below grade for a period of ninety (90) calendar
days following the date of final acceptance of work.
If, within ninety (90) calendar days from the date of completion, settlement occurs and
adjustments in pipes, valves and root zone watering systems is necessary to bring the
system to the proper level of the permanent grades, the Contractor, as part of the work
under his contract, shall make all adjustments without cost to the City, including the
complete restoration of all damaged planting, paving, or other improvements of any
kind.
Should any operational difficulties develop in connection with the irrigation system
within the specified guarantee period which, in the opinion of the City, may be due to
inferior material and/or workmanship, said difficulties shall be immediately corrected
V-A-42
Agreement No. 6574
by the Contractor to the satisfaction of the City at no additional cost to the City,
including any and all other damage caused by such defects.
18-5. EXISTING UTILITIES AND OTHER FACILITIES
The Contractor shall locate and mark lines, valves, and other underground utilities, etc.,
prior to excavating trenches. The Contractor shall be held responsible for any damage
to existing utilities or existing private lot property due to their negligence. Extreme care
shall be taken by the Contractor when excavating or working in these areas and
coordination and cooperation with other Contractor is required as the work progresses
to these areas. The Contractor shall insure that any affected irrigation is kept in working
order outside the scope of work area, if affected by work done within the scope of work
area.
18-6. RECORD DRAWINGS
Locations on plans are diagrammatic and approximate only and shall be changed and
adjusted as necessary or as directed to meet existing conditions and to follow the intent
of the plans and specifications in obtaining complete water coverage. It is, therefore,
the Contractor's responsibility to record any changes as to location of equipment on
"as -built" plans for the project areas.
Procedure for "as -built" preparation shall be:
1. Obtain from the Engineer one (1) set of reproducible plans. Record accurately
on this set all changes in the work constituting departures from the original
contract plans.
2. Dimension from two permanent points of reference (buildings, monuments
sidewalks, curbs, pavement, etc.). Post information on "as -built" plans, day-to-
day, as the project is installed. All dimensions noted on plans shall be one -
quarter (1/4) inch in size.
Show dimensional locations and depths of the following:
1. Point of connection
2. Routing of irrigation pressure lines (dimension maximum of one -hundred (100)
feet along routing and all directional changes)
3. Gate valves
4. Irrigation control valves
5. Quick coupling valves
6. Routing of control valves
7. Other related equipment (as may be directed by the Engineer)
Maintain "as -built" plans on site at all times.
18-7. CONTROLLER CHARTS
"As -built" plans shall be approved by the Engineer before the controller charts are
prepared.
Provide one controller chart of the maximum size controller door will allow, for each
V-A-43
Agreement No. 6574
controller supplied, showing the area covered by automatic controller.
The chart shall be a reduction of the actual "as -built" system drawing. If the controller
sequence is not legible when the drawing is reduced, enlarge it to a size that will be
readable when reduced.
Chart shall be black line print and a different pastel color used to show area of coverage
for each station.
When completed and approved, hermetically seal the chart between two pieces of
plastic, each piece being a minimum twenty (20) mil thickness.
Charts shall be completed and approved prior to final inspection of the irrigation
system.
18-8. OPERATION AND MAINTENANCE MANUALS
Prepare and deliver to the Owner within ten (10) calendar days prior to completion of
construction, all required and necessary descriptive material in complete detail and
sufficient quantity, properly prepared in four individually bound copies. Describe the
material installed in sufficient detail to permit operating personnel to understand,
operate and maintain all equipment. Include spare parts list and related manufacturer
information for each equipment item installed.
Each manual shall include the following:
1. Index sheet stating Subcontractor's address and telephone number.
2. Duration of guarantee period.
3. List of equipment with names and addresses of manufacturer's local
representatives.
4. Complete operating and maintenance instructions on all major equipment.
In addition to the maintenance manuals, provide the maintenance personnel with
instructions for major equipment and show written evidence at the end of the project
that this service has been rendered.
Provide the following tools as part of this Contract:
1. Two sets of keys for each controller cabinet.
2. Two couplers for quick coupler valves.
3. Two loose keys for quick coupler valve covers..
18-9. MATERIALS
All irrigation materials shall conform to the requirements of Section 800-2, "Irrigation
System Materials", of Standard Specifications, except that all PVC piping shall be as
per noted on the plans and as follows:
Plastic Pipe
Plastic pipe shall be extruded from virgin PVC (Polyvinyl Chloride) type 1, Grade 11
(Class 1220) as manufactured by Lasco Industries, Baldwin, Pacific Western, Johns-
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Agreement No. 6574
Manville or equal. Class schedule shall be as per plan.
All plastic pipe shall be continuously and permanently marked with the following
information: Manufacturer's name, nominal pipe size, PVC 1220, S.D.R. (Standard
Dimension Ratios, or the pressure rating in pounds per square inch) and the N.S.F.
(National Sanitation Foundation).
Plastic fittings shall be PVC 11, I.P.S, (International Pipe Society), Schedule 40, N.S.F.
and Schedule 80 threaded fittings as shown in the details as manufactured by Sloane
Manufacturing Co. Solvent is to be per pipe manufacturer's recommendations.
PVC Pressure Rated Pipe Type 1220 (PVC Class 160,200 & 315) and Type 1120 (PVC
Schedule 40)
Type I Grade II Pressure Rated Pipe. Materials shall meet the requirements set forth in
ASTM D 1784-60T. Outside diameter of pipe shall be the same size as iron pipe.
Pipe shall be marked at intervals with the following information (not to exceed 5'):
Manufacturer's name, nominal size, PVC Type and grade (i.e., PVC 1220) SDR rating
class, NSF approval and commercial standard designation as 256-63.
PVC Type I shall not be threaded. PVC fittings shall be PVC Type II, Schedule 40 NSF
approved. Solvent shall be #175 Gray NSF approved as manufactured by Industrial
Polychemical Service, Gardena California. Caution shall be utilized in handling Type
I pipe due to the possibility of cracking or of splitting when dropped or handled
carelessly.
When connection is plastic to metal, male adapters shall be hand tightened, plus one
turn with a strap wrench. Joint compound shall be Permatix Type 11.
PVC pipe shall be installed in a manner which will provide for expansion and
contraction as recommended by the pipe manufacturer.
All plastic to metal joints shall be made with plastic male adapters, unless otherwise
shown in details.
The joints shall be allowed to set at least twenty-four (24) hours before pressure is
applied to the system on PVC pipe.
After all new sprinkler piping and risers are in place and connected, and all necessary
work has been completed and prior to the installation of sprinkler heads, control valves
shall be opened and a full head of water used to flush out the system. After the system
is thoroughly flushed, heads will be installed and the system tested.
All new systems and isolated mainlines shall be tested. The Contractor shall not
pressure test existing individual systems with valves or lateral lines attached (see
pressure test section herein).
prbnkler Ileads,
Sprinkler heads (Root Zone Watering Systems) shall be as shown on plan.
V-A-45
Agreement No. 6574
All nozzles on pop-up sprinklers shall be provided with ells and shall be adjusted to the
proper height. All nozzles shall be adjusted for proper throw radius for efficient
coverage.
Sprinkler heads (Root Zone Watering Systems) shall be installed according to details.
All Root Zone Watering Systems shown on the plan shall be new.
Remote Control Valves
Electric remote control valves shall be as shown on plan.
Remote control valves shall be adjusted so that the most remote Root Zone Watering
Systems operate at the pressure recommended by the manufacturer. Remote control
valves shall be adjusted so that a uniform distribution of water is applied by the Root
Zone Watering Systems to the planting areas for each individual valve system.
trjc,� C" IIU2lang_valyc
Quick coupling valves shall be as indicated on Plans and shall be a locking cover. Each
quick coupler valve shall have a molded vinyl cover, yellow in color. All quick coupler
valves keys and hose swivels shall be of same manufacturer as the quick couplers.
Quick coupling valves shall be set in valve boxes approximately 12" from walks, curbs,
header boards, or paved areas where applicable. Vertical positioning of quick coupling
valves shall be such that sleeve top will be flush with the settled finish grade as
determined after the turf is established and 3" above grade in ground cover areas.
Valve Boxes
All remote control valves, gate valves, and pressure relief valves shall be installed in
suitable valve boxes as shown in details, complete with locking covers. All shall be
Ametek or approved equal and shall be marked "G.V" or "RCV" with station numbers
for control valves painted in 1-1/2" high black letters on valve cover by Contractor.
Valve boxes shall be set one-half inch (3/4") above the designated finish grade in tree
well planting areas.
Valve boxes installed near walks, curbs, header boards and paving shall abut those
items. All valves shown on the plan shall be new.
Automatic Controllers
Automatic controllers shall be as shown on Plans and details. The individual lot
controllers will not be located on the plans as they are well outside the scope of work.
A not will be provided for reference only. In most cases, there are less valves designed
in the new system, therefore controller wiring or available station should not be an
issue.
The automatic controller shall be installed at the approximate location shown on the
Plan. All private lot controllers are assumed to be existing and in working order. In the
event a controller on a private lot is not in working order, it will be the responsibility
of the individual lot owner, "not the Contractor".
V-A-46
Agreement No. 6574
All local and other applicable codes shall take precedence in connecting the 110 volt
electrical service to controller. City shall provide power to controller. Contractor shall
complete hook-up to controller.
There shall be adequate coverage of earth (18" minimum) over the 24-volt control wire.
Install wire in trench and tape to main lines on side of pipe per the details.
Control Wires
All wiring to be used for connecting the automatic controller to the electrical solenoid
actuated by remote control valve shall be Type OF-699V, 7 -strand or solid copper,
PVC insulation, single conductor, UL approved underground feeder cable. Each pilot
or "hot" wire shall be black or color -coded with the common wire being white.
All electrical equipment and wiring shall comply with local and state codes and be
installed by those skilled and licensed in the trade.
Connecting and splicing of wire at the valves or in the field shall be made using a
Rainbird Pen-Tite connector.
Backflow Prevention Units
The backflow prevention units shall be as shown on plans and details.
Any other equipment not specifically noted herein but required by the plans, details, or
legends shall be supplied and installed in strict accordance with the manufacturer's
recommendations. If any question arises as to proper procedure, it shall be resolved
with the Engineer before installation. It is assumed that each individual lot has an
existing sprinkler backflow device in working order and therefore no new devices will
be installed on individual private lots.
18-10. SITE CONDITIONS
All scaled dimensions are approximate. The contractor shall verify all dimensions on
the site prior to proceeding with work under this contract.
Extreme care shall be exercised in excavating and working near existing utilities.
Contractor shall be responsible for damage to any facilities.
Should utilities not located or marked be found during excavation, the Contractor shall
promptly notify the City and shall discontinue with work in the area, except necessary
emergency work necessary to repair or prevent damage until instructions are received.
Failure to notify the City of discovery of such utilities or damage thereto will result in
the Contractor being liable for any and all damage caused to the utilities as a result of
his actions.
The Contractor shall, before starting work on the sprinkler system, carefully check all
finish grades to satisfy himself that he may proceed with the work.
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Agreement No. 6574
18-11. WATER SUPPLY
The Contractor shall arrange for the provision of the water supply.
The Contractor shall connect to the water source as indicated on the plans. The
Contractor shall coordinate with each private lot if or when water will be shut down for
hookup, etc. in a timely and orderly manner.
18-12. ELECTRICAL
Power sources shall be as indicated on the plans. The Contractor shall connect at the
point shown on the plans.
The Contractor shall be responsible for snaking electrical connections to the automatic
controllers. All wiring shall be routed as shown on plans. All electrical work shall be
in accordance with all local or county ordinances. It is assumed that private lot
controllers are in working order. The Contractor shall coordinate with the private lot
maintenance company when any connections or timing shall be adjusted to turn off a
system or establish the landscape.
18-13. TRENCHES IN GENERAL (NOT IN THE ROADWAY)
Trenches shall be dug straight, and pipe shall have the continuous support for the ditch
bottom and shall be laid to an even grade. Trenching excavation shall follow the layout
indicated on the plans.
All pressure supply lines shall have a depth of eighteen (18) inches minimum unless
otherwise noted.
All non -pressure supply lines shall have a depth of twelve (12) inches minimum as
shown in the details.
All lines shall have a minimum clearance of six (6) inches from each other and from
lines of other trades.
No line shall be installed directly over another line.
18-14. BACKFILLING
Backfill for trenching shall be compacted to dry density equal to the adjacent
undisturbed soil, and shall conform to the adjacent grades without dips, sunken areas,
humps or other irregularities. Initial backfill on all lines shall be of a fine granular
material with no foreign matter larger than one-half (1/2) inch in size.
If, in the opinion of the Engineer, the excavated material is not satisfactory for use as
backfill, the Contractor shall dispose of this unsatisfactory material.
The Contractor shall be responsible for any settling of trenches from his work.
18-15. PRESSURE TEST
All pressure lines shall be tested under hydrostatic pressure of one -hundred sixty (160)
Agreement No. 6574
pounds per square inch for a 24 hour period and all non -pressure lines shall be tested
under the existing static pressure, and both be proven watertight.
Pressure shall be sustained in the lines for not less than four hours. If leaks develop, the
joints shall be replaced and the test repeated until the entire system is proven watertight.
Test shall be observed and approved by the Engineer or City Representative prior to
backfill.
Upon completion of each phase of the work, the Contractor shall check and adjust each
sprinkler head to meeting the site requirements.
18-16. WORKMANSHIP AND PROCEDURE
The routing of the pressure supply lines as indicated on the plans is diagrammatic. The
Contractor shall install lines in a manner that conforms with the various details, without
offsetting the various assemblies frorn the pressure supply line.
No multiple assemblies shall be installed on plastic lines. Each assembly shall be
provided with its own outlet.
All assemblies specified herein shall be installed in accordance with the respective
detail. In the absence of detail plans or specifications pertaining to the specific items
required to complete the work, the Contractor shall perform such work in accordance
with the best standard practice and to the satisfaction of the Engineer.
18-17. INSPECTION OF WORK
Installations and operations must be approved by the Engineer.
Prior to commencing work, the Contractor shall arrange a meeting with the City, at
which time the Contractor will be informed of specific inspections required and the
method of calling for such inspections as the individual work is completed.
18-18. RESPONSIBILITY
The Contractor shall be responsible for all work to be performed under this contract.
No Contractor shall be relieved of his liability to complete the work shown on the plans
and indicated in the specifications, unless authorized in writing by the City or City's
approved representative.
The Contractor shall protect his work from damage and theft at all time, and replace all
damaged or stolen parts at his expense until the work is accepted in writing by the City.
The Contractor shall protect the City's property and adjacent private lot property from
injury or loss. All damage to existing property (buildings, vehicles, utilities, etc.) or
planting (trees, shrubs, lawns or groundcovers) caused by the Contractor during his
operation or as a result of malfunction of installed work during the guarantee period
shall be repaired at the Contractor's expense.
The Contractor shall carefully note all finish grade before commencing work. Any
finish grade changed during the course of his work shall be restored to the original
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Agreement No. 6574
contours.
The Contractor shall cause no interference with private lot employees, workmen or the
materials and equipment of other trades people working on the project.
The Contactor shall coordinate any work in the parkways that will have any effect on
a private lot. This includes, but is not limited to: cutting and capping of mainline, valve,
lateral, sprinkler or wiring removal.
18-19. COMPLETION CLEAN-UP
Upon completions of work, the Contractor shall remove excess materials, rubbish,
debris, etc., and his construction and installation equipment from the premises.
19-0. TRAFFIC SIGNALS AND mIN INTERSECTION LIGHTING
19-1, GENERAL
Traffic signal and intersection lighting shall conform to the provisions of Part 7, "Street
Lighting and Traffic Signal Systems" of the Standard Specifications and these Special
Provisions.
Wherever reference is made to the State Standard Specifications and Standard Plan,
such reference shall mean the State of California, Department of Transportation,
Standard Plans and Specifications 2010 edition and Amendments to Standard
Specifications 2010.
All materials and equipment shall be furnished and installed by the contractor, except
LAC04E program. LAC04E program shall be furnished and installed by Los
Angeles County.
The GPS universal time base unit and antenna shall be mounted per manufacturer's
guidelines. The GPS universal time base unit antenna shall be located on the street side
of the top of the controller cabinet.
All new underground conduits shall be schedule 80 PVC, unless otherwise approved
by the Engineer.
All new poles, conduit, and pull boxes shall be installed outside of curb ramps.
All standards shall be drilled for mounting signal hardware and equipment. The use of
signal mounting clamps is prohibited.
When the plans require the relocation of vehicular or pedestrian signals, the Contractor
shall provide the necessary framework and modify the existing to accommodate either
the circular tapered pole or the octagon concrete pole.
Relocate existing emergency vehicle detection and license plate detection facilities to
new poles, as shown on the plans.
Contractor shall pothole all signal poles, conduit runs, and cabinet locations. Prior to
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Agreement No. 6574
procuring equipment, contractor shall notify engineer of conflicts that will impact the
installation of signal equipment.
Install loop detectors prior to final pavement delineation.
Loop detector replacement work at El Segundo Boulevard and Pacific Coast Highway
will require a Caltrans Encroachment Permit.
Loop detector replacement work at Nash Street and Imperial Highway will require a
City of Los Angeles (Department of Transportation) Encroachment Permit.
Contractor shall coordinate with Southern California Edison to comply with minimum
overhead clearances for the removal and/or installation of traffic signal poles.
At least two working days before the scheduled final inspection of the traffic signals,
all testing should be completed and successful, all defects and deficiencies corrected,
all indications operational and properly aimed, cables tagged, controller fully
operational performing all timing functions required, all other items of work associated
with the signal completed, and all signs and pavement markings properly installed. The
Contractor shall notify the County Traffic Engineer and City at least two working days
prior to final inspection of the traffic signals.
Mal maitin g> xµ%iii L, and "cmpgar Electrical Stdpis
All work and materials required to keep the existing traffic signal and street lighting
systems operational, including temporary traffic signal poles, controller, controller
cabinet, and wiring will be considered as included in the lump -sum price bid for traffic
signal relocation, and no additional compensation will be allowed therefor.
Loy An,cle.;, Cottnt r C,t.)oadination
Contact Los Angeles County Public Works at (626) 300-2012 one month in advance
of signal construction to coordinate signal timing and implementation.
Final pole and cabinet locations shall be approved by the Los Angeles County
Department of Public Works (County) Traffic Engineer and the City of El Segundo
prior to installation. No signal turn-ons shall occur on Fridays or the day preceding a
holiday. The County and City shall be notified of turn -on 48 hours in advance to allow
for proper notifications.
19-2. COST BREAKDOWN
The Contractor shall furnish to the Engineer a cost breakdown for signal, lighting and
electrical systems as described in this section.
The Contractor shall determine the quantities required to complete the work shown on
the plans. The quantities and values shall be included in the cost break -down submitted
to the Engineer for approval. The Contractor shall be responsible for the accuracy of
the quantities and values used in the cost break -down submitted for approval.
No adjustment in compensation will be made in the Contract Lump Sum Prices paid
for the various electrical work items due to any differences between the quantities
V-A-51
Agreement No. 6574
shown in the cost break -down furnished by the Contractor and the quantities required
to complete the work as shown on the plans and as specified in these Special Provisions.
The sum of the amounts for the units of work listed in the cost break -down for signals,
lighting and electrical work shall be equal to the Contract Lump Sum Price bid for the
work. Overhead, profit, bond premium, temporary construction facilities, plant and
other items shall be included in each individual unit listed in the cost break -down;
however, costs for traffic control system shall not be included.
The cost break -down shall be submitted to the Engineer for approval prior to the Owner
issuing the Notice to Proceed. The cost break -down shall be approved, in writing, by
the Engineer before any partial payment for the items of electrical work will be made.
At the Engineer's discretion the approved cost break -down may be used to determine
partial payments during the progress of the work and as the basis of calculating the
adjustment in compensation for the item or items of electrical work due to changes
ordered by the Engineer.
The cost breakdown shall, as a minimum, include the following items:
1. Foundations - each type
2. Standards and poles - list by each type
3. Conduit - list by each size and installation method
4. Pull boxes - each type
5. Conductors - each size and type
6. Signal heads and hardware each type
7. Pedestrian signal heads and hardware - each type
8. Pedestrian push buttons
19-3. EQUIPMENT LIST AND DRAWINGS
The Contractor shall furnish a maintenance manual for all new controller units,
auxiliary equipment, and vehicle detector sensor units, control units, and amplifiers
installed. The maintenance manual and operation manual may be combined into one
manual. The maintenance manual or combined maintenance and operation manual
shall be submitted at the time the controllers are delivered for testing or, if ordered by
the Engineer, prior to purchase. The maintenance manual shall include, but need not be
limited to, the following items:
1. Specifications
2. Design characteristics
3. General operation theory
4. Function of all controls
5. Trouble shooting procedures (diagnostic routine)
6. Block circuit diagram
7. Geographical layout of components
8. Schematic diagrams
9. List of replaceable component parts with stock numbers
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Agreement No. 6574
19-4. STANDARDS, STEEL PEDESTALS, AND POSTS
All standards shall be installed 2" above the finished surface (grade). The void between
the base plate and surface shall be filled with mortar conforming to the provisions of
the Section 86 "Foundations" of the State Standard Specifications (2010 edition and
supplements).
When a standard or mast arm is relocated, new nuts, bolts, cap screws and washers
shall be provided by the Contractor and shall conform to the requirements for hardware
used with new standards.
All Type 1 A standards shall be aluminum. Anchor bolts, bolt circle, threads, nuts, and
washers shall conform to the Standard Plans. Anchor bolt covers are required.
Standards and posts with pedestrian push buttons shall be installed no further than 5
feet from the back of cross walk or limit line unless otherwise noted on the plans.
19-5. PULL BOXES
Pull boxes shall be No. 6 unless otherwise indicated on plans. All pull boxes shall be
precast of reinforced Portland cement concrete (PCC).
The Contractor shall grout any existing pull boxes that are to remain in place and are
not grouted with material specified in Section 87-1.03C of the State Standard
Specifications. The Contractor shall excavate within the pull box to proper depth prior
to grouting.
19-6. CONDUCTORS, CABLE, AND WIRING
(Two -pair) DLC cable shall be used unless otherwise noted on the plans.
Three -conductor cable (3CSC), five -conductor cable (5CSC), and twelve -conductor
cable (12CSC) shall be installed in lieu of individual conductors. No other traffic signal
multi -conductor cable will be accepted unless otherwise approved by the Engineer.
Installation shall be as follows:
1. A 12-conductor cable shall be installed from the cabinet to each pole unless
otherwise indicated on the plan(s).
2. A 3-conductor cable (pedestrian push button) shall also be installed from the
cabinet to each pole. An additional 3-conductor cable must be provided if two
pedestrian push buttons are located on the same pole.
3. A vehicle preemption cable shall be installed from the cabinet to the respective
pole. An additional preemption cable shall be installed if two detectors are
located on the same pole.
4. No splices will be allowed for the installation of the conductors for Items 1, 2,
and 3 above.
5. Each conductor and cable shall be identified in the controller cabinet.
6. Other required cables, detectors and interconnect, and conductors for
luminaires, I.I.S.N.S., vehicle preemption and signal service shall be installed
as indicated in the Conductor Schedule.
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Agreement No. 6574
The Contractor shall be responsible to install the number of conductors and/or cable(s)
needed to operate the electrical system(s). Omissions in the conductor schedule or
unnumbered conduit runs shall not constitute "Extra Work". This also pertains to
conductors for future phases indicated on the plan(s) for installation.
Service conductors for traffic signal systems shall be No. 6 AWG, unless otherwise
noted on plan. All service conductors shall be continuous between controller and
service point, and no splices will be allowed.
19-7. TESTING
The cabinet and controller and related equipment, including a battery back-up system
shall be delivered to the City signal maintenance facility 20 working days prior to
installation in the field.
No testing of the cabinet or equipment will start until all of the equipment is delivered
to the signal maintenance facility.
19-8. SIGNAL FACES AND SIGNAL HEADS
General
Signal faces and signal heads shown on plans and the installation thereof shall conform
to the Intertek LED Traffic Signal Modules Certification Program and shall include the
ETL Verified Label.
New vehicle heads shall be 12" LED.
The contractor shall cover all the non-functioning vehicle heads and pedestrian heads
utilizing signal head covers which are specially fabricated for that purpose. Covers shall
be designed to be easily installed by hand without the use of tools. Signal head cover
shall be made from outdoor grade, weather- resistant material of a tan color. The size of
the cover shall closely fit and encapsulate the applicable signal head with stretch
material. The cover shall be secured in place with bolt snaps attached to elastic straps.
The straps shall be permanently attached to the cover. Cardboard and bags shall not be
allowed to cover signal heads.
Signal section housings, backplates, visors, etc. shall be metal unless otherwise noted
on the plans.
pedestrian Signial.
New pedestrian signals shall be McCain, ICC or City approved equal, and shall include
the Z-crate front screen. The pedestrian signal shall be a countdown type, with a solid
filled hand on the left-hand side of the pedestrian signal and the numerical "countdown"
indication on the right -side of the pedestrian signal.
New pedestrian heads shall use a single LED module for both symbols. Modules shall
have filled LED displays, outline only is not acceptable. Modules shall be warranted
for a minimum of five years against failure. All modules shall be listed in the Intertek
LED Traffic Signal Modules Certification Program (www.intertek-
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Agreement No. 6574
etlsemko.com/ledtraffic) and include the ETL Verified Label.
If the contract plans and/or these special provisions indicate the installation of auditory
pedestrian signals, refer to Audible Pedestrian Traffic Signal herein.
.Accessible Pedestrian Signal (AP
The audible pedestrian signal shall be Polara EZ Comm Navigator 2-Wire (EN2)
Model or approved equal. The system shall include a Central Control Unit and
Interconnect Board in the traffic signal cabinet. The system shall be programmed by
the contractor and include the audible WALK message, audible locating tone, audible
"chirp" and "cuckoo' sounds, and street names.
Audible Pedestrian Traffic Si« 1
The audible pedestrian signal shall supplement the visible "walk symbol" indication
and shall be mounted within the housing of the pedestrian signal on the walk symbol
side. Output (electrical circuit) shall be generated from the field conductors to the
associated pedestrian signal head.
Audio output shall be adjustable. Additionally, audio output may be self -switching,
from an adjustable low to an adjustable high, and shall be responsive to external
ambient noise. Directional audio outputs for right-of-way designations shall be
represented by 2 distinct bird chirping sounds. The northerly and southerly phase(s)
shall utilize a "CUCKOO" sound. The easterly and westerly phase(s) shall utilize the
"PEEP -PEEP" sound.
Operation parameters shall be:
0 115V AC +/- 15%, 60 Hz, 3 watts
0 -20 degrees C to 70 degrees C temperature range
90 dB/watts at 1-meter (max.) output
19-9. VIDEO DETECTION SYSTEM
Contractor shall install Vantage Vector Video Detection System including cameras,
hardware, rack mount, and software into the controller cabinet.
The contractor shall furnish and install video detection cameras (VDC), video detection
processors (VDP), extension modules (EM), a pointing device, a drawer mounted 17"
LCD monitor, surge suppressors, and all necessary cabling and auxiliary equipment to
make the video detection systems fully functional for the intended operation. The
Contractor shall furnish a spare VDC, a spare EM, and a spare VDP to the Engineer.
The video detection camera shall be attached to the luminaire or signal mast arm via
manufacturer recommended method. The Engineer shall approve the final camera
placements.
The video detection systems shall be installed by supplier factory certified installers
and as recommended by the supplier and documented in installation materials provided
by the supplier. Proof of factory certification shall be provided.
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Agreement No. 6574
Video Detection Zones
Placement of detection zones shall be done by using the supplied pointing device
connected to the VDP to draw the detection zones on the video image from the video
camera displayed on a video monitor using the menu and graphical interface built into
the VDP. The menu shall facilitate placement of detection zones and setting of zone
parameters or to view system parameters.
Detection zone setup shall not require site -specific information such as latitude,
longitude, date and time to be entered into the system. No separate computer shall be
required to program the detection zones.
Each detection zone shall be user definable in size and shape to suit the site and the
desired vehicle detection region. A detection zone shall be approximately the width and
length of one car. Video detection zones shall also detect bicycles separately.
A single detection zone shall be able to replace multiple inductive loops and the
detection zones shall be OR'ed as the default or may be AND'ed together to indicate
vehicle presence on a single phase of traffic movement.
When a vehicle is detected crossing a detection zone, the corners of the detection zone
shall flash on the video overlay display screen to confirm the detection of the vehicle.
Distance between the detection zone placement and the camera shall not be more than
a distance of ten times the mounting height of the camera.
All detection zones shall be centered in the middle of the lane and front detection zones
shall be placed behind the edge of the crosswalk or limit line, unless otherwise noted.
Functional Ca :rabilitie„
System must have a single point access to multiple rack -mounted video detection units.
The access device shall provide interface capabilities to enable multiple rack -mounted
video detection processors to be locally and remotely accessed from a single point via
one set of user interface devices.
The system shall have a quad -view remote communications module that offers local
and remote management of data via Iteris Vantage EdgeConnect or approved equal.
The video detection processor (VDP) shall process video from one or two sources. The
video input to the VDP shall be in NTSC or PAL composite video format and shall be
digitized and analyzed in real time. Dual video VDP's shall process images from both
inputs simultaneously.
The camera shall be able to transmit the composite video signal, with minimal signal
degradation, up to 1000 feet under ideal conditions.
The VDP shall have a nine -pin RS232 port that is multi -drop compatible for
communications with an external computer. The VDP shall be able to accept new
detector patterns from and send its detection patterns to an external computer through
this RS-232 port. A Windows -based software designed for local or remote connection
for uploading and downloading data, and providing video capture, real-time detection
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Agreement No. 6574
indication and detection zone modification capability shall be provided with the
system.
The extension module (EM) shall be available to avoid the need of rewiring the detector
rack, by enabling the user to plug an extension module into the appropriate slot in the
detector rack. The extension module shall be connected to the VDP by an 8-wire cable
with modular connectors. VDP and EM communications shall be accommodated by
methods using differential signals to reject electrically coupled noise. The extension
module shall be available in both 2 and 4 channel configurations. EM configurations
shall be programmable from the VDP.
The VDP shall provide a minimum of 24 channels of vehicle presence
detection/detection zones per camera through a standard detector rack edge connector
and one or more extension modules.
The VDP shall store up to three different detection zone patterns within the VDP
memory. The VDP's memory shall be non-volatile to prevent data loss during power
outages. The VDP shall continue to operate (e.g. detect vehicles) using the existing
zone configurations even when the operator is defining/modifying a zone pattern. The
new zone configuration shall not go into effect until the operator saves the
configuration. Each configuration can be uniquely labeled for identification and the
current configuration letter is displayed on the monitor. The selection of the detection
zone pattern for current use shall be done through a local menu selection or remote
computer via RS-232 port. It shall be possible to activate a detection zone pattern for a
camera from VDP memory and have that detection zone pattern displayed within 1
second of activation.
The VDP shall provide dynamic zone reconfiguration (DZR) to enable normal detector
operation of existing channels except the one where a zone is being added or modified
during the setup process. The VDP shall output a constant call on any detection channel
corresponding to a zone being modified.
The VDP shall detect vehicles in real time as they travel across each detector zone.
The VDP shall output a constant call for each enabled detector output channel if a loss
of video signal occurs. The VDP shall output a constant call during the background
learning period.
The VDP shall be capable of detecting a low -visibility condition automatically, such
as fog, and place all defined detection zones in a constant call anode. The VDP shall
automatically revert to normal detection mode when the low -visibility condition no
longer exists. A user -selected output shall be active during the low -visibility condition
that can be used to modify the controller operation if connected to the appropriate
controller input modifier(s).
Detection shall be at least 98% accurate in good weather conditions and at least 96%
accurate under adverse weather conditions (rain, snow, or fog). Detection accuracy is
dependent upon site geometry; camera placement, camera quality and detection zone
location, and these accuracy levels do not include allowances for occlusion or poor
video due to camera location or quality.
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Agreement No. 6574
Detection zone outputs shall be configurable to allow the selection of presence, pulse,
extend, and delay outputs. Timing parameters of pulse, extend, and delay outputs shall
be user definable between 0.1 to 25.0 seconds.
Up to six detection zones shall be capable to count the number of vehicles detected.
The count value shall be internally stored for later retrieval through the RS-232 port.
The data collection interval shall be user definable in periods of 5, 15, 30 or 60 minutes.
Video Detectiog ProcesLcLr DP) and Extension Module1e M)_Hardware
The VDP and EM shall be specifically designed to mount in a standard NEMA TS-1,
TS-2, 2070 ATC, 170 type detector rack, using the edge connector to obtain power and
provide contact closure outputs. No adapters shall be required to mount the VDP or
EM in a standard detector rack. Detector rack rewiring shall not be required or shall be
minimized.
The VDP and EM shall operate in a temperature range from -34°C to +74°C and a
humidity range from 0%RH to 95%RH, non -condensing.
The VDP and EM shall be powered by 12- or 24-volts DC. These modules shall
automatically compensate for the different input voltages.
VDP power consumption shall not exceed 300 milliamps at 24 VDC. The EM power
consumption shall not exceed 120 milliamps at 24 VDC.
The VDP shall include an RS232 port for serial communications with a remote
computer. The VDP RS232 port shall be multi -drop compatible. This port shall be a 9-
pin "D" subminiature connector on the front of the VDP.
The VDP shall utilize flash memory technology to enable the loading of modified or
enhanced software through the RS232 port without modifying the VDP hardware.
The VDP and EM shall include detector output pin out compatibility with industry
standard detector racks.
The front of the VDP shall include detection indications, such as LED's, for each
channel of detection that display detector outputs in real time when the system is
operational.
The front of the VDP shall include one or two BNC video input connection suitable for
RS 170 video inputs as required. The video input shall include a switch selectable 75-
ohm or high impedance termination to allow camera video to be routed to other devices,
as well as input to the VDP for vehicle detection. Video must be inputted via a BNC
connector on the front face of the processor. RCA type connectors/jacks for video input
are not allowed. Video shall not be routed via the edge connectors of the processor.
The front of the VDP shall include one BNC video output providing real time video
output that can be routed to other devices. A RCA type connector/jack for video output
is not allowed.
The front panel of the VDP and EM shall have a detector test switch to allow the user
to place calls on each channel. The test switch shall be able to place either a constant
V-A-58
Agreement No. 6574
call or a momentary call depending on the position of the switch.
Video Detection Carnera (VDC),
The Video Detection Camera (VDC) used for traffic detection shall be furnished by the
Video Detection Processor (VDP) supplier and shall be qualified by the supplier to
ensure proper system operation. The VDC shall be attached to the signal mast arm per
County of Riverside standard 1204 and manufacturer's specifications.
The camera shall produce a useable video image of the bodies of vehicles under all
roadway lighting conditions, regardless of time of day. The minimum range of scene
luminance over which the camera shall produce a useable video image shall be the
minimum range from nighttime to daytime, but not less than the range 0.1 lux to 10,000
lux.
The camera shall use a CCD sensing element and shall output monochrome video with
resolution of not less than 380 lines horizontal.
The camera shall include an electronic shutter control based upon average scene
luminance and shall be equipped with a factory adjusted manual iris. Auto -iris lenses
are not allowed.
The camera shall include a variable focal length lens with variable focus that can be
adjusted, without opening up the camera housing, to suit the site geometry by means
of a portable interface device designed for that purpose and manufactured by the
detection system supplier. The horizontal field of view shall be adjustable from 8.1 to
45.9 degrees. A single camera configuration shall be used for all approaches in order
to minimize the setup time and spares required by the user.
The camera electronics shall include Automatic Gain Control (AGC) to produce a
satisfactory image at night or low light conditions.
The camera shall be housed in a weather -tight sealed enclosure. The housing shall be
field rotatable to allow proper alignment between the camera and the traveled road
surface.
The camera enclosure shall be equipped with a sunshield. The sunshield shall include
a provision for water diversion to prevent water from flowing in the camera's field of
view. The camera enclosure with sunshield shall be less than 153 min diameter, less
than 380-mm long, and shall weigh less than 2.7 kg when the camera and lens are
mounted inside the enclosure.
The camera enclosure shall include a thermostatically controlled heater to assure proper
operation of the lens shutter at low temperatures and prevent moisture condensation on
the optical faceplate of the enclosure.
When mounted outdoors in the enclosure, the camera shall operate satisfactorily in a
temperature range from -34 degree C to +60 degree C and a humidity range from 0%
RH to 100% RH.
The camera shall be powered by 120-240 VAC 50/60 Hz. Power consumption shall be
V-A-59
Agreement No. 6574
15 watts or less under all conditions
The camera enclosure shall be equipped with separate, weather -tight connections for
power and setup video cables at the rear of the enclosure. These connections may also
allow diagnostic testing and viewing of video at the camera while the camera is
installed on a mast am or pole using a lens adjustment module supplied by the VDP
supplier. Video and power shall not be connected within the same connector.
The video signal output by the camera shall be black and white in RS 170 or CCIR
format.
The video signal shall be fully isolated from the camera enclosure and power cabling
nd Connections
Interface among the VDPs and EMS shall use RJ-45 interface connectors
The coaxial cable to be used between the camera and the VDP in the traffic cabinet
shall be Belden 8281. The coax cable shall be a continuous unbroken run from the
camera to the VDP. This cable shall be suitable for installation in conduit or overhead
with appropriate span wire. 75-ohm BNC plug connectors should be used at both the
camera and cabinet ends. The coaxial cable, BNC connector, and crimping tool shall
be approved by the supplier of the video detection system, and the manufacturer's
instructions must be followed to ensure proper connection.
The power cabling shall be 16 AWG three conductor cable with a minimum outside
diameter of 0.325 inch and a maximum diameter of 0.490 inch. The cabling shall
comply with the National Electric Code, as well as local electrical codes. Cameras may
not acquire power from the luminaire.
All service cables shall run continuously into the service cabinet. A 1-amp Inline fuse
shall be provided for each service cable and a minimum of 8-position terminal block
shall be provided as directed by the Engineer inside the service cabinet.
4amtenance and ,S kiW, ort
The supplier shall maintain an adequate inventory of parts to support maintenance and
repair of the system. These parts shall be available for delivery within 30 days of
placement of an acceptable order at the supplier's then current pricing and terms of sale
for said parts.
The supplier shall maintain an ongoing program of technical support for the access unit
and video detection system. This technical support shall be available via telephone, or
via personnel sent to the installation site upon placement of an acceptable order at the
supplier's then current pricing and terms of sale for onsite technical support services.
Installation or training support shall be provided by factory -authorized representative.
19-10. PEDESTRIAN PUSH BUTTONS
The push button shall be designed to be highly vandal resistant with essentially no
moving parts. It shall feature pressure activation using a piezo driven solid-state switch
V-A-60
Agreement No. 6574
that requires an activating force of less than 3 lbs. Activation of the pedestrian button
will be confinned by the generation of an audible beep tone and a visual indication
using an ultra -bright red LED with a minimum intensity of 1200 mcd. The body of the
button shall be traffic green in color. Polara BDL3-G, Campbell Company 4evr120
round 4-bolt mount, or City approved equal.
Screws used to secure the sign plate to the housing shall be stainless steel #8-32 x 3/8
with tamper proof torx head, size T-15, or a City approved equal.
All new pedestrian push buttons shall be installed in conformance with ADA
requirements.
19-11. LIGHTING AND APPURTENANCES
hi lit Einitting Diode "1. 1.1 l.�untilt�res
The luminaire includes an assembly that uses LEDs as the light source. The assembly
includes a housing, an LED array, and an electronic driver (i.e. power supply). The
luminaire shall be a GE Evolve LED Series Roadway Cobrahead or a City approved
equal. The luminaire shall comply with the following requirements:
1. UL listed under UL 1598 for luminaires in wet locations or an equivalent
standard from a recognized testing laboratory.
2. Have a miniinum operational life of 50,000 hours
3. Expected to operate at an average operating time of 12 hours per day
4. Have an operating temperature range from -40 to 1200 F
5. A monolithic LED printed circuit board assembly utilizing Metal Core Printed
Circuit Board
6. A nominal correlated color temperature (CTT) of 5000 OK
7. A typical color rendering index (CRI) > 70
8. A locking photocell receptacle with a tool -less orientation
9. A UL Class 2 power supply units (i.e. drivers) operating in DC constant current
mode supplying DC forward current for LED operation (no pulsed operation
allowed)
10. A Class A sound rating
11. A housing construction consisting of: die cast aluminum, finished with
corrosion resistant polyester powder paint, minimum 2.0 mil thickness — gray
color, with internally mounted driver(s) on a replaceable door assembly —
accessible without tools, corrosion resistant fasteners, include wildlife intrusion
protection at mounting arm
12. ED modules/array shall deliver at least 80% of initial lumens, when installed
for a minimum of 50,000 hours
13.IESNA LM-79-08 Approved method for electrical and photometric
measurements of solid —state lighting products
14. ISNA LM-80-08 Approved method for measuring lumen maintenance of LED
lighting sources
15. A 5 year minimum warranty for the replacement or repair of the luminaire due
to any electrical failure (including light source and or power supplies/drivers).
- End of Section -
V-A-61
Agreement No. 6574
APPENDIX A
EL SEGUNDO BOULEVARD IMPROVEMENTS PROJECT
PROJECT NO.: PW 23-02
MISCELLEANOUS CONTACT INFORMATION
UTILITIES
City ofEl Segundo - Water Division
Anthony Esparza
AEs Garza )E I S eg un d o. o rg,
400 Lomita Street
El Segundo, CA 90245
310-524-2746
City of F.1 Segundo - Wastewater Division
Anthony Hernandez
AFfernatidez(ii,),E]SeL,L�iiido.oi-
150 Illinois Street
El Segundo, CA 90245
310-524-2754
CityofEl Se undo - Streets Division
Beto Moreno
AMoreno 41L1Seundo.o
150 Illinois Street
El Segundo, CA 90245
310-524-2899
CILN, of.El Segundo - Fiber 00fic Communications
Lifan Xu, City Engineer
350 Main Street
El Segundo, CA 90245
310-524-2368
American Dark Fiber
Joseph Gonzales
Jose i)ii.Goiizales,(e-i)]-IPCoi,niii,liie.co,iii
13341 Ternescal Canyon Rd
Corona, CA 922883
951-858-0154
AT&T Distribution
Substructure Records Request, Construction and Engineering
II-B-a
Agreement No. 6574
ma2797�c att.com
510-645-2929
AT&T Transmission
Maria Guzman
MG1371(d)ATT.com
420 S Grand Ave Rm 707
Los Angeles, CA 90071
213-787-9996
Lunen 'rechn(4o ie Centnr l,in /Level 3
Area Representative
relocations@lumen.com
1025 Eldorado Blvd
Broomfield, CO 80021
877-366-8344
Reference number 170807 CA for communications with CentuiyLink
Bryan Church — contact for crew to do maintenance hole adjustments
503-560-5590
Bryan.church@lumen.com
Charter Ctirnrnunicat'ions S ectrurri
Rey Lopez
DL-SoCal-Clrartei°-Fii i.neei�in aCharter.com
7337 Central Ave
Riverside, CA 92504
Chevron
Dave Zerler
DaveZerlier i .h ,vronxon'i
2600 Homestaed PI
Rancho Dominguez, CA 90220
310-669-4014
Crimson Pipeline, LP
Shenan Lovrien
3760 Kilroy Airport Way, Suite 300
Long Beach, CA 90806
562-285-4107
dIovrien(arrinisonpl. coin,
LaridDe artrnent a)CrimsogPL.com
Contact Shenan Lovrien: 562-285-4107, between the hours of 6:30 A.M. and 5:00 P.M.,
Monday through Friday, a minimum of 48 hours in advance of commencing said
construction activities within vicinity of facilities to schedule on site representative.
II-B-b
Agreement No. 6574
Crown Castle Communications
Fiber Dig
Fiber.Di , CrownCastle.conn
1500 Corporate Dr, Canonsburg, PA 15317
888-632-0931
Golden State Water Company
Joe Salcido, Southwest Superintendent
Jose,lt.Salcido�� swater.com
1600 W Redondo Beach Blvd #101
Gardena, CA 90247
310-660-0320 ext 101
Notify 30 days ahead of work to hold a pre -construction meeting.
Notify GSWC prior to construction commencement to verify any slip -cans that will be
impacted by the street improvement project. These can be adjusted by the City contractor
during the paving.
If the GSWC appurtenances are damaged, please notify Mr. Joe Salcido so that GSWC may
inspect the repair work.
Los Angeles County Flood Control district
Area Engineer - Imperial Yard
5525 E Imperial Highway
South Gate, CA 90280
562-861-0316
Los Angeles County Public Works, Road Department
Aspet Davidian
900 S Fremont Ave
Alhambra, CA 91803
Los Angeles County Sanitation District
CSD Superintendent of Maintenance
310-638-1161
engineeringcounter@lacsd.org
Notify CSD Superintendent of Maintenance a minimum of three working days prior to the
start of any work involving CSD manhole covers.
Metro - Green Line
Derek Porcella
DavidianA L �metro.net
213-922-7255
Metropolitan Water District
Kevin Johansen
PO Box 54153 Terminal Annex
II-B-c
Agreement No. 6574
Los Angeles, CA 90054
562-713-0348
Notify Kevin Johansen of MWD Water System Operations Group at 562-713-0348 at least
two working ways prior to work within vicinity of facilities.
Reference substructures job no. 2018-20-004 in communications.
For further questions or coordination, contact Ken Chung, Principal Engineering Technician,
Substructures Team, Engineering Services Group
kchung@mwdh2o.com
213-217-7670
Northrup Grumman
Rosana Larosa
Ste . hen.Galc z)NGC.coni
One Space Park S/SDS351
Redondo Beach, CA 90278
310-812-9014
Phillips 66 Pipeline LLC
Jason Sum
Matthew.Moors i P66.com
411 S Keller Ave
Bartlesville, OK 74004
918-977-6684
Shell Gil Pipeline
Diego Castillo
SPLC-Enc;roactirnents �Shell.com
20945 S Wilmington Ave
Carson, CA 90810
310-816-2063
Reference Inquiry 17286 in communications.
SoCalGas — Distribution
SCG-CornZp,n:l ltilit Re hest �Sem )m,, Util.ities.con
310-687-2011
SoCalGas — Transmission
I Castillo4-a SoCalGa^s.com
9400 Oakdale Ave
Chatsworth, CA 91311
Reference transmission document control plan file 0831-20-1170 1172 1173 1175 1177
1241.
Southern California Edison
Irma Knight
II-B-d
Agreement No. 6574
IrmaKni bttii?sce.coni
505 Maple Ave
Torrance, CA 90503
Information requests: email Utility Notices Desk at UNDksce.com
Torrance Pipeline Co / PBF Energy
Eleanor Marx
TOR_ RQW(i0BF nerg com
12851 166th St
Cerritos, CA 90703
310-212-2914
Torrance Pipeline requires a representative to be on site during construction activities near
our facilities. Therefore, you or your contractors are hereby notified to contact, in addition to
the above referenced USA notice, Torrance Pipeline's designated representative at (310) 212-
1842 or (714) 296-6259 between the hours of 6:30 A.M. and 3:30 P.M., Monday through
Friday, a minimum of 48 hours in advance of commencing said construction activities.
Reference File Number 20-7370 in communications.
Verizon Business / MCI
Investi atiotts 4a,�verizon,comn
400 International Pkwy
Richardson, TX 75081
As of 7/8/2021 requests for facility information for Verizon has been outsourced to ASG.
Please submit your request to ASG.Investi gat ionst�eani rik .SGInc. its. For future requests,
please send directly to ASG but continue to copy Invest i ations(���`' erizon.cotn.
Nest Basin Municipal "Water District
Franks Fuchs
FrankF@Vi/estl3asin.ot'r
17140 S Avalon Blvd #240
Carson, CA 90746-1218
310-660-6255
7ayo FNA AboveNet
Substructure Records Request, Construction and Engineering
George.
1060 Hardees Drive
Aberdeen, MD 21001
443-403-2023
I1-B-e
Agreement No. 6574
TRANSIT AGENCIES
Los Angeles Metropolitan Transit Authority Metro �us Conte 23L
EvcntsDcsl rtametro.net
Provide 4 days notice regarding temporary bus stop relocation. State the dates of relocation
and existing bus stop locations (direction of travel, corner, etc) in the notice.
City of El. Segundo -- Lunchtime Shuttle
Ryan Delgado
350 Main Street
El Segundo, CA 90245
310-524-2741
Provide 7 days notice regarding temporary bus stop relocations.
Gardena Transit _ Bus Route S
littp //rirle trans.cojii/cotutict/
City of Los Angeles Del2artment of Transportation _(Commuter Ex ress 43 / 574
LADOT Transit Customer Service Center
201 North Los Angeles St. #16
Los Angeles, CA, 90012
(213, 310, 323 or 818) 808-2273
Provide 7 days notice regarding temporary bus stop relocations.
Torrance 'Fransrit — Bus Route Il
David Mach
DMacl ct Torrart.ceCA, Gov
20500 Madrona Avenue
Torrance, CA 90503
310-781-6974
Provide 30 calendar days notice regarding temporary bus stop relocations.
OTHER AGENCIES
City of E1 Segundo — recreation and Parrs
Christopher Hentzen
3 l 0-524-2707
C'11,eilt,zeii(/'�,,else�tindo.org
City of El Segundo -- Police Department
310-524-2200
II-B-f
Agreement No. 6574
Notify 48 hours prior to any street closures. Notify and receive approval from City of El
Segundo — Engineering Division prior to notification.
City of El Segundo — Fire lie arty ent
310-524-2269
Notify 48 hours prior to any street closures. Notify and receive approval from City of El
Segundo — Engineering Division prior to notification.
Los Angeles County Public Works - Traffic Signal Division
626-300-2012
Contact one month in advance of signal construction to coordinate signal timing and
implementation.
El Segundo Unified School District
310-615-2650
Wiseburn Unified School District
310-725-2101
City of Los Angeles, Department of Transportation
Traffic Signal Maintenance Service/Intake
818-752-5112
Contact one month in advance of signal construction to coordinate signal timing and
implementation.
II-B-g
Agreement No. 6574
APPENDIX B
EL SEGUNDO BOULEVARD IMPROVEMENTS PROJECT
PROJECT NO.: PW 23-02
PROJECT SIGN INFORMATION
TLOW EL b40`hE%jjw`UNrUw'U0%
EL SEGUNDO BOULEVARD
IMPROVEMENTS PROJECT
<website>, <phone number>
PROJECT FUNDING BY:
ParOF
withYOU! ELSEGUNDO
community
Metro
Notes:
• Not to scale.
• Sign is 8' x 4' with 1" corner radii.
• Border to be 1.5" Wide.
• All lettering and border colors to be black.
• Background colors shall be white.
• Lettering and logo heights:
CITY OF ELSEGUNDOi
5„ M.......... .....................
IN _.................................�._........�..
EL SEGUNDO BOULEVARD
�_..3�......._.
IMPROVEMENTS PROJECT PW 23 02
( )
�.
_.._......... __
Website hone
_......................_ ....
3" MIN
m—IT— ^mm w� W......................
PROJECT FUNDING BY
2.5" MIN
Metro Logo***o
6 MIN
Cw.........._...
it of EI Sec undo Lgo
9" MIN _. �___________________ _________..
***All signage and communication material must conform to Los Angeles County Metropolitan
Transportation Authority (LACMTA) "Metro" requirements. Metro's Funding Recipient Communications
Guidelines are available online at htt a.lFmetro.neti rt�aers- ivic
Agreement No. 6574
APPENDIX C
EL SEGUNDO BOULEVARD IMPROVEMENTS PROJECT
PROJECT NO.: PW 23-02
CONSTRUCTION AND DEBRIS RECYCLING FORMS FOR THE CITY OF EL SEGUNDO
(INCLUDED AS PART OF SECTION III, SPECIAL PROVISIONS)
Agreement No. 6574
Agreement No. 6574
PW INSTRUCTIONS
City of El Segundo
Ff" Public Works Department
¢ ecS5 (310) 524-2300
Construction and Demolition Debris Waste Management Plan (WMP)
PUBLIC WORKS PROJECTS (including MUNICIPAL ROAD CONSTRUCTION, OVERLAY,
SIDEWALK REPAIR OR LAND CLEARING PROJECTS)
INSTRUCTIONS
Pursuant to the California Green Building Code of 2016 (2016 CALGreen), the City of El Segundo requires
diversion (repurposed, reused, or recycled) of at least 65% of non -hazardous construction and demolition
(C&D) debris from Public Works projects.
A C&D Waste Management Plan must be submitted to the Public Works Department for municipal projects or
projects on public property. The contents of this packet, when completed, constitute a C&D Debris Waste
Management Plan (WMP). This packet is designed to track the amount of C&D debris diverted or disposed from
your City -related (i.e. Public Works) project.
If you believe your project cannot achieve the required diversion, you must complete and submit Form PW-D,
the EXEMPTION REQUEST form, to the City (i.e. your Project Manager) explaining the circumstances, and
requesting an exemption from the requirements.
Ste 1. Complete Forms PW-A and, PW-B
Form PW-A is the PROJECT INFORMATION form. This form asks for basic project information, such as name,
type, description, location, and contractor contact information.
Form PW-B is the PRE -PROJECT WORKSHEET form. This form asks for estimated amounts of debris that
will be generated by the project.
0 ton I: If you are electing to contract with hauler(s) from the Authorized Hauler list who will handle
recycling compliance on your behalf, complete Form PW-B (short form).
Qption 2: If you will be handling all waste management activities (through direct hauling or use of own bins),
complete Form PW-61. Estimate the weight of the C&D debris, by material type, that will be recycled, reused,
salvaged, disposed and/or transformed from your project.
You must complete either Form PW-B or PW-B1.
Ste 2: Submit Forms to Public Works
Forms PW-A and PW-B (or PW-131) must be submitted to your Public Works Project Manager and approved
prior to commencing work.
Ste : Complete POST-PROJECTSUMMARY - FORM PW-C
At least 5 business days prior to contractor requesting release of final project retention, submit a completed
FORM PW-C to your Public Works Project Manager.
*NOTE* A FACILITY INFO list showing nearby companies that accept C&D materials for recycling is included in this packet. This list
was developed to assist you in finding local facilities to use as an alternative to disposal. If you use a certified mixed C&D processing
facility, your project will meet the diversion requirements.
There are authorized haulers that do business in El Segundo. The HAULER LIST showing companies that are authorized to collect
solid waste inEl Segundo is included in this packet. You must use one of these haulers if contracting for waste removal service.
ror your convenience, there are electronic versions of the torms that will automatically calculate waste generation, disposal,
and diversion based on the data entered.
Rev. 12/4/2020
Agreement No. 6574
FORM PW-A
City of El Segundo Date:
Public Works Department PW Project Manager
io
�r•.�ti� (310) 524-2300 PW Project Name:
Project Name
Contractor Name:
Mailing Address:
Ofc Phone No.:
Project Type:
FORM PW-A - PROJECT INFORMATION
Submit this form to the Public Works Department prior to commencing your project
for all municipal Erpjects subject to compliance, or erojects opt public grogerty.
Project Address / Location:.
City / State / Zip:
Cell No: Email:
Mark appropriate box in each column with an "X":
Road (construction, overlay, repair)
Facility Improvement (renovation, alteration, or addition) USE FORMS PROVIDED BY EL SEGUNDO
COMMUNITY DEVELOPMENT DEPT
Land Clearing (trail, grading, etc.)
E Other
Estimated Project Start Date:
Estimated Project End Date:
Request for Exemption: D (If you are requesting an exemption, fill out Form PW-D: Exemption Request)
To the best of my knowledge, the above information is an accurate representation of the proposed project. I have been made aware of the 2016
CALGreen requirements and will comply with all requirements.
Print Name
Approved
Further Explanation Needed
Reviewed By
Signature
ONLY -Approval Status
Denied
Exempt Due to Infeasibility
Date
Rev.12/4/2020 2
Agreement No. 6574
FORM PW-B
City of El Segundo Date:
Public Works Department PW Project Manager:
,_. (310) 524-2300 PW Project Name:
� e
FORM PW-B - PRE -PROJECT WORKSHEET - PUBLIC WORKS PROJECTS
This form must be comi2feled and approved or a demolition I building permit will not be issued".
Instead of completing a detailed accounting of the types and quantities of C&D debris that will be generated from this
project (FORM PW-131), you have the option to select one of El Segundo's authorized waste haulers. These haulers can
handle your project's debris in such a way as to comply with CALGreen standards.
If you elect this option, please specify which authorized hauler(s) and/or facility(ies) you will be using and sign the
acknowledgement below. El Segundo authorized hauler(s) and/or facility(ies) can be found on the City's website:
htt ic-work§±ash�
It is your responsibility to ensure that the hauler knows you are contracting for "C&D Recycling Service" so that the material is
properly handled and waste diverted. You need to obtain weight tickets from the hauler indicating the type and weight of the
material collected.
In order to comply with the requirements of the WMP, I will contract with the following hauler(s):
Hauler:
understand that I am responsible for obtaining copies of any and all weight tickets from all haulers and/or facilities which receive debris from
this project and that I will submit a Post -Project Summary (FORM PW-C) at least 5 business dgys phor io fi.(ral insise�ction,
Print Name
Signature Date
Rev.12/4/2020
Agreement No. 6574
FROM PW-61
City of El Segundo Date:
EL Public Works Department PW Project Manager:
(310) 524-2300 PW Project Name:
FORM PW-B1 - PRE -PROJECT WORKSHEET - PUBLIC WORKS PROJECTS
[This form is to be completed only if you plan to use your own company -owned bins/trucks for disposition of material]
This form must be com leted andaooroved or a demolition lbuildinypermit will riot be issued.
In the table below, list estimated weight or cubic yards of debris that will be generated, recycled, reused, salvaged,
disposed, and/or transformed by this project. You must include all recyclers, salvage companies, recycle facilities,
mixed -use material recovery facilities, landfills, and/or transformation facilties that will be used for the project.
List of materials to be generated from the project:
ex,
vood, moral, concrete, as hall, drywall, cardboard. mixed C&D debris, etc.
TONS CUBIC YARDS Facilities to be Used
Reused/Salvaged/Donated
Ex.: Habitat for Humanity, Thirft Stores,
regrind onsite, reuse fixtures, reuse
dirt/concrete/as ph a I t
Recycled
A facility that accepts 100% recyclable
materials to be turned into other products.
Delivered to Mixed C&D Recycling
Facilties that recover some materials for
recycling
Disposed/Landfilled/Transformed
Transfer station, landfill, or SERRF
Generated (total of above)
I or my company elect not to use an authorized hauler because I or my company own containers (bins or roll -off boxes)
Initial Here and/or dump vehicles and will not be contracting for debris removal services.
I understand that I am responsible for obtaining copies of any and all weight tickets from all haulers and/or facilities
Initial Here which receive debris from this project and that I will submit a Post -Project Summary (FORM PW-C) at least 5 business
days' armor ta�„,4unal ur•�ctf�rti.
Print Name Signature
Rev.12/4/2020 3-A
Agreement No. 6574
Form PW-C
w City of El Segundo
Public Works Department
(310)524-2300
Project Name:
Contractor Name:
Project Number:
Form PW-C - Post Project Summary
Project Address:
Project Manager:
Date:
This form must be submitted to the Public Works Department at least 5 business days prior to project finalization, Provide facility name, material, and
total tonnage disposed and/or diverted Documentation must be attached (i.e, weight tickets). If an approved mixed waste processing facility was
used, a report by the facility for this project is preferred. Return the completed form to the Public Works Department. You may use additional sheets
if necessary.
y a �� s authorized �
If you used one of the City' rized haulers or facilities, complete this section, then skip to the SIGNATURE section below.
use
to meet the recycling requirements, Weight tickets are attached.
(List haulers and/or facilities that were used)
I. FACILITIES Illli' pptmn II
Please list all facilities (i.e landfill and/or transformation, recycling/reuse/salvage, mixed C&D debris processing, materals recovery) used for this
FACILITY NAME
TONS DELIVERED
TONS DIVERTED
TONS DISPOSED
DIVERSION RATE
1
2
3
4
Other (reused on site)
TOTALS
(A)
C
II �'�e.su ��II
mt
e enter disposal and dlverslon 9o9als for each item below, according to letter. Trrtals reported must match those listed in Section I
TOTAL GENERATED ](A) TOTAL DIVERTED �(F3) TOTAL DISPOSED (C)
OVERALL PROJECT DIVERSION RATE
(B/A)"100
To the best of my knowledge, the above information is an accurate representation of the disposition of the construction and demolition materials
generated on the jobsite, I understand that the City of El Segundo may audit disposal and recycling documentation for this project.
Print Name Signature
PW OFFICE USE ONLY
Diversion Requirement Met: = Yes No Exemption: = Yes No
Reviewed and Approved by: Date:
Rev. 12/4/2020
Agreement No. 6574
Form PW-D
pnojno Name:
Contractor Name:
Project Number:
City ofBSegundo
Public Works Department
mm>xm-2000
Form PW-D - Exemption Request
Project Address:
Project Manager:
If it is infeasible for you to comply with all of the requirements set forth by the Construction and Demolition Debris Recycling Form and you are
requesting an infeasibilty exemption, please use the following space to explain why your project should be considered exempt from recycling
PW OFFICE USE ONLY
sxemnuvnA»nmvoo� F--� Yea F—� No
Agreement No. 6574
EL SEGUNDO BOULEVARD IMPROVEMENTS PROJECT
PROJECT NO.: PW 23-02
STORMWATER POLLUTION PREVENTION PLAN
Agreement No. 6574
f
for El Segundo Boulevard Improvements Project
City of El Segundo PW 23-02
WASTE DISCHARGE IDENTIFICATION NUMBER:
I
Legally Responsible Person (LRP)
__.... ............ .........................
City of El Segundo
Cheryl Ebert, PE, Senior Civil Engineer
310-524-2321, CEbert@ElSegundo.org
Prepared for
ELSEGUNDO
City of El Segundo
350 Main Street, El Segundo, CA 90245
Estimated Project Dates
Start of Construction February 1, 2023
End of Construction August 1, 2023
RISK LEVEL
SWPPP Prepared by
MNS Engineers, Inc.
100 E. Thousand Oaks Blvd, Suite 105
Thousand Oaks, CA 91360
(805) 648-4840
mnsengineers.com
Sam Potts, PE C92519, QSD/QSP 27824
Preparation Date: August 26, 2022
Project Address
El Segundo Boulevard,
from Illinois Street to Isis Street
Nash Street,
from El Segundo Boulevard to Imperial Highway
Douglas Street,
from Rosecrans Avenue to Imperial Highway
Continental Boulevard,
from El Segundo Boulevard to Grand Avenue
C:OoxlProjectslCIESE El SegundolCIESE 190174.00 El Segundo Boulevard lmprovements112
EngIH&HISWPPPISWPPP ESB docx
J
?r
Agreement No. 6574
Tableof Contents .......... I ..................... .......»» ...».-.......... ..,»,..». ».».........,.,... »....».»» ...,......,»,.. 2
QualifiedSWPPP Developer .. ........ .....__ ».»...»»,..........................................,..,.». »»»»......., 6
LegallyResponsible Person ............. .» ..... ,..,.V»»»..».»..................»............................ .......».....,............ 7
AmendmentLog ................... .....................I .................. .... I .............. .,...,.......W»»...... I ...... ....»* 8
Section 1 SWPPP Requirements.................................................. ......................... »....... 9
1.1 Introduction............................................................................................................................
9
1.2 Permit Registration Documents ...................... ...................... ................„,..., ,,....,...,...,..,.........
9
1.3 SWPPP Availability and Implementation ................. ......................... .......... ....,.,............ ....,,...
10
1.4 SWPPP Amendments..........................................................................................................
10
1.5 Retention of Records..............................................................
11
1.6 Required Non -Compliance Reporting ................ ................. ........
12
1.7 Annual Report ................................................... ............,....,
12
1.8 Changes to Permit Coverage ............................. ................. ......... .,.....,...,.. ,,...........
12
1.9 Notice of Termination............................................................................................................
12
Section 2 Project Information ........ .................... ..................... ...... ..................,....
13
2.1 Project and Site Description ................................ ................. ......... ..................,.
13
2.1.1 Site Description ............................................ ........................... ..,,,........,...........................
13
2.1.2 Existing Conditions ........................................ .................. ......... ................. ............
13
2.1.3 Existing Drainage ....................................... ................ ..,...... .........,...,.,,..... .....,....
13
2.1.4 Geology and Groundwater................................................................................................
14
2.1.5 Project Description .......................................... ........ ......... ......... .................. ............
14
2.1.6 Developed Condition........................................................................................................
15
2.2 Permits and Governing Documents......................................................................................
15
2.3 Stormwater Run -On from Offsite Areas.............................................................................»..
15
2.4 Findings of the Construction Site Sediment and Receiving Water Risk Determination.....,,,,,
15
2.5 Construction Schedule.........................................................................................................
17
2.6 Potential Construction Activity and Pollutant Sources...........................................................
17
2.7 Identification of Non-Stormwater Discharges..... .........
17
2.8 Required Site Map Information ........................... ........ ............ .. ...... ........ ............
18
Section3 Best Management Practices .... ................... „....... .....»» ..... ,......
20
3.1 Schedule for BMP Implementation.......................................................................................
20
3.2 Erosion and Sediment Control..............................................................................................
21
3.2.1 Erosion Control ................................................ .................. ............. ...............................
21
El Segundo Boulevard Improvements Project 2 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
3.2.2 Sediment Controls........................................................................... _.................,.,.........
24
3.3 Non-Stormwater Controls and Waste and Materials Management,... _ ... -
... ... ....... __ ..... _ 27
3.3.1 Non-Stormwater Controls ............................................. ............,............................
............ 27
3.3.2 Materials Management and Waste Management ........... ....... .........................
_........... ___ 30
3.4 Post construction Stormwater Management Measures........................................................
32
Section4 BMP Inspection and Maintenance.............„...,............,...............................
33
4.1 BMP Inspection and Maintenance.........................................................................................
33
4.2 Rain Event Action Plans...................................................................................................9...
33
Section5 Training.......................................................................................................
34
Section 6 Responsible Parties and Operators ...............................................
,.......... 35
6.1 Responsible Parties.............................................................................................................
35
6.2 Contractor List..................................................................................................................._
35
Section 7 Construction Site Monitoring Program ...................................................,..
36
7.1 Purpose................................................................................................................................36
7.2 Applicability of Permit Requirements....................................................................................
36
7.3 Weather and Rain Event Tracking........................................................................................
36
7.3.1 Weather Tracking.....................................................................................................a.......
36
7.3.2 Rain Gauges.............................................................................................................__...
36
7.4 Monitoring Locations............................................................................................................
37
7.5 Safety and Monitoring Exemptions.......................................................................................
37
7.6 Visual Monitoring......................................................................................................_
........ 37
7.6.1 Routine Observations and Inspections.............................................................................
38
7.6.1.1 Routine BMP Inspections..........................................................................................
38
7.6.1.2 Non-Stormwater Discharge Observations.................................................................
38
7.6.2 Rain -Event Triggered Observations and Inspections........................................................
38
7.6.2.1 Visual Observations Prior to a Forecasted Qualifying Rain Event
............................. 39
7.6.2.2 7.6.2.2 BMP Inspections During an Extended Storm Event .......................................
39
7.6.2.3 Visual Observations Following a Qualifying Rain Event ............................................
39
7.6.3 Visual Monitoring Procedures...........................................................................................
39
7.6.3.1 Visual Monitoring Follow-up and Reporting............................................................... 40
7.6.3.2 Visual Monitoring Locations...................................................................................... 40
7.7 Water Quality Sampling and Analysis...................................................................................
40
7.7.1 Sampling and Analysis Plan for Non -Visible Pollutants in Stormwater
Runoff Discharges 40
7.7.1.1 Sampling Schedule................................................................................................... 41
7.7.1.2 Sampling Locations...................................................................................................
42
El Segundo Boulevard Improvements Project 3
CASQA SWPPP Template
Preparation Date August 26, 2022
January 2015
Agreement No. 6574
7.7.1.3 Monitoring Preparation..............................................................................................
42
7.7.1.4 Analytical Constituents..............................................................................................
43
7.7.1.5 Sample Collection.....................................................................................................
45
7.7.1.6 Sample Analysis.......................................................................................................
45
7.7.1.7 Data Evaluation and Reporting.................................................................................
46
7.7.2 Sampling and Analysis Plan for pH and Turbidity in Stormwater Runoff Discharges.,...,..,. 47
7.7.2.1 Sampling Schedule...................................................................................................
47
7.7.2.2 Sampling Locations...................................................................................................
47
7.7.2.3 Monitoring Preparation..............................................................................................
47
7.7.2.4 Field Parameters......................................................................................................
48
7.7.2.5 Sample Collection.....................................................................................................
49
7.7.2.6 Field Measurements.................................................................................................
49
7.7.2.7 Data Evaluation and Reporting.................................................................................
50
7.7.3 Sampling and Analysis Plan for pH, Turbidity, and SSC in Receiving
Water ..................... 50
7.7.4 Sampling and Analysis Plan for Non-Stormwater Discharges ...........................................
50
7.7.5 Training of Sampling Personnel........................................................................................
50
7.7.6 Sample Collection and Handling.......................................................................................
50
7.7.6.1 Sample Collection.....................................................................................................
50
7.7.6.2 Sample Handling......................................................................................................
51
7.7.6.3 Sample Documentation Procedures..........................................................................
52
7.8 Active Treatment System Monitoring....................................................................................
53
7.9 Bioassessment Monitoring...................................................................................................
53
7.10 Watershed Monitoring Option............................................................................................v..
53
7.11 Quality Assurance and Quality Control.................................................................................
53
7.11.1 Field Logs.........................................................................................................................
53
7.11.2 Clean Sampling Techniques...............,, ..............
...................... 53
7.11.3 Chain of Custody .................................. .................. ........,
............,. ,...,. 54
7.11.4 QA/QC Samples ................................... ..................................... .......
...... ............... 54
7.11.4.1 Field Duplicates .................... ---- ........ . ...............,......
.,..,................ 54
7.11.4.2 Equipment Blanks...........................................,.................................,,..
54
7.11.4.3 Field Blanks ......................................................................
54
7.11.4.4 Travel Blanks ................................. ............................. ........ ..................
............. 54
7.11.5 Data Verification ................................... ,,...... .....,..,.....,......,... ..........,.......
,......,,... 55
7.12 Records Retention ..................................... ,.,..._.....,,,.....,,.....................,................,.....
56
CSMPAttachment 1: Weather Reports ............. ................. »»..».. ...................
....»..............» 57
El Segundo Boulevard Improvements Project 4
CASQA SWPPP Template
Preparation Date August 26, 2022
January 2015
Agreement No. 6574
CSMP Attachment 2:
CSMP Attachment 3:
CSMP Attachment 4:
CSMP Attachment 5:
Section 8
Appendix A
Appendix B
Appendix C
Appendix D
Appendix E
Appendix F
Appendix G
Appendix H
Appendix I
Appendix J
Appendix K
Appendix L
Appendix M
Monitoring Records .... ............. »..»......................... ........ .....».. .......».... 58
ExampleForms .... .................M......»»............................ ............»........... 59
FieldMeter Instructions .......... ......... ........ .................. ......... .......... 66
Supplemental Information .......... ................ ....................................... 67
References................................... .................. ...».......................................... 68
Calculations.................................... ............................. ......................69
SiteMaps .................................................... ...,,.... _........................................ 72
PermitRegistration Documents................».............»................................. 73
SWPPP Amendment Certifications.....................................».................... 74
Submitted Changes to PRDs....................».....»»..................................»..... 75
ConstructionSchedule ........... ...„... ............... ....»..-.................. 76
Construction Activities, Materials Used, and Associated Pollutants .... 77
CASQA Stormwater BMP Handbook Portal: Construction Fact Sheets 93
BMP Inspection Report ............................................................................. 81
Training Reporting Form.......................................................................... 87
ResponsibleParties .......................... »........... ................................... ......... 88
Contractors and Subcontractors.............................................................. 92
Construction General Permit ....................................................... »»...... ...., 94
El Segundo Boulevard Improvements Project 5 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Qualified I
Approval and Certification of the Stormwater Pollution Prevention Plan
Project Name: E/ Segundo Boulevard Improvements Project
City of El Segundo PW 23-02
MNS Engineers Project No. 190174.00
Project Number/ID WDID # TBD
"This Stormwater Pollution Prevention Plan and Attachments were prepared under my direction to meet
the requirements of the California Construction General Permit (SWRCB Orders No. 2009-009-DWQ as
amended by Order 2010-0014-DWQ and Order 2012-0006-DWQ). I certify that I am a Qualified
SWPPP Developer in good standing as of the date signed below."
QSD Signature
QSD Name
Title and Affiliation
spofts@mnsengineers.com
Entail
El Segundo Boulevard Improvements Project
Preparation Date August 26, 2022
August 26, 2022
Date
27824
QSD Certificate Number
(805) 719-9817
Tele hone.���.���_._---r--
p mb--e--r--
6 CASQA SWPPP Template
January 2015
Agreement No. 6574
Legally Responsible Person
Approval and Certification of the Stormwater Pollution Prevention Plan
Project Name: El Segundo Boulevard Improvements Project
City of El Segundo PW 23-02
Project Number/ID [if applicable] WDJD # TBD
"I certify under penalty of law that this document and all Attachments were prepared under my direction
or supervision in accordance with a system designed to assure that qualified personnel properly gather
and evaluate the information submitted. Based on my inquiry of the person or persons who manage the
system or those persons directly responsible for gathering the information, to the best of my knowledge
and belief, the information submitted is, true, accurate, and complete. I am aware that there are
significant penalties for submitting false information, including the possibility of fine and imprisonment
for knowing violations."
City of El Segundo
Legally Responsible Person
01
Signature of Legally Responsible Person or Date
Approved Signatory
Cheryl Ebert, PE
Senior Engineer, City of El Segundo
Name of Legally Responsible Person or Approved
Signatory
El Segundo Boulevard Improvements Project 7
Preparation Date August 26, 2022
310-524-2321
Telephone Number
CASQA SWPPP Template
January 2015
Agreement No. 6574
Amendment Log
Project Name; El Segundo Boulevard Improvements Project
City of El Segundo PW 23-02
Project Number/ID WDID # TBD
El Segundo Boulevard Improvements Project 8 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Section SWPPP
MIEEUff*_10•
The El Segundo Boulevard Improvements Project is a City of El Segundo Capital Improvement Project
comprising of approximately 26 acres and is located between Lhe fulluwiny street limits in El Segundo,
California.
• El Segundo Boulevard: Illinois Street to Isis Street
• Nash Street: El Segundo Boulevard to Imperial Highway
• Douglas Street: Rosecrans Avenue to Imperial Highway
• Continental Boulevard: El Segundo Boulevard to Grand Avenue
The streets are located within public rights -of -way. The project's location is shown on the Site Map in
Appendix B.
This Stormwater Pollution Prevention Plan (SWPPP) is designed to comply with California's General
Permit for Stormwater Discharges Associated with Construction and Land Disturbance Activities
(General Permit) Order No. 2009-0009-DWQ as amended in 2010 and 2012 (NPDES No. CAS000002)
issued by the State Water Resources Control Board (State Water Board). This SWPPP has been
prepared following the SWPPP Template provided on the California Stormwater Quality Association
Stormwater Best Management Practice Handbook Portal: Construction (CASQA, 2012). In accordance
with the General Permit, Section XIV, this SWPPP is designed to address the following:
• Pollutants and their sources, including sources of sediment associated with construction,
construction site erosion and other activities associated with construction activity are controlled;
Where not otherwise required to be under a Regional Water Quality Control Board (Regional
Water Board) permit, all non-stormwater discharges are identified and either eliminated,
controlled, or treated;
• Site BMPs are effective and result in the reduction or elimination of pollutants in stormwater
discharges and authorized non-stormwater discharges from construction activity to the Best
Available Technology/Best Control Technology (BAT/BCT) standard;
Calculations, as shown in Appendix A, and design details as well as BMP controls for are complete and
correct.
Required Permit Registration Documents (PRDs) shall be submitted to the State Water Board via the
Stormwater Multi Application and Report Tracking System (SMARTS) by the Legally Responsible
Person (LRP), or authorized personnel (i.e., Approved Signatory) under the direction of the LRP. The
project -specific PRDs include:
1. Notice of Intent (NOI);
2. Risk Assessment (Construction Site Sediment and Receiving Water Risk Determination);
3. Site Map;
4. Annual Fee;
5. Signed Certification Statement (LRP Certification is provided electronically with SMARTS PRD
submittal); and
El undo Boulevard Improvements Project .9 µmmmmmmmmm CASQA SWPPP Template ._ Seg.._....._...... p_.._...--...._._.. 1
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
6. SWPPP.
Site Maps can be found in Appendix B. A copy of the submitted PRDs shall also be kept in Appendix C
along with the Waste Discharge Identification (WDID) confirmation.
The discharger shall make the SWPPP available at the construction site during working hours (see
Project Specifications for working hours) while construction is occurring and shall be made available
upon request by a State or Municipal inspector. When the original SWPPP is retained by a
crewmember in a construction vehicle and is not currently at the construction site, current copies of the
BMPs and map/drawing will be left with the field crew and the original SWPPP shall be made available
via a request by radio/telephone. (CGP Section XIV.C)
The SWPPP shall be implemented concurrently with the start of ground disturbing activities
The SWPPP should be revised when:
• There is a General Permit violation.
• There is a reduction or increase in total disturbed acreage (General Permit Section II Part C).
• BMPs do not meet the objectives of reducing or eliminating pollutants in stormwater discharges.
Additionally, the SWPPP shall be amended when:
• There is a change in construction or operations which may affect the discharge of pollutants to
surface waters, groundwater(s), or a municipal separate storm sewer system (MS4);
• There is a change in the project duration that changes the project's risk level; or
• Deemed necessary by the QSD. The QSD has determined that the changes listed in the
following table can be field determined by the QSP. All other changes shall be made by the
QSD as formal amendments to the SWPPP.
The following items shall be included in each amendment:
• Who requested the amendment;
• The location of proposed change;
• The reason for change;
• The original BMP proposed, if any; and
• The new BMP proposed.
Amendment shall be logged at the front of the SWPPP and certification kept in Appendix D. The
SWPPP text shall be revised replaced, and/or hand annotated as necessary to properly convey the
amendment. SWPPP amendments must be made by a QSD. The following changes have been
designated by the QSD as "to be field determined" and constitute minor changes that the QSP may
implement based on field conditions.
El Segundo Boulevard Improvements Project 10 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Table 1.1 List of Changes to be Field Determined
Candidate changes for field location or
Check changes that can be field
determination by QSPM
located or field determined by QSP
Increase quantity of an Erosion or Sediment
✓
Control Measure
Relocate/Add stockpiles or stored materials
--
Relocate or add toilets
✓
Relocate vehicle storage and/or fueling locations
Relocate areas for waste storage
mRelocate
✓
water storage and/or water transfer
✓
location
Changes to access points (entrance/exits)
Change type of Erosion or Sediment Control
Measure
Changes to location oferosion^m g or sediment control
✓
Minor changes to schedule or phases
✓
Changes in construction materials
..............._
...._..e
1 An field changes not identified
() y g ffeed for field location
or field determination by QSP must be
approved by QSD
1.5 RETENTION OF RECORDS
Paper or electronic records of documents required by this SWPPP shall be retained for a minimum of
three years from the date generated or date submitted, whichever is later, for the following items:
• Daily Monitoring Records
• Weekly Inspection and Monitoring Records
• All Sampling and Test Data
• All SWPPP Amendments
• Temporary Water Pollution Plans and changes
• Annual Report Records
• Notice of Termination Records
• All other documents deemed worthy of record retention by the QSD or QSP
These records shall be available at the Site until construction is complete. Records assisting in the
determination of compliance with the General Permit shall be made available within a reasonable time,
to the Regional Water Board, State Water Board or U.S. Environmental Protection Agency (EPA) upon
request. Requests by the Regional Water Board for retention of records for a period longer than three
years shall be adhered _...__.................. _........
to.
El Segundo Boulevard Improvements _.._........................ m.....��.
g Project 11 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
If a General Permit discharge violation occurs the QSP shall immediately notify the LRP. The LRP shall
include information on the violation with the Annual Report. Corrective measures will be implemented
immediately following identification of the discharge or written notice of non-compliance from the
Regional Water Board. Discharges and corrective actions must be documented and include the
following items:
• The date, time, location, nature of operation and type of unauthorized discharge.
• The cause or nature of the notice or order.
The control measures (BMPs) deployed before the discharge event, or prior to receiving notice
or order.
The date of deployment and type of control measures (BMPs) deployed after the discharge
event, or after receiving the notice or order, including additional measures installed or planned
to reduce or prevent re -occurrence.
[include any other relevant reporting requirements.]
The General Permit requires that permittees prepare, certify, and electronically submit an Annual
Report no later than September 1 st of each year. Reporting requirements are identified in Section XVI of
the General Permit. Annual reports will be filed in SMARTS and in accordance with information required
by the on-line forms.
The General Permit allows for the reduction or increase of the total acreage covered under the General
Permit when: a portion of the project is complete and/or conditions for termination of coverage have
been met; when ownership of a portion of the project is purchased by a different entity; or when new
acreage is added to the project.
Modified PRDs shall be filed electronically within 30 days of a reduction or increase in total disturbed
area if a change in permit covered acreage is to be sought. The SWPPP shall be modified
appropriately, shall be logged at the front of the SWPPP and cetrification of SWPPP amendments are
to be kept in Appendix D. Updated PRDs submitted electronically via SMARTS can be found in
Appendix E.
A Notice of Termination (NOT) must be submitted electronically by the LRP via SMARTS to terminate
coverage under the General Permit. The NOT must include a final Site Map and representative
photographs of the project site that demonstrate final stabilization has been achieved. The NOT shall
be submitted within 90 days of completion of construction. The Regional Water Board will consider a
construction site complete when the conditions of the General Permit, Section II.D have been met.
El Segundo Boulevard Improvements Project 12 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
The El Segundo Boulevard Improvements Project site comprises approximately 26.7 acres and is
located in El Segundo, California. The project site is located approximately 2.4 miles east of El
Segundo Beach (Pacific Ocean). The center of the project is located at 33.916,-118.388 and is
identified on the Site Map in Appendix B.
2.1.2 Existing Conditions
As of the initial date of this SWPPP, the project site is developed, paved roadway. Historic sources of
contamination include former industrial operations.
2.1.3 Existing Drainage
The project site is relatively level. The elevation of the project site ranges 90 to 100 feet above mean
sea level (msl). Surface drainage at the site currently flows to the southeast, towards City Pump Station
No. 18. As a localized sump, the sump ha pumps that allow for overflow to go into the Dominguez
Channel, which outlets into the San Pedro Bay (Pacific Ocean) at the Port of Los Angeles. Another
storm drain system bypasses the pump station and outlets directly to the Dominguez Channel. A small
portion of the project west of Pacific Coast Highway is tributary to Los Angeles County Flood Control
District pump lines that outlet to the Pacific Ocean near El Segundo Beach. Stormwater is conveyed
through surface runoff and storm drain systems of multiple owners (City of El Segundo, Los Angeles
County Flood Control District). Stormwater discharges, from the site, are considered direct discharges
into the Dominguez Channel, as defined by the State Water Board. Existing site topography, drainage
patterns, and stormwater conveyance systems are shown on the Temporary Water Pollution Control
Plans (TWPC's).
The, project discharges to receiving water bodies listed for water quality impairment on the most recent
303(d)-list as shown below:
Table 2.1 Watershed 303(d)
Listings
>
OttZi+
IC
W
O
L-
Q
M
W
M
W d
a
O
L
t
% a
C (D
C
C
M
a
C
d
Z
y
M >
t a)
M
t O .-.
J
J `-'
i1
m
M
v U>
U m
j L
j
M N
co
d
C d
>
d Q.Q
o
O C
L
0 0 0)c
��
C2
C=
L-
dN
Y
w` -o
E 1E
��E
E'
Q�
a)
Q
y.,
aL
Pollutant
U
O
o
c ev
M a) O O
rn z o a
O 0
o>
O r-
—i S
O d d)
E O M
R t
cn cn
_._........._....w ........_
Arsenic
._.
.....................�m
X
EI Segundo Boulevard Improvements Project 13 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
DDT,-........._._..����...�......—.....�,�...........�......�...�........._.�
(Dichlorodiphenyltrichloroethane)
X
X
,_...�.�.�..........
X
—._..... ...�.. ...... _
i DD T (tissue &sediment) �
..._� ...,'.
X
..... ru
��.��........_.
..
Total....... —(sum
al DDT (sum of 4,4'-and 2,4'-
isomers of DDT, DDE, and DDD)
X
...._........_ ..._..... .... ... ......r
...Mercury
X
..............
�....
_ _---------- ......
PC...Bs(P�_ olychlorir"i" nate"..... d bipheny..__
ls")--..-_)
.X.
'
,..X ..........
�-....X_
,
X .
e�
X
Trash
X
�
�..��............�. ��
.�.........._
................
Indicator B��._.ctec Wd. r i a ....................... ........_.w.
a
X.
_
m,.------ .. X .........
X
. ...............
._
------------
�e........................ ............�......
Co -pp
�.wm.._�.
—. �.�.................�..........
_
X
X
.......... w
X
�_.....�...�....�
Lead__���..
_.....
_— X
----�----
.m�.
_ ..._.........
Toxicity
X ....................X
X. .....
_.......��.-X....... .....
X
Zinc.......,,._y--- -..� ...
X
X
..........._ _........ _.... .........
Benthic Community Effects
_...._......
_..............
X
�.
X
�.....����.....�
.............. e ,�
Benzo(a)anthracene
...................re..
_.........
X
� �.-
. .....
. .. _.w . .��.......
Benzo(a)pyrene (3,4-Benzopyrene
.............
X
----.... _
_.._.._...._.
-7-d)
X
.... rdane _.
Chlo
� .
X�j
Chlordane (tissue)
�...'.........�....�
_
X
Ch sene C1 _ ...... . -
_.-.....
X
X
Di eldrin ti_......... ��
( ssue�)
_�.
_......�..
___
X
�.�.......-........... .
. _nth...t-h- . rene..
Phena
.............
...e.
.__..___� ..
_.
............
Pyrene_.......... ..................
w.
_
............._w
The site is typically underlain by road base materials and sandy loams. See project geotechnical report
for pavement drill hole data. Groundwater occurs beneath the site at approximately 70 feet below
ground surface.
�
Project grading and soil disturbance will occur on approximately 2.7 acres of the project, which
comprises approximately 10% of the total area. The limits of grading are shown on Temporary Water
Pollution Control Drawings in Appendix B. Grading will include both cut and fill activities, with the total
graded material estimated to be 2,600 cubic yards. Approximately 900 cubic yards of fill material
(including roadway base material) will be imported during grading activities. Graded materials are
expected to be hauled away. Soil will be stockpiled as shown on the Temporary Water Pollution Control
Drawings in Appendix B. Construction activities will be phased by the Contractor as shown in the
Schedule in Appendix F.
El Segundo Boulevard Improvements Project 14 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
2.1.6 Developed Condition
This project's developed condition will be constructing facilities within the existing topography and will
not affect drainage patterns (see discussion above in 'Existing Drainage').
Table 2.1 Construction Site Estimates
Construction site area
26.7
acres
Disturbed soil area
2.7
acres
Percent im erviou ................. ...
p s before construction
......._
90
Runoff coefficient before construction
0.80
.._W___________ envious after construction -�_
Percent imp
91
%
Runoff coefficient after construction
0..81
In addition to the General Permit, the following documents have been taken into account while
preparing this SWPPP
• Regional Water Board requirements
• Basin Plan requirements
• Contract Documents
• Air Quality Regulations and Permits
o South Coast Air Quality Management District
o See dust control requirements
• Los Angeles County Regional MS4 Permit (Order No. R4-2021-0105)
• City Code of El Segundo, California
o Reference: Title 5, Chapters 4 and 7
Run-on to the site is generated by point source discharges and non -point source discharges
(stormwater runoff) from upgradient developed land uses.
The stormwater runoff tributary area and flow contributing to offsite run-on are included in the Site Maps
in Appendix B. The anticipated runoff coefficients range from 0.6 to 0.95.
The General Permit requires that temporary BMPs be implemented to direct offsite run-on away from
disturbed areas through the use of runoff controls. The following BMPs will be implemented: bypass/
diversion pipe. The contractor shall locate and install these facilities.
2.4 FINDINGS ION SITE SEDIMENT AND RECEIVING
WATER RISK DETERMINATION
A construction site risk assessment has been performed for the project and the resultant risk level is
Risk Level 1.
.......... �_m _. _ .._._. .................
El Segundo Boulevard Improvements Project 15 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
The risk level assessment was based on project duration, location, proximity to impaired receiving
waters and soil conditions. A copy of the Risk Level determination submitted on SMARTS with the
PRDs is included in Appendix C.
Table 2.2 and Table 2.3 summarize the sediment and receiving water risk factors and document the
sources of information used to derive the factors.
Table 2.2 Summary of Sediment Risk
-.
Value Method
d for establishing RUSLE............ .............
Factor g value
..........
R13.64 LEW EPA...............___�...........�.�__��........................................
K 0.25 Caltrans Water Quality Planning Tool, Area..........
Weighted
LS 0.68 Caltrans Water Quality Planning Tool, Area Weigh ted
Total Predicted Sediment Loss (tons/acre)....2.�3....................
Overall Sediment Risk ® Low
Low Sediment Risk < 15 tons/ acre ❑ Medium
Medium Sediment Risk >= 15 and < 75 tons/acre F] High
... tons/acre
igh Sediment Risk >= 75 t................_.�
Runoff from the project site discharges into storm drains that discharge into either Dockweiler Beach /
Santa Monica Bay or Dominguez Channel / Los Angeles Harbor / San Pedro Bay.
Table 2.3 Summary of Receiving Water Risk
_....
Receiving Water N�
g Name
303 d Listed for
Sediment
TMDL for Sediment
Beneficial Uses of
f
COLD, SPAWN and
... �w_
Related
Pollutant (.'�
Related
Pollutant0)
,
MIGRATORY �')
Dockweiler Beacmmmmm_._........
h
_......_®..
❑ Yes No
❑ Yes
® No
❑ Yes
® No
__.oni....In i'ca.....Bay ........_.
Santa M
Offshore / Nearshore
� ...... .......... _
El Yes ® No
❑ Yes
® No
❑ Yes
® No
Dominguez Channel
g
.
��_.�...........�
........
(lined portion above
❑ Yes ® No
❑ Yes
® No
❑ Yes
® No
Vermont Ave)
Dominguez Channel
Estuary (unlined portion
❑ Yes ® No
❑ Yes
® No
❑ Yes
®No
below Vermont Ave)
Los Angeles/Long Beach
Inner Harbor
❑ Yes ® No
❑ Yes
_
® No
_�.....................
❑ Yes
® No
mLos WAn Angeles/Long ._��................
g g Beach
.................. ....w
m ...............
.
Outer Harbor (inside
❑ Yes ® No
❑ Yes
® No
❑ Yes
® No
breakwater)
San Pedro Bay Near/Off
_.... ........
Shore Zones
❑ Yes ® No
❑ Yes
® No
❑ Yes
® No
El Segundo Boulevard Improvements Project 16 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Table 2.3 Summary of Receiving Water Risk
^m Name 303(d) for TM.D.L...for...Sediment COLD, SPAWN, and
f
Receiving Watera Related Related Pollutant0) AWN, and
_ Pollutant MIGRATORY �')
Overall ReceivingRisk Water .�... _.............................. � w..._��...�_............� �,,.
.
® Low
❑ High
(1) If yes is selected for any option the Receiving Water Risk is High
Risk Level 1 sites are subject to the narrative effluent limitations specified in the General Permit. The
narrative effluent limitations require stormwater discharges associated with construction activity to
minimize or prevent pollutants in stormwater and authorized non-stormwater through the use of
controls, structures, and best management practices. This SWPPP has been prepared to address Risk
Level 1 requirements (General Permit Attachment C).
2.5 CONSTRUCTION SCHEDULE
The site sediment risk was determined based on construction taking fourth calendar months. Extension
of the schedule (start and end dates) may affect risk determination and permit requirements. The LRP
shall contact the QSD if the schedule changes during construction to address potential impact to the
SWPPP. The estimated schedule for planned work can be found in Appendix F.
POTENTIAL2.6 ION ACTIVITY AND POLLUTANT
Appendix G includes a list of construction activities and associated materials that are anticipated to be
used onsite. These activities and associated materials will or could potentially contribute pollutants,
other than sediment, to stormwater runoff.
The anticipated activities and associated pollutants were used in Section 3 to select the Best
Management Practices for the project. Location of anticipated pollutants and associated BMPs are
show on the Site Map in Appendix B.
For sampling requirements for non -visible pollutants associated with construction activity please refer to
Section 7.7.1. For a full and complete list of onsite pollutants, refer to the Material Safety Data Sheets
(MSDS), which are retained onsite at the construction trailer.
2.7 IDENTIFICATION OF NON-STORMWATER DISCHARGES
Non-stormwater discharges consist of discharges which do not originate from precipitation events. The
General Permit provides allowances for specified non-stormwater discharges that do not cause erosion
or carry other pollutants.
Non-stormwater discharges into storm drainage systems or waterways, which are not authorized under
the General Permit and listed in the SWPPP, or authorized under a separate NPDES permit, are
prohibited.
Non-stormwater discharges that are authorized from this project site include the following:
• Fire hydrant and pipe flushing/testing
a Irrigation of vegetative erosion control measures
El Boulevard
Segundo ...�.� ..�...........__ .._.._m__.. w�w�....__......... .-._� ._..................
g ~rd Improvements Project 17 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
• Water used for dust control
• Uncontaminated groundwater dewatering
• Other discharges not subject to a separate general NPDES permit adopted by the region
These authorized non-stormwater discharges will be managed with the stormwater and non-stormwater
BMPs described in Section 3 of this SWPPP and will be minimized by the QSP.
Activities at this site that may result in unauthorized non-stormwater discharges include:
• Vehicle and equipment cleaning, fueling, and maintenance operations
• Vehicle and equipment wash water, including concrete washout water;
• Slurries from concrete cutting and coring operations, PCC grinding or AC grinding operations;
• Slurries from concrete or mortar mixing operations;
• Slurries from drilling or boring operations;
• Blast residue from high-pressure washing of structures or surfaces;
• Wash water from cleaning painting equipment;
• Runoff from dust control applications of water or dust palliatives;
• Sanitary and septic wastes;
• Chemical leaks and/or spills of any kind including but not limited to petroleum, paints, cure
compounds, etc.
Steps will be taken, including the implementation of appropriate BMPs, to ensure that unauthorized
discharges are eliminated, controlled, disposed, or treated on -site.
Discharges of construction materials and wastes, such as fuel or paint, resulting from dumping, spills,
or direct contact with rainwater or stormwater runoff, are also prohibited.
2.8 REQUIRED SITE MAP INFORMATION
The construction project's Site Map(s) showing the project location, surface water boundaries,
geographic features, construction site perimeter and general topography and other requirements
identified in Attachment B of the General Permit is in Appendix B. The following table identifies
documents where required elements are illustrated.
Table 2.5 Required Map Information
.............. _..._. _.......w _...
Included on
Map/Plan Required Element
Sheet No.
.........._ ...................
Vicinity Map The project's surrounding area (vicinity)
........ w _... ._............
Project Plans Site layout
.._........... .. ..._........ ........
Project Plans Construction site boundaries
e
TWPC's Drainage
g areas
TWPC's Discharge locations.........
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Agreement No. 6574
Table 2.5 Required Map Information
Included on
Map/Plan Required Element
Sheet No.
TWPC's Sampling locations
TW..,... �...........��..�__....... .........-.��......... „m
PC's Areas of soil disturbance (temporary or permanent)
......__..............
. w....._
TWPC's Active areas of soil disturbance (cut or fill)
TWPC's Locations of runoff BMPs
TWPC's............... Locations of erosion control BMPs
TWPC's Locations of sediment control BMPs
TW`PC's ATS location (if applicable)
TWPC's Locations of sensitive habitats, watercourses, or other features which are not
to be disturbed
ITTWPC's Locations
ocations of all post -construction BMPs
..._.. .._. ------------ .. ..................
Waste storage .........
TWPC's a areas
TWPC's Vehicle storage areas
TWPC's Material storage areas
TWPC's Entrance and Exits
TWPC's Fueling Locations
The contractor shall review and amend the site map on a once -every -two -months basis.
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Agreement No. 6574
Tab|o3Li
BKUPImplementation Schedule
BMP
Implementation
Duration
EC-1, Scheduling
Prior to
Entirety oF - — ----- - -----
Construction
Project
EC-2, Preservation of Existing Vegetation
Start of
Entirety of
Construction
Project
EC-6, Straw Mulch
Grading
Through site
stabilization
0 0
0
EC-8, Wood Mulching
Grading
Through site
0
stabilization
EC-15, Soil Preparation / Roughening
Grading
Through site
stabilization
EC-16, Non -vegetative stabilization
Start of
Through site
Construction
stabilization
SE-3, Sediment Trap
Start of
Through site
Construction
stabilization
E
SE-4, Check Dams
Start of
Through site
Construction
stabilization
SE-5, Fiber Rolls
Grading
Through site
stabilization
BSegundo Boulevard Improvements Project 20 CASQASWPPPTemplate
Agreement No. 6574
Table 3.1
BMP Implementation Schedule
......�
.......�.� BM�P ..... ..._..........�_��
ImplementationW
_............. A.
Duration
SE-6, Gravel Bag Berm
n/a
n/a
SE-7, Street Sweeping and Vacuuming
Streets
Entirety of
project
SE-8, Sandbag Barrier
n/a
n/a
SE-9, Straw Bale Barrier
n/a
n/a
SE-10, Storm Drain Inletmw...��_...
Protection
Start of .........._
Construction
................_._.__... s_.�
Entirety of
project
SE-11, Active Treatment Systems
n/a
n/a
S... --.
r Sediment
E-12, Manufactured Linear
..........
-
n/a
............._......... ............�.
n/a
Cont
SE-13, Compost Socks and Berms
n/a
n/a
SE-14, Biofilter Bags
n/a
n/a
TC-__. Stabilized Construction Entrance ..... _._...
/
�............. __�.
Start of
_ � ............
Entirety of
6
Exit
Construction
project
_
c
_ ....... ......mmm..�.
TC -2 StabilizedConstructionRoadway
__________�___�
n/a
_....�............���.
project/a
LV
...................................�. ........................... ...�...
TC 3 Entrance / Outlet Tire Wash
__ .. .... ....�.
n/a
_.............�
n/a
M 2
_ '
ion Control
Erosion
WE-1 Wind Er
Start of
Construction
Entirety of
project
G
w
Erosion and sediment controls are required by the General Permit to provide effective reduction or
elimination of sediment related pollutants in stormwater discharges and authorized non-stormwater
discharges from the Site. Applicable BMPs are identified in this section for erosion control, sediment
control, tracking control, and wind erosion control.
3.2.1 Erosion Control
Erosion control, also referred to as soil stabilization, consists of source control measures that are
designed to prevent soil particles from detaching and becoming transported in stormwater runoff.
Erosion control BMPs protect the soil surface by covering and/or binding soil particles.
This construction project will implement the following practices to provide effective temporary and final
erosion control during construction:
1. Preserve existing vegetation where required and when feasible.
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2. The area of soil disturbing operations shall be controlled such that the Contractor is able to
implement erosion control BMPs quickly and effectively.
3. Stabilize non -active areas within 14 days of cessation of construction activities or sooner if
stipulated by local requirements.
4. Control erosion in concentrated flow paths by applying erosion control blankets, check dams,
erosion control seeding or alternate methods.
5. Prior to the completion of construction, apply permanent erosion control to remaining disturbed
soil areas.
Sufficient erosion control materials shall be maintained onsite to allow implementation in conformance
with this SWPPP.
The following erosion control BMPs shall be implemented to control erosion on the construction site.
Fact Sheets for temporary erosion control BMPs are provided in Appendix L.
These temporary erosion control BMPs shall be implemented in conformance with the following
guidelines and as outlined in the BMP Factsheets provided in Appendix L. If there is a conflict between
documents, the Site Map will prevail over narrative in the body of the SWPPP or guidance in the BMP
Fact Sheets. Site specific details in the Site Map prevail over standard details included in the Site Map.
The narrative in the body of the SWPPP prevails over guidance in the BMP Fact Sheets.
In the following list, if the `BMP used by Contractor' field is marked `No', Contractor shall state
reason and alternate BMP as applicable.
EC-1 Scheduling
Minimum Requirement Yes
BMP used by Contractor Yes
On a regularly scheduled weekly basis, the contractor superintendent or other supervisorial
representative shall meet with the project QSP(s) to discuss the one -week lookahead on the
construction schedule, the weather schedule (i.e. forecast), and the BMP implementation schedule.
Topics should include performance of BMPs over the past week, improvements of those BMPs for the
following week, and new BMPs that may be required due to the schedule lookahead.
EC-2 Preservation of Existing Vegetation
Minimum Requirement Yes
BMP used by Contractor Yes
Areas within and around the site where no construction activity is occurring should not be disturbed.
Several trees are identified on the project plans as "protect -in -place". Vegetation that is designated for
ultimate removal can be temporarily preserved and be utilized for erosion and sediment control.
EC-3 Hydraulic Mulch
Minimum Requirement
BMP used by Contractor
No
No use wood mulch
May be used on slopes steeper than 5:1 (H:V) to stabilize at least three (3) days prior to rain. Use in
conjunction with a tackifier (soil binder).
EC-4 Hydroseed
Minimum Requirement No
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BMP used by Contractor No use wood mulch
May be used on slopes steeper than 10:1 (H:V) to stabilize at least three (3) days prior to rain.
EC-5 Soil Binders
Minimum Requirement No
BMP used by Contractor No
Soil binders shall be used where rough graded soils will be inactive for a short period of time, disturbed
areas subject to significant winds, and along slopes requiring stabilization prior to rain. They may also
be used on stockpiles. They shall be used under temporary roadways prior to placement of crushed
rock.
EC-6 Straw Mulch
Minimum Requirement No
BMP used by Contractor No use wood mulch
May be used on slopes flatter than 4:1 (H:V) in conjunction with a tackifier to stabilize at least three (3)
days prior to rain. Crimp into soil with a trackwalker.
EC-7 Geotextiles and Mats
Minimum Requirement No
BMP used by Contractor No cost prohibitive and short slope lengths,
EC-8 Wood Mulching
Minimum Requirement Yes
BMP used by Contractor Yes
May be used on slopes and landscaped medians flatter than 4:1 (H:V) to stabilize at least three (3)
days prior to rain.
Sufficient quantities of wood mulch shall be maintained on -site throughout the duration of the project,
allowing for implementation in the event of predicted rain and for rapid response due to failures or
emergencies, in conformance with other General Permit requirements and as described in this SWPPP.
EC-9 Earth Dike and Drainage Swales
Minimum Requirement No
BMP used by Contractor No contractor should use diversion pipes to bypass off -site flows.
EC-10 Velocity Dissipation Devices
Minimum Requirement
BMP used by Contractor
EC-11 Slope Drains
Minimum Requirement
BMP used by Contractor
EC-12 Streambank Stabilization
Minimum Requirement
No
No at topography limits velocities.
No
No flat topography.
►%
BMP used by Contractor No not applicable.
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EC-13
Minimum Requirement
BMP used by Contractor n/a, ent not used by CASQA BMP Fact Sheets
EC-14 Compost Blankets
Minimum Requirement No
BMP used by Contractor No cost rohibitive use other minimum erosion control BMP,
EC-15 Soil Preparation -Roughening
Minimum Requirement Yes
BMP used by Contractor Yes
Soil preparation (i.e. tilling, raking, and amendment) should be used in combination with any soil
stabilization method.
Soil roughening should be used along any disturbed slopes, including temporary stockpiles, sediment
basins, or compacted soil diversion berms and swales. Roughening should be used in combination with
hydraulically applied stabilization methods, but should not be used in combination with sod because
rougheing is intended to leave terraces on the slope.
EC-16 Non -Vegetated Stabilization
Minimum Requirement No
BMP used by Contractor TBA
Non -vegetated stabilization includes wood mulching.
WE-1 Wind Erosion Control
Minimum Requirement Yes
BMP used by Contractor Yes
Wind Erosion Control BMPs shall be used for construction vehicle traffic on unpaved areas, drilling
activities, soils and debris storage piles, batch drop from front-end loaders, areas with unstabilized soil,
and final grading/site stabilization.
3.2.2 Sediment Controls
Sediment controls are temporary or permanent structural measures that are intended to complement
the selected erosion control measures and reduce sediment discharges from active construction areas.
Sediment controls are designed to intercept and settle out soil particles that have been detached and
transported by the force of water.
The following sediment control BMP selection table indicates the BMPs that shall be implemented to
control sediment on the construction site. Fact Sheets for temporary sediment control BMPs are
provided in Appendix L.
These temporary sediment control BMPs shall be implemented in conformance with the following
guidelines and in accordance with the BMP Fact Sheets provided in Appendix L. If there is a conflict
between documents, the Site Map will prevail over narrative in the body of the SWPPP or guidance in
the BMP Fact Sheets. Site specific details in the Site Map prevail over standard details included in the
Site Map. The narrative in the body of the SWPPP prevails over guidance in the BMP Fact Sheets.
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Sufficient quantities of temporary sediment control materials shall be maintained on -site throughout the
duration of the project, allowing for implementation in the event of predicted rain and for rapid response
due to failures or emergencies, in conformance with other General Permit requirements and as
described in this SWPPP.
If the `BMP used by Contractor' field is marked `No', Contractor shall state reason and alternate
BMP as applicable.
SE-1 Silt Fence
Minimum Requirement
BMP used by Contractor
SE-2 Sediment Basin
Minimum Requirement
BMP used by Contractor
SE-3 Sediment Trap
Minimum Requirement
BMP used by Contractor
No
No use fiber roll instead
No
No, not applicable, limited ri ht-of-wa
Yes
Yes
Sediment trap is required as part of TC-1 Stabilized Construction Entrance Exit as shown in Caltrans
Standard Plan T58.
SE-4 Check Dams
Minimum Requirement No
BMP used by Contractor Yes
Gravel bag berm or flexible sediment barrier check dams should be used along paved areas/curb and
gutter.
SE-5 Fiber Rolls
Minimum Requirement Yes
BMP used by Contractor Yes
Fiber rolls should be placed along the face, above the toe, below the top, and at suitable grade breaks
of exposed and erodible slopes to shorten slope length and spread runoff as sheet flow. They should
also be located along the perimeter of a project where run-on is anticipated, placed as check dams in
unlined ditches with mild grades (less than 1 %). They should be located downslope of exposed soil
areas, as an inlet protection measure, and around temporary stockpiles.
Note: fiber rolls are not effective unless trenched in and staked.
Do not place fiber rolls on hardscape surfaces.
Futher installation guidance should be observed in Caltrans Standard Plan T56.
Sufficient quantities of fiber rolls and associated installation materials shall be maintained on -site
throughout the duration of the project, allowing for implementation in the event of predicted rain and for
rapid response due to failures or emergencies, in conformance with other General Permit requirements
and as described in this SWPPP.
SE-6 Gravel Bag Berm
Minimum Requirement Yes
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Agreement No. 6574
BMP used by Contractor Yes
Gravel bag berms may be used as sediment traps at culvert/pipe outlets, below other small cleared
areas, along the perimeter of the site, around temproary stockpiles and spoil areas, parallel to a
roadway to keep sediment off paved areas, as chevrons (small check dams) across mildly sloped
construction roads. Where used as chevron check dams, place at 50-feet on -center.
SE-7 Street Sweeping
Minimum Requirement Yes
BMP used by Contractor Yes
Sweeping and vacuuming shall be doen anywhere sediment is tracked from the project site onto public
or private paved streets and roads, typically at points of egress. Sweeping and vacuuming are also
applicable during preparation of paved surfaces for final paving.
Clean streets in such a manner as to prevent non-stormwater discharges from reaching surface water
or MS4 drainage systems.
SE-8 Sandbag Barrier
Minimum Requirement No
BMP used by Contractor TBA
Sandbag barriers should be used in a similar fashion to gravel bag berm, but where a nonporous
application is required. The contractor and QSP should determine whether a gravel bag berm would be
better a better BMP prior to selecting sandbags.
SE-9 Straw Bale Barrier
Minimum Requirement No
BMP used by Contractor No use fiber roll.
SE-10 Storm Drain Inlet Protection
Minimum Requirement Yes
BMP used by Contractor Yes
Every storm drain inlet receiving runoff from unstabilized or otherwise active work areas should be
protected from non-stormwater runoff. Storm drain inlet protections should not reduce inlet hydraulic
capacity during rain events. Consideration should be given to possible bypass.
Protect inlets per Caltrans Standard Plans T62 and T64.
Use of bags (i.e. sandbags, gravel bags, etc) should be limited on roadways where bicycle traffic is
expected. Alternative inlet protection methods should be used instead.
SE-11Active Treatment System (ATS)
Minimum Requirement No
BMP used by Contractor No only applicable to Risk Level 3 projects as required by the
Regional Water Board.
SE-12 Manufactured Linear Sediment Controls
Minimum Requirement No
BMP used by Contractor No use fiber roll
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Agreement No. 6574
May be used as an alternative to other linear sediment controls. Natural (i.e. non -synthetic) materials
should be prioritized before manufactured solutions are utilized.
SE-13 Compost Sock and Berm
Minimum Requirement No
BMP used by Contractor I BD
Suitable alternative to fiber rolls and earthen berms,
The QSD directs the Contractor's attention that compost socks do not require trenching (unlike fiber
rolls). In addition, disposal is not required; rather, the Contractor may opt to cut the sock open. The
placement of compost socks should be limited to graded (i.e. non-hardscape) areas.
SE-14 Biofilter Bags
Minimum Requirement No
BMP used by Contractor No use gravel bags
TC-1 Stabilized Construction Entrance and Exit
Minimum Requirement Yes
BMP used by Contractor Yes
Stabilized construction entrance/exits shall be used where dirt or mud can be tracked onto public roads,
adjacent to water bodies, and where dust is a problem.
Sediment trapping sumps should be located downstream and adjacent to the exit.
Corrugated steel panels shall not be located on native earth.
Entrances and exits shall be kept to a minimum by the contractor, and at designated points only.
TC-2 Stabilized Construction Roadway
Minimum Requirement
BMP used by Contractor
TC-3 Entrance Outlet Tire Wash
Minimum Requirement
BMP used by Contractor
MANAGEMENT
are,
No, not applicable
No
No small promect, not needed.
3.3.1 Non-Stormwater Controls
Non-stormwater discharges into storm drainage systems or waterways, which are not authorized under
the General Permit, are prohibited. Non-stormwater discharges for which a separate NPDES permit is
required by the local Regional Water Board are prohibited unless coverage under the separate NPDES
permit has been obtained for the discharge. The selection of non-stormwater BMPs is based on the list
of construction activities with a potential for non-stormwater discharges identified in Section 2.7 of this
SWPPP.
mEl Segundo Boulevard Immmrovements Project 27_.....__._CASQ p j A SWPPP Template
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Agreement No. 6574
The following non-stormwater control BMP selection table indicates the BMPs that shall be
implemented to control sediment on the construction site. Fact Sheets for temporary non-stormwater
control BMPs are provided in Appendix L.
Non-stormwater BMPs shall be implemented in conformance with the following guidelines and in
accordance with the BMP Fact Sheets provided in Appendix L. If there is a conflict between documents,
the Site Map will prevail over narrative in the body of the SWPPP or guidance in the BMP Fact Sheets.
Site specific details in the Site Map prevail over standard details included in the Site Map. The narrative
in the body of the SWPPP prevails over guidance in the BMP Fact Sheets.
NS-1 Water Conservation Practices
Minimum Requirement Yes
BMP used by Contractor Yes
Water conservation practices are activities that use water during the construction of a project in a
manner that avoid causing erosion and the transport of pollutants offsite. These practices can reduce or
eliminate non-stormwater discharges.
Water equipment should be kept in good work condition. The QSP should consider visually inspecting
water equipment in conjunction with the quarterly non-stormwater visual inspection.
Water leaks should be promptly repaired.
NS-2 Dewatering Operation
Minimum Requirement No
BMP used by Contractor No not a licable
NS-3 Paving and Grinding Operation
Minimum Requirement Yes
BMP used by Contractor Yes
Paving and grinding is located extensively throughout the project.
Drainage inlets and manholes shall be protected during application of microsurfacing and/or tack coat.
Slurry shall be removed with a vacuum immediately after it is produced and shall be prevented from
running off the pavement or into lanes open to traffic.
The residue from grinding activities shall be collected with a vacuum attachment on the grinding
machine and shall be prevented from flowing across the pavement. See also WM-8, "Concrete Waste
Management," and WM-10, "Liquid Waste Management."
Do not coat asphalt trucks and equipment with substances that contain soap, foaming agents, or toxic
chemicals.
NS-4 Temporary Stream Crossing
Minimum Requirement No
BMP used by Contractor No, not applicable
NS-5 Clear Water Diversion
Minimum Requirement No
BMP used by Contractor No not applicable
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NS-6 Illicit Connection/Discharge
Minimum Requirement Yes
BMP used by Contractor Yes
Applies to all construction projects. Reporting shall be done for ANY illicit discharge or connection, or
illegal dumping.
To report illegal dumping/discharges, anywhere in Los Angeles County, into the storm drain system,
call 1(888)CLEAN LA, 24 hours per day.
NS-7 Potable Water/Irrigation
Minimum Requirement Yes
BMP used by Contractor Yes
Existing irrigation is located and proposed irrigation is scoped within the project. Fire hydrants (i.e.
potable water) are also scoped for relocation and will require testing and disinfection.
NS-8 Vehicle and Equipment Cleaning
Minimum Requirement Yes
BMP used by Contractor Yes
Vehicles and equipment shall be cleaned off -site where practicable.
NS-9 Vehicle and Equipment Fueling
Minimum Requirement Yes
BMP used by Contractor Yes
Vehicles and equipment shall be fueled off -site where practicable.
NS-10 Vehicle and Equipment Maintenance
Minimum Requirement Yes
BMP used by Contractor Yes
Vehicles and equipment shall be maintained off -site where practicable.
NS-11 Pile Driving Operation
Minimum Requirement Yes
BMP used by Contractor Yes
This BMP also covers cast -in -drilled -hole piles, as will be constructed for traffic signal foundations.
NS-12 Concrete Curing
Minimum Requirement Yes
BMP used by Contractor Yes
Will be required for throughout the project: sidewalks, curb and gutter, drainage structures, etc.
NS-13 Concrete Finishing
Minimum Requirement Yes
BMP used by Contractor Yes
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Agreement No. 6574
Will be required for throughout the project: sidewalks, curb and gutter, drainage structures, etc.
NS-14 Material and Equipment Use Over Water
Minimum Requirement No
BMP used by Contractor No not applicable
NS-15 Demolition Removal Adjacent to Water
Minimum Requirement
BMP used by Contractor
NS-16 Temporary Batch Plants
Minimum Requirement
BMP used by Contractor
No
No not applicable
No
No not applicable
.-JIL471114 11
Materials management control practices consist of implementing procedural and structural BMPs for
handling, storing and using construction materials to prevent the release of those materials into
stormwater discharges. The amount and type of construction materials to be utilized at the Site will
depend upon the type of construction and the length of the construction period. The materials may be
used continuously, such as fuel for vehicles and equipment, or the materials may be used for a discrete
period, such as soil binders for temporary stabilization.
Waste management consist of implementing procedural and structural BMPs for handling, storing, and
ensuring proper disposal of wastes to prevent the release of those wastes into stormwater discharges.
[If applicable to the project site, waste management should be conducted in accordance with the
Project's Construction Waste Management Plan.]
Materials and waste management pollution control BMPs shall be implemented to minimize stormwater
contact with construction materials, wastes and service areas; and to prevent materials and wastes
from being discharged off -site. The primary mechanisms for stormwater contact that shall be addressed
include:
• Direct contact with precipitation
• Contact with stormwater run-on and runoff
• Wind dispersion of loose materials
• Direct discharge to the storm drain system through spills or dumping
• Extended contact with some materials and wastes, such as asphalt cold mix and treated wood
products, which can leach pollutants into stormwater.
A list of construction activities is provided in Section 2.6. The following Materials and Waste
Management BMP selection table indicates the BMPs that shall be implemented to handle materials
and control construction site wastes associated with these construction activities. Fact Sheets for
Materials and Waste Management BMPs are provided in Appendix L.
Material management BMPs shall be implemented in conformance with the following guidelines and in
accordance with the BMP Fact Sheets provided in Appendix L. If there is a conflict between documents,
the Site Map will prevail over narrative in the body of the SWPPP or guidance in the BMP Fact Sheets.
Site specific details in the Site Map prevail over standard details included in the Site Map. The narrative
in the body of the SWPPP prevails over guidance in the BMP Fact Sheets.
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Agreement No. 6574
WM-1 Material Delivery and Storage
Minimum Requirement Yes
BMP used by Contractor Yes
Construction materials shall be covered at least 12 hours prior to precipitation.
WM-2 Material Use
Minimum Requirement Yes
BMP used by Contractor Yes
WM-3 Stockpile Management
Minimum Requirement Yes
BMP used by Contractor Yes
Loose stockpiles (i.e. sols, spoils, aggregate, fly ash, stucco, hydrated lime) shall be covered and
bermed whenever not in use, including but not limited to end -of -day.
Do not locate stockpiles under tree drip lines.
Stockpiles should be located away from flowlines, unless approved by the QSP during dry weather
periods, and shall be relocated at least 48 hours prior to a likely precipitation event. Maximum stockpile
height when located within flowlines is 2 feet. Non-stormwater flows shall be bypassed and managed
appropriately where stockpiles are located within these flowlines.
Construction materials shall be covered at least 12 hours prior to precipitation.
WM-4 Spill Prevention and Control
Minimum Requirement Yes
BMP used by Contractor Yes
See Contract General Provisions and Standard Specifications for Public Works Construction Section 3-
12.5.3, "Spill Prevention and Emergency Response Plan".
Store chemicals in watertight containers (with appropriate secondary containment to prevent spillage or
leakage) or in a storage shed (completely enclosed).
Clean leaks immediately and properly dispose of leaked materials.
WM-5 Solid Waste Management
Minimum Requirement Yes
BMP used by Contractor Yes
Cover waste disposal containers when not in use. Cover at the end of every business day and during a
rain event. Prevent discharges from waste disposal containers to the stormwater drainage system or
receiving water.
WM-6 Hazardous Waste Management
Minimum Requirement Yes
BMP used by Contractor Yes
WM-7 Contaminated Soil Management
Minimum Requirement No
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Agreement No. 6574
BMP used by Contractor No
WM-8 Concrete Waste Management
Minimum Requirement Yes
BMP used by Contractor Yes
Ensure the containment of concrete washout areas and other washout areas that may contain
additional pollutants so there is no discharge into the underlying soil and onto the surrounding areas.
Steel -bin type concrete washout areas (or equal) shall be used. Earthen-bermed and plastic sheeting
on ground -type concrete washout areas shall NOT be used.
WM-9 Sanitary -Septic Waste Management
Minimum Requirement Yes
BMP used by Contractor Yes
Ensure the containment of sanitation facilities (e.g. portable toilets).
Locate portable toilets on the upstream side of the contractor yard. Do not locate within 10 feet of
concentrated flowlines or within 20 feet of a storm drain inlet.
Clean or replace sanitation facilities and inspecting them regularly for leaks and spills.
Do not wash down sanitation facility exteriors.
WM-10 Liquid Waste Management
Minimum Requirement Yes
BMP used by Contractor Yes
Prevent disposal of rinse or wash waters or materials onto impervious or pervious site surfaces or into
the storm drain system or surface waters.
3.4 POST CONSTRUCTION STORMWATER MANAGEMENT MEASURES
Post construction BMPs are permanent measures installed during construction, designed to reduce or
eliminate pollutant discharges from the site after construction is completed.
This site is located in an area subject to a Phase I or Phase II Municipal Separate Storm Sewer System
(MS4) permit approved Stormwater Management Plan. ® Yes ❑ No
Post -construction runoff reduction requirements have been satisfied through the Los Angeles County
Phase I MS4 program; this project is exempt from provision XIII A of the General Permit.
The following post -construction source control BMPs are to be installed/constructed:
• Site Design and Landscape Planning
• Efficient Irrigation
• Storm Drain Stenciling
This project is a roadway project that uses EPA Green Streets recommendations to the maximum
extent possible.
Post -construction BMPs will be maintained by the City's Public Works and Parks and Recreation
Maintenance Departments.
_.
El Segundo Date yard Improvements
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Agreement No. 6574
Section' inspection
The General Permit requires routine weekly inspections of BMPs, along with inspections before, during,
and after quallfying raln events. A BMP inspection checklisl. mu5l be filled uut fui iiispecLions and
maintained on -site with the SWPPP. The inspection checklist includes the necessary information
covered in Section 7.6. A blank inspection checklist can be found in Appendix H. Completed checklists
shall be kept in CSMP Attachment 2 "Monitoring Records".
BMPs shall be maintained regularly to ensure proper and effective functionality. If necessary, corrective
actions shall be implemented within 72 hours of identified deficiencies and associated amendments to
the SWPPP shall be prepared by the QSD.
Specific details for maintenance, inspection, and repair of Construction Site BMPs can be found in the
BMP Factsheets in Appendix L.
Rain Event Action Plans (REAPs) are not required for Risk Level 1 projects.
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Agreement No. 6574
Section 5 Trainin
Appendix J identifies the QSPs for the project.
To promote stormwater management awareness and Clean Water Act compliance specific for this
project, periodic training of job -site personnel shall be included as part of routine project meetings (e.g.
daily/weekly tailgate safety meetings), or task specific trainings as needed.
At a minimum, the contractor shall provide formal role -specific training shall be provided at the
beginning of the project, and to all new trades at least two days before entering the construction site. In
addition, the contractor shall provide formal training to all job -site personnel on an annual basis, and
within two weeks following any NAL exceedances.
Informal training of job -site personnel shall be included as a part of routine project meetings (e.g.
daily/weekly tailgate safety meetings), at minimum on a once -every -two -weeks basis.
The QSP shall be responsible for providing this information at the meetings, and subsequently
completing the training logs shown in Appendix I, which identifies the site -specific stormwater topics
covered as well as the names of site personnel who attended the meeting.
Tasks may be delegated to trained employees by the QSP provided adequate supervision and
oversight is provided. Training shall correspond to the specific task delegated including: SWPPP
implementation; BMP inspection and maintenance; and record keeping.
Documentation of training activities (formal and informal) is retained in Appendix I.
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Agreement No. 6574
Section 6 Responsible Parties and Operators
Approved Signatories who are responsible for SWPPP implementation and have authority to sign
permit -related documents are listed below. Written authorizations from the LRP for these individuals are
provided in Appendix J. The Approved Signatories assigned to this project are:
........�................................��...�......._...... ... � ............................. .................... .....
....
NameTitlePhone
............�..
Number
QSPs identified for the project are identified in Appendix J. The QSP shall have primary responsibility
and significant authority for the implementation, maintenance and inspection/monitoring of SWPPP
requirements. The QSP will be available at all times throughout the duration of the project. The QSP
must have the ability to be on -site within two hours of receiving an emergency call. Duties of the QSP
include but are not limited to:
• Implementing all elements of the General Permit and SWPPP, including but not limited to:
o Ensuring all BMPs are implemented, inspected, and properly maintained;
o Performing non-stormwater and stormwater visual observations and inspections;
o Performing non-stormwater and storm sampling and analysis, as required;
o Performing routine inspections and observations;
o Implementing non-stormwater management, and materials and waste management
activities such as: monitoring discharges; general Site clean-up; vehicle and equipment
cleaning, fueling and maintenance; spill control; ensuring that no materials other than
stormwater are discharged in quantities which will have an adverse effect on receiving
waters or storm drain systems; etc.;
• The QSP may delegate these inspections and activities to an appropriately trained employee,
but shall ensure adequacy and adequate deployment.
• Ensuring elimination of unauthorized discharges.
• The QSPs shall be assigned authority by the LRP to mobilize crews in order to make immediate
repairs to the control measures.
• Coordinate with the Contractor(s) to assure all of the necessary corrections/repairs are made
immediately and that the project complies with the SWPPP, the General Permit and approved
plans at all times.
• Notifying the LRP or Authorized Signatory immediately of off -site discharges or other non-
compliance events.
See Appendix K.
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Agreement No. 6574
Section•n Site Monitoring Program
FAINFUNTOORT5
This Construction Site Monitoring Program (CSMP) was developed to address the following objectives:
1. To demonstrate that the site is in compliance with the Discharge Prohibitions of the Construction
General Permit;
2. To determine whether non -visible pollutants are present at the construction site and are causing
or contributing to exceedances of water quality objectives;
3. To determine whether immediate corrective actions, additional Best Management Practices
(BMP) implementation, or SWPPP revisions are necessary to reduce pollutants in stormwater
discharges and authorized non-stormwater discharges;
4. To determine whether BMPs included in the SWPPP are effective in preventing or reducing
pollutants in stormwater discharges and authorized non-stormwater discharges.
This project has been determined to be a Risk Level 1 project. The General Permit identifies the
following types of monitoring as being applicable for a Risk Level 1 project.
• Visual inspections of Best Management Practices (BMPs);
• Visual monitoring of the site related to qualifying storm events;
• Visual monitoring of the site for non-stormwater discharges;
• Sampling and analysis of construction site runoff for non -visible pollutants when applicable; and
• Sampling and analysis of construction site runoff as required by the Regional Water Board when
applicable.
Visual monitoring and inspections requirements of the General Permit are triggered by a qualifying rain
event. The General Permit defines a qualifying rain event as any event that produces 0.5 inch of
precipitation. A minimum of 48 hours of dry weather will be used to distinguish between separate
qualifying storm events.
The QSP should daily consult the National Oceanographic and Atmospheric Administration (NOAA) for
the weather forecasts. Weather reports should be printed and maintained with the SWPPP in CSMP
Attachment 1 "Weather Reports".
The following link is used to obtain forecasts:
https://www.weather.gov/w,rh/WxTable?,LAT=33.9425&LNG=-1 18.409&DAYS=7&INT=6
7.3.2 Rain Gauges
The QSP shall install one (1) rain gauge on the project site. Locate the gauge in an open area away
from obstructions such as trees or overhangs. Mount the gauge on a post at a height of 3 to 5 feet with
the gauge extending several inches beyond the post. Make sure that the top of the gauge is level. Make
sure the post is not in an area where rainwater can indirectly splash from sheds, equipment, trailers,
etc.
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Agreement No. 6574
The QSP shall relocate the rain gauge to reflect current contractor construction phasing.
The rain gauge shall be read daily during normal site scheduled hours. The rain gauge should be read
at approximately the same time every day and the date and time of each reading recorded. Log rain
gauge readings in CSMP Attachment 1 "Weather Records" via electronic spreadsheet input. Follow the
rain gauge instructions to obtain accurate measurements.
Once the rain gauge reading has been recorded, accumulated rain shall be emptied, and the gauge
reset. Alternatively, include instructions for an automated recording rain gauge if used.
For comparison with the site rain gauge, the nearest appropriate governmental rain gauge(s) is located
at El Segundo Boulevard and Nash Street, htt s://d w.lacount . ov/wrd/rainfall/
Monitoring locations and descriptions are shown on the Site Maps in Appendix B.
Whenever changes in the construction site might affect the appropriateness of sampling locations, the
sampling locations shall be revised accordingly. All such revisions shall be implemented as soon as
feasible and the SWPPP amended. Temporary changes that result in a one-time additional sampling
location do not require a SWPPP amendment.
Safety practices for sample collection will be in accordance with the [ENTER TITLE AND
PUBLICATION DATE OF CONTRACTOR'S HEALTH AND SAFETY PLAN FOR THE PROJECT OR
PROVIDE SPECIFIC REQUIREMENTS IN THIS SECTION]. A summary of the safety requirements
that apply to sampling personnel is provided below.
• [LIST]
• [LIST]
This project is not required to collect samples or conduct visual observations (inspections) under the
following conditions:
• During dangerous weather conditions such as flooding and electrical storms.
• Outside of scheduled site business hours.
Scheduled site business hours are:
Monday -Friday 7:00am-4:00pm
If monitoring (visual monitoring or sample collection) of the site is unsafe because of the dangerous
conditions noted above then the QSP shall document the conditions for why an exception to performing
the monitoring was necessary. The exemption documentation shall be filed in CSMP Attachment 2
"Monitoring Records".
Visual monitoring includes observations and inspections. Inspections of BMPs are required to identify
and record BMPs that need maintenance to operate effectively, that have failed, or that could fail to
operate as intended. Visual observations of the site are required to observe storm water drainage areas
to identify any spills, leaks, or uncontrolled pollutant sources.
The following table identifies the required frequency of visual observations and inspections. Inspections
and observations will be conducted at the locations identified in Section 7.6.3.
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Agreement No. 6574
Table 7.1 Summary of Visual Monitoring and Inspections
Type of Inspection
Routine Inspections
BMP Inspections
BMP Inspections — Tracking Control
Non-Stormwater Discharge .................
Observations
Rain Event Triggered Inspections
Site Inspections Prior to a Qualifying t
i ying Event
BMP Inspections During an Extended Storm
Event
Site Inspections Following a Qualifying Event
Frequency
Weekly'
Daily
Quarterly during daylight hours
Within 48 hours of a qualifying event 2
Every 24-hour period of a rain event'
Within 48 hours of a qualifying event2
' Most BMPs must be inspected weekly; those identified below must be inspected more frequently.
2 Inspections are required during scheduled site operating hours.
3 Inspections are required during scheduled site operating hours regardless of the amount of precipitation
on any given day.
7.6.1 Routine Observations and Inspections
Routine site inspections and visual monitoring are necessary to ensure that the project is in compliance
with the requirements of the Construction General Permit.
7.6.1.1 Routine BMP Inspections
Inspections of BMPs are conducted to identify and record:
• BMPs that are properly installed;
• BMPs that need maintenance to operate effectively;
• BMPs that have failed; or
• BMPs that could fail to operate as intended.
7.6.1.2 Non-Stormwater Discharge Observations
Each drainage area will be inspected for the presence of or indications of prior unauthorized and
authorized non-stormwater discharges. Inspections will record:
• Presence or evidence of any non-stormwater discharge (authorized or unauthorized);
• Pollutant characteristics (floating and suspended material, sheen, discoloration, turbidity, odor,
etc.); and
• Source of discharge.
7.6.2 Rain -Event Triggered Observations and Inspections
Visual observations of the site and inspections of BMPs are required prior to a qualifying rain event;
following a qualifying rain event, and every 24-hour period during a qualifying rain event. Pre -rain
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inspections will be conducted after consulting NOAA and determining that a precipitation event with a
50% or greater probability of precipitation has been predicted.
7.6.2.1 Visual Observations Prior to a Forecasted Qualifying Rain Event
Within 48-hours prior to a qualifying event a stormwater visual monitoring site inspection will include
observations of the tollowing locations:
• Stormwater drainage areas to identify any spills, leaks, or uncontrolled pollutant sources;
• BMPs to identify if they have been properly implemented;
• Any stormwater storage and containment areas to detect leaks and ensure maintenance of
adequate freeboard.
Consistent with guidance from the State Water Resources Control Board, pre -rain BMP inspections and
visual monitoring will be triggered by a NOAA forecast that indicates a probability of precipitation of
50% or more in the project area.
7.6.2.2 BMP Inspections During an Extended Storm Event
During an extended rain event BMP inspections will be conducted to identify and record:
BMPs that are properly installed;
• BMPs that need maintenance to operate effectively;
• BMPs that have failed; or
• BMPs that could fail to operate as intended.
If the construction site is not accessible during the rain event, the visual inspections shall be performed
at all relevant outfalls, discharge points, downstream locations. The inspections should record any
projected maintenance activities.
7.6.2.3 Visual Observations Following a Qualifying Rain Event
Within 48 hours following a qualifying rain event (0.5 inches of rain) a stormwater visual monitoring site
inspection is required to observe:
• Stormwater drainage areas to identify any spills, leaks, or uncontrolled pollutant sources;
• BMPs to identify if they have been properly designed, implemented, and effective;
• Need for additional BMPs;
• Any stormwater storage and containment areas to detect leaks and ensure maintenance of
adequate freeboard; and
• Discharge of stored or contained rain water.
7.6.3 Visual Monitoring Procedures
Visual monitoring shall be conducted by the QSP or staff trained by and under the supervision of the
QSP.
The name(s) and contact number(s) of the site visual monitoring personnel are listed below and their
training qualifications are provided in Appendix I.
Assigned inspector: NAME OF INSPECTOR Contact phone: II ON,E NMBR
Alternate inspector: NAME OF INSPECTOR Contact phoneEPOi;NUIPR
Stormwater observations shall be documented on the Visual Inspection Field Log Sheet (see CSMP
Attachment 3 "Example Forms"). BMP inspections shall be documented on the site specific BMP
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inspection checklist. Any photographs used to document observations will be referenced on stormwater
site inspection report and maintained with the Monitoring Records in Attachment 2.
The QSP shall within 3 working days of the inspection submit copies of the completed inspection report
to the Contractor's superintendent and the City's project manager and construction manager.
The completed reports will be kept in CSMP Attachment 2 "Monitoring Records".
7.6.3.1 Visual Monitoring Follow-up and Reporting
Correction of deficiencies identified by the observations or inspections, including required repairs or
maintenance of BMPs, shall be initiated and completed as soon as possible.
If identified deficiencies require design changes, including additional BMPs, the implementation of
changes will be initiated within /2 hours of identification and be completed as soon as possible. When
design changes to BMPs are required, the SWPPP shall be amended to reflect the changes.
Deficiencies identified in site inspection reports and correction of deficiencies will be tracked on the
Inspection Field Log Sheet or BMP Inspection Report and shall be submitted to the QSP and shall be
kept in CSMP Attachment 2 "Monitoring Records".
The QSP shall within 3 working days of the inspection submit copies of the completed Inspection Field
Log Sheet or BMP Inspection Report with the corrective actions to the Contractor's superintendent and
the City's project manager and construction manager.
Results of visual monitoring must be summarized and reported in the Annual Report.
7.6.3.2 Visual Monitoring Locations
The inspections and observations identified in Sections 7.6.1 and 7.6.2will be conducted at the
locations identified in this section.
The following information is shown on the Site Maps in Appendix B:
• BMP Locations
• Site Drainage Areas
• Stormwater Storage and Containment Areas
• Site Discharge Locations
o MS4 Discharge Locations
7.7.1 SampliAnalysis Ian for Non -Visible ll in Stormwater Runoff
Discharges
This Sampling and Analysis Plan for Non -Visible Pollutants describes the sampling and analysis
strategy and schedule for monitoring non -visible pollutants in stormwater runoff discharges from the
project site.
Sampling for non -visible pollutants will be conducted when (1) a breach, leakage, malfunction, or spill is
observed; and (2) the leak or spill has not been cleaned up prior to the rain event; and (3) there is the
potential for discharge of non -visible pollutants to surface waters or drainage system.
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Agreement No. 6574
The following construction materials, wastes, or activities, as identified in Section 2.6, are potential
sources of non -visible pollutants to stormwater discharges from the project. Storage, use, and
operational locations are shown on the Site Maps in Appendix B.
• Concrete activities
• Asphalt paving activities
• Cleaning/washing activities
• Landscaping
• Liquid and solid wastes
• Sanitary and septic wastes
• Timber: Formwork, shoring, and lagging
• Vehicle and equipment use
• Painting
• Utility line testing and flushing
There are no known existing site features contaminated with non -visible pollutants.
The following soil amendments have the potential to change the chemical properties, engineering
properties, or erosion resistance of the soil and will be used on the project site. Locations of soil
amendment application are shown on the Site Maps in Appendix B.
• Landscaping activities
• Cement Stabilized Pulverized Base activities
7.7.1.1 Sampling Schedule
Samples for the potential non -visible pollutant(s) and a sufficiently large unaffected background sample
shall be collected during the first two hours of discharge from rain events that result in a sufficient
discharge for sample collection. Samples shall be collected during the site's scheduled hours and shall
be collected regardless of the time of year and phase of the construction.
Collection of discharge samples for non -visible pollutant monitoring will be triggered when any of the
following conditions are observed during site inspections conducted prior to or during a rain event.
Materials or wastes containing potential non -visible pollutants are not stored under watertight
conditions. Watertight conditions are defined as (1) storage in a watertight container, (2) storage
under a watertight roof or within a building, or (3) protected by temporary cover and containment
that prevents stormwater contact and runoff from the storage area.
Materials or wastes containing potential non -visible pollutants are stored under watertight
conditions, but (1) a breach, malfunction, leakage, or spill is observed, (2) the leak or spill is not
cleaned up prior to the rain event, and (3) there is the potential for discharge of non -visible
pollutants to surface waters or a storm drain system.
A construction activity, including but not limited to those in Section 2.6, with the potential to
contribute non -visible pollutants (1) was occurring during or within 24 hours prior to the rain
event, (2) BMPs were observed to be breached, malfunctioning, or improperly implemented,
and (3) there is the potential for discharge of non -visible pollutants to surface waters or a storm
drain system.
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Agreement No. 6574
Soil amendments that have the potential to change the chemical properties, engineering
properties, or erosion resistance of the soil have been applied, and there is the potential for
discharge of non -visible pollutants to surface waters or a storm drain system.
Stormwater runoff from an area contaminated by historical usage of the site has been observed
to combine with stormwater runoff from the site, and there is the potential for discharge of
non -visible pollutants to surface waters or a storm drain system.
7.7.1.2 Sampling Locations
Sampling locations are based on proximity to planned non -visible pollutant storage, occurrence or use,
accessibility for sampling, and personnel safety. Planned non -visible pollutant sampling locations for
the project site and the contractor's yard are shown on the Site Maps in Appendix B .
The contractor / QSP shall determine sampling location(s) has been identified for the collection of an
uncontaminated sample of runoff as a background sample for comparison with the samples being
analyzed for non -visible pollutants. This location(s) was selected such that the sample will not have
come in contact with the operations, activities, or with disturbed soils areas.
If a stormwater visual monitoring site inspection conducted prior to or during a storm event identifies the
presence of a material storage, waste storage, or operations area with spills or the potential for the
discharge of non -visible pollutants to surface waters or a storm drain system that is at a location not
listed above and has not been identified on the Site Maps, sampling locations will be selected by the
QSP using the same rationale as that used to identify planned locations. Non -visible pollutant sampling
locations shall be identified by the QSP on the pre -rain event inspection form and Rail Event Action
Plan prior to a forecasted qualifying rain event.
7.7.1.3 Monitoring Preparation
Non -visible pollutant samples will be collected by:
Contractor
❑ Yes
❑
No
Consultant
❑ Yes
❑
No
Laboratory
❑ Yes
❑
No
Samples on the project site will be collected by the following contractor sampling personnel:
Name/Telephone Number:
Alternate(s)/Telephone Number:
An adequate stock of monitoring supplies and equipment for monitoring non -visible pollutants will be
available on the project site prior to a sampling event. Monitoring supplies and equipment will be stored
in a cool temperature environment that will not come into contact with rain or direct sunlight. Sampling
personnel will be available to collect samples in accordance with the sampling schedule. Supplies
maintained at the project site will include, but are not limited to, clean powder -free nitrile gloves, sample
collection equipment, coolers, appropriate number and volume of sample bottles, identification labels,
re -sealable storage bags, paper towels, personal rain gear, ice, and Effluent Sampling Field Log Sheets
and Chain of Custody (CoC) forms, which are provided in CSMP Attachment 3 "Example Forms".
Samples on the project site will be collected by the following [specify laboratory or environmental
consultant]:
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Agreement No. 6574
Company Name:
Street Address:
City, State Zip:
Telephone Number:
Point of Contact:
Name of Sampler(s):
Name of Alternate(s):
The QSP or his/her designee will contact [specify name of laboratory or environmental consultant] 24
hours prior to a predicted rain event or for an unpredicted event, as soon as a rain event begins if one
of the triggering conditions is identified during an inspection to ensure that adequate sample collection
personnel and supplies for monitoring non -visible pollutants are available and will be mobilized to
collect samples on the project site in accordance with the sampling schedule.
7.7.1.4 Analytical Constituents
Table 7.10 lists the specific sources and types of potential non -visible pollutants on the project site and
the water quality indicator constituent(s) for that pollutant.
Table 7.10 Potential Non -Visible
Pollutants and Water Quality
Indicator Constituents
.......... _......... ......... ..........
........................................
Pollutant Source
__ _........._....
Pollutant
Water Quality Indicator
Constituent
...............................................
Adhesives
Adhesives
_............................-.............
COD, Phenols, SVOCs
...........................................................................
Asphalt
Asphalt
...... _..........................................................���.........
VOCs
........
.
Cleaning
_............................ __ ..__..._. ..-ae
Acids
. _ . _
PH
Cleaning
Bleaches
Residual chlorine
..............................................................
Cleaning
....................................._
TSP
............_....
Phosphate
...............................�.............._m.....
Cleaning
Solvents
�.................................................._..............
VOCs, SVOCS
....._.-............................................
Cleaning
...
Detergents
...... _......... _.... ........................ ._
MBAS
Concrete /Masonry Work
Sealant (Methyl
methacrylate)
SVOC
Concrete / Masonry Work
Curing compounds
Concrete / Masonry Work
As h, slag, sand
H, Al, Ca, Va, ............................................ ..
P Zn
w._ ......
Framing / Carpentry
.................. _........�
Treated Wood
Cu, Cr, As, Zn
Framing Carpentry / Car p y
Particle board
Formaldehyde
....._ ..............__.._....._...._.
Framing / Carpentry
w....
Untreated wood
_._______________________..._____..................._.
BOD
Concrete / Masonry Work
Gypsum / Lime
PH
amendments
El Segundo Boulevard Improvements Project 43 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Table 7.10 Potential Non -Visible
Pollutants and Water Quality
Indicator Constituents
Pollutant Source
Pollutant
Water Quality Indicator
Constituent
_...,_ ............. �... _._.�..
� . � . - — — - -
Constituents specific to know ................
n
Concrete / Masonry Work
Contaminated Soil
contaminants, check with
Laboratory
- ..........._............_._
Product dependent, see label and
Landscaping
Pesticides/Herbicides
check with Laboratory
...�.................
� w.....
......................... w.� . ..
TKN, NO3, BOD, COD, DOC,
Landscaping
Fertilizers
Sulfate, NH3, Phosphate,
Potassium
Landscaping
Aluminum sulfate
Al, TDS, Sulfate
�
Constituents
s specific to materials,
Liquid Waste
Liquid Waste
check
boratory
Painting...�.�.............__.. ._.�..
Resins.......�.�.�.�...�.�...��............_.................�6...
,,,�.,�.�.�.�.�.�.�.....��...��...�....�_- COD, SVOCs
_ ..._m
Painting
g
..................N.....
Thinners
COD, VOCs
...... .�...................
Painting�
_.... �� �
Paint strippers
.._______....... � � . ............
VOCs, SVOCs, metals
Painting
Lacquers, varnishes,
COD, VOCs, SVOCs
enamels
Painting
Sealants
COD
..........-. ...
Painting
..... m ..........
Adhesives
_.................... � � ... �........
Phenols, SVOCs
..............
Planting / Vegetation
_
Vegetation stockpiles
...._� _�����.�...- �...�.�...............�
B.�
Management
...................
- �.......�-� ...............�...
Planting / Vegetation
��.�.�.�.�........................._...........
..................
TKN, NO3, BOD, COD, DOC,
Management
Fertilizers
sulfate, NH3, Phosphate,
Potassium
Planting /Vegetation
...........
Pesticides/
, see labeldependent, .................
Product de p and
Management
Herbicides
check with Laboratory
Sewer line breaks
_.........._.
and Portable Toilets
Sanitary waste
(using clear fluid —
BOD, Total/Fecal coliform
blue fluid is visible if
discharged)
/
Soil Preparation / AmendmentsPolymer/Co-polymers.
�.......... .. ..............�............
TKN, NO3, BOD, COD, DOC,
Dust Control
Sulfate, Ni
Soil Preparation / Amendments /
_m.............www
g sulfatenin
TDS, alkali�nit....����......���.......�w
Y
Dust Control
Soil Preparation /Ame
Amendments /
�....._.............�. _
Psyllium
�..�.
COD, TOC ��������������-�
Dust Control
EI Segundo Boulevard Improvements Project 44 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Table 7.10 Potential Non -Visible Pollutants and Water Quality Indicator Constituents
..........................�. . ................... .
Pollutant Source Pollutant
_�.�......��____
Pollutant Water Quality Indicator
Constituent
�w.................� . _........ _..................... w,
Soil Preparation / Amendments / Guar/Plarrl Gurns COD, TOC, Ni
Dust Control
Solid Waste (leakage) Solid Waste BOD
(leakage)
Utility Line Testing and Flushing Utility Line Testing Residual chlorine, chloramines
and Flushing
Equipment Use
q p
...Vehicle and E ui ..e�.....�.�......�.�.........................�Batteri..-es Sulfuric acid.w_..Pb........... pH..._........................�.�.�.�.�.
7.7.1.5 Sample Collection
Samples of discharge shall be collected at the designated non -visible pollutant sampling locations
shown on the Site Maps in Appendix B or in the locations determined by observed breaches,
malfunctions, leakages, spills, operational areas, soil amendment application areas, and historical site
usage areas that triggered the sampling event.
Grab samples shall be collected and preserved in accordance with the methods identified in the Table,
"Sample Collection, Preservation and Analysis for Monitoring Non -Visible Pollutants" provided in
Section 7.7.1.6. Only the QSP, or personnel trained in water quality sampling under the direction of the
QSP shall collect samples.
Sample collection and handling requirements are described in Section 7.7.7.
7.7.1.6 Sample Analysis
Samples shall be analyzed using the analytical methods identified in the Table 7.11.
Samples will be analyzed by:
Laboratory Name:
Street Address:
City, State Zip:
Telephone Number:
Point of Contact:
ELAP Certification
Number:
Samples will be delivered to the laboratory by:
Driven by Contractor ❑ Yes ❑ No
Picked up by Laboratory Courier ❑ Yes ❑ No
Shipped ❑ Yes ❑ No
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Agreement No. 6574
Table 7.11 Sample Collection, Preservation and Analysis for Monitoring Non -Visible Pollutants
Constituent
Analytical Method
Minimum
Sample
Sample
Sample
Reporting
Maximum
Holding
Volume
Bottle
Preservation
Limit
Time
Field test with
pH
calibrated portable
100 mL
250ml- P
None
+/- 0.2 pH
15 min
instrument; EPA
units
Method 180.1
Field test with
Turbidity
calibrated portable
instrument; EPA
100 mL
250mL P
None
1 NTU
48 hours
Method 150.1
VOC
EPA 624
40 mL
3 x 40mL
Store at 4degC,
0.5-50
14 days
VOA -glass
Hcl to pH<2
micrograms/L
COD
EPA 410.4 / SM
100 mL
100 mL P
Store at 4degC,
10
28 days
5220 D
Hcl to pH<2
milligrams/LL
Phenols
EPA 420.1
1 L
2 — 1 L
Glassamber
Store at 4degC
0.1
micrograms/L
7 days
Chlorine
Do not expose to
0.1
(residual)
SM 4500-CL G
250 mL glass
light (foil
milligrams/L
15 min
wrapped)
Nitrate
EPA 300.0 / SM
4110 B
100 mL
250 mL P
Store at 4degC
0.1
milligrams/L
48 hours
Methyl
Methacrylate
EPA 625
1 L
2 — 1 L
Store at 4degC
0.05-0.25
7 days
(SVOC)
Glassamber
micrograms/L
Metals
(copper)
EPA 200.8
100 mL
250mL P
Store at 4degC,
HNO3 to pH<2
0.2-25
micrograms/L
6 months
Notes:
7.7.1.7 Data Evaluation and Reporting
The QSP shall complete an evaluation of the water quality sample analytical results.
Runoff/downgradient results shall be compared with the associated upgradient/unaffected results and
any associated run-on results. Should the runoff/downgradient sample show an increased level of the
tested analyte relative to the unaffected background sample, which cannot be explained by run-on
results, the BMPs, site conditions, and surrounding influences shall be assessed to determine the
probable cause for the increase.
As determined by the site and data evaluation, appropriate BMPs shall be repaired or modified to
mitigate discharges of non -visible pollutant concentrations. Any revisions to the BMPs shall be recorded
as an amendment to the SWPPP.
The General Permit prohibits the storm water discharges that contain hazardous substances equal to or
in excess of reportable quantities established in 40 C.F.R. § 117.3 and § 302.4. The results of any non -
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stormwater discharge results that indicate the presence of a hazardous substance in excess of
established reportable quantities shall be immediately reported to the Regional Water Board and other
agencies as required by 40 C.F.R. § 117.3 and § 302.4.
Results of non -visible pollutant monitoring shall be reported in the Annual Report.
7.7.2 Sampling and Analysis Plan for pH and Turbidity in Stormwater Runoff
Discharges
Sampling and analysis of runoff for pH and turbidity is not required for Risk Level 1 projects.
7.7.2.1 Sampling Schedule
Stormwater runoff samples shall be collected for turbidity from each day of a qualifying rain event that
results in a discharge from the project site. At minimum, turbidity samples will be collected from each
site discharge location draining a disturbed area. A minimum of three samples will be collected per day
of discharge during a qualifying event. Samples should be representative of the total discharge from the
project each day of discharge during the qualifying event. Typically representative samples will be
spaced in time throughout the daily discharge event.
Stormwater runoff samples shall be collected for pH from each day of qualifying rain events that result
in a discharge from the project site. Note that pH samples are only required to be collected during
project phases and from drainage areas with a high risk of pH altering discharge. A minimum of three
samples will be collected per day of discharge during a qualifying event. Samples should be
representative of the total discharge from the location each day of discharge during the qualifying
event. Typically representative samples will be spaced in time throughout the daily discharge event.
Stored or collected water from a qualifying storm event when discharged shall be tested for turbidity
and pH (when applicable). Stored or collected water from a qualifying event may be sampled at the
point it is released from the storage or containment area or at the site discharge location.
Run-on samples shall be collected whenever the QSP identifies that run-on has the potential to
contribute to an exceedance of a NAL.
7.7.2.2 Sampling Locations
Sampling locations are based on the site runoff discharge locations and locations where run-on enters
the site; accessibility for sampling; and personnel safety. Planned pH and turbidity sampling locations
are shown on the Site Maps in Appendix B.
7.7.2.3 Monitoring Preparation
Turbidity and pH samples will be collected and analyzed by:
Contractor
❑ Yes
❑
No
Consultant
❑ Yes
❑
No
Laboratory
❑ Yes
❑
No
Samples on the project site will be collected by the following contractor sampling personnel:
Name/Telephone Number:
Alternate(s)/Telephone Number:
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An adequate stock of monitoring supplies and equipment for monitoring turbidity and will be available
on the project site prior to a sampling event. Monitoring supplies and equipment will be stored in a cool
temperature environment that will not come into contact with rain or direct sunlight. Sampling personnel
will be available to collect samples in accordance with the sampling schedule. Supplies maintained at
the project site will include, but are not limited to, field meters, extra batteries; clean powder -free nitrile
gloves, sample collection equipment, appropriate sample containers, paper towels, personal rain gear,
and Effluent Sampling Field Log Sheets and CoC forms provided in CSMP Attachment 3 "Example
Forms".
The contractor will obtain and maintain the field testing instruments, as identified in Section 7.7.2.6, for
analyzing samples in the field by contractor sampling personnel.
Samples on the project site will be collected by the following [specify laboratory or environmental
consultant]:
Company Name:
Street Address:
City, State, Zip:
Telephone Number:
Point of Contact:
Name of Sampler(s):
Name of Alternate(s):
The QSP or his/her designee will contact [specify name of laboratory or environmental consultant] 24
hours prior to a predicted rain event or for an unpredicted event, as soon as a rain event begins to
ensure that adequate sample collection personnel, supplies for monitoring pH and turbidity are
available and will be mobilized to collect samples on the project site in accordance with the sampling
schedule.
7.7.2.4 Field Parameters
Samples shall be analyzed for the constituents indicated in the Table 7.14.
Table 7.14 Sample Collection and Analysis for Monitoring Turbidity and pH
Parameter
Test Method
Minimum
Sample
Sample Collection
Detection
Limit
Volume0)
Container Type
(minimum)
Field meter/probe with
Polypropylene or Glass
Turbidity
calibrated portable
500 mL
(Do not collect in meter
1 NTU
instrument
sample cells)
Field meter/probe with
pH
calibrated portable
instrument or calibrated pH
100 mL
Polypropylene
0.2 pH units
test kit
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Table 7.14 Sample Collection and Analysis for Monitoring Turbidity and pH
Minimum Detection
Parameter Test Method Sample Sample Collection Limit
Volume'► Container Type (minimum)
Notes: ' Minimum sample volume recommended. Specific volume requirements will vary by instrument;
check instrument manufacturer instructions.
L — Liter
mL — Milliliter
NTU — Nephelometric Turbidity Unit
7.7.2.5 Sample Collection
Samples of discharge shall be collected at the designated runoff and run-on sampling locations shown
on the Site Maps in Appendix B. Run-on samples shall be collected within close proximity of the point of
run-on to the project.
Only personnel trained in water quality sampling and field measurements working under the direction of
the QSP shall collect samples.
Sample collection and handling requirements are described in Section 7.7.7.
7.7.2.6 Field Measurements
Samples collected for field analysis, collection, analysis and equipment calibration shall be in
accordance with the field instrument manufacturer's specifications.
Immediately following collection, samples for field analysis shall be tested in accordance with the field
instrument manufacturer's instructions and results recorded on the Effluent Sampling Field Log Sheet.
The field instrument(s) listed in Table 7.15 will be used to analyze the following constituents:
Table 7.15 Field Instruments
Field Instrument Constituent
(Manufacturer and Model)
.............. _ pH
Turbidity
The manufacturers' instructions are included in CSMP Attachment 4 "Field Meter Instructions". Field
sampling staff shall review the instructions prior to each sampling event and follow the instructions in
completing measurement of the samples.
• The instrument(s) shall be maintained in accordance with manufacturer's instructions.
• The instrument(s) shall be calibrated before each sampling and analysis event.
• Maintenance and calibration records shall be maintained with the SWPPP.
The QSP may authorize alternate equipment provided that the equipment meets the Construction
General Permit's requirements and the manufacturers' instructions for calibration and use are added to
CSMP Attachment 4 "Field Meter Instructions".
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7.7.2.7 Data Evaluation and Reporting
Immediately upon completing the measurements for the sampling event, provide the Effluent Sampling
Field Log Sheets to the QSP for evaluation.
7.7.3 Sampling and Analysis Plan for pH, Turbidity, and SSC in Receiving Water
This project is not subject to Receiving Water Monitoring.
7.7.4 Sampling and Analysis Plan for Non-Stormwater Discharges
This project is not subject to the non-stormwater sampling and analysis requirements of the General
Permit because it is a Risk Level 1 project.
The Regional Water Board has not specified monitoring for additional pollutants,.
Sampling personnel shall be trained to collect, maintain, and ship samples in accordance with the
Surface Water Ambient Monitoring program (SWAMP) 2008 Quality Assurance Program Plan (QAPrP),
Training records of designated contractor sampling personnel are provided in Appendix I.
The stormwater sampler(s) and alternate(s) have received the following stormwater sampling training:
Name Training
INSERT LIST OF TRAINING COURSES
INSERT LIST OF TRAINING COURSES
The stormwater sampler(s) and alternates have the following stormwater sampling experience:
Name Experience
INSERT LIST OF STORMWATER SAMPLING EXPERIENCE
INSERT LIST OF STORMWATER SAMPLING EXPERIENCE
7.7.6.1 Sample Collection
Samples shall be collected at the designated sampling locations shown on the Site Maps and listed in
the preceding sections. Samples shall be collected, maintained and shipped in accordance with the
SWAMP 2008 Quality Assurance Program Plan (QAPrP).
Grab samples shall be collected and preserved in accordance with the methods identified in preceding
sections.
Daily average pH values must be calculated through the logarithmic method. In order to calculate an average,
you must: (1) Convert the pH measurements from logarithms to real numbers; (2) Take the average of the real
numbers; and (3) Convert the average of the real numbers back to a logarithm.
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To maintain sample integrity and prevent cross -contamination, sample collection personnel shall follow
the protocols below.
• Collect samples (for laboratory analysis) only in analytical laboratory -provided sample
containers;
• Wear clean, powder -free nitrile gloves when collecting samples;
• Change gloves whenever something not known to be clean has been touched;
• Change gloves between sites;
• Decontaminate all equipment (e.g. bucket, tubing) prior to sample collection using a trisodium
phosphate water wash, distilled water rinse, and final rinse with distilled water. (Dispose of wash
and rinse water appropriately, i.e., do not discharge to storm drain or receiving water). Do not
decontaminate laboratory provided sample containers;
• Do not smoke during sampling events;
• Never sample near a running vehicle;
• Do not park vehicles in the immediate sample collection area (even non -running vehicles);
• Do not eat or drink during sample collection; and
• Do not breathe, sneeze, or cough in the direction of an open sample container.
The most important aspect of grab sampling is to collect a sample that represents the entire runoff
stream. Typically, samples are collected by dipping the collection container in the runoff flow paths and
streams as noted below.
i. For small streams and flow paths, simply dip the bottle facing upstream until full.
ii. For larger stream that can be safely accessed, collect a sample in the middle of the flow stream
by directly dipping the mouth of the bottle. Once again making sure that the opening of the
bottle is facing upstream as to avoid any contamination by the sampler.
iii. For larger streams that cannot be safely waded, pole -samplers may be needed to safely access
the representative flow.
iv. Avoid collecting samples from ponded, sluggish or stagnant water.
V. Avoid collecting samples directly downstream from a bridge as the samples can be affected by
the bridge structure or runoff from the road surface.
Note, that depending upon the specific analytical test, some containers may contain preservatives.
These containers should never be dipped into the stream, but filled indirectly from the collection
container.
7.7.6.2 Sample Handling
Turbidity and pH measurements must be conducted immediately. Do not store turbidity or pH samples
for later measurement.
Samples for laboratory analysis must be handled as follows. Immediately following sample collection:
Cap sample containers;
Complete sample container labels;
• Sealed containers in a re -sealable storage bag;
• Place sample containers into an ice -chilled cooler;
• Document sample information on the Effluent Sampling Field Log Sheet; and
• Complete the CoC.
All samples for laboratory analysis must be maintained between 0-6 degrees Celsius during delivery to
the laboratory. Samples must be kept on ice, or refrigerated, from sample collection through delivery to
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the laboratory. Place samples to be shipped inside coolers with ice. Make sure the sample bottles are
well packaged to prevent breakage and secure cooler lids with packaging tape.
Ship samples that will be laboratory analyzed to the analytical laboratory right away. Hold times are
measured from the time the sample is collected to the time the sample is analyzed. The General Permit
requires that samples be received by the analytical laboratory within 48 hours of the physical sampling
(unless required sooner by the analytical laboratory).
Laboratory Name:
Address:
City, State Zip:
Telephone
Number:
Point of Contact:
7.7.6.3 Sample Documentation Procedures
All original data documented on sample bottle identification labels, Effluent Sampling Field Log Sheet,
and CoCs shall be recorded using waterproof ink. These shall be considered accountable documents. If
an error is made on an accountable document, the individual shall make corrections by lining through
the error and entering the correct information. The erroneous information shall not be obliterated. All
corrections shall be initialed and dated.
Duplicate samples shall be identified consistent with the numbering system for other samples to
prevent the laboratory from identifying duplicate samples. Duplicate samples shall be identified in the
Effluent Sampling Field Log Sheet.
Sample documentation procedures include the following:
Sample Bottle Identiflcat�on Labels: Sampling personnel shall attach an identification label to each
sample bottle which shall include, at a minimum, the following information:
project name
contract number and/or project identification number
unique sample identification code, which shall follow this format:
SSSSS YYMMDDHHmmTT, where
o SSSSS = sampling location identifier number (e.g. o1MS1)
o YY = last two digits of the year (e.g. 21)
o MM = month (01-12)
o DD = day (01-31)
o HH = hour sample collected (01-23)
o Mm = minute sample collected (00-59)
o TT = Type of QA/QC identifier (if applicable)
o G = grab
o FS = field duplicate
o As an example, the sample number for a grab sample collected at station o1MS1 at
4:15PM on December 8, 2021 would be oiMSi_2112081615G
Constituent to be analyzed
Initials of the person who collected the sample
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Field Log Sheets: Sampling personnel shall complete the Effluent Sampling Field Log Sheet and
Receiving Water Sampling Field Log Sheet for each sampling event, as appropriate.
Chain of Custody. Sampling personnel shall complete the CoC for each sampling event for which
samples are collected for laboratory analysis. The sampler will sign the CoC when the sample(s) is
turned over to the testing laboratory or courier.
7.8 ACTIVE TREATMENT SYSTEM MONITORING
An Active Treatment System (ATS) will be deployed on the site?
❑ Yes ® No
This project does not require a project specific Sampling and Analysis Plan for an ATS because
deployment of an ATS is not planned.
This project is not subject to bioassessment monitoring because it is not a Risk Level 3 project.
7.10 WATERSHED MONITORING
This project is not participating in a watershed monitoring option.
7.11 QUALITY
An effective Quality Assurance and Quality Control (QA/QC) plan shall be implemented as part of the
CSMP to ensure that analytical data can be used with confidence. QA/QC procedures to be initiated
include the following:
• Field logs;
• Clean sampling techniques;
• CoCs;
• QA/QC Samples; and
• Data verification.
Each of these procedures is discussed in more detail in the following sections.
7.11.1 Field Logs
The purpose of field logs is to record sampling information and field observations during monitoring that
may explain any uncharacteristic analytical results. Sampling information to be included in the field log
include the date and time of water quality sample collection, sampling personnel, sample container
identification numbers, and types of samples that were collected. Field observations should be noted in
the field log for any abnormalities at the sampling location (color, odor, BMPs, etc.). Field
measurements for pH and turbidity should also be recorded in the field log. A Visual Inspection Field
Log, an Effluent Sampling Field Log Sheet, [and a Receiving Water Sampling Field_ Log Sheet] are
included in CSMP Attachment 3 "Example Forms".
7.11.2 Clean Sampling Techniques
Clean sampling techniques involve the use of certified clean containers for sample collection and clean
powder -free nitrile gloves during sample collection and handling. As discussed in Section 7.7.7,
..... ..__._...............
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adoption of a clean sampling approach will minimize the chance of field contamination and
questionable data results.
7.11.3 Chain
The sample CoC is an important documentation step that tracks samples from collection through
analysis to ensure the validity of the sample. Sample CoC procedures include the following:
Proper labeling of samples;
Use of CoC forms for all samples; and
Prompt sample delivery to the analytical laboratory.
Analytical laboratories usually provide CoC forms to be filled out for sample containers. An example
CoC is included in CSMP Attachment 3 "Example Forms".
QA/QC samples provide an indication of the accuracy and precision of the sample collection; sample
handling; field measurements; and analytical laboratory methods. The following types of QA/QC will be
conducted for this project:
7.11.4.1 Field Duplicates
Field duplicates provide verification of laboratory or field analysis and sample collection. Duplicate
samples shall be collected, handled, and analyzed using the same protocols as primary samples. The
sample location where field duplicates are collected shall be randomly selected from the discharge
locations. Duplicate samples shall be collected immediately after the primary sample has been
collected. Duplicate samples must be collected in the same manner and as close in time as possible to
the original sample. Duplicate samples shall not influence any evaluations or conclusion.
Provide one duplicate minimum per sampling event.
7.11.4.2 Equipment Blanks
Equipment blanks provide verification that equipment has not introduced a pollutant into the sample.
Equipment blanks are typically collected when:
• New equipment is used;
• Equipment that has been cleaned after use at a contaminated site;
• Equipment that is not dedicated for surface water sampling is used; or
• Whenever a new lot of filters is used when sampling metals.
7.11.4.3 Field Blanks
Field blanks assess potential sample contamination levels that occur during field sampling activities.
De-ioninzed water field blanks are taken to the field, transferred to the appropriate container, and
treated the same as the corresponding sample type during the course of a sampling event.
7.11.4.4 Travel Blanks
Travel blanks assess the potential for cross -contamination of volatile constituents between sample
containers during shipment from the field to the laboratory. De-ioninzed water blanks are taken along
for the trip and held unopened in the same cooler with the VOC samples.
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7.11.5 Data Verification
After results are received from the analytical laboratory, the QSP shall verify the data to ensure that it is
complete, accurate, and the appropriate QA/QC requirements were met. Data must be verified as soon
as the data reports are received. Data verification shall include:
• Check the CoC and laboratory reports.
o Make sure all requested analyses were performed and all samples are accounted for in
the reports.
• Check laboratory reports to make sure hold times were met and that the reporting levels meet or
are lower than the reporting levels agreed to in the contract.
• Check data for outlier values and follow up with the laboratory.
o Occasionally typographical errors, unit reporting errors, or incomplete results are
reported and should be easily detected. These errors need to be identified, clarified, and
corrected quickly by the laboratory. The QSP should especially note data that is an order
of magnitude or more different than similar locations, or is inconsistent with previous
data from the same location.
• Check laboratory QA/QC results.
o EPA establishes QA/QC checks and acceptable criteria for laboratory analyses. These
data are typically reported along with the sample results. The QSP shall evaluate the
reported QA/QC data to check for contamination (method, field, and equipment blanks),
precision (laboratory matrix spike duplicates), and accuracy (matrix spikes and
laboratory control samples). When QA/QC checks are outside acceptable ranges, the
laboratory must flag the data, and usually provides an explanation of the potential impact
to the sample results.
» Check the data set for outlier values and, accordingly, confirm results and re -analyze samples
where appropriate.
o Sample re -analysis should only be undertaken when it appears that some part of the
QA/QC resulted in a value out of the accepted range. Sample results may not be
discounted unless the analytical laboratory identifies the required QA/QC criteria were
not met and confirms this in writing.
Field data including inspections and observations must be verified as soon as the field logs are
received, typically at the end of the sampling event. Field data verification shall include:
Check field logs to make sure all required measurements were completed and appropriately
documented;
• Check reported values that appear out of the typical range or inconsistent;
Follow-up immediately to identify potential reporting or equipment problems, if appropriate,
recalibrate equipment after sampling;
Verify equipment calibrations;
• Review observations noted on the field logs; and
Review notations of any errors and actions taken to correct the equipment or recording errors.
El Segundo Boulevard Improvements Project m...�.. ....................5�___�................... ........ CASQA SWPPP Temp
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7.12 RECORDS RETENTION
All records of stormwater monitoring information and copies of reports (including Annual Reports) must
be retained for a period of at least three years from date of submittal or longer if required by the
Regional Water Board.
Results of visual monitoring, field measurements, and laboratory analyses must be kept in the SWPPP
along with CoCs, and other documentation related to the monitoring.
Records are to be kept onsite while construction is ongoing. Records to be retained include:
• The date, place, and time of inspections, sampling, visual observations, and/or measurements,
including precipitation;
• The individual(s) who performed the inspections, sampling, visual observation, and/or field
measurements;
• The date and approximate time of field measurements and laboratory analyses;
• The individual(s) who performed the laboratory analyses;
• A summary of all analytical results, the method detection limits and reporting limits, and the
analytical techniques or methods used;
• Rain gauge readings from site inspections;
• QA/QC records and results;
a Calibration records;
• Visual observation and sample collection exemption records;
• The records of any corrective actions and follow-up activities that resulted from analytical
results, visual observations, or inspections; [and]
o [NAL Exceedance Reports].
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Agreement No. 6574
Access via https://www.weather.gov/wrh/wxtabl
Coordinates:
33.9425
-118.409
Or use permanent link:
hftr)s://www.weather.gov/wrh/WxTable?LAT=33,9425&LNG=-1 18.409QAYS=7+ INTQ
El Segundo Boulevard Improvements Project 57 CASQA SWPPP Template
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... ��_.. �. ......................... _. _.......... __ .
Risk Level 1, Z 3: Visual Inspection Feld Log Sheet
El Segundo Boulevard Improvements Project WDID # TBD
Date and Time of Inspection: Report Date:
Inspection Type:...... - .....
❑ ............
Before predicted rain El Following qualifying rain event
❑ Weekly ❑ During rain event ❑ Contained stormwater release
❑ Quarterly non-stormwater
_ Site Information
Construction Site�Name ...__ _ ..
Construction stage and ����
9 oximate area
oor feted activities ]:tofexposed site°
Weather and Observations
Date Rain Predicted to Occur: Predicted % chance of rain:
..............Estimate storm beginning: Estimate storm Estimate time Rain gauge
duration: since last storm: reading.
(date and time) (hours) (inches)
(days or hours
Observations: If yes identify location
Odors Yes ❑ No ❑
Floating material Yes ❑ No ❑
Suspended Material Yes ElNo ❑
Sheen Yes ❑ No ❑
Discolorations Yes ❑ No ❑
Turbidity Yes ❑ No ❑�
...i._. _ _. ...... W � � ....._ .... �, ......._�
Site Inspectons (add additional sheets or attached detailed BMP Inspection Checklists)
Outfalls or BMPs Evaluated
uated Deficiencies Noted
Photos Taken...._... .... Ye .....0 No ❑ mmmmPhoto Re -. rence IDs: .............. ...... .
fer
Corrective Actions Identified (note if SWPPP/REAPchange is needed)'
. _ ..- ........
__... _.. �..m.. ..._ -
Inspector Information
Inspector Name: Inspector Title:.
.- .. . ..................
-...._........_ ............... ......
Signature: .... .I . ............. I
Date
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Agreement No. 6574
... ..... _. a .... ................... ..... ....... _......
Risk Level 2, 3: Effluent Sampling Field Log Sheets
Boulevard Improvements Project WDID # TBD ITIT ITITIT
_ _.. _ .._....... m.. E! Segundo BouleITIT
Construction Site Name:. Time Start:
..... [�te:
. - ----
Sampler:
Sampling Event Type:
p g❑ Stormwater ❑ Non stormwater ❑ Non -visible pollutant
__..__ _.... .. _ _..
Field Meter Calibration
....:..... ....... ._ .. _ _...:. wrv�. � ....: ........ _.
pH Meter ID No./Desc.; Turbidity Meter ID No./Desc.:
Calibration Date/Time: I Calibration Date/Time:
Field pH and Turbidity Measurements
Discharge Location Description ... pH� m Turbidity Time ._...µmm
_.. ............. ...
Grab Samples Collected.
Dischar e Loc._ .....
Tim
e
anon Description _ . Sample TYpem _...._ .
._.................................... _ ............................
............... .......
_ ...._ .. _ . ...._
Additional Sampling Notes:
Time End:
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_..
NAL Exceedance Evaluation Summary Repmmort (Risk Level
vel 2, 3) Page of
Project Name
El Segundo Boulevard Improvements Project
Project WDID
Project Location
Date of Exceedance
NAL Daily Average ❑ pH ❑ Turbidity
Type of Exceedance
❑ Other (specify)
❑ Field meter
(Sensitivity: )
Measurement or Analytical Method
❑ Lab method (specify)
(Reporting Limit: )
(MDL: )
❑ pH pH units
Calculated Daily Average
❑ Turbidity NTU
Rain Gauge Measurement
inches
Compliance Storm Event
inches (5-year, 24-hour event)
Visual Observations on Day of Exceedance
Description of BMPs in Place at Time of Event
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SENDER COMMENTS
.....
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RELINQUSHED BY:
I
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SIGNATURE
PRINT)
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COMPANY
DATE
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TIME
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LABORATORY
_._._.. ..
COMMENTS
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......— .. ._ ���...._._. ..........._...._._.� ...._�
SIGNATURE
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CSMP Attachment 5: Supplemental Information
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Section.; Referencel
Project Plans and Specifications, City of El Segundo PW 23-02, dated August 12, 2022, prepared by
MNS Engineers, Inc.
State Water Resources Control Board (2009). Order 2009-0009-DWQ, NPDES General Permit No.
CAS000002: National Pollutant Discharges Elimination System (NPDES) California General Permit for
Storm Water Discharge Associated with Construction and Land Disturbing Activities. Available on-line
at: hftp://www.waterboards.ca.gov/water tissues/ ro grams/ torrmwater/construction.s tml.
State Water Resources Control Board (2010). Order 2010-0014-DWQ, NPDES General Permit No.
CAS000002: National Pollutant Discharges Elimination System (NPDES) California General Permit for
Storm Water Discharge Associated with Construction and Land Disturbing Activities. Available on-line
at: bits .).//\fvww. wale/ boat ,, c�c vl m � m am IT mae f rr r a�� °step.a v �t mr c r luo hair n.
State Water Resources Control Board (2012). Order 2012-0006-DWQ, NPDES General Permit No.
CAS000002: National Pollutant Discharges Elimination System (NPDES) California General Permit for
Storm Water Discharge Associated with Construction and Land Disturbing Activities. Available on-line
at: hftp://www.waterboar-ds.ca,.qov/water issues/ ror rams/stormwater/construction.shitmi.
State Water Resources Control Board, Los Angeles Region (2021). Order R4-2021-0105, NPDES
General Permit No. CAS004004: Waste Discharge Requirements and National Pollutant Discharge
Elimination System (NPDES) Permit for Municipal Separate Storm Sewer System (MS4) Discharges
Within the Coastal Watersheds of Los Angeles and Ventura Counties. Available on-line at:
https://www.watterbDoarcdis.ca.gov/losangeles/water issues/ ro rams/stormwater/munici al/re ional ger
mit. html.
CASQA 2009, Stormwater BMP Handbook Portal: Construction, November 2009, www.casga.org
El Segundo Boulevard Improvements Project 68 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Al: Risk Level Determination
LEW.EPA.gov
Start ate: 121'Ol/2022
End ate:12/3112022
Calculation Results
Rainfalls erosivity factor (R Factor) = 4, 14
Location:-118.3874 , 33.9164
Annual R-value = 36.53
Annual R 36.53 LEW.EPA.aov
o
Total /o
Calculated R 13.64
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hn nniti'ng Tool
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El Segundo Boulevard Improvements Project 69 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
K-value % DSA
0.20 59
0.32 41
e
Cal trans Wrater Quality Planning Tool
26,0Il�i�liUY�y ;-iii rr
( in
/ /.
rr
1 1
-,'10-p,24-hr
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W.te hed q
LS = 0.29, 0.44, 1.40
W LS-value /o DSA
0
0.29 29
0.44 41
1.40 30
Watershed Erosion Estimate
=RxKxLSxCxP
= 13.64 x 0.25 x 0.68 x 1.0x 1.0
= 2.3 tons/acres
Sediment Risk
Erosion Yemldm WWWWm
Less than 15 tons / acre
15 to 75 tons / acre
TIM.
Low
Medium
More than 75 tons / acre High
Receiving Water Risk
On the most recent US EPA -approved 303(d) for w_. ater NO, no sedimen-t/siltation or---"--------
Low, since
bodies impaired with sediment/siltation or turbidity OR turbidity 303(d) listings or at least
TMDLs one "no"
El Segundo Boulevard Improvements Project 70 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Has a US EPA -approved Total Maximum Daily Load
(TMDL) implementation plan for sediment/siltation or
turbidity
CA Waterboards website link
A.2. Does the disturbed area discharge to a waterbody SPAWN
with designated beneficial uses of SPAWN & COLD & COLD
MIGRATORY? (For help please review the appropriate
Regional Board Basin Plan) MIGRATORY
C01-nxi .L® Q..]Rt9°1snn iwg Tnol
i Map
m�
i
� Los MpNn� ••�•�
� Wain.. WK
a,
Check:
Project not within the 'red'
.............._c � . ........,,, ....��.......
Receiving g Water Risk Factor
Project is Risk Factor
El Segundo Boulevard Improvements Project 71
Preparation Date August 26, 2022
NO NO, since
NO all 3 are
not "yes"
NO
CASQA SWPPP Template
January 2015
Agreement No. 6574
Appendix •
El Segundo Boulevard Improvements Project 72 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
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Agreement No. 6574
Appendix C Permit Registration Documents
Permit Registration Documents included in this Appendix
El Segundo Boulevard Improvements Project 73 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Appendix D SWPPP Amendment Certifications
SWPPP Project El Segundo Boulevard Improvements Project,
Amendment No. Name: WDID # TBD
KI
Project
Number:
Qualified SWPPP Developer's Certification of the Stormwater Pollution Prevention Plan
Amendment
"This Stormwater Pollution Prevention Plan and its appendices were prepared under my direction to meet the
requirements of the California Construction General Permit (SWRCB Order No. 2009-009-DWQ as
amended by 2010-0014-DWQ and 2012-0006-DWQ). I certify that I am a Qualified SWPPP Developer in
good standing as of the date signed below."
QSD's Signature Date
QSD's Name QSD Certificate Number
Title and Affiliation Telephone Number
Address Email
Summary of Amendment
El Segundo Boulevard Improvements Project 74 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Log of Updated PRDs
The General Permit allows for the reduction or increase of the total acreage covered under the General
Permit when a portion of the project is complete and/or conditions for termination of coverage have
been met; when ownership of a portion of the project is purchased by a different entity; or when new
acreage is added to the project.
Modified PRDs shall be filed electronically within 30 days of a reduction or increase in total disturbed
area if a change in permit covered acreage is to be sought. The SWPPP shall be modified
appropriately, with revisions and amendments recorded in Appendix D. Updated PRDs submitted
electronically via SMARTS can be found in this Appendix.
This appendix includes all of the following updated PRDs (check all that apply):
❑ Revised Notice of Intent (NOI);
❑ Revised Site Map;
❑ Revised Risk Assessment;
❑ New landowner's information (name, address, phone number, email address); and
❑ New signed certification statement.
Legally Responsible Person [if organization]
Signature of [Authorized Representative of] Legally
Responsible Person or Approved Signatory
Name of [Authorized Representative of] Legally
Responsible Person or Approved Signatory
El Segundo Boulevard Improvements Project 75
Preparation Date August 26, 2022
Date
Telephone Number
CASQA SWPPP Template
January 2015
Agreement No. 6574
Appendix . .Schedule
El Segundo Boulevard Improvements Project 76 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Appendix G Construction Activities, Materials Used, anli
Associated Pollutants
El Segundo Boulevard Improvements Project 77 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Table GA
Construction Activities and
Associated Pollutants
.0_h..
ase
Activity
- . ............
Associated Materials or
Pollutant Category (1)
Pollutants
Adhesives
a Adhesives, glues, resins, Oil and Grease, Synthetic
epoxy synthetics, PVC Organics
cement
a Caulks, sealers, putty,
sealing agents ....
. ........... . ................ . ...............
Concrete Masonry Mason
e Cement and brick dust Metals, Synthetic Organics
• Colored chalks
• Concrete curing
compounds
• Glazing compounds
• Surfaces cleaners
• Saw cut slurries
Ii.l.e cutting . ... ... .....
Framing/Carpentry
9 Sawdust, particle board Metals, Synthetic Organics
(Concrete Formwork)
dust, and treated woods
...................... . .
e Saw cut slurries
.. . ...........
Liquid waste
......... .
- Wash waters Metals, Synthetic Organics
* Irrigation line testing/
flushing mmmmm
.... ................ . ..
Painting
__,
o Paint thinners, acetone,mmmmmITITmm Metals, Synthetic Organics
methyl ethyl ketone,
stripper paints, lacquers,
varnish, enamels,
turpentine, gum spirit,
solvents, dyes, stripping
ments and sanding_
(D
Removal of existing
Demolition of asphalt, Metals, Oil and Grease,
E
0-
structures
concrete, masonry, Synthetic Organics
0
framing, roofing, metal
a)
>
a)
....... . .................
....
structures.
. ...................
o
Soil
Use of soil additives/ Nutrients
preparation/amendments
amendments
. .
Solid waste
. ..........
• Litter, trash and debris Gross Pollutants
"
Veqetation
. ................ ..... .
CU
----- Vehicle and equipment use
o Equipment operation Oil and Grease
a Equipment maintenance
a Equipment washing
0
. ... . ....... .
.
......... .........._.._mmm ....
a Equipment fuelin
.
Asphalt paving/curbs
* Hot and cold mix asphalt Oil and Grease
U)
Concrete Masonry '"
e Cement and brick dust Metals, Synthetic Organics
, Colored chalks
a Concrete curing
compounds
a Glazing compounds
(n CD
e Sur -faces cleaners
-C
9 Saw cut slurries
C� a-
............
. .................
9 Tile
El Segundo Boulevard Improvements Project 78 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Tob|eG.1
Construction Activities and
Associated Pollutants
-Phase
Activity
Associated Materials or
Pollutants
Pollutant Category (1)
Liquid waste
9 Wash waters
Metals, Synthetic Organics
9 Irrigation line
—waste
§a"n"itary
a Portable toilets
Nutrients
a Disturbance of existing
sewer lines.
id waste
Litter, trash and debris
Gross Pollutants
Utility line testing and
Hydrostatic test water
Synthetic Organics
V—ehicl e and equipment use
Equipment operation
Oil and Grease
Equipment maintenance
Equipment washing
Equipment fueling
Adhesives
* Adhesives, glues, resins,
Oil and Grease, Synthetic
epoxy synthetics, PVC
Organicsl
cement
a Caulks, sealers, putty,
sealing agents and
Framing/Carpentry
Sawdust, particle board
Metals, Synthetic Organics
(Concrete Formwork)
dust, and treated woods
Saw cut slurries
waste
Wash waters
Metals, Synthetic Organics
Irrigation line
Painting
Paint thinners, acetone,
Metals, Synthetic Organics
methyl ethyl ketone,
stripper paints, lacquers,
U)
varnish, enamels,
CU
_r_
turpentine, gum spirit,
a-
solvents, dyes, stripping
CU
Planting Vegetation
a Vegetation control
Nutrients, Metals, Synthetic
La
Management
(pesticides/herbicides)
Organics
CU
2
a Plant maintenance
Soil
e Use of soil
Nutrients
Solid waste
9 Litter, trash and debris
ross Pollutants
(n
hicle and equipment use
- Equipment operation
Oil and Grease
cu
o Equipment maintenance
—J
BSegundo Boulevard Improvements Project 79 CASOAGVVPPPTemplate
Agreement No. 6574
Table GA Construction Activities and Associated Pollutants
�..... ... __ _...... .........., .. .... _.. ...._.
Phase ActivityAssociated Materials or Pollutant Category (1)
Pollutants
.......... ........ ��. _ ...�............. . .._
• Equipment fueling
(1) Categories per CASQA BMP Handbook (i.e., Sediment, Nutrients, Bacteria and Viruses, Oil and Grease,
Metals, Synthetic Organics, Pesticides, Gross Pollutants, and Vector Production)
*Synthetic Organics are defined in Table 1.2 of the CASQA Stormwater BMP Handbook Portal: Construction as
adhesives, cleaners, sealants, solvents, etc. These are generally categorized as VOCs or SVOCs.
El Segundo Boulevard Improvements Project 80 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Appendix H BM�P Inspection Report
Date and Time of Inspection: Date��
Report Written:
Inspection Type: Weekly
(Circle one) Complete Parts
I,11, III and VII
Construction Site Name:
Construction stage and
completed activities:
Photos neken:
(Ci cle..._............ �Yes
Estimate storm beginning:
(date and time)
Estimate time since mm
last storm:
(days or hours)
Pre -Storm During Rain Event
Complete Parts Complete Parts 1, 11,
1,11, Ill, IV and Vll III, V, and VII
Approximate area
of site that is exposed:
Photo Reference IDs:
IBC
Estimate storm duration:
(hours)
Rain gauge reading and location:
(in)
Post -Storm
Complete Parts
1, ll, Ill, VI and VII
Is a "Qualifying Event' predicted or did one occur (i.e., 0.5" rain with 48-hrs or greater between events)? (Y/N)
If yes, summarize forecast:
Inspector Name';
Signature:
El Segundo Boulevard Improvements Project
Preparation Date August 26, 2022
Inspector Title:
Date:
81 CASQA SWPPP Template
January 2015
Agreement No. 6574
Part II: BMP Observations. Describe deficienciesin Part III.
Failures or Action Action
other short
Minimum BMPs for Risk Level Sites Required Implemented
comings (yes/no) (Date)
(yes, no, N/A)
(3oud Housekeeping for Construction Materials "
Inventory of produ:.ITIT__,_�,�—, ..__.._�..��. ...._ .._...._..
cts (excluding materials designed to be
outdoors)
Stockpiled construction ----—---------------
on materials not actively in use are��
covered and bermed
All chemicals are stored in watertight containers with
appropriate secondary containment, or in a completely
enclosed storage shed
Construction materials are minimally exposed to precipitation
BMPsmmpreventin the off -site tracking ........�........ . .............
preventing ng of materials are
implemented and properly effective
F�o�selk ing for W ste anag r>f�nt
Wash/rinse water and materials are prevented from being
disposed into the storm drain system
Portable toilets are contained to prevent discharges of waste
Sanitation facilities are clean and with no apparent for leaks
and spills
_ ................................. _........ _.... _...............__
Equipment is in place to cover waste disposal containers at
the end of business day and during rain events
w.............._ -_ . .........................
Discharges from .._._...
g mmaste disposal containers are prevented from
discharging to the storm drain system / receiving water
.......................................aste material is securely
— ..._.. mm...._.... ............................... _...
Stockpiled w protected from wind and
rain if not actively in use
Procedures are in place for addressing h mm azardous and non-
hazardous spills
Appropriate spill response personnel are assigned and trained
Equipment a n ^ .............................._ .__-......_...__---------- _,.............
d materials for cleanup of spills is available
onsite
..................
Washout areas e. _._.................__...._........ w......._...._. ._
( g., concrete) are contained appropriately to
prevent discharge or infiltration into the underlying soil
Good Hou�keepr�g fo;YeF�icle Starae and Ma�nt�noe
;ire% i /ii%%///ricq„ i, ii;✓,,,, oii. M. .............s........m...�
r
Measures are in place to prevent oil, grease, or r fuel from
leaking into the ground, storm drains, or surface waters
urequipment ......��������� ---------
All e _ w _....
q p vehicles are fueled, maintained, and stored in
Hated area with appropriate BMPs
............des.��........_...�_.......................................� _W ........._________________ ....
Vehicle and equipment leaks are cleaned immediately and
disposed of properly
El Segundo Boulevard Improvements Project 82 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Part IL BMP Observations' Continued. Describe deficiencies in Part III.
------ -_____. Adequately designed,
implemented and Action Action
Minimum BMPs for Risk Level Sites effective Required Implemented
(yes, no, N/A) (Yes/no) (Date)
Good Housekeeping'for'Landscape Materials
Stockpiled landscape materials such as mulches and topsoil
are contained and covered when not actively in use
-__ �� -
Erodible landscape material has not been applied 2 days �����-
before a forecasted rain event or during an event
........................-���- ---
------
--...............�... �........
Erodible landscape materials are applied at quantities and
rates In accordance with manufacturer recommendations
.Bagg_......and.�............ _... �_�..........m�� .......... ........ ._� .._............. .._ .
Bagged erodible landscape materials are stored on pallets and
covered
Good, Housekeeping for Air Deposition of Site Materials
__..._ _...-..._ ..... . __. . ........
Good housekeeping measures are implemented onsite to
control the air deposition of site materials and from site
operations
Nora-Sfoimwa%r MangWemerit
_
Non-Stormwater discharges are properly controlled ._..,. _..
-
Vehicles are washed in a manner to prevent non-stormwater �� --
discharges to surface waters or drainage systems
Streets are cleaned in a manner to prevent unauthorized non-
stormwater discharges to surface waters or drainage systems.
�—,
ErosioriCoiitrols
Wind erosion controls are effectively implemented
_. .._....... ... w ___ ..............
Effective soil cover is provided for disturbed areas inactive
(i.e., not scheduled to be disturbed for 14 days) as well as
finished slopes, open space, utility backfill, and completed lots
The use of plastic materials is in cases when.. a��.....�....r �._.......__.._......__......., rs�
is limited more
sustainable, environmentally friendly alternative exists.
W
Sediment Controls'
Perimeter controls are established and effective at controlling
erosion and sediment discharges from the site
Entrances and exits are stabilized to control erosion -and _-
sediment discharges from the site
Sediment basins are properly maintained
._..,. ...... . . _____-.-........m_.w _ ............. ....
Linear sediment control along toe of slope, face of slope an at
grade breaks (Risk Level 2 & 3 Only) entrances and
Limit ................_ _
construction activity to and from site to entra m WWWWWW exits that employ effective controls to prevent offsite tracking
(Risk Level 2 & 3 Only)
is and perimeter controls runoff
Ensure
l storm,
rain
is controls at nreexs
ontrBIMPs anddpollutaln entrances and it .. _...._ ..._...... ..................... E.... w _._._........
....m_
El Segundo Boulevard Improvements Project 83 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
El Segundo Boulevard Improvements Project 84
Preparation Date August 26, 2022
CASQA SWPPP Template
January 2015
Agreement No. 6574
El Segundo Boulevard Improvements Project 85 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
El Segundo Boulevard Improvements Project 86 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Appendix I Training Reporting Form
Trained Contractor Personnel Log
Stormwater Management Training Log and Documentation
Project Name: El Se undo Boulevard Improvements Project
WDID #: WDID # TBD
Stormwater Management Topic: (check as appropriate)
❑ Erosion Control ❑ Sediment Control
❑ Wind Erosion Control ❑ Tracking Control
❑ Non-Stormwater Management ❑ Waste Management and Materials Pollution Control
❑ Stormwater Sampling
Specific Training
Objective
Location
Date, Time, Course
Length (hours)
Instructor Name
& Contact
El Segundo Boulevard Improvements Project 87 CASQA SWPPP Template
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Agreement No. 6574
PartiesAppendix J Responsible
Authorization, of ApprovedSignatories
Project Name. El Segundo Boulevard Improvements Protect
WDID #: WDID # TBD
Approved signatories are persons who have been authorized by the Legally Responsible Person (LRP)
to sign, certify, and electronically submit Permit Registration Documents, Notices of Termination, and
any other documents, reports, or information required by the General Permit, the State or Regional
Water Board, or U.S. EPA.
The LRP authorizes the following person to be an approved signatory:
Name of Personnel,
Company / Agency
Project Role
Signature
Date
LRP Name and Title
LRP Contact
LRP Signature
Date
El Segundo Boulevard Improvements Project 88 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
QSD Certification
Project Name: El Segundo Boulevard Improvements Project.
WDID #: WDID # TBD
CE 'R ",r 1, F I (�AT E 0 1" T R A I N I N G
CALIFORNIA CONSTRUCTION GENERAL FERMIT
CIVAI.... I F I E I SWPPI"' DEVELOPER(0,M)
SWPPP PRACTITIONER(Q.,W)
Sam Potts
Apr 21, 2021 - Apr 21, 2023
Certificate # 27824
California Stormwater Quality Association and
California Coristruction General Permit Training 74arn
El Segundo Boulevard Improvements Project 89 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Identification of QSP
Project Name: Ell Segundo Boulevard Improvements Project
WDID #: WDID # TBD
The following are QSPs associated with this project
Name of PersonnelM Company Date
1 If additional QSPs are re uire.... ".....
t'h..................................................................._............... ........ ...d .for ti .......her
() q don the job site add additional lines and include information here
El Segundo Boulevard Improvements Project 90 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Authorization of Data Su fitters
Project Name: EL Segundo Boulevard Improvements Project
WDID #: WDID # TBD
The Legally Responsible Person (LRP) or their Approved Signatory (AS) authorizes the following
person to be a data submitter:
Name of Personnel,
Company/Agency
Project Role
Signature
Date
LRP/AS Name
LRP /AS Contact info
LRP/AS Signature
Date
The Legally Responsible Person (LRP) or their Approved Signatory (AS) authorizes the following
person to be a data submitter:
Name of Personnel,
Company/Agency
Project Role
Signature
Date
LRP / AS Name
LRP /AS Contact info
LRP/AS Signature
Date
El Segundo Boulevard, Improvements Project 91 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Appendix K • • and Subcontractors
Company /
Contact
Title
Address
Phone
Phone
Discipline
Name
Number
Number
(24/7)
Contractor 1, JS
Jane Smith
Superintendent
1111 Address
(661) 661-6611
(661) 661-6611
Inc. / Prime
Way
Contractor 1,
Josh Smithers
Superintendent
1111 Address
(661) 661-6611
(661) 661-6611
Smithers and
Way
Sister, Inc. /
Subcontractor
............
Contractor 10,
Joe Rogers
Superintendent
1111 Address
(661) 661-6611
(661) 661-6611
Inc. / Third -Party
Way
Contractor (i.e.
SCE) in support
of the project
El Segundo Boulevard Improvements Project 92 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Construction
El Segundo Boulevard Improvements Project 93 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
Agreement No. 6574
Scheduling
Description and Purpose
Scheduling is the development of a written plan that includes
sequencing of construction activities and the implementation of
BMPs such as erosion control and sediment control while
taking local climate (rainfall, wind, etc.) into consideration.
The purpose is to reduce the amount and duration of soil
exposed to erosion by wind, rain, runoff, and vehicle tracking,
and to perform the construction activities and control practices
in accordance with the planned schedule.
Suitable Applications
Proper sequencing of construction activities to reduce erosion
potential should be incorporated into the schedule of every
construction project especially during rainy season. Use of
other, more costly yet less effective, erosion and sediment
control BMPs may often be reduced through proper
construction sequencing.
Limitations
a Environmental constraints such as nesting season
prohibitions reduce the full capabilities of this BMP.
Implementation
a Avoid rainy periods. Schedule major grading operations
during dry months when practical. Allow enough time
before rainfall begins to stabilize the soil with vegetation or
physical means or to install sediment trapping devices.
a Plan the project and develop a schedule showing each phase
of construction. Clearly show how the rainy season relates
Categories
EC
Erosion Control�rv���mm�C
SE
Sediment Control
0
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
Primary Objective
0
Secondary Objective
Targeted Constituents
SedimentM,.��.,a�nn�....w._......�.�
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
None ..�,.��.,..,..,�,.
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
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Agreement No. 6574
Scheduling EC-:1
to soil disturbing and re -stabilization activities. Incorporate the construction schedule into
the SWPPP.
Include on the schedule, details on the rainy season implementation and deployment of:
- Erosion control BMPs
- Sediment control BMPs
- Tracking control BMPs
- Wind erosion control BMPs
- Non-stormwater BMPs
- Waste management and materials pollution control BMPs
• Include dates for activities that may require non-stormwater discharges such as dewatering,
sawcutting, grinding, drilling, boring, crushing, blasting, painting, hydro -demolition, mortar
mixing, pavement cleaning, etc.
• Work out the sequencing and timetable for the start and completion of each item such as site
clearing and grubbing, grading, excavation, paving, foundation pouring utilities installation,
etc., to minimize the active construction area during the rainy season.
- Sequence trenching activities so that most open portions are closed before new
trenching begins.
- Incorporate staged seeding and re -vegetation of graded slopes as work progresses.
- Schedule establishment of permanent vegetation during appropriate planting time for
specified vegetation.
• Non -active areas should be stabilized as soon as practical after the cessation of soil
disturbing activities or one day prior to the onset of precipitation.
s Monitor the weather forecast for rainfall.
• When rainfall is predicted, adjust the construction schedule to allow the implementation of
soil stabilization and sediment treatment controls on all disturbed areas prior to the onset of
rain.
• Be prepared year-round to deploy erosion control and sediment control BMPs. Erosion may
be caused during dry seasons by un-seasonal rainfall, wind, and vehicle tracking. Keep the
site stabilized year-round and retain and maintain rainy season sediment trapping devices in
operational condition.
■ Apply permanent erosion control to areas deemed substantially complete during the
project's defined seeding window.
Avoid soil disturbance during periods with high wind velocities.
Costs
Construction scheduling to reduce erosion may increase other construction costs due to reduced
economies of scale in performing site grading. The cost effectiveness of scheduling techniques
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Scheduling EC- 1
should be compared with the other less effective erosion and sedimentation controls to achieve a
cost-effective balance.
Inspection and Maintenance
in Verify that work is progressing in accordance with the schedule. If progress deviates, take
corrective actions.
a, Amend the schedule when changes are warranted.
a Amend the schedule prior to the rainy season to show updated information on the
deployment and implementation of construction site BMPs.
References
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities Developing Pollution Prevention Plans and
Best Management Practices (EPA 832-R-92-005), U.S. Environmental Protection Agency, Office
of Water, September 1992.
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Agreement No. 6574
_
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
_._ ......
Legend:
- �........ .. .._...
0
Primary Objective
❑x
Secondary Objective
a1
Targeted Constituents
Description and Purpose
Sediment ........
Carefully planned preservation of existing vegetation minimizes
Nutrients
the potential of removing or injuring existing trees, vines,
shrubs, and grasses that protect soil from erosion.
Trash
Metals
Suitable Applications
Bacteria
Preservation of existing vegetation is suitable for use on most
Oil and Grease
projects. Large project sites often provide the greatest
Organics
opportunity for use of this BMP. Suitable applications include
the following:
..... �......,,...
PotentialAlternatives
• Areas within the site where no construction activity occurs
None
or occurs at a later date. This BMP is especially suitable to
multi year projects where grading can be phased.
• Areas where natural vegetation exists and is designated for
preservation. Such areas often include steep slopes,
watercourse, and building sites in wooded areas.
^
• Areas where local, state, and federal government require
If User/Subscriber modifies this fact
sheet in any way, the CASQA
preservation, such as vernal pools, wetlands, marshes,
name/logo and footer below must be
certain oak trees, etc. These areas are usually designated on
removed from each page and not
the plans, or in the specifications, permits, or
appear on the modified version,
environmental documents.
s Where vegetation designated for ultimate removal can be
temporarily preserved and be utilized for erosion control
and sediment control.
a Protecting existing vegetation buffers and swales.
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Limitations
■ Requires forward planning by the owner/developer, contractor, and design staff.
■ Limited opportunities for use when project plans do not incorporate existing vegetation into
the site design.
For sites with diverse topography, it is often difficult and expensive to save existing trees
while grading the site satisfactory for the planned development.
Implementation
The best way to prevent erosion is to not disturb the land. In order to reduce the impacts of new
development and redevelopment, projects may be designed to avoid disturbing land in sensitive
areas of the site (e.g., natural watercourses, steep slopes), and to incorporate unique or desirable
existing vegetation into the site's landscaping plan. Clearly marking and leaving a buffer area
around these unique areas during construction will help to preserve these areas as well as take
advantage of natural erosion prevention and sediment trapping.
Existing vegetation to be preserved on the site must be protected from mechanical and other
injury while the land is being developed. The purpose of protecting existing vegetation is to
ensure the survival of desirable vegetation for shade, beautification, and erosion control.
Mature vegetation has extensive root systems that help to hold soil in place, thus reducing
erosion. In addition, vegetation helps keep soil from drying rapidly and becoming susceptible to
erosion. To effectively save existing vegetation, no disturbances of any kind should be allowed
within a defined area around the vegetation. For trees, no construction activity should occur
within the drip line of the tree.
Timing
a Provide for preservation of existing vegetation prior to the commencement of clearing and
grubbing operations or other soil disturbing activities in areas where no construction activity
is planned or will occur at a later date.
Design and Layout
Mark areas to be preserved with temporary fencing. Include sufficient setback to protect
roots.
— Orange colored plastic mesh fencing works well.
— Use appropriate fence posts and adequate post spacing and depth to completely support
the fence in an upright position.
in Locate temporary roadways, stockpiles, and layout areas to avoid stands of trees, shrubs,
and grass.
in Consider the impact of grade changes to existing vegetation and the root zone.
in Maintain existing irrigation systems where feasible. Temporary irrigation may be required.
in, Instruct employees and subcontractors to honor protective devices. Prohibit heavy
equipment, vehicular traffic, or storage of construction materials within the protected area.
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Preservation is ing Vegetation
• Consider pruning or mowing vegetation instead of removing it to allow for regrowth.
• If possible, retain vegetation buffer around the site and adjacent waterways.
Costs
There is little cost associated with preserving existing vegetation if properly planned during the
project design, and these costs may be offset by aesthetic benefits that enhance property values.
During construction, the cost for preserving existing vegetation will likely be less than the cost of
applying erosion and sediment controls to the disturbed area. Replacing vegetation
inadvertently destroyed during construction can be extremely expensive, sometimes in excess of
$1o,000 per tree.
Inspection and Maintenance
During construction, the limits of disturbance should remain clearly marked at all times.
Irrigation or maintenance of existing vegetation should be described in the landscaping plan. If
damage to protected trees still occurs, maintenance guidelines described below should be
followed:
Verify that protective measures remain in place. Restore damaged protection measures
immediately.
• Serious tree injuries shall be attended to by an arborist.
• Damage to the crown, trunk, or root system of a retained tree shall be repaired immediately.
w Trench as far from tree trunks as possible, usually outside of the tree drip line or canopy.
Curve trenches around trees to avoid large roots or root concentrations. If roots are
encountered, consider tunneling under them. When trenching or tunneling near or under
trees to be retained, place tunnels at least 18 in. below the ground surface, and not below the
tree center to minimize impact on the roots.
A Do not leave tree roots exposed to air. Cover exposed roots with soil as soon as possible. If
soil covering is not practical, protect exposed roots with wet burlap or peat moss until the
tunnel or trench is ready for backfill.
• Cleanly remove the ends of damaged roots with a smooth cut.
• Fill trenches and tunnels as soon as possible. Careful filling and tamping will eliminate air
spaces in the soil, which can damage roots.
• If bark damage occurs, cut back all loosened bark into the undamaged area, with the cut
tapered at the top and bottom and drainage provided at the base of the wood. Limit cutting
the undamaged area as much as possible.
• Aerate soil that has been compacted over a trees root zone by punching holes 12 in. deep
with an iron bar and moving the bar back and forth until the soil is loosened. Place holes 18
in. apart throughout the area of compacted soil under the tree crown.
• Fertilization:
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ISO
- Fertilize trees in the late fall or early spring. Although to note, many native species do
not require fertilization.
- Apply fertilizer to the soil over the feeder roots and in accordance with label instructions,
but never closer than 3 ft to the trunk. Increase the fertilized area by one-fourth of the
crown area for conifers that have extended root systems.
a Retain protective measures until all other construction activity is complete to avoid damage
during site cleanup and stabilization.
References
County of Sacramento Tree Preservation Ordinance, September 1981.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management of the Puget Sound Basin, Technical Manual, Publication #91-75,
Washington State Department of Ecology, February 1992.
Water Quality Management Plan for The Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
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Agreement No. 6574
Hydraulic Mulch EC-3
Description and Purpose
Hydraulic Mulch consists of various types of fibrous materials
mixed with water and sprayed onto the soil surface in slurry
form to provide a layer of temporary protection from wind and
water erosion.
Suitable Applications
Hydraulic mulch as a temporary, stand alone, erosion control
BMP is suitable for disturbed areas that require temporary
protection from wind and water erosion until permanent soil
stabilization activities commence. Examples include:
a: Rough -graded areas that will remain inactive for longer
than permit -required thresholds (e.g., 14 days) or otherwise
require stabilization to minimize erosion or prevent
sediment discharges.
• Soil stockpiles.
s Slopes with exposed soil between existing vegetation such
as trees or shrubs.
• Slopes planted with live, container -grown vegetation or
plugs.
• Slopes burned by wildfire.
• To stabilize earthen berms
e Areas seeded by broadcasting or drilling
Categories
EC
ErosionControl
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control ❑x
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
0
Primary Category
❑x
Secondary Category
Targeted Constituents
Sediment 0
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
EC-4-Hydroseeding
EC-5 Soil Binders
EC-6 Straw Mulch
EC-7 Geotextiles and Mats
EC-8 Wood Mulching
EC-14 Compost Blanket
EC-16 Non -Vegetative Stabilization
If User/Subscriber modifies this fact MmMM
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
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Hydraulic
Mulch -
a Temporary stabilization during high wind conditions
Hydraulic mulch can also be applied to augment other erosion control BMPs such as:
• In conjunction with straw mulch (see EC-6 Straw Mulch) where the rate of hydraulic mulch
is reduced to 100-500 lbs per acre and the slurry is applied over the straw as a tackifying
agent to hold the straw in place.
• Supplemental application of soil amendments, such as fertilizer, lime, gypsum, soil bio-
stimulants or compost.
Limitations
In general, hydraulic mulch is not limited by slope length, gradient or soil type. However, the
following limitations typically apply:
• Most hydraulic mulch applications, particularly bonded fiber matrices (BFMs), require at
least 24 hours to dry before rainfall occurs.
• Temporary applications (i.e., without a vegetative component) may require a second
application in order to remain effective for an entire rainy season.
• Treatment areas must be accessible to hydraulic mulching equipment.
• Availability of water sources in remote areas for mixing and application.
• As a stand-alone temporary BMP, hydraulic mulches may need to be re -applied to maintain
their erosion control effectiveness, typically after 6-12 months depending on the type of
mulch used.
• Availability of hydraulic mulching equipment may be limited just prior to the rainy season
and prior to storms due to high demand.
• Cellulose fiber mulches alone may not perform well on steep slopes or in course soils.
• This BMP consists of a mixture of several constituents (e.g., fibers/mulches, compost,
tackifiers, and other chemical constituents), some of which may be proprietary and may
come pre -mixed by the manufacturer. The water quality impacts of these constituents are
relatively unknown, and some may have water quality impacts due to their chemical
makeup. Refer to specific chemical properties identified in the product Safety Data Sheet
(may not include ecological information); products should be evaluated for project -specific
implementation by the SWPPP Preparer. Refer to factsheet EC-05 for further guidance on
selecting soil binders.
■ A water supply is needed to refill hydro mulch equipment tank.
a Cannot be disturbed by walking or driving on the surface after application.
• Recommend using in conjunction with other BMPs (i.e., fiber rolls, etc.).
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Hydraulic
Implementation
• Where feasible, it is preferable to prepare soil surfaces prior to application by roughening
embankments and fill areas with a crimping or punching type roller or by track walking.
s The majority of hydraulic mulch applications do not necessarily require surface/soil
preparation (See EC-15 Soil Preparation) although in almost every case where re -vegetation
is included as part of the practice, soil preparation can be beneficial. One of the advantages
of hydraulic mulch over other erosion control methods is that it can be applied in areas
where soil preparation is precluded by site conditions, such as steep slopes, rocky soils, or
inaccessibility.
• Avoid mulch over spray onto roads, sidewalks, drainage channels, existing vegetation, etc.
■ Hydraulic mulching is generally performed utilizing specialized machines that have a large
water-holding/mixing tank and some form of mechanical agitation or other recirculation
method to keep water, mulch and soil amendments in suspension. The mixed hydraulic
slurry can be applied from a tower sprayer on top of the machine or by extending a hose to
areas remote from the machine.
• Where possible apply hydraulic mulch from multiple directions to adequately cover the soil.
Application from a single direction can result in shadowing, uneven coverage and failure of
the BMP.
■ Hydraulic mulch can also include a vegetative component, such as seed, rhizomes, or stolons
(see EC-4 Hydraulic Seed).
• Typical hydraulic mulch application rates range from 2,000 pounds per acre for standard
mulches (SMs) to 3,500 lbs. per acre for BFMs. However, the required amount of hydraulic
mulch to provide adequate coverage of exposed topsoil may appear to exceed the standard
rates when the roughness of the soil surface is changed due to soil preparation methods (see
EC-15 Soil Preparation) or by slope gradient.
• Other factors such as existing soil moisture and soil texture can have a profound effect on
the amount of hydraulic mulch required (i.e. application rate) applied to achieve an erosion -
resistant covering.
• Avoid use of mulch without a tackifier component, especially on slopes.
• Mulches used in the hydraulic mulch slurry can include:
- Cellulose fiber (paper- or corn -based)
- Wood fibers
- Cotton
- Synthetics
- Compost (see EC-14, Compost Blanket)
- Straw
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Hydraulic
a Additional guidance on the comparison and selection of temporary slope stabilization
methods is provided in Appendix F of the Handbook.
Categories of Hydraulic Mulches
Standard Hvdw raulk P luLeh SM.
Standard hydraulic mulches are generally applied at a rate of 2,000 lbs. per acre and are
manufactured containing around 5% tackifier (i.e. soil binder), usually a plant -derived guar or
psyllium type. Most standard mulches are green in color derived from food -color based dyes.
j:.,Ljraulic Matrices HM and Staabilized. Filer Matrices (SFM1
Hydraulic matrices and stabilized fiber matrices are slurries which contain increased levels of
tackifiers/soil binders; usually 10% or more by weight. HMs and SFMs have improved
performance compared to a standard hydraulic mulch (SM) because of the additional
percentage of tackifier and because of their higher application rates, typically 2,500 — 4,000 lbs.
per acre. Hydraulic matrices can include a mixture of fibers, for example, a 50/5o blend of
paper and wood fiber. In the case of an SFM, the tackifier/soil binder is specified as a
polyacrylamide (PAM).
Bonded Filler Matrix BEM
Bonded fiber matrices (BFMs) are hydraulically -applied systems of fibers, adhesives (typically
guar- or polymer -based) and chemical cross -links. Upon drying, the slurry forms an erosion -
resistant blanket that prevents soil erosion and promotes vegetation establishment. The cross -
linked adhesive in the BFM should be biodegradable and should not dissolve or disperse upon
re -wetting. BFMs are typically applied at rates from 3,O0O to 4,000 lbs. per acre based on the
manufacturer's recommendation. BFMs should not be applied immediately before, during or
immediately after rainfall or if the soil is saturated. Depending on the product, BFMs typically
require 12 to 24 hours to dry and become effective.
I-Ndraulic. Coinpost Matrix (HCM)
Hydraulic compost matrix (HCM) is a field -derived practice whereby finely graded or sifted
compost is introduced into the hydraulic mulch slurry. A guar -type tackifier can be added for
steeper slope applications as well as any specified seed mixtures. An HCM can help to accelerate
seed germination and growth. HCMs are particularly useful as an in -fill for three-dimensional
re -vegetation geocomposites, such as turf reinforcement mats (TRM) (see EC-7 Geotextiles and
Mats).
Costs
Average installed costs for hydraulic mulch categories are is provided in Table 1, below..
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Hydraulic Mulch EC-3
Table
HYDRAULIC MULCH BMPs
INSTALLED COSTS
BMP
�InstalledCost/Acre
..........
Standard Hydraulic Mulching (SM) ......................................_.....-wddd_
$2 100 - $4,700 per acre i
Hydraulic Matrices (HM) and Stabilized Fiber Matrices
Guar -based
$2,600 - $5,200 per acre
PAM-based
.....,.ww ...................-----_________..........._-.....
$3,200 - $7,200 per acre
w
Bonded Fiber Matrix (BFM)............... ........._.m..5m000..:..$8,800
per acre
Hydraulic Compost Matrix (HCM)
$3,800 - $4,500 per acre
Source: Cost information received from individual product manufacturers solicited by
Geosyntec Consultants (2004). Adjusted for inflation (2016 dollars) by Tetra Tech, Inc
Inspection and Maintenance
81 Maintain an unbroken, temporary mulched ground cover throughout the period of
construction when the soils are not being reworked.
• BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• Areas where erosion is evident should be repaired and BMPs re -applied as soon as possible.
Care should be exercised to minimize the damage to protected areas while making repairs, as
any area damaged will require re -application of BMPs.
• Compare the number of bags or weight of applied mulch to the area treated to determine
actual application rates and compliance with specifications.
References
Soil Stabilization BMP Research for Erosion and Sediment Controls: Cost Survey Technical
Memorandum, State of California Department of Transportation (Caltrans), July 2007.
Controlling Erosion of Construction Sites, Agricultural Information #347, U.S. Department of
Agriculture (USDA), Natural Resources Conservation Service (NRCS) (formerly Soil
Conservation Service — SCS).
Guides for Erosion and Sediment Control in California, USDA Soils Conservation Service,
January 1991.
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
Sedimentation and Erosion Control, an Inventory of Current Practices Draft, US EPA, April
1990.
December 2019 CASQA BMP Handbook 5 of 6
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Agreement No. 6574
Hydraulic
Soil Erosion by Water, Agriculture Information Bulletin *513, U.S. Department of Agriculture,
Soil Conservation Service.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Guidance Document: Soil Stabilization for Temporary Slopes, State of California Department of
Transportation (Caltrans), November 1999
Stormwater Management of the Puget Sound Basin, Technical Manual, Publication *91-75,
Washington State Department of Ecology, February 1992.
Water Quality Management Plan for the Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
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Agreement No. 6574
roseeoing EC77-4;
Description and Purpose
Hydroseeding typically consists of applying a mixture of a
hydraulic mulch, seed, and water with the possible addition of
tackifier, compost, mycorrhizae inoculant, fertilizer, and/or soil
conditioner, to temporarily protect exposed soils from erosion
by water and wind. Hydraulic seeding, or hydroseeding, is
simply the method by which temporary or permanent seed is
applied to the soil surface and temporary erosion control is
established by means of the mulch component.
Suitable Applications
Hydroseeding is suitable for disturbed areas requiring
temporary protection until permanent stabilization is
established, for disturbed areas that will be re -disturbed
following an extended period of inactivity, or to apply
permanent stabilization measures. Hydroseeding without
mulch or other cover (e.g., EC-7, Geotextiles and Mats) is not a
stand-alone erosion control BMP and should be combined with
additional measures until vegetation establishment.
Typical applications for hydroseeding include:
Disturbed soil/graded areas where permanent stabilization
or continued earthwork is not anticipated prior to seed
germination.
a Cleared and graded areas exposed to seasonal rains or
temporary irrigation.
m To vegetate swales and earthen berms.
Categories
EC
Erosion Control 0
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control 21
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
.-...........................................
Legend:
0
Primary Category
0
Secondary Category
Targeted rvConstituents
Sediment"�.,�ww�Mm.m._-,�.�,„�.��
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
EC-3 Hydraulic Mulch
EC-5 Soil Binders
EC-6 Straw Mulch
EC-7 Geotextiles and Mats
EC-8 Wood Mulching
EC-14 Compost Blanket
EC-16 Non -Vegetative Stabilization
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
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Hydros,eed"ing EC-4
Areas not subject to heavy wear by construction equipment
or high traffic.
Limitations
Availability of hydroseeding equipment maybe limited just prior to the rainy season and
prior to storms due to high demand.
a Hydraulic seed should be applied with hydraulic mulch or a stand-alone hydroseed
application should be followed by one of the following:
- Straw mulch (see Straw Mulch EC-6)
- Rolled erosion control products (see Geotextiles and Mats EC-7)
Application of Compost Blanket (see Compost Blanket EC-14)
Hydraulic seed may be used alone only on small flat surfaces when there is sufficient time in
the season to ensure adequate vegetation establishment and coverage to provide adequate
erosion control.
• Hydraulic seed without mulch does not provide immediate erosion control.
• Temporary seeding may not be appropriate for steep slopes (i.e., slopes readily prone to rill
erosion or without sufficient topsoil).
■ Temporary seeding may not be appropriate in dry periods without supplemental irrigation.
• Temporary vegetation may have to be removed before permanent vegetation is applied.
i Temporary vegetation may not be appropriate for short term inactivity (i.e., less than 3-6
months).
■ Vegetation may not establish when hydroseed is applied to very compact soils.
■ Mulch may inhibit germination when applied at high rates.
■ This BMP consists of a mixture of several constituents (e.g., fibers/mulches, tackifiers, and
other chemical constituents), some of which may be proprietary and may come pre -mixed by
the manufacturer. The water quality impacts of these constituents are relatively unknown,
and some may have water quality impacts due to their chemical makeup. Additionally, these
constituents may require non -visible pollutant monitoring. Refer to specific chemical
properties identified in the product's Safety Data Sheet (SDS), although, note that not all
SDS's provide ecological information; products should be evaluated for project -specific
implementation by the QSD. Refer to fact sheet EC-05, Soil Binders, for further guidance on
selecting soil binders.
Implementation
In order to select appropriate hydraulic seed mixtures, an evaluation of site conditions should be
performed with respect to:
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- Soil conditions - Maintenance requirements
- Site topography and exposure (sun/wind) - Sensitive adjacent areas
- Season and climate - Water availability
- Vegetation types - Plans for permanent vegetation
The local office of the U.S.D.A. Natural Resources Conservation Service (NRCS), Resource
Conservation Districts and Agricultural Extension Service can provide information on
appropriate seed mixes.
The following steps should be followed for implementation:
s Where appropriate or feasible, soil should be prepared to receive the seed by disking or
otherwise scarifying (See EC-15, Soil Preparation) the surface to eliminate crust, improve air
and water infiltration and create a more favorable environment for germination and growth.
• Avoid use of hydraulic seed in areas where the BMP would be incompatible with future
earthwork activities.
• Hydraulic seed can be applied using a multiple step or one step process.
- In a multiple step process, hydraulic seed is applied first, followed by mulch or a Rolled
Erosion Control Product (RECP).
- In the one step process, hydraulic seed is applied with hydraulic mulch in a hydraulic
matrix. When the one step process is used to apply the mixture of fiber, seed, etc., the
seed rate should be increased to compensate for all seeds not having direct contact with
the soil.
• All hydraulically seeded areas should have mulch, or alternate erosion control cover to keep
seeds in place and to moderate soil moisture and temperature until the seeds germinate and
grow.
All seeds should be in conformance with the California State Seed Law of the Department of
Agriculture. Each seed bag should be delivered to the site sealed and clearly marked as to
species, purity, percent germination, dealer's guarantee, and dates of test. The container
should be labeled to clearly reflect the amount of Pure Live Seed (PLS) contained. All
legume seed should be pellet inoculated. Inoculant sources should be species specific and
should be applied at a rate of 2 lb of inoculant per too lb seed.
* Commercial fertilizer should conform to the requirements of the California Food and
Agricultural Code, which can be found at:
l� t ww w 1 infr ,ca.g Lv al f"ac table of coot nts.latr 'I. Fertilizer should be pelleted
or granular form.
Follow up applications should be made as needed to cover areas of poor coverage or
germination/vegetation establishment and to maintain adequate soil protection.
Avoid over spray onto roads, sidewalks, drainage channels, existing vegetation, etc.
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Hydrosieieding EC-4
a Additional guidance on the comparison and selection of temporary slope stabilization
methods is provided in Appendix F of the Handbook.
Costs
Average cost for installation and maintenance may vary from as low as $ 2,400 per acre for flat
slopes and stable soils, to $5,200 per acre for moderate to steep slopes and/or erosive soils.
Cost of seed mixtures vary based on types of required vegetation.
BMP Installed Cost
per Acre
Hydraulic Seed $2,400-$5,200
Source: Cost information received from individual product manufacturers solicited by
Geosy ntec Consultants (2004). Adjusted for inflation (2o16 dollars) by Tetra Tech, Inc.
Inspection and Maintenance
■ BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• Areas where erosion is evident should be repaired and BMPs re -applied as soon as possible.
Care should be exercised to minimize the damage to protected areas while making repairs, as
any area damaged will require re -application of BMPs.
• Where seeds fail to germinate, or they germinate and die, the area must be re -seeded,
fertilized, and mulched within the planting season, using not less than half the original
application rates.
• Irrigation systems, if applicable, should be inspected daily while in use to identify system
malfunctions and line breaks. When line breaks are detected, the system must be shut down
immediately and breaks repaired before the system is put back into operation.
■ Irrigation systems should be inspected for complete coverage and adjusted as needed to
maintain complete coverage.
References
Soil Stabilization BMP Research for Erosion and Sediment Controls: Cost Survey Technical
Memorandum, State of California Department of Transportation (Caltrans), July 2007.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Guidance Document: Soil Stabilization for Temporary Slopes, State of California Department of
Transportation (Caltrans), November 1999•
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Agreement No. 6574
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
0
Primary Category
0
Secondary Category
OR
113
Targeted Constituents
Description and Purpose
Sediment��� C�1
Soil binding consists of application and maintenance of a soil
Nutrients
stabilizer to exposed soil surfaces. Soil binders are materials
Trash
applied to the soil surface to temporarily prevent water and
wind induced erosion of exposed soils on construction sites.
Metals
Bacteria
Suitable Applications
Oil and Grease
Soil binders are typically applied to disturbed areas requiring
Organics
temporary protection. Because soil binders, when used as a
stand-alone practice, can often be incorporated into the soil,
. w..
they are a good alternative to mulches in areas where gradingves
Potential Alternatives
activities will soon resume. Soil binders are commonly used in
EC-3 Hydraulic Mulch
the following areas:
EC-4 Hydroseeding
Rough graded soils that will be inactive for a short period of
EC-6 Straw Mulch
time.
EC-7 Geotextiles and Mats
a Soil stockpiles. EC-8 Wood Mulching
• Temporary haul roads prior to placement of crushed rock. If User/Subscriber modifies this factsheet in any way, the CASQA
• name/logo and footer below must be
Compacted soil road base. removed from each page and not
• Construction staging, materials storage, and layout areas. appear on the modified version.
• Slopes and areas requiring stabilization prior to rain.
• Disturbed areas subject to high winds.
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Limitations
• Soil binders are temporary in nature and may need reapplication.
• Soil binders require a minimum curing time until fully effective, as prescribed by the
manufacturer. Curing time may be 24 hours or longer. Soil binders may need reapplication
after a storm event.
• Soil binders will generally experience spot failures during heavy rainfall events. If runoff
penetrates the soil at the top of a slope treated with a soil binder, it is likely that the runoff
will undercut the stabilized soil layer and discharge at a point further down slope.
• Plant -material -based soil binders do not generally hold up to pedestrian or vehicular traffic
across treated areas as well as polymeric emulsion blends or cementitious-based binders.
■ Soil binders may not sufficiently penetrate compacted soils.
• Some soil binders are soil texture specific in terms of their effectiveness. For example,
polyacrylamides (PAMs) work very well on silt and clayey soils but their performance
decreases dramatically in sandy soils.
• Some soil binders may not perform well with low relative humidity. Under rainy conditions,
some agents may become slippery or leach out of the soil.
• Soil binders may not cure if low temperatures occur within 24 hours of application.
• The water quality impacts of some chemical soil binders are relatively unknown, and some
may have water quality impacts due to their chemical makeup. Additionally, these chemicals
may require non -visible pollutant monitoring. Products should be evaluated for project -
specific implementation by the SWPPP Preparer. Refer to the product Material Safety Data
Sheet for chemical properties.
Implementation
General Considerations
• Soil binders should conform to local municipality specifications and requirements.
• Site soil types will dictate appropriate soil binders to be used.
• A soil binder must be environmentally benign (non -toxic to plant and animal life), easy to
apply, easy to maintain, economical, and should not stain paved or painted surfaces. Soil
binders should not pollute stormwater when cured. Obtain a Safety Data Sheet (SDS) from
the manufacturer to ensure non -toxicity (note however, the SDS may not include ecological
information).
• Stormwater runoff from PAM treated soils should pass through one of the following
sediment control BMP prior to discharging to surface waters.
- When the total drainage area is greater than or equal to 5 acres, PAM treated areas
should drain to a sediment basin.
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Soil °,
"Inders EC-5
- Areas less than 5 acres should drain to sediment control BMPs, such as a sediment trap,
or a series of check dams. The total number of check dams used should be maximized to
achieve the greatest amount of settlement of sediment prior to discharging from the site.
Each check dam should be spaced evenly in the drainage channel through which
stormwater flows are discharged off site.
is Performance of soil binders depends on temperature, humidity, and traffic across treated
areas.
is Avoid over spray onto roads, sidewalks, drainage channels, existing vegetation, etc.
• Some soil binders are designed for application to roads.
• Additional guidance on the comparison and selection of temporary slope stabilization
methods is provided in Appendix F of the Handbook.
Selecting a Soil Binder
Properties of common soil binders used for erosion control are provided on Table i at the end of
this Fact Sheet. Use Table 1 to select an appropriate soil binder. Refer to WE-1, Wind Erosion
Control, for dust control soil binders.
Factors to consider when selecting a soil binder include the following:
is Suitability to situation - Consider where the soil binder will be applied, if it needs a high
resistance to leaching or abrasion, and whether it needs to be compatible with any existing
vegetation. Determine the length of time soil stabilization will be needed, and if the soil
binder will be placed in an area where it will degrade rapidly. In general, slope steepness is
not a discriminating factor for the listed soil binders.
• Soil types and surface materials - Fines and moisture content are key properties of surface
materials. Consider a soil binder's ability to penetrate, likelihood of leaching, and ability to
form a surface crust on the surface materials.
• Frequency of application - The frequency of application is related to the functional longevity
of the binder, which can be affected by subgrade conditions, surface type, climate, and
maintenance schedule.
m Frequent applications could lead to high costs. Application frequency may be minimized if
the soil binder has good penetration, low evaporation, and good longevity. Consider also
that frequent application will require frequent equipment clean up.
Plant -Material -Based (Short Lived, <6 months) Binders
Guar: Guar is a non -toxic, biodegradable, natural galactomannan-based hydrocolloid treated
with dispersant agents for easy field mixing. It should be mixed with water at the rate of 11 to 15
lb per 1,000 gallons. Recommended minimum application rates are as follows:
December 2019 CASQA BMP Handbook 3 of 9
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Agreement No. 6574
Soil Binders
Application Rates for Guar Soil Stabilizer
--.... Slope (H:V): 4'
Plat_..-........�m.........�....�...�.�.�.�.�.�m.1............_A...�,.� ga aa 2__........._..................................................�i........_............
lb/acre: 40 45.. �...............I ..._____ ..... .. ... ,....�,.
50 60 70
Psvlliuni: Psyllium is composed of the finely ground muciloid coating of plantago seeds that is
applied as a dry powder or in a wet slurry to the surface of the soil. It dries to form a firm but
rewettable membrane that binds soil particles together but permits germination and growth of
seed. Psyllium requires 12 to 18 hours drying time. Application rates should be from 8o to 200
lb/acre, with enough water in solution to allow for a uniform slurry flow.
Starch: Starch is non-ionic, cold water soluble (pre -gelatinized) granular cornstarch. The
material is mixed with water and applied at the rate of 150 lb/acre. Approximate drying time is
9 to 12 hours.
Plant -Material -Based (Long Lived, 6-12 months) Binders
Pitch and Rosin Emulsion: Generally, a non-ionic pitch and rosin emulsion has a minimum
solids content of 48%. The rosin should be a minimum of 26% of the total solids content. The
soil stabilizer should be non -corrosive, water dilutable emulsion that upon application cures to a
water insoluble binding and cementing agent. For soil erosion control applications, the
emulsion is diluted and should be applied as follows:
• For clayey soil: 5 parts water to 1-part emulsion
• For sandy soil: io parts water to 1-part emulsion
Application can be by water truck or hydraulic seeder with the emulsion and product mixture
applied at the rate specified by the manufacturer.
Polymeric Emulsion Blend Binders
Aci,vlic L)Pob iers and Polymers: Polymeric soil stabilizers should consist of a liquid or solid
polymer or copolymer with an acrylic base that contains a minimum of 55% solids. The
polymeric compound should be handled and mixed in a manner that will not cause foaming or
should contain an anti -foaming agent. The polymeric emulsion should not exceed its shelf life
or expiration date; manufacturers should provide the expiration date. Polymeric soil stabilizer
should be readily miscible in water, non -injurious to seed or animal life, non-flammable, should
provide surface soil stabilization for various soil types without totally inhibiting water
infiltration, and should not re -emulsify when cured. The applied compound typically requires
12 to 24 hours drying time. Liquid copolymer should be diluted at a rate of 10 parts water to 1-
part polymer and the mixture applied to soil at a rate of 1,175 gallons/acre.
Liquid Pol y1l'iem s LMet,hacr lanes and Ar ylatee This material consists of a tackifier/sealer that
is a liquid polymer of methacrylates and acrylates. It is an aqueous t00% acrylic emulsion blend
Of 40% solids by volume that is free from styrene, acetate, vinyl, ethoxylated surfactants or
silicates. For soil stabilization applications, it is diluted with water in accordance with the
manufacturer's recommendations and applied with a hydraulic seeder at the rate of 20
gallons/acre. Drying time is 12 to 18 hours after application.
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Agreement No. 6574
Soil Binders EC-5
Q�M-s tof Sodium Acrylates aiid Acrylainides:. These materials are non -toxic, dry powders
that are copolymers of sodium acrylate and acrylamide. They are mixed with water and applied
to the soil surface for erosion control at rates that are determined by slope gradient:
Slope Gradient
lb/acre
(H:V)
Flat to 5:1
........... .
3.0-5.0
5:1 to 3:1
5.0-10.0
2:1 to 1:1
10.0-20.0
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Soil Bi
anders, EC-5
Poi�7-Ac.r�,Iannide PAM antes Coa&.Li-Lt ww 2 A ,1,ill cl(L: Linear copolymer polyacrylamide for
use as a soil binder is packaged as a dry flowable solid, as a liquid. Refer to the manufacturer's
recommendation for dilution and application rates as they vary based on liquid or dry form, site
conditions and climate.
r Limitations specific to PAM are as follows.
Do not use PAM on a slope that flows into a water body without passing through a
sediment trap or sediment basin.
The specific PAM copolymer formulation must be anionic. Cationic PAM should not be
used in any application because of known aquatic toxicity problems. Only the highest
drinking water grade PAM, certified for compliance with ANSI/NSF Standard 6o for
drinking water treatment, should be used for soil applications.
PAM designated for erosion and sediment control should be "water soluble" or "linear"
or "non -cross linked".
PAM should not be used as a stand-alone BMP to protect against water -based erosion.
When combined with mulch, its effectiveness increases dramatically.
Hydro- "olloAd Polymers.: Hydro -Colloid Polymers are various combinations of dry flowable
poly-acrylamides, copolymers and hydro -colloid polymers that are mixed with water and
applied to the soil surface at rates of 55 to 60 lb/acre. Drying times are o to 4 hours.
Cementitious-Based Binders
Gypsum: This is a formulated gypsum -based product that readily mixes with water and mulch
to form a thin protective crust on the soil surface. It is composed of high purity gypsum that is
ground, calcined and processed into calcium sulfate hemihydrate with a minimum purity of
86%. It is mixed in a hydraulic seeder and applied at rates 4,000 to 12,000 lb/acre. Drying
time is 4 to 8 hours.
Applying Soil Binders
After selecting an appropriate soil binder, the untreated soil surface must be prepared before
applying the soil binder. The untreated soil surface must contain sufficient moisture to assist
the agent in achieving uniform distribution. In general, the following steps should be followed:
■ Follow manufacturer's written recommendations for application rates, pre -wetting of
application area, and cleaning of equipment after use.
• Prior to application, roughen embankment and fill areas.
• Consider the drying time for the selected soil binder and apply with sufficient time before
anticipated rainfall. Soil binders should not be applied during or immediately before
rainfall.
• Avoid over spray onto roads, sidewalks, drainage channels, sound walls, existing vegetation,
etc.
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• Soil binders should not be applied to frozen soil, areas with standing water, under freezing
or rainy conditions, or when the temperature is below 40uF during the curing period.
• More than one treatment is often necessary, although the second treatment may be diluted
or have a lower application rate.
• Generally, soil binders require a minimum curing time of 24 hours before they are fully
effective. Refer to manufacturer's instructions for specific cure time.
■ For liquid agents:
Crown or slope ground to avoid ponding.
Uniformly pre -wet ground at 0.03 to 0.3 gal/yd2 or according to manufacturer's
recommendations.
Apply solution under pressure. Overlap solution 6 to 12 in.
Allow treated area to cure for the time recommended by the manufacturer; typically, at
least 24 hours.
- Apply second treatment before first treatment becomes ineffective, using 50
application rate.
- In low humidities, reactivate chemicals by re -wetting with water at o.1 to 0.2 gal/yd2.
Costs
Costs vary according to the soil stabilizer selected for implementation. The following are
approximate installed costs:
.......:.................. :.:........._
Soil Binder ._
Cost per Acre
Plant -Material -Based (Short Lived) Binders $900-$2����� _ 1,o0
W Plant -Material -Based (Long Lived)Binders $1,500-$1,900......_,
m Polymeric Emulsion Blend Binders $900-$1,900
Cemender
ntitiaus-Based Binders ....�.�.�.�....�..�.....�.......
$1,00041,500
Source: Cost information received from individual product
manufacturers solicited by Geosyntec Consultants (2004). Adjusted for
inflation (2016 dollars) by Tetra Tech Inc.
Inspection and Maintenance
■ BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• Areas where erosion is evident should be repaired and BMPs re -applied as soon as possible.
Care should be exercised to minimize the damage to protected areas while making repairs, as
any area damaged will require re -application of BMPs.
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Agreement No. 6574
a Reapply the selected soil binder as needed to maintain effectiveness.
Table 1 Properties of Soil Binders for Erosion Control
Binder Type
Evaluation Criteria Plant Material Plant Material Polymeric Cementitious-
Based (Short Based (Long Emulsion Blends Based Binders
Lived) Lived)
Relative Cost
Low
Moderate to
High
Low to High
Low to Moderate
Resistance to Leaching
High
High
Low to Moderate
Moderate
Resistance to Abrasion
Moderate
Low
Moderate to High
I Moderate to High
Longevity
Short to Medium
Medium
Medium to Long
Medium
Minimum Curing Time
9 to 18 hours
19 to 24 hours
0 to 24 hours
4 to 8 hours
before Rain
Compatibility with
Good
Poor
««wawa
Poor
Poor
Existing Vegetation
Photodegradable/
Photodegradable/
Mode of Degradation
Biodegradable
Biodegradable
Chemically
Chemically
Degradable
Degradable
Labor Intensive
No
No
No
No
Specialized Application
Water Truck or
Hydraulic
Water Truck or
Hydraulic
Water Truck or
Water Truck or
Equipment
Mulcher
Mulcher
Hydraulic Mulcher
Hydraulic Mulcher
Liquid/Powder
Powder
Liquid
Liquid/Powder
Powder
Surface Crusting
Yes, but dissolves
Yes
Yes, but dissolves on
Yes
on rewetting
relvetting
Clean Up
Water
Water
Water
Water
Erosion Control
Varies
Varies
Varies (1)
4,000 to 12,000
Application Rate
lbs/acre
(i) See Implementation for specific rates.
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References
Erosion Control Pilot Study Report, State of California Department of Transportation
(Caltrans), June 2000.
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
Sedimentation and Erosion Control, An Inventory of Current Practices Draft, US EPA, April
1990.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Guidance Document: Soil Stabilization for Temporary Slopes, State of California Department of
Transportation (Caltrans), November 1999•
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
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Straw Mulch EC-�6
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
Waste Management and
WM
Materials Pollution Control
Legend:
Q Primary Category
Secondary Category
0
Targeted Constituents
Description and Purpose"
Sediment Q
Straw mulch consists of placing a uniform layer of straw and Nutrients
incorporating it into the soil with a studded roller or crimper or Trash
anchoring it with a tackifier or stabilizing emulsion. Straw
mulch protects the soil surface from the impact of rain drops, Metals
preventing soil particles from becoming dislodged. Bacteria
Oil and Grease
Suitable Applications Organics
Straw mulch is suitable for disturbed areas requiring temporary
protection until permanent stabilization is established. Straw
mulch can be specified for the following applications:
Potential Alternatives mp
EC-3 Hydraulic Mulch
■ As a stand-alone BMP on disturbed areas until soils can be
prepared for permanent vegetation. The longevity of straw EC 4 Hydroseeding
mulch is typically less than six months. EC-5 Soil Binders
EC-7 Geotextiles and Mats
mi Applied in combination with temporary seeding strategies
EC-8 Wood Mulching
u Applied in combination with permanent seeding strategies EC-14 Compost Blanket
to enhance plant establishment and final soil stabilization ... .....-°
If User/Subscriber modifies this fact
• Applied around containerized plantings to control erosion sheet in any way, the CASQA
until the plants become established to provide permanent name/logo and footer below must be
stabilization removed from each page and not
appear on the modified version.
Limitations
Availability of straw and straw blowing equipment may be
limited just prior to the rainy season and prior to storms
due to high demand.
e,.wmpwar�,uva.�mwa�m �m,amr
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Agreement No. 6574
Straw
• There is a potential for introduction of weed seed and unwanted plant material if weed -free
agricultural straw is not specified.
• Straw mulch applied by hand is more time intensive and potentially costly.
m Wind may limit application of straw and blow straw into undesired locations.
May have to be removed prior to permanent seeding or prior to further earthwork.
• "Punching" of straw does not work in sandy soils, necessitating the use of tackifiers.
® Potential fugitive dust control issues associated with straw applications can occur.
Application of a stabilizing emulsion or a water stream at the same time straw is being blown
can reduce this problem.
• Use of plastic netting should be avoided in areas where wildlife may be entrapped and may
be prohibited for projects in certain areas with sensitive wildlife species, especially reptiles
and amphibians.
Implementation
L Straw should be derived from weed -free wheat, rice, or barley. Where required by the plans,
specifications, permits, or environmental documents, native grass straw should be used.
■ Use tackifier to anchor straw mulch to the soil on slopes.
• Crimping, punch roller -type rollers, or track walking may also be used to incorporate straw
mulch into the soil on slopes. Track walking can be used where other methods are
impractical.
m Avoid placing straw onto roads, sidewalks, drainage channels, sound walls, existing
vegetation, etc.
• Straw mulch with tackifier should not be applied during or immediately before rainfall.
• Additional guidance on the comparison and selection of temporary slope stabilization
methods is provided in Appendix F of the Handbook.
Application Procedures
• When using a tackifier to anchor the straw mulch, roughen embankment or fill areas by
rolling with a crimping or punching -type roller or by track walking before placing the straw
mulch. Track walking should only be used where rolling is impractical.
■ Apply straw at a rate of between 3,00o and 4,000 lb./acre, either by machine or by hand
distribution and provide i00% ground cover. A lighter application is used for flat surfaces
and a heavier application is used for slopes.
m Evenly distribute straw mulch on the soil surface.
w Anchoring straw mulch to the soil surface by "punching" it into the soil mechanically
(incorporating) can be used in lieu of a tackifier.
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Straw Mulch EC-:6
Methods for holding the straw mulch in place depend upon the slope steepness, accessibility,
soil conditions, and longevity.
- A tackifier acts to glue the straw fibers together and to the soil surface. The tackifier
should be selected based on longevity and ability to hold the fibers in place. A tackifier is
typically applied at a rate of 125 lb./acre. In windy conditions, the rates are typically 18o
lb./acre.
- On very small areas, a spade or shovel can be used to punch in straw mulch.
- On slopes with soils that are stable enough and of sufficient gradient to safely support
construction equipment without contributing to compaction and instability problems,
straw can be "punched" into the ground using a knife blade roller or a straight bladed
coulter, known commercially as a "crimper."
Costs
Average annual cost for installation and maintenance is included in the table below. Application
by hand is more time intensive and potentially more costly.
BMP I Unit Cost per Acre
Straw mulch, crimped or punched $3,150-$6,900
Straw mulch with tackifier $2,300-$6,200
Source: Cost information received from individual product suppliers solicited by
Geosyntec Consultants (2004). Adjusted for inflation (2016 dollars) by Tetra Tech, Inc.
Inspection and Maintenance
a BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• Areas where erosion is evident should be repaired and BMPs re -applied as soon as possible.
Care should be exercised to minimize the damage to protected areas while making repairs, as
any area damaged will require re -application of BMPs.
• The key consideration in inspection and maintenance is that the straw needs to last long
enough to achieve erosion control objectives. Straw mulch as a stand-alone BMP is
temporary and is not suited for long-term erosion control.
■ Maintain an unbroken, temporary mulched ground cover while disturbed soil areas are
inactive. Repair any damaged ground cover and re -mulch exposed areas.
• Reapplication of straw mulch and tackifier may be required to maintain effective soil
stabilization over disturbed areas and slopes.
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Agreement No. 6574
Straw Mulch ,,
References
Soil Stabilization BMP Research for Erosion and Sediment Controls: Cost Survey Technical
Memorandum, State of California Department of Transportation (Caltrans), July 2007.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
Controlling Erosion of Construction Sites, Agricultural Information Bulletin #347, U.S.
Department of Agriculture (USDA), Natural Resources Conservation Service (NRCS) (formerly
Soil Conservation Service — SCS).
Guides for Erosion and Sediment Control in California, USDA Soils Conservation Service,
January 1991.
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
Soil Erosion by Water, Agricultural Information Bulletin #513, U.S. Department of Agriculture,
Soil Conservation Service.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Stormwater Management of the Puget Sound Basin, Technical Manual, Publication #91-75,
Washington State Department of Ecology, February 1992.
Water Quality Management Plan for the Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
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and Mats EC-i7
Categories
EC Erosion Control
SE Sediment Control
TC Tracking Control
WE Wind Erosion Control
NS Non-Stormwater
Management Control
WM Waste Management and
Materials Pollution Control
Legend:
0 Primary Category
0 Secondary Category
a
❑x
Targeted Constituents
Description and Purpose
Sediment Q
Rolled Erosion Control Products (RECPs), also known as
Nutrients
erosion control matting or blankets, can be made of natural or
Trash
synthetic materials or a combination of the two. RECPs are
used to cover the soil surface to reduce erosion from rainfall
Metals
impact, hold soil in place, and absorb and hold moisture near
Bacteria
the soil surface. Additionally, RECPs may be used to stabilize
Oil and Grease
soils until vegetation is established or to reinforce non -woody
Organics
surface vegetation.
Suitable Applications
Alternatives Potential Alt ies
RECPs are typically applied on slopes where erosion hazard is
EC-3 Hydraulic Mulch
high, and vegetation will be slow to establish. Mattings are also
EC-4 Hydroseeding
used on stream banks, swales and other drainage channels
where moving water at velocities between ft s and 6 ft s are
g 3 / /
_
if User/Subscriber modifies this fact
likely to cause scour and wash out new vegetation and in areas
sheet in any way, the CASQA
where the soil surface is disturbed and where existing
name/logo and footer below must be
vegetation has been removed. RECPs may also be used when
removed from each page and not
seeding cannot occur (e.g., late season construction and/or the
appear on the modified version.
arrival of an early rain season). RECPs should be considered
when the soils are fine grained and potentially erosive. RECPs
should be considered in the following situations:
• Steep slopes, generally steeper than 3:1(H:V).
■ Long slopes.
r Slopes where the erosion potential is high.
• Slopes and disturbed soils where mulch must be anchored.
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• Disturbed areas where temporary cover is needed, or plants are slow to establish or will not
establish.
• Channels with flows exceeding 3.3 ft/s.
• Channels to be vegetated.
■ Stockpiles.
■ Slopes adjacent to water bodies.
Limitations
RECP installed costs are generally higher than other erosion control BMPs, limiting their use
to areas where other BMPs are ineffective (e.g., channels, steep slopes).
■ RECPs may delay seed germination, due to reduction in soil temperature and/or sunlight.
a RECPs are generally not suitable for excessively rocky sites or areas where the final
vegetation will be mowed (since staples and netting can catch in mowers). If a staple or pin
cannot be driven into the soil because the underlying soil is too hard or rocky, then an
alternative BMP should be selected.
■ If used for temporary erosion control, RECPs should be removed and disposed of prior to
application of permanent soil stabilization measures.
The use of plastic sheeting should be limited to covering stockpiles or very small graded
areas for short periods of time (such as through one imminent storm event) until other
measures, such as seeding and mulching, maybe installed.
- Plastic sheeting is easily vandalized, easily torn, photodegradable, and must be
disposed of at a landfill.
- Plastic sheeting results in t00% runoff, which may cause serious erosion
problems in the areas receiving the increased flow.
m According to the State Water Board's CGP Review, Issue #2, only RECPs that either do not
contain plastic netting or contain netting manufactured from i00% biodegradable non -
plastic materials, such as jute, sisal, or coir fiber should be used due to plastic pollution and
wildlife concerns. If a plastic -netted product is used for temporary stabilization, it must be
promptly removed when no longer needed and removed or replaced with non -plastic netted
RECPs for final stabilization.
• RECPs may have limitations based on soil type, slope gradient, or channel flow rate; consult
the manufacturer for proper selection.
• Not suitable for areas that have foot traffic (tripping hazard) - e.g., pad areas around
buildings under construction.
• RECPs that incorporate a plastic netting (e.g. straw blanket typically uses a plastic netting to
hold the straw in place) may not be suitable near known wildlife habitat. Wildlife can
become trapped in the plastic netting. As per State Water Board guidance, RECPs that
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Geotextilesi Diu
contain plastic netting are discouraged for temporary controls and are not acceptable
alternatives for permanent controls. RECPs that do not contain plastic netting or contain
netting manufactured from t00% biodegradable non -plastic materials such as jute, sisal, or
coir fiber should be used.
6 RECPs may have limitations in extremely windy climates; they are susceptible to wind
damage and displacement. However, when RECPs are properly trenched at the top and
bottom and stapled in accordance with the manufacturer's recommendations, problems with
wind can be minimized.
Implementation
Material Selection
Natural RECPs have been found to be effective where re -vegetation will be provided by re-
seeding. The choice of material should be based on the size of area, side slopes, surface
conditions such as hardness, moisture, weed growth, and availability of materials.
Additional guidance on the comparison and selection of temporary slope stabilization
methods is provided in Appendix F of the Handbook.
a The following natural and synthetic RECPs are commonly used:
Geotextiles
w Material can be a woven or a non -woven polypropylene fabric with minimum thickness of
0.O6 in., minimum width of 12 ft and should have minimum tensile strength of 150 lbs
(warp), 80 lbs (fill) in conformance with the requirements in ASTM Designation: D 4632.
The permittivity of the fabric should be approximately O.07 sec-' in conformance with the
requirements in ASTM Designation: D4491. The fabric should have an ultraviolet (UV)
stability of 70 percent in conformance with the requirements in ASTM designation: D4355•
Geotextile blankets must be secured in place with wire staples or sandbags and by keying
into tops of slopes to prevent infiltration of surface waters under geotextile. Staples should
be made of minimum 11-gauge steel wire and should be U-shaped with 8 in. legs and 2 in.
crown.
Geotextiles may be reused if they are suitable for the use intended.
Plastic Covers
■ Generally plastic sheeting should only be used as stockpile covering or for very small graded
areas for short periods of time (such as through one imminent storm event). If plastic
sheeting must be used, choose a plastic that will withstand photo degradation.
Plastic sheeting should have a minimum thickness of 6 mils and must be keyed in at the top
of slope (when used as a temporary slope protection) and firmly held in place with sandbags
or other weights placed no more than 10 ft apart. Seams are typically taped or weighted
down their entire length, and there should be at least a 12 in. to 24 in. overlap of all seams.
Edges should be embedded a minimum of 6 in. in soil (when used as a temporary slope
protection).
All sheeting must be inspected periodically after installation and after significant rainstorms
to check for erosion, undermining, and anchorage failure. Any failures must be repaired
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and Mats EC-7_
immediately. If washout or breakages occur, the material should be re -installed after
repairing the damage to the slope.
Erosion Control Blankets/Mats
a Biodegradable RECPs are typically composed of jute fibers, curled wood fibers, straw,
coconut fiber, or a combination of these materials. In order for an RECP to be considered
l00% biodegradable, the netting, sewing or adhesive system that holds the biodegradable
mulch fibers together must also be biodegradable. See typical installation details at the end
of this fact sheet.
Jute is a natural fiber that is made into a yarn that is loosely woven into a biodegradable
mesh. The performance of jute as a stand-alone RECP is low. Most other RECPs
outperform jute as a temporary erosion control product and therefore jute is not
commonly used. It is designed to be used in conjunction with vegetation. The material
is supplied in rolled strips, which should be secured to the soil with U-shaped staples or
stakes in accordance with manufacturers' recommendations.
Excelsior (curled wood fiber) blanket material should consist of machine produced
mats of curled wood excelsior with 8o percent of the fiber 6 in. or longer. The excelsior
blanket should be of consistent thickness. The wood fiber must be evenly distributed
over the entire area of the blanket. The top surface of the blanket should be covered with
a photodegradable extruded plastic mesh. The blanket should be smolder resistant
without the use of chemical additives and should be non -toxic and non -injurious to plant
and animal life. Excelsior blankets should be furnished in rolled strips, a minimum of 48
in. wide, and should have an average weight of o.8 lb/yd2, ±10 percent, at the time of
manufacture. Excelsior blankets must be secured in place with wire staples. Staples
should be made of minimum 11-gauge steel wire and should be U-shaped with 8 in. legs
and 2 in. crown.
Straw blanket should be machine produced mats of straw with a lightweight
biodegradable netting top layer. The straw should be attached to the netting with
biodegradable thread or glue strips. The straw blanket should be of consistent thickness.
The straw should be evenly distributed over the entire area of the blanket. Straw blanket
should be furnished in rolled strips a minimum of 6.5 ft wide, a minimum of 8o ft long
and a minimum of 0.5 lb/yd2. Straw blankets must be secured in place with wire staples.
Staples should be made of minimum 11-gauge steel wire and should be U-shaped with 8
in. legs and 2 in. crown.
- Wood fiber blanket is composed of biodegradable fiber mulch with extruded plastic
netting held together with adhesives. The material is designed to enhance re -vegetation.
The material is furnished in rolled strips, which must be secured to the ground with U-
shaped staples or stakes in accordance with manufacturers' recommendations.
Coconut fiber blanket should be a machine produced mat of too percent coconut
fiber with biodegradable netting on the top and bottom. The coconut fiber should be
attached to the netting with biodegradable thread or glue strips. The coconut fiber
blanket should be of consistent thickness. The coconut fiber should be evenly distributed
over the entire area of the blanket. Coconut fiber blanket should be furnished in rolled
strips with a minimum of 6.5 ft wide, a minimum of 8o ft. long and a minimum of 0.5
IN
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lb/yd2. Coconut fiber blankets must be secured in place with wire staples. Staples
should be made of minimum 1i-gauge steel wire and should be U-shaped with 8 in. legs
and 2 in. crown.
- Coconut fiber mesh is a thin permeable membrane made from coconut or corn fiber
that is spun into a yarn and woven into a biodegradable mat. It is designed to be used in
conjunction with vegetation and typically has longevity of several years. The material is
supplied in rolled strips, which must be secured to the soil with U-shaped staples or
stakes in accordance with manufacturers' recommendations.
Straw coconut fiber blanket should be machine produced mats of 70 percent straw
and 30 percent coconut fiber with a biodegradable netting top layer and a biodegradable
bottom net. The straw and coconut fiber should be attached to the netting with
biodegradable thread or glue strips. The straw coconut fiber blanket should be of
consistent thickness. The straw and coconut fiber should be evenly distributed over the
entire area of the blanket. Straw coconut fiber blanket should be furnished in rolled
strips a minimum of 6.5 ft wide, a minimum of 8o ft long and a minimum of 0.5 lb/yd2.
Straw coconut fiber blankets must be secured in place with wire staples. Staples should
be made of minimum 11-gauge steel wire and should be U-shaped with 8 in. legs and 2
in. crown.
Non -biodegradable RECPs are typically composed of polypropylene, polyethylene, nylon or
other synthetic fibers. In some cases, a combination of biodegradable and synthetic fibers is
used to construct the REM Netting used to hold these fibers together is typically non -
biodegradable as well. Only biodegradable RECPs can remain on a site applying for a Notice
of Termination due to plastic pollution and wild life concerns (State Waterboard, 2016).
RECPs containing plastic that are used on a site must be disposed of for final stabilization.
- Plastic netting is a lightweight biaxially oriented netting designed for securing loose
mulches like straw or paper to soil surfaces to establish vegetation. The netting is
photodegradable. The netting is supplied in rolled strips, which must be secured with U-
shaped staples or stakes in accordance with manufacturers' recommendations.
- Plastic mesh is an open weave geotextile that is composed of an extruded synthetic
fiber woven into a mesh with an opening size of less than 1/4 in. It is used with re -
vegetation or may be used to secure loose fiber such as straw to the ground. The material
is supplied in rolled strips, which must be secured to the soil with U-shaped staples or
stakes in accordance with manufacturers' recommendations.
Synthetic fiber with netting is a mat that is composed of durable synthetic fibers
treated to resist chemicals and ultraviolet light. The mat is a dense, three-dimensional
mesh of synthetic (typically polyolefin) fibers stitched between two polypropylene nets.
The mats are designed to be re -vegetated and provide a permanent composite system of
soil, roots, and geomatrix. The material is furnished in rolled strips, which must be
secured with U-shaped staples or stakes in accordance with manufacturers'
recommendations.
- Bonded synthetic fibers consist of a three-dimensional geometric nylon (or other
synthetic) matting. Typically, it has more than go percent open area, which facilitates
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root growth. It's tough root reinforcing system anchors vegetation and protects against
hydraulic lift and shear forces created by high volume discharges. It can be installed
over prepared soil, followed by seeding into the mat. Once vegetated, it becomes an
invisible composite system of soil, roots, and geomatrix. The material is furnished in
rolled strips that must be secured with U-shaped staples or stakes in accordance with
manufacturers' recommendations.
Combination synthetic and biodegradable RECPs consist of biodegradable fibers,
such as wood fiber or coconut fiber, with a heavy polypropylene net stitched to the top
and a high strength continuous filament geomatrix or net stitched to the bottom. The
material is designed to enhance re -vegetation. The material is furnished in rolled strips,
which must be secured with U-shaped staples or stakes in accordance with
manufacturers' recommendations.
Site Preparation
■ Proper soil preparation is essential to ensure complete contact of the RECP with the soil. Soil
Roughening is not recommended in areas where RECPs will be installed.
• Grade and shape the area of installation.
• Remove all rocks, clods, vegetation or other obstructions so that the installed blankets or
mats will have complete, direct contact with the soil.
• Prepare seedbed by loosening 2 to 3 in. of topsoil.
Seeding/Planting
Seed the area before blanket installation for erosion control and re -vegetation. Seeding after
mat installation is often specified for turf reinforcement application. When seeding prior to
blanket installation, all areas disturbed during blanket installation must be re -seeded. Where
soil filling is specified for turf reinforcement mats (TRMs), seed the matting and the entire
disturbed area after installation and prior to filling the mat with soil.
Fertilize and seed in accordance with seeding specifications or other types of landscaping plans.
The protective matting can be laid over areas where grass has been planted and the seedlings
have emerged. Where vines or other ground covers are to be planted, lay the protective matting
first and then plant through matting according to design of planting.
Check Slots
Check slots shall be installed as required by the manufacturer.
Laying and Securing Matting
• Before laying the matting, all check slots should be installed and the seedbed should be
friable, made free from clods, rocks, and roots. The surface should be compacted and
finished according to the requirements of the manufacturer's recommendations.
• Mechanical or manual lay down equipment should be capable of handling full rolls of fabric
and laying the fabric smoothly without wrinkles or folds. The equipment should meet the
fabric manufacturer's recommendations or equivalent standards.
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Geotextiles a�nd Mats EC-7
Anchoring
U-shaped wire staples, metal geotextile stake pins, or triangular wooden stakes can be used
to anchor mats and blankets to the ground surface.
Wire staples should be made of minimum 11-gauge steel wire and should be U-shaped with 8
in. legs and 2 in. crown.
ra Metal stake pins should be o.188 in. diameter steel with a 1.5 in. steel washer at the head of
the pin, and 8 in. in length.
m Wire staples and metal stakes should be driven flush to the soil surface.
Installation on Slopes
Installation should be in accordance with the manufacturer's recommendations. In general,
these will be as follows:
• Begin at the top of the slope and anchor the blanket in a 6 in. deep by 6 in. wide trench.
Backfill trench and tamp earth firmly.
■ Unroll blanket down slope in the direction of water flow.
® Overlap the edges of adjacent parallel rolls 2 to 3 in. and staple every 3 ft (or greater, per
manufacturer's specifications).
• When blankets must be spliced, place blankets end over end (shingle style) with 6 in.
overlap. Staple through overlapped area, approximately 12 in. apart.
■ Lay blankets loosely and maintain direct contact with the soil. Do not stretch.
■ Staple blankets sufficiently to anchor blanket and maintain contact with the soil. Staples
should be placed down the center and staggered with the staples placed along the edges.
Steep slopes, 1:1 (H:V) to 2:1 (HY), require a minimum of 2 staples/yd2. Moderate slopes,
2:1(H:V) to 3:1(H:V), require a minimum of 11/2 staples/yd2. Check manufacturer's
specifications to determine if a higher density staple pattern is required.
Installation in Channels
Installation should be in accordance with the manufacturer's recommendations. In general,
these will be as follows:
w Dig initial anchor trench 12 in. deep and 6 in. wide across the channel at the lower end of the
project area.
Excavate intermittent check slots, 6 in. deep and 6 in. wide across the channel at 25 to 30 ft
intervals along the channels.
a Cut longitudinal channel anchor trenches 4 in. deep and 4 in. wide along each side of the
installation to bury edges of matting, whenever possible extend matting 2 to 3 in. above the
crest of the channel side slopes.
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Geotext"llesn -
Beginning at the downstream end and in the center of the channel, place the initial end of
the first roll in the anchor trench and secure with fastening devices at 12 in. intervals. Note:
matting will initially be upside down in anchor trench.
In the same manner, position adjacent rolls in anchor trench, overlapping the preceding roll
a minimum of 3 in.
• Secure these initial ends of mats with anchors at 12 in. intervals, backfill and compact soil.
• Unroll center strip of matting upstream. Stop at next check slot or terminal anchor trench.
Unroll adjacent mats upstream in similar fashion, maintaining a 3 in. overlap.
IN Fold and secure all rolls of matting snugly into all transverse check slots. Lay mat in the
bottom of the slot then fold back against itself. Anchor through both layers of mat at 12 in.
intervals, then backfill and compact soil. Continue rolling all mat widths upstream to the
next check slot or terminal anchor trench.
IN Alternate method for non -critical installations: Place two rows of anchors on 6 in. centers at
25 to 30 ft. intervals in lieu of excavated check slots.
Staple shingled lap spliced ends a minimum of 12 in. apart on 12 in. intervals.
IN Place edges of outside mats in previously excavated longitudinal slots; anchor using
prescribed staple pattern, backfill, and compact soil.
IN Anchor, fill, and compact upstream end of mat in a 12 in. by 6 in. terminal trench.
• Secure mat to ground surface using U-shaped wire staples, geotextile pins, or wooden stakes.
• Seed and fill turf reinforcement matting with soil, if specified.
Soil Filling (if specified for turf reinforcement mat (TRM))
Installation should be in accordance with the manufacturer's recommendations. Typical
installation guidelines are as follows:
• After seeding, spread and lightly rake 1/2-3/4 inches of fine topsoil into the TRM apertures to
completely fill TRM thickness. Use backside of rake or other flat implement.
• Alternatively, if allowed by product specifications, spread topsoil using lightweight loader,
backhoe, or other power equipment. Avoid sharp turns with equipment.
• Always consult the manufacturer's recommendations for installation.
IN Do not drive tracked or heavy equipment over mat.
a Avoid any traffic over matting if loose or wet soil conditions exist.
IN Use shovels, rakes, or brooms for fine grading and touch up.
a Smooth out soil filling just exposing top netting of mat.
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oand Mats
Temporary Soil Stabilization Removal
V Temporary soil stabilization removed from the site of the work must be disposed of if
necessary.
Costs
Installed costs can be relatively high compared to other BMPs. Approximate costs for installed
materials are shown below:
_........_Rolled Erosion
..... .
Control Products ...........�..�
Installed Cost per
Acre
Jute Mesh .. ........................
$7,700-$9,000
Curled WoodFiber
$10,200-$13,400
Straw
$10,200-$13,400
_..........._..
Biodegradable
_...�................................� ...
Wood Fiber
$10,200-$13,400
Coconut Fiber
$16,600-$i8,00 0
......................
.......�............
Coconut Fiber Mesh
$38,400-$42,200
Straw Coconut Fiber
$12,800-$15,400
Plastic Netting
....................
$2,6o0-$2,800
..................
Plastic Mesh
$3,800-$4,500
_......... ......... —
Non -Biodegradable
......................... _..... ...
Synthetic Fiber with Netting
$43,500-$51,200
Bonded Synthetic Fibers
$57,600-$70,400
........
Combination with B i o d e radable
g
$38 400-$461o0............
Source: Cost information
_
received from individual product manufacturers
solicited by
Geosyntec Consultants (2004).
Adjusted for inflation (2o16 dollars)
by Tetra Tech, Inc.
Inspection and Maintenance
• RECPs must be inspected in accordance with General Permit requirements for the
associated project type and risk level. It is recommended that at a minimum, BMPs be
inspected weekly, prior to forecasted rain events, daily during extended rain events, and
after the conclusion of rain events.
• Areas where erosion is evident shall be repaired and BMPs reapplied as soon as possible.
Care should be exercised to minimize the damage to protected areas while making repairs, as
any area damaged will require reapplication of BMPs.
is If washout or breakage occurs, re -install the material after repairing the damage to the slope
or channel.
• Make sure matting is uniformly in contact with the soil.
• Check that all the lap joints are secure.
• Check that staples are flush with the ground.
December 2019 CASQA BMP Handbook 9 of 12
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Agreement No. 6574
Geotext"Iles and Mats EC-7
References
CGP Review #2, State Water Resources Control Board, 2014. Available online at:
jjffp� N�"vw.vyLteiLL)c)ards.ci,&ov -'p revie
L
w issueg.pdf.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005
Erosion Control Pilot Study Report, State of California Department of Transportation
(Caltrans), June 2000.
Guides for Erosion and Sediment Controls in California, USDA Soils Conservation Service,
January 1991.
National Management Measures to Control Nonpoint Source Pollution from Urban Areas,
United States Environmental Protection Agency, 2002.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Guidance Document: Soil Stabilization for Temporary Slopes, State of California Department of
Transportation (Caltrans), November 1999.
Stormwater Management of the Puget Sound Basin, Technical Manual, Publication #91-75,
Washington State Department of Ecology, February 1992.
Water Quality Management Plan for The Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
December 2019 CASQA BMP Handbook 10 of 12
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Agreement No. 6574
Geotextiles and Mats 1: C- 7
N 0 F E,,S.
1 Slope surface shaH be free A rocks, clod% SAKS
and gross. Mah/Uankek shall have good soil contract.
1 PAY W, —i kmosey and sJok(- or st.ople to ri-ioiniain
with the s&K Do not sketch
3 WoH per TmnuQcAxe&s rewynnnenNAWs
V
December 2019 CASQA BMP Handbook 11 of 12
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Agreement No. 6574
Geotextiles and Mat�s EC-7
. . ........
. ..... .
v
N.
;'V
X
December 2019 CASQA BMP Handbook 12 of 12
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Agreement No. 6574
Woiod Mulching EC-8
Description and Purpose
Wood mulching consists of applying a mixture of shredded
wood mulch or bark to disturbed soils. The primary function of
wood mulching is to reduce erosion by protecting bare soil from
rainfall impact, increasing infiltration, and reducing runoff.
Suitable Applications
Wood mulching is suitable for disturbed soil areas requiring
temporary protection until permanent stabilization is
established. Wood mulch may also be used for final
stabilization; generally, used in a landscape setting or areas that
will have pedestrian traffic.
Limitations
aaw Best suited to flat areas or gentle slopes or 5:1(H:V) or
flatter. Not suitable for use on slopes steeper than 3:1
(HY). For slopes steeper than 3:1, consider the use of
Compost Blankets (EC-14).
n Wood mulch may introduce unwanted species if it contains
seed, although it may also be used to prevent weed growth if
it is seed -free.
Not suitable for areas exposed to concentrated flows.
If used for temporary stabilization, wood mulch may need
to be removed prior to further earthwork.
Categories
EC Erosion Control
SE Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Lege^.a.......
2
Primary Objective
❑x Secondary Objective
Targeted Constituents
Sediment
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
0
Potential Alternatives
EC-3 Hydraulic Mulch��.,..,,��.��..�.,.
EC-4 Hydroseeding
EC-5 Soil Binders
EC-6 Straw Mulch
EC-7 Geotextiles and Mats
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Agreement No. 6574
Wood Mulching 8;
Implementation
Mulch Selection
There are many types of mulches. Selection of the appropriate type of mulch should be based on
the type of application, site conditions, and compatibility with planned or future uses.
Application Procedures
Prior to application, after existing vegetation has been removed, roughen embankment and fill
areas by rolling with a device such as a punching type roller or by track walking. The
construction application procedures for mulches vary significantly depending upon the type of
mulching method specified. Two methods are highlighted here:
81 Green Material: This type of mulch is produced by the recycling of vegetation trimmings
such as grass, shredded shrubs, and trees. Chipped brush from on -site vegetation clearing
activities may be used (this may require stockpiling and reapplying after earthwork is
complete). Methods of application are generally by hand although pneumatic methods are
available.
- Green material can be used as a temporary ground cover with or without seeding.
- The green material should be evenly distributed on site to a depth of not more than 2 in.
ww Shredded Wood: Suitable for ground cover in ornamental or revegetated plantings.
- Shredded wood/bark is conditionally suitable. See note under limitations.
- Distribute by hand or use pneumatic methods.
- Evenly distribute the mulch across the soil surface to a depth of 2 to 3 in.
a: Avoid mulch placement onto roads, sidewalks, drainage channels, existing vegetation, etc.
Costs
Assuming a 2-in. layer of wholesale landscaping -grade wood mulch, the average one-time cost
for installation may range from $15,000 — $23,000 per acre'. Costs can increase if the source is
not close to the project site.
Inspection and Maintenance
wa Inspect BMPs in accordance with General Permit requirements for the associated project
type and risk level. It is recommended that at a minimum, BMPs be inspected weekly, prior
to forecasted rain events, daily during extended rain events, and after the conclusion of rain
events.
m Areas where erosion is evident shall be repaired and BMPs reapplied as soon as possible.
Care should be exercised to minimize the damage to protected areas while making repairs, as
any area damaged will require reapplication of BMPs.
Costs based on estimates provided by the California Department of Transportation's Soil Stabilization BMP Research for Erosion
and Sediment Controls Cost Survey Technical Memorandum, CTSW-TM-07.172.„ ),1, July 2007 (available at:
111v1`115TM .t 4,c a aa," k:ral �p l tti➢a� imp _ 54. � �1Na,41,1N11�.i1�h nT2 f � �1� : 1 �1.�1igVr� _a1 e1 -1 �.:t k .laa Q and adjusted for
inflation from 1997 to 2016.
December 2019 CASQA BMP Handbook 2 of 3
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Agreement No. 6574
Wood Mulching ;w88
• Regardless of the mulching technique selected, the key consideration in inspection and
maintenance is that the mulch needs to last long enough to achieve erosion control
objectives. If the mulch is applied as a stand-alone erosion control method over disturbed
areas (without seed), it should last the length of time the site will remain barren or until final
re -grading and revegetation.
• Where vegetation is not the ultimate cover, such as ornamental and landscape applications
of bark or wood chips, inspection and maintenance should focus on longevity and integrity
of the mulch.
• Reapply mulch when bare earth becomes visible.
References
Controlling Erosion of Construction Sites Agriculture Information Bulletin #347, U.S.
Department of Agriculture (USDA), Natural Resources Conservation Service (NRCS) (formerly
Soil Conservation Service — SCS).
Guides for Erosion and Sediment Control in California, USDA Soils Conservation Service,
January 1991.
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
Proposed Guidance Specifying Management Measures for Sources of Nonpoint Pollution in
Coastal Waters, Work Group Working Paper, USEPA, April 1992.
Sedimentation and Erosion Control, An Inventory of Current Practices Draft, U.S. EPA, April
1990.
Soil Erosion by Water Agricultural Information Bulletin #513, U.S. Department of Agriculture,
Soil Conservation Service.
Soil Stabilization BMP Research for Erosion and Sediment Controls Cost Survey Technical
Memorandum, CTSW-TM-07-172.35.1, California Department of Transportation (Caltrans),
July 2007. Available online at:
Imp: //wwwdot.ca.g/llq ,&iLi a-ch 1 lit c), Jgl iidg ce e timatingL&A SLabilization P
ricin . df.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Water Quality Management Plan for the Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
December 2019 CASQA BMP Handbook 3 of 3
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Agreement No. 6574
Description and Purpose
An earth dike is a temporary berm or ridge of compacted soil
used to divert runoff or channel water to a desired location. A
drainage swale is a shaped and sloped depression in the soil
surface used to convey runoff to a desired location. Earth dikes
and drainage swales are used to divert off site runoff around the
construction site, divert runoff from stabilized areas and
disturbed areas, and direct runoff into sediment basins or traps.
Suitable Applications
Earth dikes and drainage swales are suitable for use,
individually or together, where runoff needs to be diverted from
one area and conveyed to another.
Earth dikes and drainage swales may be used:
To convey surface runoff down sloping land
To intercept and divert runoff to avoid sheet flow over
sloped surfaces
- To divert and direct runoff towards a stabilized
watercourse, drainage pipe or channel
- To intercept runoff from paved surfaces
- To intercept and divert run-on
- Below steep grades where runoff begins to concentrate
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
2 Primary Objective
❑x Secondary Objective
Targeted Constituents w
—11...'�'',.. '' . �................
Sediment
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version,
f.-.A07 q;'V N Vk^ T U:AFM11.��UITTR
December 2019 CASQA BMP Handbook 1 of 7
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Agreement No. 6574
DikesEarth
11111111
Along roadways and facility improvements subject to flood drainage
- At the top of slopes to divert runon from adjacent or undisturbed slopes
- At bottom and mid slope locations to intercept sheet flow and convey concentrated flows
- Divert sediment laden runoff into sediment basins or traps
Limitations
Dikes should not be used for drainage areas greater than io acres or along slopes greater than io
percent. For larger areas more permanent drainage structures should be built. All drainage
structures should be built in compliance with local municipal requirements.
• Earth dikes may create more disturbed area on site and become barriers to construction
equipment.
• Earth dikes must be stabilized immediately, which adds cost and maintenance concerns.
• Diverted stormwater may cause downstream flood damage.
• Dikes should not be constructed of soils that may be easily eroded.
a Regrading the site to remove the dike may add additional cost.
a Temporary drains and swales or any other diversion of runoff should not adversely impact
upstream or downstream properties.
• Temporary drains and swales must conform to local floodplain management requirements,
• Earth dikes/drainage swales are not suitable as sediment trapping devices.
w It may be necessary to use other soil stabilization and sediment controls such as check dams,
plastics, and blankets, to prevent scour and erosion in newly graded dikes, swales, and
ditches.
• Sediment accumulation, scour depressions, and/or persistent non-stormwater discharges
can result in areas of standing water suitable for mosquito production in drainage swales.
Implementation
The temporary earth dike is a berm or ridge of compacted soil, located in such a manner as to
divert stormwater to a sediment trapping device or a stabilized outlet, thereby reducing the
potential for erosion and offsite sedimentation. Earth dikes can also be used to divert runoff
from off site and from undisturbed areas away from disturbed areas and to divert sheet flows
away from unprotected slopes.
An earth dike does not itself control erosion or remove sediment from runoff. A dike prevents
erosion by directing runoff to an erosion control device such as a sediment trap or directing
runoff away from an erodible area. Temporary diversion dikes should not adversely impact
adjacent properties and must conform to local floodplain management regulations and should
not be used in areas with slopes steeper than 1o%.
December 2019 CASQA BMP Handbook 2 of 7
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Agreement No. 6574
Slopes that are formed during cut and fill operations should be protected from erosion by runoff.
A combination of a temporary drainage swale and an earth dike at the top of a slope can divert
runoff to a location where it can be brought to the bottom of the slope (see EC-11, Slope Drains).
A combination dike and swale is easily constructed by a single pass of a bulldozer or grader and
compacted by a second pass of the tracks or wheels over the ridge. Diversion structures should
be installed when the site is initially graded and remain in place until post construction BMPs
are installed and the slopes are stabilized.
Diversion practices concentrate surface runoff, increasing its velocity and erosive force. Thus,
the flow out of the drain or swale must be directed onto a stabilized area or into a grade
stabilization structure. If significant erosion will occur, a swale should be stabilized using
vegetation, chemical treatment, rock rip -rap, matting, or other physical means of stabilization.
Any drain or swale that conveys sediment laden runoff must be diverted into a sediment basin
or trap before it is discharged from the site.
General
■ Care must be applied to correctly size and locate earth dikes, drainage swales. Excessively
steep, unlined dikes, and swales are subject to erosion and gully formation.
• Conveyances should be stabilized.
■ Use a lined ditch for high flow velocities.
s Select flow velocity based on careful evaluation of the risks due to erosion of the measure,
soil types, overtopping, flow backups, washout, and drainage flow patterns for each project
site.
• Compact any fills to prevent unequal settlement.
• Do not divert runoff onto other property without securing written authorization from the
property owner.
• When possible, install and utilize permanent dikes, swales, and ditches early in the
construction process.
• Provide stabilized outlets.
Earth Dikes
Temporary earth dikes are a practical, inexpensive BMP used to divert stormwater runoff.
Temporary diversion dikes should be installed in the following manner:
m All dikes should be compacted by earth moving equipment.
w All dikes should have positive drainage to an outlet.
All dikes should have 2:1 or flatter side slopes, 18 in. minimum height, and a minimum top
width of 24 in. Wide top widths and flat slopes are usually needed at crossings for
construction traffic.
December 2019 CASQA BMP Handbook 3 of 7
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Agreement No. 6574
Earth Dolkes and Drainage Sw,ales EC-9
May be covered with hydro mulch, hydroseed, wood mulch, compost blanket, or RECP for
stabilization.
a The outlet from the earth dike must function with a minimum of erosion. Runoff should be
conveyed to a sediment trapping device such as a Sediment Trap (SE-3) or Sediment Basin
(SE-2) when either the dike channel or the drainage area above the dike are not adequately
stabilized.
Temporary stabilization may be achieved using seed and mulching for slopes less than 5%
and either rip -rap or sod for slopes in excess of 5%. In either case, stabilization of the earth
dike should be completed immediately after construction or prior to the first rain.
u If riprap is used to stabilize the channel formed along the toe of the dike, the following
typical specifications apply:
- Channel Grade
Riprap Stabilization
......................
o. 1.0%
www ..�...................
4 in. Rock
1.1-2.0% _....
mm 6 in. Rock
_................._2.i-4mo/
..........
8 in. Rock ... .._._...........
.__
4.15.0%
.........
8 in. -12 in. Riprap
m The stone riprap, recycled concrete, etc. used for stabilization should be pressed into the soil
with construction equipment.
Filter cloth may be used to cover dikes in use for long periods.
Construction activity on the earth dike should be kept to a minimum.
Drainage Swales
Drainage swales are only effective if they are properly installed. Swales are more effective than
dikes because they tend to be more stable. The combination of a swale with a dike on the
downhill side is the most cost-effective diversion.
Standard engineering design criteria for small open channel and closed conveyance systems
should be used (see the local drainage design manual). Unless local drainage design criteria
state otherwise, drainage swales should be designed as follows:
No more than 5 acres may drain to a temporary drainage swale.
w, Place drainage swales above or below, not on, a cut or fill slope.
• Swale bottom width should be at least 2 ft.
• Depth of the swale should be at least 18 in.
• Side slopes should be 2:1 or flatter.
• Drainage or swales should be laid at a grade of at least 1 %, but not more than 15 %.
December 2019 CASQA BMP Handbook 4 of 7
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Agreement No. 6574
Earth Dikes and Drainage
• The swale must not be overtopped by the peak discharge from a 10-year storm, irrespective
of the design criteria stated above.
• Remove all trees, stumps, obstructions, and other objectionable material from the swale
when it is built.
• Compact any fill material along the path of the swale.
s Stabilize all swales immediately. Seed and mulch swales at a slope of less than 5 % and use
rip -rap or sod for swales with a slope between 5 and 15 %. For temporary swales, geotextiles
and mats (EC-7) may provide immediate stabilization.
m Irrigation may be required to establish sufficient vegetation to prevent erosion.
■ Do not operate construction vehicles across a swale unless a stabilized crossing is provided.
® Permanent drainage facilities must be designed by a professional engineer (see the local
drainage design criteria for proper design).
• At a minimum, the drainage swale should conform to predevelopment drainage patterns and
capacities.
• Construct the drainage swale with a positive grade to a stabilized outlet.
• Provide erosion protection or energy dissipation measures if the flow out of the drainage
swale can reach an erosive velocity.
Costs
• Cost ranges from $19 to $70 per ft. for both earthwork and stabilization and depends on
availability of material, site location, and access (Adjusted for inflation (2016 dollars) by
Tetra Tech, Inc.).
w Small dikes: $3 - $8/linear ft.; Large dikes: $3/yd3 (Adjusted for inflation (2016 dollars) by
Tetra Tech, Inc.).
• The cost of a drainage swale increases with drainage area and slope. Typical swales for
controlling internal erosion are inexpensive, as they are quickly formed during routine
earthwork.
Inspection and Maintenance
• Inspect BMPs prior to forecast rain, daily during extended rain events, after rain events,
weekly during the rainy season, and at two -week intervals during the non -rainy season.
• Inspect BMPs subject to non-stormwater discharges daily while non-stormwater discharges
occur.
• Inspect ditches and berms for washouts. Replace lost riprap, damaged linings or soil
stabilizers as needed.
December 2019 CASQA BMP Handbook 5 of 7
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Agreement No. 6574
DikesEarth
• Inspect channel linings, embankments, and beds of ditches and berms for erosion and
accumulation of debris and sediment. Remove debris and sediment and repair linings and
embankments as needed.
• Temporary conveyances should be completely removed as soon as the surrounding drainage
area has been stabilized or at the completion of construction
References
Erosion and Sediment Control Handbook, S.J. Goldman, K. Jackson, T.A. Bursetynsky, P.E.,
McGraw Hill Book Company, 1986.
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
Metzger, M.E. 2004. Managing mosquitoes in stormwater treatment devices. University of
California Division of Agriculture and Natural Resources, Publication 8125. On-line: http://
anreatalog.ucdavis.edu/pdf/8125.pdf
National Association of Home Builders (NAHB). Stormwater Runoff & Nonpoint Source
Pollution Control Guide for Builders and Developers. National Association of Home Builders,
Washington, D.C., 1995
National Management Measures to Control Nonpoint Source Pollution from Urban Areas,
United States Environmental Protection Agency, 2002.
Southeastern Wisconsin Regional Planning Commission (SWRPC). Costs of Urban Nonpoint
Source Water Pollution Control Measures. Technical Report No. 31. Southeastern Wisconsin
Regional Planning Commission, Waukesha, WI. 1991
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management of the Puget Sound Basin, Technical Manual, Publication #91-75,
Washington State Department of Ecology, February 1992.
Water Quality Management Plan for the Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
December 2019 CASQA BMP Handbook 6 of 7
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Agreement No. 6574
v.
..........
N O f > `
S�(-,,blllze card slo,,.)cs
y Properly cornpoct the subgrode,
. . .... ...... . .
. . .... .. . i-
December 2019 CASQA BIMP Handbook 7 of 7
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Agreement No. 6574
Velocity Devices
Description and Purpose
Outlet protection is a physical device composed of rock, grouted
riprap, or concrete rubble, which is placed at the outlet of a pipe
or channel to prevent scour of the soil caused by concentrated,
high velocity flows.
Suitable Applications
Whenever discharge velocities and energies at the outlets of
culverts, conduits, or channels are sufficient to erode the next
downstream reach. This includes temporary diversion
structures to divert runon during construction.
■ These devices may be used at the following locations:
- Outlets of pipes, drains, culverts, slope drains, diversion
ditches, swales, conduits, or channels.
- Outlets located at the bottom of mild to steep slopes.
- Discharge outlets that carry continuous flows of water.
- Outlets subject to short, intense flows of water, such as
flash floods.
Points where lined conveyances discharge to unlined
conveyances
Limitations
a Large storms or high flows can wash away the rock outlet
protection and leave the area susceptible to erosion.
Categories
EC
Erosion Control 0
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
.....m....... .......... ..........__
Legend:
0
Primary Objective
❑9
Secondary Objective
Targeted Constituents
Sediment
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
None
IfWUser/Subscriber modifies this fact ..
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
T.ii�,LLw;an;�hdll. ttA l�'�'WJv,�,m„�mm!�'.4`1P�
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Agreement No. 6574
Velodity DissipationDevices
e Sediment captured by the rock outlet protection may be difficult to remove without
removing the rock.
• Outlet protection may negatively impact the channel habitat.
• Grouted riprap may break up in areas of freeze and thaw.
• If there is not adequate drainage, and water builds up behind grouted riprap, it may cause
the grouted riprap to break up due to the resulting hydrostatic pressure.
• Sediment accumulation, scour depressions, and/or persistent non-stormwater discharges
can result in areas of standing water suitable for mosquito production in velocity dissipation
devices.
Implementation
General
Outlet protection is needed where discharge velocities and energies at the outlets of culverts,
conduits or channels are sufficient to erode the immediate downstream reach. This practice
protects the outlet from developing small eroded pools (plange pools) and protects against gully
erosion resulting from scouring at a culvert mouth.
Design and Layout
As with most channel design projects, depth of flow, roughness, gradient, side slopes, discharge
rate, and velocity should be considered in the outlet design. Compliance to local and state
regulations should also be considered while working in environmentally sensitive streambeds.
General recommendations for rock size and length of outlet protection mat are shown in the
rock outlet protection figure in this BMP and should be considered minimums. The apron
length and rock size gradation are determined using a combination of the discharge pipe
diameter and estimate discharge rate: Select the longest apron length and largest rock size
suggested by the pipe size and discharge rate. Where flows are conveyed in open channels such
as ditches and swales, use the estimated discharge rate for selecting the apron length and rock
size. Flows should be same as the culvert or channel design flow but never the less than the
peak 5-year flow for temporary structures planned for one rainy season, or the 10-year peak flow
for temporary structures planned for two or three rainy seasons.
• There are many types of energy dissipaters, with rock being the one that is represented in
the attached figure.
• Best results are obtained when sound, durable, and angular rock is used.
as Install riprap, grouted riprap, or concrete apron at selected outlet. Rpprap aprons are best
suited for temporary use during construction. Grouted or wired tied rock riprap can
minimize maintenance requirements.
Rock outlet protection is usually less expensive and easier to install than concrete aprons or
energy dissipaters. It also serves to trap sediment and reduce flow velocities.
0 Carefully place riprap to avoid damaging the filter fabric.
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Agreement No. 6574
Vel-ocillity Dissipation Devices ---EC-10
Stone 4 in. to 6 in. may be carefully dumped onto filter fabric from a height not to exceed
12 in.
- Stone 8 in. to 12 in. must be hand placed onto filter fabric, or the filter fabric may be
covered with 4 in. of gravel and the 8 in. to 12 in. rock may be dumped from a height not
to exceed 16 in.
- Stone greater than 12 in. shall only be dumped onto filter fabric protected with a layer of
gravel with a thickness equal to one half the D5o rock size, and the dump height limited to
twice the depth of the gravel protection layer thickness.
For proper operation of apron: Align apron with receiving stream and keep straight
throughout its length. If a curve is needed to fit site conditions, place it in upper section of
apron.
Outlets on slopes steeper than 10 percent should have additional protection.
Costs
Costs are low if material is readily available. If material is imported, costs will be higher.
Average installed cost is $250 per device.
Inspection and Maintenance
• Inspect BMPs in accordance with General Permit requirements for the associated project
type and risk level. It is recommended that at a minimum, BMPs be inspected weekly, prior
to forecasted rain events, daily during extended rain events, and after the conclusion of rain
events.
• Inspect BMPs subjected to non-stormwater discharges daily while non-stormwater
discharges occur. Minimize areas of standing water by removing sediment blockages and
filling scour depressions.
• Inspect apron for displacement of the riprap and damage to the underlying fabric. Repair
fabric and replace riprap that has washed away. If riprap continues to wash away, consider
using larger material.
■ Inspect for scour beneath the riprap and around the outlet. Repair damage to slopes or
underlying filter fabric immediately.
• Temporary devices should be completely removed as soon as the surrounding drainage area
has been stabilized or at the completion of construction.
References
County of Sacramento Improvement Standards, Sacramento County, May 1989.
Erosion and Sediment Control Handbook, S.J. Goldman, K. Jackson, T.A. Bursztynsky, P.E.,
McGraw Hill Book Company, 1986.
Handbook of Steel Drainage & Highway Construction, American Iron and Steel Institute, 1983..
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Agreement No. 6574
Velocityp . ;r Devinces
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
Metzger, M.E. 2004. Managing mosquitoes in stormwater treatment devices. University of
California Division of Agriculture and Natural Resources, Publication 8125. On-line: http://
anrcatalog.ucdavis.edu/pdf/8125.pdf
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
state of California Department of Transportation (Caltrans), November 2000.
Stormwater Management of the Puget Sound Basin, Technical Manual, Publication *91-75,
Washington State Department of Ecology, February 1992.
Water Quality Management Plan for the Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
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Velocity Dissipa0
= ----------- 11
Pipe Diameter
Discharge
Apron Length, La
Rip Rap D5o Diameter
Min
inches
ft3/S
ft
inches
5
10
4
12
10
13
6
10
10
6
20
16
8
18
30
1 23
12
40
26
16
30
16
8
40
26
8
24
50
26
12
6o
30
16
For larger or higher flows consult a Registered Civil Engineer
Source: USDA - SCS
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9 �� Inii e Dirains EC- I
!2=P ............. . . -
Description and Purpose
A slope drain is a pipe used to intercept and direct surface
runoff or groundwater into a stabilized watercourse, trapping
device, or stabilized area. Slope drains are used with earth
dikes and drainage ditches to intercept and direct surface flow
away from slope areas to protect cut or fill slopes.
Suitable Applications
w Where concentrated flow of surface runoff must be
conveyed down a slope in order to prevent erosion.
ar Drainage for top of slope diversion dikes or swales
■ Drainage for top of cut and fill slopes where water can
accumulate.
■ Emergency spillway for a sediment basin.
Limitations
Installation is critical for effective use of the pipe slope drain to
minimize potential gully erosion.
a Maximum drainage area per slope drain is 10 acres. (For
large areas use a paved chute, rock lined channel, or
additional pipes.)
Severe erosion may result when slope drains fail by
overtopping, piping, or pipe separation.
Categories
EC
Erosion Control W
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
2 Primary Objective
❑K Secondary Objective
Targeted Constituents
Sedimentm.,�,.�,�.,,,.mm.�,���,.�������w.,�000���.�._
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
EC-9 Earth Dike, Drainage Swales
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Slope�r i n
- During large storms, pipe slope drains may become clogged or over charged, forcing
water around the pipe and causing extreme slope erosion.
- If the sectional downdrain is not sized correctly, the runoff can spill over the drain sides
causing gully erosion and potential failure of the structure.
• Dissipation of high flow velocities at the pipe outlet is required to avoid downstream erosion.
• Sediment accumulation, scour depressions, and/or persistent non-stormwater discharges
can result in areas of standing water suitable for mosquito production in energy dissipaters
associated with slope drain outlets.
Implementation
General
The slope drain is applicable for any construction site where concentrated surface runoff can
accumulate and must be conveyed down the slope in order to prevent erosion. The slope drain
is effective because it prevents the stormwater from flowing directly down the slope by confining
all the runoff into an enclosed pipe or channel. Due to the time lag between grading slopes and
installation of permanent stormwater collection systems and slope stabilization measures,
temporary provisions to intercept runoff are sometimes necessary. Particularly in steep terrain,
slope drains can protect unstabilized areas from erosion.
Installation
The slope drain may be a rigid pipe, such as corrugated metal, a flexible conduit, or a lined
terrace drain with the inlet placed on the top of a slope and the outlet at the bottom of the slope.
This BMP typically is used in combination with a diversion control, such as an earth dike or
drainage swale at the top of the slope.
The following criteria must be considered when siting slope drains.
• Permanent structures included in the project plans can often serve as construction BMPs if
implemented early. However, the permanent structure must meet or exceed the criteria for
the temporary structure.
• Inlet structures must be securely entrenched and compacted to avoid severe gully erosion.
• Slope drains must be securely anchored to the slope and must be adequately sized to carry
the capacity of the design storm and associated forces.
Outlets must be stabilized with riprap, concrete or other type of energy dissipator, or
directed into a stable sediment trap or basin. See EC-10, Velocity Dissipation Devices.
• Debris racks are recommended at the inlet. Debris racks located several feet upstream of the
inlet can usually be larger than racks at the inlet, and thus provide enhanced debris
protection and less plugging.
• Safety racks are also recommended at the inlet and outlet of pipes where children or animals
could become entrapped.
• Secure inlet and surround with dikes to prevent gully erosion and anchor pipe to slope.
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m When using slope drains, limit drainage area to io acres per pipe. For larger areas, use a
rock lined channel or a series of pipes.
a Size to convey at least the peak flow of a 10-year storm. The design storm is conservative
due to the potential impact of system failures.
• Maximum slope generally limited to 2:1 (H:V) as energy dissipation below steeper slopes is
difficult.
• Direct surface runoff to slope drains with interceptor dikes. See BMP EC-9, Earth Dikes and
Drainage Swales. Top of interceptor dikes should be 12 in. higher than the top of the slope
drain.
m Slope drains can be placed on or buried underneath the slope surface.
® Recommended materials include both metal and plastic pipe, either corrugated or smooth
wall. Concrete pipe can also be used.
• When installing slope drains:
- Install slope drains perpendicular to slope contours.
- Compact soil around and under entrance, outlet, and along length of pipe.
- Securely anchor and stabilize pipe and appurtenances into soil.
- Check to ensure that pipe connections are watertight.
- Protect area around inlet with filter cloth. Protect outlet with riprap or other energy
dissipation device. For high energy discharges, reinforce riprap with concrete or use
reinforced concrete device.
- Protect outlet of slope drains using a flared end section when outlet discharges to a
flexible energy dissipation device.
- A flared end section installed at the inlet will improve flow into the slope drain and
prevent erosion at the pipe entrance. Use a flared end section with a 6 in. minimum toe
plate to help prevent undercutting. The flared section should slope towards the pipe
inlet.
Design and Layout
The capacity for temporary drains should be sufficient to convey at least the peak runoff from a
10-year rainfall event. The pipe size may be computed using the Rational Method or a method
established by the local municipality. Higher flows must be safely stored or routed to prevent
any offsite concentration of flow and any erosion of the slope. The design storm is purposely
conservative due to the potential impacts associated with system failures.
As a guide, temporary pipe slope drains should not be sized smaller than shown in the following
table:
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o pe Drains
Minimum C Diameter Pipe � Maximum Drainage ...............................m ..._�__....le Area
reeaa
(Inches)
(Acres)
12
1.0
18
3.0
24
.......... ..........
7.0
Larger drainage areas can be treated if the area can be subdivided into areas of 10 acres or less
and each area is treated as a separate drainage. Drainage areas exceeding 10 acres must be
designed by a Registered Civil Engineer and approved by the agency that issued the grading
permit.
Materials:
Soil type, rainfall patterns, construction schedule, local requirements, and available supply are
some of the factors to be considered when selecting materials. The following types of slope
drains are commonly used:
• Rigid Pipe: This type of slope drain is also known as a pipe drop. The pipe usually consists
of corrugated metal pipe or rigid plastic pipe. The pipe is placed on undisturbed or
compacted soil and secured onto the slope surface or buried in a trench. Concrete thrust
blocks must be used when warranted by the calculated thrust forces. Collars should be
properly installed and secured with metal strappings or watertight collars.
• Flexible Pipe: The flexible pipe slope drain consists of a flexible tube of heavy-duty plastic,
rubber, or composite material. The tube material is securely anchored onto the slope
surface. The tube should be securely fastened to the metal inlet and outlet conduit sections
with metal strappings or watertight collars.
m Section Downdrains: The section downdrain consists of pre -fabricated, section conduit
of half round or third round material. The sectional downdrain performs similar to a flume
or chute. The pipe must be placed on undisturbed or compacted soil and secured into the
slope.
■ Concrete -lined Terrace Drain: This is a concrete channel for draining water from a
terrace on a slope to the next level. These drains are typically specified as permanent
structures and if installed early, can serve as slope drains during construction, which should
be designed according to local drainage design criteria.
Costs
Cost varies based on pipe selection and selected outlet protection.
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Inspection and Maintenance
• Inspect BMPs in accordance with General Permit requirements for the associated project
type and risk level. It is recommended that at a minimum, BMPs be inspected weekly, prior
to forecasted rain events, daily during extended rain events, and after the conclusion of rain
events.
• Inspect BMPs subjected to non-stormwater discharges daily while non-stormwater
discharges occur. Minimize areas of standing water by removing sediment blockages and
filling scour depressions.
• Inspect outlet for erosion and downstream scour. If eroded, repair damage and install
additional energy dissipation measures. If downstream scour is occurring, it may be
necessary to reduce flows being discharged into the channel unless other preventative
measures are implemented.
• Insert inlet for clogging or undercutting. Remove debris from inlet to maintain flows.
Repair undercutting at inlet and if needed, install flared section or rip rap around the inlet to
prevent further undercutting.
r Inspect pipes for leakage. Repair leaks and restore damaged slopes.
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S�lope Drains
Inspect slope drainage for accumulations of debris and sediment.
• Remove built up sediment from entrances and outlets as required. Flush drains if necessary;
capture and settle out sediment from discharge.
• Make sure water is not ponding onto inappropriate areas (e.g., active traffic lanes, material
storage areas, etc.).
® Pipe anchors must be checked to ensure that the pipe remains anchored to the slope. Install
additional anchors if pipe movement is detected.
References
Draft — Sedimentation and Erosion Control, An Inventory of Current Practices, U.S.E.P.A., April
1990.
Metzger, M.E. 2004. Managing mosquitoes in stormwater treatment devices. University of
California Division of Agriculture and Natural Resources, Publication 8125.On-line: http://
anrcatalog.ucdavis.edu/pdf/8125.pdf
National Association of Home Builders (NAHB). Stormwater Runoff & Nonpoint Source
Pollution Control Guide for Builders and Developers. National Association of Home Builders,
Washington, D.C., 1995
National Management Measures to Control Nonpoint Source Pollution from Urban Areas,
United States Environmental Protection Agency, 2002.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management of the Puget Sound Basin, Technical Manual, Publication *91-75,
Washington State Department of Ecology, February 1992.
Water Quality Management Plan for the Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
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Agreement No. 6574
Slope Drains EC-11
..........
j
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Agreement No. 6574
StreiambStabilization
Description and Purpose
Stream channels, streambanks, and associated riparian areas
are dynamic and sensitive ecosystems that respond to changes
in land use activity. Streambank and channel disturbance
resulting from construction activities can increase the stream's
sediment load, which can cause channel erosion or
sedimentation and have adverse affects on the biotic system.
BMPs can reduce the discharge of sediment and other
pollutants to minimize the impact of construction activities on
watercourses. Streams on the 303(d) list and listed for
sediment may require numerous measures to prevent any
increases in sediment load to the stream.
Suitable Applications
These procedures typically apply to all construction projects
that disturb or occur within stream channels and their
associated riparian areas.
Limitations
Specific permit requirements or mitigation measures such as
Regional Water Quality Control Board (RWQCB) 401
Certification, U.S. Army Corps of Engineers 404 permit and
approval by California Department of Fish and Game supercede
the guidance in this BMP.
a If numerical based water quality standards are mentioned
in any of these and other related permits, testing and
sampling may be required. Streams listed as 303(d)
impaired for sediment, silt, or turbidity, are required to
Categories
EC
Erosion Control����0
SE
Sediment Control ❑x
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Q
Primary Objective
❑x
Secondary Objective
Targeted Constituents
Sediment Q
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
Combination of erosion and
sediment controls.
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Streambank
conduct sampling to verify that there is no net increase in sediment load due to construction
activities.
Implementation
Planning
Proper planning, design, and construction techniques can minimize impacts normally
associated with in stream construction activities. Poor planning can adversely affect soil,
fish, wildlife resources, land uses, or land users. Planning should take into account:
scheduling; avoidance of in -stream construction; minimizing disturbance area and
construction time period; using pre -disturbed areas; selecting crossing location; and
selecting equipment.
Scheduling
a Construction activities should be scheduled according to the relative sensitivity of the
environmental concerns and in accordance with EC-1, Scheduling. Scheduling
considerations will be different when working near perennial streams vs. ephemeral streams
and are as follows.
m, When in -stream construction is conducted in a perennial stream, work should optimally be
performed during the rainy season. This is because in the summer, any sediment -containing
water that is discharged into the watercourse will cause a large change in both water clarity
and water chemistry. During the rainy season, there is typically more and faster flowing
water in the stream, so discharges are diluted faster. However, should in -stream work be
scheduled for summer, establishing an isolation area, or diverting the stream, will
significantly decrease the amount of sediment stirred up by construction work. Construction
work near perennial streams should optimally be performed during the dry season (see
below).
When working in or near ephemeral streams, work should be performed during the dry
season. By their very nature, ephemeral streams are usually dry in the summer, and
therefore, in -stream construction activities will not cause significant water quality problems.
However, when tying up the site at the end of the project, wash any fines (see Washing
Fines) that accumulated in the channel back into the bed material, to decrease pollution
from the first rainstorm of the season.
a When working near ephemeral or perennial streams, erosion and sediment controls (see silt
fences, straw bale barriers, etc.) should be implemented to keep sediment out of stream
channel.
Minimize Disturbance
Minimize disturbance through: selection of the narrowest crossing location; limiting the
number of equipment trips across a stream during construction; and, minimizing the
number and size of work areas (equipment staging areas and spoil storage areas). Place
work areas at least 50 ft from stream channel. Field reconnaissance should be conducted
during the planning stage to identify work areas.
Use of Pre -Disturbed Areas
4 Locate project sites and work areas in areas disturbed by prior construction or other activity
when possible.
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Streambank
Selection of Project Site
Avoid steep and unstable banks, highly erodible or saturated soils, or highly fractured rock.
Select project site that minimizes disturbance to aquatic species or habitat.
Equipment Selection
Select equipment that reduces the amount of pressure exerted on the ground surface, and
therefore, reduces erosion potential and/or use overhead or aerial access for transporting
equipment across drainage channels. Use equipment that exerts ground pressures of less
than 5 or 6 lb/in2, where possible. Low ground pressure equipment includes: wide or high
flotation tires (34 to 72 in. wide); dual tires; bogie axle systems; tracked machines;
lightweight equipment; and, central tire inflation systems.
Streambank Stabilization
Preservation of Existing Vegetation
w Preserve existing vegetation in accordance with EC-2, Preservation of Existing Vegetation.
In a streambank environment, preservation of existing vegetation provides the following
benefits.
Water Quality Protection
a Vegetated buffers on slopes trap sediment and promote groundwater recharge. The buffer
width needed to maintain water quality ranges from 15 to 100 ft. On gradual slopes, most of
the filtering occurs within the first 30 ft. Steeper slopes require a greater width of vegetative
buffer to provide water quality benefits.
Streambank Stabilization
■ The root system of riparian vegetation stabilizes streambanks by increasing tensile strength
in the soil. The presence of vegetation modifies the moisture condition of slopes
(infiltration, evapo transpiration, interception) and increases bank stability.
Riparian Habitat
a Buffers of diverse riparian vegetation provide food and shelter for riparian and aquatic
organisms. Minimizing impacts to fisheries habitat is a major concern when working near
streams and rivers. Riparian vegetation provides shade, shelter, organic matter (leaf
detritus and large woody debris), and other nutrients that are necessary for fish and other
aquatic organisms. Buffer widths for habitat concerns are typically wider than those
recommended for water quality concerns (10o to 1500 ft).
When working near watercourses, it is important to understand the work site's placement in
the watershed. Riparian vegetation in headwater streams has a greater impact on overall
water quality than vegetation in downstream reaches. Preserving existing vegetation
upstream is necessary to maintain water quality, minimize bank failure, and maximize
riparian habitat, downstream of the work site.
Limitations
a Local county and municipal ordinances regarding width, extent and type of vegetative buffer
required may exceed the specifications provided here; these ordinances should be
investigated prior to construction.
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Streambank Stabilization
Streambank Stabilization Specific Installation
im As a general rule, the width of a buffer strip between a road and the stream is recommended
to be 50 ft plus four times the percent slope of the land, measured between the road and the
top of stream bank.
Hydraulic Mulch
Apply hydraulic mulch on disturbed streambanks above mean high water level in accordance
with EC-3, Hydraulic Mulch to provide temporary soil stabilization.
Limitations
Do not place hydraulic mulch or tackifiers below the mean high-water level, as these
materials could wash into the channel and impact water quality or possibly cause
eutrophication (eutrophication is an algal bloom caused by excessively high nutrient levels in
the water).
Hydroseeding
■ Hydroseed disturbed streambanks in accordance with ECA Hydroseeding.
Limitations
■ Do not place tackifiers or fertilizers below the mean high-water level, as these materials
could wash into the channel and impact water quality or possibly cause eutrophication.
Soil Binders
m, Apply soil binders to disturbed streambanks in accordance with EC-5, Soil Binders.
Limitations
Do not place soil binders below the mean high-water level. Soil binder must be
environmentally benign and non -toxic to aquatic organisms.
Straw Mulch
Apply straw mulch to disturbed streambanks in accordance with EC-6, Straw Mulch.
Limitations
a Do not place straw mulch below the mean high-water level, as this material could wash into
the channel and impact water quality or possibly cause eutrophication.
Geotextiles and Mats
Install geotextiles and mats as described in EC-7, Geotextiles and Mats, to stabilize disturbed
channels and streambanks. Not all applications should be in the channel, for example,
certain geotextile netting may snag fish gills and are not appropriate in fish bearing streams.
Geotextile fabrics that are not biodegradable are not appropriate for in stream use.
Additionally, geotextile fabric or blankets placed in channels must be adequate to sustain
anticipated hydraulic forces.
Earth Dikes, Drainage Swales, and Lined Ditches
al Convey, intercept, or divert runoff from disturbed streambanks using EC-9, Earth Dikes and
Drainage Swales.
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Limitations
• Do not place earth dikes in watercourses, as these structures are only suited for intercepting
sheet flow and should not be used to intercept concentrated flow.
• Appropriately sized velocity dissipation devices (EC-1o) must be placed at outlets to
minimize erosion and scour.
Velocity Dissipation Devices
91 Place velocity dissipation devices at outlets of pipes, drains, culverts, slope drains, diversion
ditches, swales, conduits or channels in accordance with EC-io, Velocity Dissipation
Devices.
Slope Drains
Use slope drains to intercept and direct surface runoff or groundwater into a stabilized
watercourse, trapping device or stabilized area in accordance with EC-11, Slope Drains.
Limitations
Appropriately sized outlet protection and velocity dissipation devices (EC-1o) must be
placed at outlets to minimize erosion and scour.
Streambank Sediment Control
Silt Fences
a Install silt fences in accordance with SE-1, Silt Fence, to control sediment. Silt fences should
only be installed where sediment laden water can pond, thus allowing the sediment to settle
out.
Fiber Rolls
Install fiber rolls in accordance with SE-5, Fiber Rolls, along contour of slopes above the
high-water level to intercept runoff, reduce flow velocity, release the runoff as sheet flow and
provide removal of sediment from the runoff. In a stream environment, fiber rolls should be
used in conjunction with other sediment control methods such as SE-1, Silt Fence or SE-9
Straw Bale Barrier. Install silt fence, straw bale barrier, or other erosion control method
along toe of slope above the high-water level.
Gravel Bag Berm
a A gravel bag berm or barrier can be utilized to intercept and slow the flow of sediment laden
sheet flow runoff in accordance with SE-6, Gravel Bag Berm. In a stream environment
gravel bag barrier can allow sediment to settle from runoff before water leaves the
construction site and can be used to isolate the work area from the live stream.
Limitations
a Gravel bag barriers are not recommended as a perimeter sediment control practice around
streams.
Straw Bale Barrier
Install straw bale barriers in accordance with SE-9, Straw Bale Barrier, to control sediment,.
Straw bale barriers should only be installed where sediment laden water can pond, thus
allowing the sediment to settle out. Install a silt fence in accordance with SE-1, Silt Fence,
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Agreement No. 6574
-Streambank Stabilization
on down slope side of straw bale barrier closest to stream channel to provide added
sediment control.
Rock Filter
Description and Purpose
Rock filters are temporary erosion control barriers composed of rock that is anchored in place.
Rock filters detain the sediment laden runoff, retain the sediment, and release the water as sheet
flow at a reduced velocity. Typical rock filter installations are illustrated at the end of this BMP.
Applications
Near the toe of slopes that may be subject to flow and rill erosion.
Limitations
• Inappropriate for contributing drainage areas greater than 5 acres.
■ Requires sufficient space for ponded water.
• Ineffective for diverting runoff because filters allow water to slowly seep through.
• Rock filter berms are difficult to remove when construction is complete.
w• Unsuitable in developed areas or locations where aesthetics is a concern.
Specifications
• Rock: open graded rock, 0.75 to 5 in. for concentrated flow applications.
• Woven wire sheathing: 1 in. diameter, hexagonal mesh, galvanized 2ogauge (used with rock
filters in areas of concentrated flow).
• In construction traffic areas, maximum rock berm heights should be 12 in. Berms should be
constructed every 300 ft on slopes less than 5%, every 2O0 ft on slopes between 5% and to%,
and every too ft on slopes greater than io%.
Maintenance
• Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect weekly
during the rainy season and at two -week intervals in the non -rainy season to verify
continued BMP implementation.
• Inspect BMPs subject to non-stormwater discharges daily while non-stormwater discharges
occur.
• Reshape berms as needed and replace lost or dislodged rock, and filter fabric.
• Sediment that accumulates in the BMP must be periodically removed in order to maintain
BMP effectiveness. Sediment should be removed when the sediment accumulation reaches
one third of the barrier height. Sediment removed during maintenance may be incorporated
into earthwork on the site or disposed at an appropriate location.
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Agreement No. 6574
K-rail
Description and Purpose
This is temporary sediment control that uses K-rails to form the sediment deposition area, or to
isolate the near bank construction area. Install K-rails at toe of slope in accordance with
procedures described in NS-5, Clear Water Diversion.
Barriers are placed end to end in a pre -designed configuration and gravel filled bags are used at
the toe of the barrier and at their abutting ends to seal and prevent movement of sediment
beneath or through the barrier walls.
Appropriate Applications
s This technique is useful at the toe of embankments, cuts or fills slopes.
Limitations
A The K-rail method should not be used to dewater a project site, as the barrier is not
watertight.
Implementation
n Refer to NS-5, Clear Water Diversion, for implementation requirements.
Instream Construction Sediment Control
There are three different options currently available for reducing turbidity while working in a
stream or river. The stream can be isolated from the area in which work is occurring by means
of a water barrier, the stream can be diverted around the work site through a pipe or temporary
channel, or one can employ construction practices that minimize sediment suspension.
Whatever technique is implemented, an important thing to remember is that dilution can
sometimes be the solution. A probable "worst time" to release high TSS into a stream system
might be when the stream is very low; summer low flow, for example. During these times, the
flow may be low while the biological activity in the stream is very high. Conversely, the addition
of high TSS or sediment during a big storm discharge might have a relatively low impact,
because the stream is already turbid, and the stream energy is capable of transporting both
suspended solids, and large quantities of bedload through the system. The optimum time to
"pull" in -stream structures may be during the rising limb of a storm hydrograph.
Techniques to minimize Total Suspended Solids (TSS)
■ Padding - Padding laid in the stream below the work site may trap some solids that are
deposited in the stream during construction. After work is done, the padding is removed
from the stream, and placed on the bank to assist in re -vegetation.
n Clean, washed gravel - Using clean, washed gravel decreases solid suspension, as there
are fewer small particles deposited in the stream.
x Excavation using a large bucket - Each time a bucket of soil is placed in the stream, a
portion is suspended. Approximately the same amount is suspended whether a small
amount of soil is placed in the stream, or a large amount. Therefore, using a large excavator
bucket instead of a small one, will reduce the total amount of soil that washes downstream.
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Agreement No. 6574
Sitreambaink Stabilization
Use of dozer for backf lling - Using a dozer for backfilling instead of a backhoe follows
the same principles — the fewer times soil is deposited in the stream, the less soil will be
suspended.
fa Partial dewatering with a pump - Partially dewatering a stream with a pump reduces
the amount of water, and thus the amount of water that can suspend sediment.
Washing Fines
Definition and Purpose
a Washing fines is an "in -channel" sediment control method, which uses water, either from a
water truck or hydrant, to wash stream fines that were brought to the surface of the channel
bed during restoration, back into the interstitial spaces of the gravel and cobbles.
The purpose of this technique is to reduce or eliminate the discharge of sediment from the
channel bottom during the first seasonal flow. Sediment should not be allowed into stream
channels; however, occasionally in -channel restoration work will involve moving or
otherwise disturbing fines (sand and silt sized particles) that are already in the stream,
usually below bankfull discharge elevation. Subsequent re -watering of the channel can
result in a plume of turbidity and sedimentation.
■i This technique washes the fines back into the channel bed. Bedload materials, including
gravel cobbles, boulders and those fines, are naturally mobilized during higher storm flows.
This technique is intended to delay the discharge until the fines would naturally be
mobilized.
Appropriate Applications
a This technique should be used when construction work is required in channels. It is
especially useful in intermittent or ephemeral streams in which work is performed "in the
dry", and which subsequently become re -watered.
Limitations
• The stream must have sufficient gravel and cobble substrate composition.
• The use of this technique requires consideration of time of year and timing of expected
stream flows.
• The optimum time for the use of this technique is in the fall, prior to winter flows.
• Consultation with, and approval from the Department of Fish and Game and the Regional
Water Quality Control Board may be required.
Implementation
®! Apply sufficient water to wash fines, but not cause further erosion or runoff.
• Apply water slowly and evenly to prevent runoff and erosion.
• Consult with Department of Fish and Game and the Regional Water Quality Control Board
for specific water quality requirements of applied water (e.g. chlorine).
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Streamba,nk
Inspection and Maintenance
None necessary
Costs
Cost may vary according to the combination of practices implemented.
Inspection and Maintenance
m Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events until
final stabilization is achieved.
a Inspect BMPs subject to non-stormwater discharges daily while non-stormwater discharges
occur.
aaa Inspect and repair equipment (for damaged hoses, fittings, and gaskets).
References
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
Proposed Guidance Specifying Management Measures for Sources of Nonpoint Pollution in
Coastal Waters, Work Group Working Paper, USEPA, April 1992.
Sedimentation and Erosion Control Practices, An Inventory of Current Practices (Draft),
UEEPA, 1990.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
Water Quality Management Plan for the Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
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Streambank Stabilization EC-12
December 2019 CASQA BMP Handbook 10 of 10
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Agreement No. 6574
Compost
4
Description and Purpose
A compost blanket is applied to slopes and earth disturbed
areas to prevent erosion, and in some cases, increase
infiltration and/or establish vegetation. The compost blanket
can be applied by hand, conveyor system, compost spreader, or
pneumatic delivery (blower) system. The blanket thickness is
determined from the slope steepness and anticipated
precipitation. A compost blanket protects the soil surface from
raindrop erosion, particularly rills and gullies that may form
under other methods of erosion control.
A compost blanket, if properly installed, can be very successful
at vegetation establishment, weed suppression and erosion
control. The compost blanket comes into direct contact with
the underlying soil, reducing rill formation. Furthermore,
compost provides organic matter and nutrients important for
vegetation growth. The compost blanket provides soil structure
that allows water to infiltrate the soil surface and retain
moisture, which also promotes seed germination and
vegetation growth, in addition to reducing runoff.
Compost is typically derived from combinations of feedstocks,
biosolids, leaf and yard trimmings, manure, wood, or mixed
solid waste. Many types of compost are products of municipal
recycle or "Green waste" programs. Compost is organic and
biodegradable and can be left onsite. There are many types of
compost with a variety of properties with specific functions, and
accordingly, compost selection is an important design
consideration in the application of this type of erosion control.
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
0
Primary Category
❑X
Secondary Category
Targeted Constituents
�7 S�edim". irn"Went ......
.,�,�.ww
Q
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
EC-3 Hydraulic Mulch
EC-4 Hydroseeding
EC-5 Soil Binders
EC-7 Geotextiles and Mats
EC-8 Wood Mulching
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4
Suitable Applications
A compost blanket is appropriate for slopes and earth disturbed areas requiring protection until
permanent stabilization is established. A compost blanket can also used in combination with
temporary and/or permanent seeding strategies to enhance plant establishment. Examples
include:
Rough -graded areas that will remain inactive for longer than 14 days
Soil stockpiles
Slopes with exposed soil between existing vegetation such as trees or shrubs
Slopes planted with live, container -grown vegetation
Disturbed areas where plants are slow to develop
A compost blanket is typically used on slopes of 2:1 (H:V) or gentler. However, a compost
blanket can be effective when applied to slopes as steep as 1:1(H:V) with appropriate design
considerations including slope length, blanket thickness, adding components such as a tackifier,
or using compost blankets in conjunction with other techniques, such as compost socks and
berms or fiber rolls.
Compost can be pre -seeded prior to application to the soil (recommended by the EPA for
construction site stormwater runoff control) or seeded after the blanket has been installed. The
compost medium can also remove pollutants in stormwater including heavy metals; oil and
grease; and hydrocarbons (USEPA, 1998).
Limitations
• Compost can potentially leach nutrients (dissolved phosphorus and nitrogen) into runoff
and potentially impact water quality. Compost should not be used directly upstream from
nutrient impaired waterbodies (Adams et. al, 2008).
• Compost may also contain other undesirable constituents that are detrimental to water
quality. Carefully consider the qualifications and experience of any compost
producer/supplier.
■ A compost blanket applied by hand is more time intensive and potentially costly. Using a
pneumatic blower truck is the recommended cost-effective method of application.
• When blowers are used, the treatment areas should be within 3O0 ft of a road or surface
capable of supporting trucks.
• Wind may limit application of compost and result in application to undesired locations.
• Compost blankets should not be applied in areas of concentrated flows.
• Steeper slopes may require additional blanket thickness and other stability measures such as
using tackifiers or slope interruption devices (compost socks and berms, or fiber rolls). The
same applies for sites with high precipitation totals or during the rainy season.
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Implementation
a Additional guidance on the comparison and selection of temporary slope stabilization
methods is provided in Appendix F of the Handbook.
Compost Materials
w California Compost Regulations (Title 14, California Code of Regulations, Division 7,
Chapter 3.1, Article 7, Section 17868.3) define and require a quality of compost for
application. Compost should comply with all physical and chemical requirements. Specific
requirements are provided in Table 1 below, taken from Caltrans Standard Special Provision
io-1(SSP io-1), Erosion Control (Compost Blanket).
The compost producer should be fully permitted as specified under the California Integrated
Waste Management Board, Local Enforcement Agencies and any other State and Local
Agencies that regulate Solid Waste Facilities. If exempt from State permitting requirements,
the composting facility should certify that it follows guidelines and procedures for
production of compost meeting the environmental health standards of Title 14, California
Code of Regulations, Division 7, Chapter 3.1, Article 7.
a The compost producer should be a participant in United States Composting Council's Seal of
Testing Assurance program.
m Compost moisture should be considered for composition quality and application purposes.
A range of 30-50% is typical. Compost that is too dry is hard to apply and compost that is
too wet is more difficult (and more expensive) to transport. For and or semi -arid areas, or
for application during the dry season, use compost with greater moisture content than areas
with wetter climates. For wetter or more humid climates or for application during the wet
season, drier composts can be used as the compost will absorb moisture from the ambient
air.
Organic content of the compost is also important and should range from 30 to 65%
depending on site conditions.
as Compost should be high -quality mature compost. Immature compost can potentially leach
nutrients.
awa Compost should not be derived from mixed municipal solid waste and should be free of
visible contaminants.
a Compost should not contain paint, petroleum products, pesticides or any other chemical
residues harmful to animal life or plant growth. Metal concentrations in compost should not
exceed the maximum metal concentrations listed under Title 14, California Code of
Regulations, Division 7, Chapter 3.1, Section 17868.2.
Compost should not possess objectionable odors.
s Compost should be weed free.
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o
Table i. Physical/Chemical Requirements of Compost
c,Cal(r uns SP-jo Erosion Control Blanket 1(moo!�)
8
Pro ertv
_.. �. _ ......
Test Met hod
m mmmmm�W
Re uirement
*TMECC 04.ii-A
pH
Elastomeric pH 1:5 Slurry Method
6.0-8.0
_
pH Units
..........� .......... ..�w_ .-.�
mmmmmmmmITTMECC
....
Soluble Salts.....
04.io-A
____� .....����...... ..
Electrical Conductivity 1:5 Slurry Method
0-10.0
dS/m (mmhos/cm)
TMECC 03.o9-A
Moisture Content
Total Solids & Moisture at 70+/- 5 deg C
30-60
/ ° is
We.... . t Bas.�..... ..._......
........._.
Organic Matter
TMECC 05.07-A
_.........
Content
Loss -On -Ignition Organic Matter Method (LOI)
30-65
Dry Weight Basis
TMECC 05.05-A
Maturity
Germination and Vigor
Seed Emergence
8p or Above
Seedling Vigor
80 or Above
Relative to Positive Control
TMECC 05.o8-B
Stability
Carbon Dioxide Evolution Rate
8 or below
mgmCOz C/g OM per day
_
i00% Passing, 3 inches
TMECC 02.02-B
go -t00% Passing, 1 inch
Particle Size
Sample Sieving for Aggregate Size Classification
65-100% Passing, 3/4 inch
Dry Weight Basis
0 - 75% Passing, 1/4 inch
Maximum length 6 inches
Pathogen
TMECC 07.oi-B
Fecal Coliform Bacteria
Pass
< loon MPTJ/p, dry wt.
Pathogen
TMECC 07.01-B
Salmonella
Pass
.... ..... .�mMPN q�'u'taa11 - dr wt.
F_w'"k.._._..._..._.......:................................__....
_......,.,�............., ,........
TMECC 02.02-C
,,,,, ,...............
Physical Contaminants
Man Made Inert Removal and Classification:
Combined Total:
Plastic, Glass and Metal
< 1.0
rlrrn fraction
TMECC 02.02-C
Man Made Inert Removal and Classification:
Physical Contaminants
Sharps (Sewing needles, straight pins and hypodermic
None Detected
needles)
%_,
*TMECC refers to '"'rest Methods
for the Exarninat on of Composting and Compost, ...,.,�. " laubiislled
by the United States
Department of Agriculture and the United States Compost Council (USCC).
Installation
0 Prior to compost application, prepare the slope by removing loose rocks, roots, stumps, and
other debris greater than 2" in diameter. Prepare the slope area surface by scarifying or
track walking/roughening if necessary.
as Select method to apply the compost blanket. A pneumatic blower is most cost effective and
most adaptive in applying compost to steep, rough terrain, and hard to reach locations.
a A compost blanket thickness of 1" to 4" should be applied to slopes of 2:1 (H:V) or gentler,
based on site -specific conditions. Increase blanket thickness with increased slope steepness
and/or during installation during the rainy season (for example, 2" to 3" should be used for a
December 2019 CASQA BMP Handbook 4 of 6
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CompostBlanket ,r.N,
3:1 slope, while 1" to 2" can be used for a 4:1 slope). Erosion control using a compost blanket
is not recommended for slopes greater than 1:1(H:V).
• For steeper slopes, tackifiers should be utilized and/or other stabilization techniques
employed. For example, compost socks or berms can be installed at intervals over the
compost blanket (in a similar manner as Fiber Rolls, SE-5).
■ Compost socks or berms (or equivalent linear sediment control BMP) should be placed at
the top and/or bottom of the slope for additional erosion control performance.
• For optimum vegetation establishment, a blanket thickness of 1" to 2" is recommended. If
vegetation establishment is not the primary function of the compost blanket, a thicker
blanket may be recommended based on slope or rainfall conditions.
• Evenly distribute compost on the soil surface to the desired blanket thickness (1/2" to 4" as
calculated prior based on -site conditions and objectives). Even distribution is an important
factor in preventing future rill and gully erosion.
■ The compost blanket should extend 3 to 6 feet over the top of the shoulder of the slope. A
compost sock or compost berm can be used at the top of the slope as an auxiliary technique
to prevent runoff from flowing underneath the compost blanket.
• Use additional anchoring and erosion control BMPs in conjunction of the compost blanket
as needed.
Costs
The cost associated with a compost blanket is similar to that of a straw mat and generally less
expensive than a geotextile blanket (USEPA, 2009). Caltrans has provided a recent estimate for
$5,60o to $9,00o per acre for application of an unseeded 1-inch compost blanket (Caltrans
Compost Specifications, 2Oo9. Adjusted for inflation (2016 dollars) by Tetra Tech, Inc.).
Vendor costs indicate that proprietary blends of compost that are seeded and contain a nutrient
rich "tackifier" can cost approximately $0.45 per square foot, or approximately $19,200 per acre
for a 2-inch blanket (Adjusted for inflation (2oi6 dollars) by Tetra Tech, Inc.). Application by
hand is more time intensive and likely more costly.
Inspection and Maintenance
• BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• Areas where erosion is evident, another layer of compost should be reapplied as soon as
possible. It may be necessary to install an additional type of stormwater BMP at the top of
slope or as a slope interrupter to control flow, such as a fiber roll (SE-5) or compost sock
(SE-11).
• Care should be exercised to minimize the damage to protected areas while making repairs, as
any area damaged will require reapplication of BMPs.
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Agreement No. 6574
-Compoist Blanket
v Limit or prohibit foot traffic to minimize damage to BMP or impede vegetation
establishment.
References
An Analysis of Composting as an Environmental Remediation Technology, U.S. Environmental
Protection Agency (USEPA), Solid Waste and Emergency Response (5305W), EPA53o-R-8-oo8,
1998.
Characteristics of Compost: Moisture Holding and Water Quality Improvement, Center for
Research in Water Resources, Kirchoff, C., Malina, J., and Barrett, M., 2003.
Compost Utilization for Erosion Control, The University of Georgia College of Agricultural and
Environmental Sciences, pubs.caes.uga.edu/caespubs/pubcd/Bl200.htm, Faucette, B. and
Risse, M., 2009.
Demonstration Project Using Yard Debris Compost for Erosion Control, Final Report, presented
to Metropolitan Service District, W&H Pacific, 1993.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, 2005.
Standard Special Provision io-1, Erosion Control (Compost Blanket), California Department of
Transportation (Caltrans). 2007 Update.
Evaluation of Environmental Benefits and Impacts of Compost and Industry Standard Erosion
and Sediment Controls Measures Used in Construction Activities, Dissertation, Institute of
Ecology, University of Georgia, Faucette, B., 2004.
Filter Sock Presentation provided at Erosion, Sediment Control and Stormwater Management
with Compost BMPs Workshop, U.S. Composting Council 131h Annual Conference and Trade
Show, McCoy, S., 2005.
National Pollutant Discharge Elimination System (NPDES), Compost Blankets, U.S.
Environmental Protection Agency (USEPA).
11�m�des sto3 znw leW me1rn iudex.cfan.a tio=faclslmeet re;,ulfs&vie
s ap fib&mp=1, 2009.
Standard Specifications for Transportation Materials and Methods of Sampling and Testing
Designation M10-03, Compost for Erosion/Sediment Control (Compost Blankets), Provisional,
American Association of State Highway Transportation Officials (AASHTO), 2003.
Stormwater Best Management Practices (BMPs) Field Trials of Erosion Control Compost in
Reclamation of Rock Quarry Operations, Nonpoint Source Protection Program CWA §319(h),
Texas Commission on Environmental Quality, Adams, T., McFarland, A., Hauck, L., Barrett, M.,
and Eck, B., 2oo8.
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Agreement No. 6574
rr>-q111111 ,
preparation of surface soils for BMP installation. This can
include soil testing (for seed base, soil characteristics, or
nutrients), as well as roughening surface soils by mechanical
methods (including sheepsfoot rolling, track walking,
scarifying, stair stepping, and imprinting) to prepare soil for
additional BMPs, or to break up sheet flow. Soil Preparation
can also involve tilling topsoil to prepare a seed bed and/or
incorporation of soil amendments, to enhance vegetative
establishment.
Suitable Applications
Soil preparation: Soil preparation is essential to proper
vegetative establishment. In particular, soil preparation (i.e.
tilling, raking, and amendment) is suitable for use in
combination with any soil stabilization method, including
Rolled Erosion Control Products (RECPs) or sod. Soil
preparation should not be confused with roughening.
Roughening: Soil roughening is generally referred to as track
walking (sometimes called imprinting) a slope, where treads
from heavy equipment run parallel to the contours of the slope
and act as mini terraces. Soil preparation is most effective
when used in combination with erosion controls. Soil
Roughening is suitable for use as a complementary process for
controlling erosion on a site. Roughening is not intended to be
used as a stand-alone BMP, and should be used with perimeter
controls, additional erosion control measures, grade breaks,
and vegetative establishment for maximum effectiveness.
Roughening is intended to only affect surface soils and should
not compromise slope stability or overall compaction. Suitable
applications for soil roughening include:
Categories
EC
Erosion Control,�.���������������..��
,
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
Waste Management and
WM
Materials Pollution Control
_.........
Legend:
0
Primary Category
❑x
Secondary Category
Targeted Constituents
Sediment 0
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
EC-3 Hydraulic Mulch
EC-5 Soil Binders
EC-7 Geotextiles and Mats
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m �mwnflusmmmucam,arm,muvnrewmro�
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Agreement No. 6574
Along any disturbed slopes, including temporary stockpiles, sediment basins, or compacted
soil diversion berms and swales.
Roughening should be used in combination with hydraulically applied stabilization methods,
compost blanket, or straw mulch; but should not be used in combination with RECPs or sod
because roughening is intended to leave terraces on the slope.
Limitations
• Preparation and roughening must take place prior to installing other erosion controls (such
as hydraulically applied stabilizers) or sediment controls (such as fiber rolls) on the faces of
slopes.
a In such cases where slope preparation is minimal, erosion control/revegetation BMPs that
do not require extensive soil preparation - such as hydraulic mulching and seeding
applications - should be employed.
• Consideration should be given to the type of erosion control BMP that follows surface
preparation, as some BMPs are not designed to be installed over various types of
tillage/roughening, i.e., RECPs should not be used with soil roughening due to a "bridging"
effect, which suspends the blanket above the seed bed.
• Surface roughness has an effect on the amount of mulch material that needs to be applied,
which shows up as a general increase in mulch material due to an increase in surface area
(Topographic Index -see EC-3 Hydraulic Mulch).
Implementation
Additional guidance on the comparison and selection of temporary slope stabilization
methods is provided in Appendix F of the Handbook.
General
A roughened surface can significantly reduce erosion. Based on tests done at the San Diego
State Erosion Research Laboratory, various roughening techniques on slopes can result in a 12 -
76% reduction in the erosion rate versus smooth slopes.
Materials
Minimal materials are required unless amendments and/or seed are added to the soil. The
majority of soil roughening/preparation can be done with equipment that is on hand at a normal
construction site, such as bull dozers and compaction equipment.
Installation Guidelines
Soil Preparation
a: Where appropriate or feasible, soil should be prepared to receive the seed by disking or
otherwise scarifying the surface to eliminate crust, improve air and water infiltration and
create a more favorable environment for germination and growth.
Based upon soil testing conducted, apply additional soil amendments (e.g., fertilizers,
additional seed) to the soil to help with germination. Follow EC-4, Hydroseeding, when
selecting and applying seed and fertilizers.
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Agreement No. 6574
Cut Slope Roughening:
• Stair -step grade or groove the cut slopes that are steeper than 3:1.
• Use stair -step grading on any erodible material soft enough to be ripped with a bulldozer.
Slopes consisting of soft rock with some subsoil are particularly suited to stair -step grading.
• Make the vertical cut distance less than the horizontal distance, and slightly slope the
horizontal position of the "step" in toward the vertical wall.
• Do not make individual vertical cuts more than 2 ft. (0.6 m) high in soft materials or more
than 3 ft. (0.9 m) high in rocky materials.
• Groove the slope using machinery to create a series of ridges and depressions that run across
the slope, on the contour.
Fill Slope Roughening:
a Place on fill slopes with a gradient steeper than 3:1 in lifts not to exceed 8 in. (0.2 m), and
make sure each lift is properly compacted.
■ Ensure that the face of the slope consists of loose, uncompacted fill 4-6 in. (0.1-0.2 m) deep.
■ Use grooving or tracking to roughen the face of the slopes, if necessary.
Do not blade or scrape the final slope face.
Roughening for Slopes to be Mowed:
• Slopes that require mowing activities should not be steeper than 3:1.
• Roughen these areas to shallow grooves by track walking, scarifying, sheepsfoot rolling, or
imprinting.
® Make grooves close together (less than 10 in.), and not less than 1 in. deep, and
perpendicular to the direction of runoff (i.e., parallel to the slope contours).
o Excessive roughness is undesirable where mowing is planned.
Roughening with Tracked Machinery:
m Limit roughening with tracked machinery to soils with a sandy textural component to avoid
undue compaction of the soil surface.
■ Operate tracked machinery up and down the slope to leave horizontal depressions in the
soil. Do not back -blade during the final grading operation.
v Seed and mulch roughened areas as soon as possible to obtain optimum seed germination
and growth.
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Agreement No. 6574
Soil w ! ` Roughening
Costs
Costs are based on the additional labor of tracking or preparation of the slope plus the cost of
any required soil amendment materials.
Inspection and Maintenance
■ BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
Check the seeded slopes for signs of erosion such as rills and gullies. Fill these areas slightly
above the original grade, then reseed and mulch as soon as possible.
Inspect BMPs weekly during normal operations, prior to forecasted rain events, daily during
extended rain events, and after the conclusion of rain events.
References
Soil Stabilization BMP Research for Erosion and Sediment Controls: Cost Survey Technical
Memorandum, State of California Department of Transportation (Caltrans), July 2007.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
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Agreement No. 6574
Description and Purpose
Non -vegetative stabilization methods are used for temporary or
permanent stabilization of areas prone to erosion and should be
used only where vegetative options are not feasible; examples
include:
■ Areas of vehicular or pedestrian traffic such as roads or
paths;
• Arid environments where vegetation would not provide
timely ground coverage, or would require excessive
irrigation;
• Rocky substrate, infertile or droughty soils where vegetation
would be difficult to establish; and
to Areas where vegetation will not grow adequately within the
construction time frame.
There are several non -vegetative stabilization methods and
selection should be based on site -specific conditions.
Decomposed Granite (DG) is a permanent erosion
protection method that consists of a layer of stabilized
decomposed granite placed over an erodible surface.
Degradable Mulches of various types (see EC-3, EC-6,
EC-8) can be used for temporary non -vegetative stabilization;
examples include straw mulch, compost, wood chips or
hydraulic mulch.
Geotextiles and Mats can be used for temporary non -
vegetative stabilization (see EC-7). These BMPs are typically
manufactured from degradable or synthetic materials and are
Categories
EC Erosion Control
SE Sediment Control
TR Tracking Control
WE Wind Erosion Control
NS Non-Stormwater
Management Control
WM Waste Management and
Materials Pollution Control
Legend:
Q Primary Category
0 Secondary Category
Q
0
❑x
Targeted Constituents
Sediment Q
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
None
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Non -Vegetative Stabilization EC-16
designed and specified based on their functional longevity, i.e., how long they will persist and
provide erosion protection. All geotextiles and mats should be replaced when they exceed their
functional longevity or when permanent stabilization methods are instituted.
Gravel Mulch is a non -degradable erosion control product that is composed of washed and
screened coarse to very coarse gravel, 16 mm to 64 mm (o.6" - 2.5"), similar to an AASHTO No.
3 coarse aggregate.
Rock Slope Protection consists of utilizing large rock or rip -rap (4"- 24") to stabilize slopes
with a high erosion potential and those subject to scour along waterways.
Soil Binders can be used for temporary non -vegetative stabilization (see EC-5). The key to
their use is functional longevity. In most cases, the soil binder will need to be routinely
monitored and re -applied to maintain an erosion -resistant coverage.
Suitable Applications
Non -vegetated stabilization methods are suitable for use on disturbed soil areas and on material
stockpiles that need to be temporarily or permanently protected from erosion by water and
wind. Non -vegetated stabilization should only be utilized when vegetation cannot be established
in the required timeframe, due to soil or climactic conditions, or where vegetation may be a
potential fire hazard.
Decomposed Granite (DG) and Gravel Mulch are suitable for use in areas where
vegetation establishment is difficult, on flat surfaces, trails and pathways, and when used in
conjunction with a stabilizer or tackifier, on shallow slopes (i.e., 10:1 [H:V]). DG and gravel can
also be used on shallow rocky slopes where vegetation cannot be established for permanent
erosion control.
Degradable Mulches can be used to cover and protect soil surfaces from erosion both in
temporary and permanent applications. In many cases, the use of mulches by themselves
requires routine inspection and re -application. See EC-3 Hydraulic Mulch, EC-6 Straw Mulch,
EC-8 Wood Mulch, or EC-14 Compost Blankets for more information.
Geotextiles and Mats can be used as a temporary stand-alone soil stabilization method.
Depending on material selection, geotextiles and mats can be a short-term (3 mos —1 year) or
long-term (1-2 years) temporary stabilization method. For more information on geotextiles and
mats see EC-7 Geotextiles and Mats.
Rock Slope Protection can be used when the slopes are subject to scour or have a high
erosion potential, such as slopes adjacent to flowing waterways or slopes subject to overflow
from detention facilities (spillways).
Soil Binders can be used for temporary stabilization of stockpiles and disturbed areas not
subject to heavy traffic. See EC-5 Soil Binders for more information.
Limitations
General
■ Refer to EC-3, EC-6, EC-8, and EC-14 for limitations on use of mulches. Refer to EC-7 for
limitations on use of geotextiles and mats. Refer to EC-5 for limitations on use of Soil
Binders.
December 2019 CASQA BMP Handbook 2 of 5
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Agreement No. 6574
.Stabilization6
Decomposed Granite
• Not available in some geographic regions,
• If not tackified, material may be susceptible to erosion even on slight slopes (e.g., 30:1
[H:V]).
• Installed costs may be more expensive than vegetative stabilization methods.
Gravel Mulch
• Availability is limited in some geographic regions.
• If not properly screened and washed, can contain fine material that can erode and/or create
dust problems.
• If inadequately sized, material may be susceptible to erosion on sloped areas.
■ Pore spaces fill with dirt and debris over time; may provide a growing medium for weeds.
Rock Slope Protection
■i Installation is labor intensive.
• Installed costs can be significantly higher than vegetative stabilization methods.
• Rounded stones may not be used on slopes greater than 2:1 [H:V].
Implementation
General
Non -vegetated stabilization should be used in accordance with the following general guidance:
• Should be used in conjunction with other BMPs, including drainage, erosion controls and
sediment controls.
e Refer to EC-3, EC-6, EC-8, and EC-14 for implementation details for mulches. Refer to EC-7
for implementation details for geotextiles and mats. Refer to EC-5 for implementation
details for soil binders.
■ Non -vegetated stabilization measures should be implemented as soon as the disturbance in
the areas they are intended to protect has ceased.
• Additional guidance on the comparison and selection of temporary slope stabilization
methods is provided in Appendix F of the Handbook.
Decomposed Granite Stabilization
a If used for a road or path should be installed on a prepared base.
■ Should be mixed with a stabilizer if used for roads or pathways, or on slope applications.
a, Though porous it is recommended to prevent standing water on or next to a decomposed
granite road or pathway.
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Agreement No. 6574
Gravel Mulch
• Should be sized based on slope, rainfall, and upgradient run-on conditions. Stone size
should be increased as potential for erosion increases (steeper slopes, high intensity
rainfall).
• If permanent, a weed control fabric should be placed prior to installation.
• Should be installed at a minimum 2" depth.
r Should completely cover all exposed surfaces.
Rock Slope Protection
• Rock slope protection installation should follow Caltrans Standard Specification 72-2: Rock
Slope Protection. Refer to the specification for rock conformity requirements and
installation methods.
• When using rock slope protection, rock size and installation method should be specified by
an Engineer.
■ A geotextile fabric should be placed prior to installation.
Costs
Costs are highly variable depending not only on technique chosen, but also on materials
chosen within specific techniques. In addition, availability of certain materials will vary by
region/location, which will also affect the cost. Costs of mulches, geotextiles and mats, and
soil binders are presented in their respective fact sheets. Costs for decomposed granite,
gravel mulch stabilization and rock slope protection may be higher depending on location
and availability of materials. Caltrans has provided an estimate for gravel mulch of $13 -
$2o/yd2 in flat areas and $14 - $3o/yd2 on side slopes (adjusted for inflation, 2o16 dollars).
Inspection and Maintenance
General
• BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• For permanent installation, require inspection periodically and after major storm events to
look for signs of erosion or damage to the stabilization.
• All damage should be repaired immediately.
• Refer to EC-3, EC-6, EC-8, and EC-14 for inspection and maintenance requirements for
mulches. Refer to EC-7 for inspection and maintenance requirements for geotextiles and
mats. Refer to EC-5 for inspection and maintenance requirements for soil binders.
Decomposed Granite and Gravel Mulch Stabilization
Rake out and add decomposed granite or gravel as needed to areas subject to rill erosion.
Inspect upgradient drainage controls and repair/modify as necessary.
December 2019 CASQA BMP Handbook 4 of 5
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Agreement No. 6574
a Should remain stable under loose surface material. Any significant problem areas should be
repaired to restore uniformity to the installation.
References
Arid Zone Forestry: A Guide for Field Technicians. Food and Agriculture Organization of the
United Nations, 1989.
Design of Roadside Channels with Flexible Linings, Hydraulic Engineering Circular Number 15,
Third Edition, Federal Highway Administration, 2007.
Design Standards for Urban Infrastructure - Soft Landscape Design, Department of Territory
and Municipal Services - Australian Capital Territory .L v: www.t; rns. ct. ov.au w rk
standards and rocedla°e d.i standardi for Urban infrastructure
Erosion and Sediment Control Handbook: A Guide for Protection of State Waters through the
use of Best Management Practices during Land Disturbing Activities, Tennessee Department of
Environment and Conservation, 2002.
Gravel Mulch, Landscape Architecture Non -Standard Specification 10-2, California Department
of Transportation (Caltrans), h : www.dot.c,a.gov/ha/LandAreli/roadsideldetail-o'n,.htin.
Maine Erosion and Sediment Control BMPs, DEPLW0588, Maine Department of
Environmental Protection: Bureau of Land and Water Quality, 2003.
National Menu of Best Management Practices, US Environmental Protection Agency, 20o6.
Standard Specification 72-2: Rock Slope Protection. California Department of Transportation,
20o6.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
December 2019 CASQA BMP Handbook 5 of 5
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Agreement No. 6574
PracticesWater Conservation
Categories
EC
Erosion Control px
SE
Sediment Control ❑x
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater Q
Management Control
WM
Waste Management and
Materials Pollution Control
0
Primary Objective
0
Secondary Objective
Targeted Constituents ..,......
Description and Purpose .ed......
Water conservation practices are activities that use water Nutrients
during the construction of a project in a manner that avoids Trash
causing erosion and the transport of pollutants offsite. These
practices can reduce or eliminate non-stormwater discharges. Metals
Bacteria
Suitable Applications Oil and Grease
Water conservation practices are suitable for all construction Organics
sites where water is used, including piped water, metered
water, trucked water, and water from a reservoir.
Potential Alternatives
Limitations None
s None identified.
Implementation
• Keep water equipment in good working condition.
• Stabilize water truck filling area. If User/Subscriber modifies this fact
sheet in any way, the CASQA
• Repair water leaks promptly. name/logo and footer below must be
removed from each page and not
a Washing of vehicles and equipment on the construction site appear on the modified version.
is discouraged.
• Avoid using water to clean construction areas. If water
must be used for cleaning or surface preparation, surface
should be swept and vacuumed first to remove dirt. This
will minimize amount of water required.
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Agreement No. 6574
Water Conservation Practices NS-1
• Direct construction water runoff to areas where it can soak into the ground or be collected
and used.
■ Authorized non-stormwater discharges to the storm drain system, channels, or receiving
waters are acceptable with the implementation of appropriate BMPs.
• Lock water tank valves to prevent unauthorized use.
Costs
The cost is small to none compared to the benefits of conserving water.
Inspection and Maintenance
• Inspect and verify that activity based BMPs are in place prior to the commencement of
authorized non-stormwater discharges.
a Inspect BMPs in accordance with General Permit requirements for the associated project
type and risk level. It is recommended that at a minimum, BMPs be inspected weekly, prior
to forecasted rain events, daily during extended rain events, and after the conclusion of rain
events.
• Inspect BMPs subject to non-stormwater discharges daily while non-stormwater discharges
are occuring.
• Repair water equipment as needed to prevent unintended discharges.
- Water trucks
- Water reservoirs (water buffalos)
- Irrigation systems
- Hydrant connections
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
December 2019 CASQA BMP Handbook 2 of 2
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Agreement No. 6574
Description and Purpose
Dewatering operations are practices that manage the discharge
of pollutants when non-stormwater and accumulated
precipitation (stormwater) must be removed from a work
location to proceed with construction work or to provide vector
control.
The General Permit incorporates Numeric Action Levels (NAL)
for turbidity (see Section 2 of this handbook to determine your
project's risk level and if you are subject to these
requirements).
Discharges from dewatering operations can contain high levels
of fine sediment that, if not properly treated, could lead to
exceedances of the General Permit requirements or Basin Plan
standards.
The dewatering operations described in this fact sheet are not
Active Treatment Systems (ATS) and do not include the use of
chemical coagulations, chemical flocculation or
electrocoagulation.
Suitable Applications
These practices are implemented for discharges of non-
stormwater from construction sites. Non-stormwaters include,
but are not limited to, groundwater, water from cofferdams,
water diversions, and waters used during construction activities
that must be removed from a work area to facilitate
construction.
Practices identified in this section are also appropriate for
implementation when managing the removal of accumulated
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
........
Le..
_. _ _..............
end:
Q
Primary Category
❑x
Secondary Category
Targeted Constituents
C
Q
Sediment Q
Nutrients
Trash
Metals
Bacteria
Oil and Grease Q
Organics
Potential Alternatives
S -5: Fiber Roll
SE-6: Gravel Bag Berm
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
G l4 0T)11N 019.'V,'1y ,! IN Yd`"Ai i4'('V,Uo
December 2019 CASQA BMP Handbook 1 of 10
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Agreement No. 6574
Diewatering Operations
precipitation (stormwater) from depressed areas at a construction site.
Stormwater mixed with non-stormwater should be managed as non-stormwater.
Limitations
® Dewatering operations will require and should comply with applicable local and project -
specific permits and regulations. In some areas, all dewatering activities, regardless of the
discharge volume, require a dewatering permit.
■ Site conditions will dictate design and use of dewatering operations.
• The controls discussed in this fact sheet primarily address sediment. Other secondary
pollutant removal benefits are discussed where applicable.
• The controls detailed in this fact sheet only allow for minimal settling time for sediment
particles. Use only when site conditions restrict the use of the other control methods.
• Avoid dewatering discharges where possible by using the water for dust control.
Implementation
• A Construction Site Monitoring Plan (CSMP) should be included in the project Stormwater
Pollution Prevention Plan (SWPPP).
• Regional Water Quality Control Board (RWQCB) Regions may require notification and
approval prior to any discharge of water from construction sites.
The destination of discharge from dewatering activities will typically determine the type of
permit required for the discharge. For example, when discharging to a water of the U.S., a
dewatering permit may be required through the site's governing RWQCB. When discharging
to a sanitary sewer or Municipal Separate Storm Sewer System (MS4), a permit may need to
be obtained from the owner of the sanitary sewer or MS4 in addition to obtaining an
RWQCB dewatering permit. Additional permits or permissions from other agencies may be
required for dewatering cofferdams or diversions.
• Dewatering discharges should not cause erosion at the discharge point. Appropriate BMPs
should be implemented to maintain compliance with all applicable permits.
■ Maintain dewatering records in accordance with all local and project -specific permits and
regulations.
Sediment Treatment
A variety of methods can be used to treat water during dewatering operations. Several devices
are presented below and provide options to achieve sediment removal. The sediment particle
size and permit or receiving water limitations on sediment or turbidity are key considerations
for selecting sediment treatment option(s); in some cases, the use of multiple devices may be
appropriate. Use of other enhanced treatment methods (i.e., introduction of chemicals or
electric current to enhance flocculation and removal of sediment) must comply with: 1) for
storm drain or surface water discharges, the requirements for Active Treatment Systems (see
5E-11); or 2) for sanitary sewer discharges, the requirements of applicable sanitary sewer
discharge permits.
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Agreement No. 6574
Sediment Basin (see also SE-2)
Description:
■ A sediment basin is a temporary basin with a controlled release structure that is formed by
excavation or construction of an embankment to detain sediment -laden runoff and allow
sediment to settle out before discharging. Sediment basins are generally larger than
Sediment Traps (SE-3) and have a designed outlet structure.
Appropriate Applications:
Effective for the removal of trash, gravel, sand, silt, some metals that settle out with the
sediment.
Implementation:
Excavation and construction of related facilities is required.
Temporary sediment basins should be fenced if safety is a concern.
Outlet protection is required to prevent erosion at the outfall location.
Maintenance:
01 Maintenance is required for safety fencing, vegetation, embankment, inlet and outlet, as well
as other features.
x Removal of sediment is required when the storage volume is reduced by one-third.
Sediment Trap (See also SE-3)
Description:
n A sediment trap is a temporary basin formed by excavation and/or construction of an
earthen embankment across a waterway or low drainage area to detain sediment -laden
runoff and allow sediment to settle out before discharging. Sediment traps are generally
smaller than Sediment Basins (SE-2) and do not have a designed outlet (but do have a
spillway or overflow).
Appropriate Applications:
Effective for the removal of large and medium sized particles (sand and gravel) and some metals
that settle out with the sediment.
Implementation:
* Excavation and construction of related facilities is required.
Trap inlets should be located to maximize the travel distance to the trap outlet.
Use rock or vegetation to protect the trap outlets against erosion.
Maintenance:
a Maintenance is required for vegetation, embankment, inlet and outfall structures, as well as
other features.
Removal of sediment is required when the storage volume is reduced by one-third
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Agreement No. 6574
Diewaterming7.
Weir Tanks
Description:
A weir tank separates water and waste by using weirs. The configuration of the weirs (over
and under weirs) maximizes the residence time in the tank and determines the waste to be
removed from the water, such as oil, grease, and sediments.
Appropriate Applications:
■ The tank removes trash, some settleable solids (gravel, sand, and silt), some visible oil and
grease, and some metals (removed with sediment). To achieve high levels of flow, multiple
tanks can be used in parallel. If additional treatment is desired, the tanks can be placed in
series or as pre-treatment for other methods.
Implementation:
• Tanks are delivered to the site by the vendor, who can provide assistance with set-up and
operation.
• Tank size will depend on flow volume, constituents of concern, and residency period
required. Vendors should be consulted to appropriately size tank.
Ni Treatment capacity (i.e., volume and number of tanks) should provide at a minimum the
required volume for discrete particle settling for treatment design flows.
Maintenance:
• Periodic cleaning is required based on visual inspection or reduced flow.
• Oil and grease disposal should be conducted by a licensed waste disposal company.
December 2019 CASQA BMP Handbook 4 of 10
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Agreement No. 6574
Dewatering Operations
Dewatering Tanks
Description:
m A dewatering tank removes debris and sediment. Flow enters the tank through the top,
passes through a fabric filter, and is discharged through the bottom of the tank. The filter
separates the solids from the liquids.
Appropriate Applications:
w The tank removes trash, gravel, sand, and silt, some visible oil and grease, and some metals
(removed with sediment). To achieve high levels of flow, multiple tanks can be used in
parallel. If additional treatment is desired, the tanks can be placed in series or as pre-
treatment for other methods.
Implementation:
• Tanks are delivered to the site by the vendor, who can provide assistance with set-up and
operation.
■ Tank size will depend on flow volume, constituents of concern, and residency period
required. Vendors should be consulted to appropriately size tank.
Maintenance:
• Periodic cleaning is required based on visual inspection or reduced flow.
• Oil and grease disposal should be conducted by licensed waste disposal company.
December 2019 CASQA BMP Handbook 5 of 10
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Agreement No. 6574
D
Gravity Bag Filter
DEWATERING BAG
AVAILABLE IN VARIOUS
SHAPES AND SIZES FOR
SEDIMENT CONTAINMENT
,
TIE DOWN �� ti
�V STRAP \
WATER PUMP
PUMP DISCHARGE HOSE FILTERED WATER
Description:
a A gravity bag filter, also referred to as a dewatering bag, is a square or rectangular bag made
of non -woven geotextile fabric that collects gravel, sand, silt, and fines.
Appropriate Applications:
a Effective for the removal of sediments (gravel, sand, silt, and fines). Some metals are
removed with the sediment.
Implementation:
in Water is pumped into one side of the bag and seeps through the top, bottom, and sides of the
bag.
a Place filter bag on pavement or a gravel bed or paved surface. Avoid placing a dewatering
bag on unprotected bare soil. If placing the bag on bare soil is unavoidable, a secondary
barrier should be used, such as a rock filter bed placed beneath and beyond the edges of the
bag to, prevent erosion and capture sediments that escape the bag.
a Perimeter control around the downstream end of the bag should be implemented. Secondary
sediment controls are important especially in the initial stages of discharge, which tend to
allow fines to pass through the bag.
Maintenance:
a Inspection of the flow conditions, bag condition, bag capacity, and the secondary barrier (as
applicable) is required.
to Replace the bag when it no longer filters sediment or passes water at a reasonable rate.
a Caution should be taken when removing and disposing of the bag, to prevent the release of
captured sediment
a Properly dispose of the bag offsite. If sediment is removed from the bag prior to disposal
(bags can potentially be reused depending upon their condition), dispose of sediment in
accordance with the general maintenance procedures described at the end of this BMP Fact
Sheet.
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Agreement No. 6574
Sand Media Particulate Filter
Description:
■ Water is treated by passing it through canisters filled with sand media. Generally, sand
filters provide a final level of treatment. They are often used as a secondary or higher level of
treatment after a significant amount of sediment and other pollutants have been removed
using other methods.
Appropriate Applications:
w Effective for the removal of trash, gravel, sand, and silt and some metals, as well as the
reduction of biochemical oxygen demand (BOD) and turbidity.
Sand filters can be used for stand-alone treatment or in conjunction with bag and cartridge
filtration if further treatment is required.
Sand filters can also be used to provide additional treatment to water treated via settling or
basic filtration.
Implementation:
in The filters require delivery to the site and initial set up. The vendor can provide assistance
with installation and operation.
Maintenance:
The filters require regular service to monitor and maintain the level of the sand media. If
subjected to high loading rates, filters can plug quickly.
m Venders generally provide data on maximum head loss through the filter. The filter should
be monitored daily while in use and cleaned when head loss reaches target levels.
If cleaned by backwashing, the backwash water may need to be hauled away for disposal or
returned to the upper end of the treatment train for another pass through the series of
dewatering BMPs.
December 2019 CASQA BMP Handbook 7 of 10
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Agreement No. 6574
Dewaterling, Operations
Pressurized Bag Filter
Description:
® A pressurized bag filter is a unit composed of single filter bags made from polyester felt
material. The water filters through the unit and is discharged through a header. Vendors
provide bag filters in a variety of configurations. Some units include a combination of bag
filters and cartridge filters for enhanced contaminant removal.
Appropriate Applications:
a Effective for the removal of sediment (sand and silt) and some metals, as well as the
reduction of BOD, turbidity, and hydrocarbons. Oil absorbent bags are available for
hydrocarbon removal.
Filters can be used to provide secondary treatment to water treated via settling or basic
filtration.
Implementation:
The filters require delivery to the site and initial set up. The vendor can provide assistance
with installation and operation.
Maintenance:
is The filter bags require replacement when the pressure differential equals or exceeds the
manufacturer's recommendation.
December 2019 CASQA BMP Handbook 8 of 10
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Agreement No. 6574
Cartridge Filter
Description:
Cartridge filters provide a high degree of pollutant removal by utilizing a number of
individual cartridges as part of a larger filtering unit. They are often used as a secondary or
higher (polishing) level of treatment after a significant amount of sediment and other
pollutants are removed. Units come with various cartridge configurations (for use in series
with bag filters) or with a larger single cartridge filtration unit (with multiple filters within).
Appropriate Applications:
n Effective for the removal of sediment (sand, silt, and some clays) and metals, as well as the
reduction of BOD, turbidity, and hydrocarbons. Hydrocarbons can effectively be removed
with special resin cartridges.
Filters can be used to provide secondary treatment to water treated via settling or basic
filtration.
Implementation:
■ The filters require delivery to the site and initial set up. The vendor can provide assistance.
Maintenance:
The cartridges require replacement when the pressure differential equals or exceeds the
manufacturer's recommendation.
Costs
Sediment control costs vary considerably depending on the dewatering and sediment
treatment system that is selected. Pressurized filters tend to be more expensive than gravity
settling but are often more effective. Simple tanks are generally rented on a long-term basis
(one or more months) and can range from $46o per month for a i,000-gallon tank to
$3,400 per month for a lo,000-gallon tank (adjusted for inflation, 2016 dollars, by Tetra
Tech Inc.). Mobilization and demobilization costs vary considerably.
Inspection and Maintenance
w Inspect and verify that dewatering BMPs are in place and functioning prior to the
commencement of activities requiring dewatering.
• Inspect dewatering BMPs daily while dewatering activities are being conducted.
December 2019 CASQA BMP Handbook 9 of 10
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Agreement No. 6574
Dewatering Operations
• Inspect all equipment before use. Monitor dewatering operations to ensure they do not
cause offsite discharge or erosion.
• Sample dewatering discharges as required by the General Permit.
a Unit -specific maintenance requirements are included with the description of each unit.
• Sediment removed during the maintenance of a dewatering device may be either spread
onsite and stabilized or disposed of at a disposal site as approved by the owner.
■ Sediment that is commingled with other pollutants should be disposed of in accordance with
all applicable laws and regulations and as approved by the owner.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995•
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003; Updated March
2004.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
Labor Surcharge & Equipment Rental Rates, April 1, 2002 through March 31, 2003, California
Department of Transportation (Caltrans).
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
December 2019 CASQA BMP Handbook 10 of 10
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Agreement No. 6574
Description and Purpose
Prevent or reduce the discharge of pollutants from paving
operations, using measures to prevent runon and runoff
pollution, properly disposing of wastes, and training employees
and subcontractors.
The General Permit incorporates Numeric Action Levels (NAL)
for pH and turbidity (see Section 2 of this handbook to
determine your project's risk level and if you are subject to
these requirements).
Many types of construction materials associated with paving
and grinding operations, including mortar, concrete, and
cement and their associated wastes have basic chemical
properties that can raise pH levels outside of the permitted
range. Additional care should be taken when managing these
materials to prevent them from coming into contact with
stormwater flows, which could lead to exceedances of the
General Permit requirements.
Suitable Applications
These procedures are implemented where paving, surfacing,
resurfacing, or sawcutting, may pollute stormwater runoff or
discharge to the storm drain system or watercourses.
Categories
EC�����������Erosion
Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
........... .
Q
Primary Category
❑x
Secondary Category
Targeted Constituents
Sediment Q
Nutrients
Trash
Metals
Bacteria
Oil and Grease Q
Organics
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
Limitations
a Paving limited
opportunities maybe during wet weather.
Discharges of freshly paved surfaces may raise pH to
im
environmentally harmful levels and trigger permit
violations.
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Agreement No. 6574
" avoing and Grinding Operations
Implementation
General
■ Avoid paving during the wet season when feasible.
1 Reschedule paving and grinding activities if rain is forecasted.
a Train employees and sub -contractors in pollution prevention and reduction.
■ Store materials away from drainage courses to prevent stormwater runon (see WM-1,
Material Delivery and Storage).
• Protect drainage courses, particularly in areas with a grade, by employing BMPs to divert
runoff or to trap and filter sediment.
• Stockpile material removed from roadways away from drain inlets, drainage ditches, and
watercourses. These materials should be stored consistent with WM-3, Stockpile
Management.
• Disposal of PCC (Portland cement concrete) and AC (asphalt concrete) waste should be in
conformance with WM-8, Concrete Waste Management.
Saw Cutting, Grinding, and Pavement Removal
* Shovel or vacuum saw -cut slurry and remove from site. Cover or barricade storm drains
during saw cutting to contain slurry.
When paving involves AC, the following steps should be implemented to prevent the
discharge of grinding residue, uncompacted or loose AC, tack coats, equipment cleaners, or
unrelated paving materials:
- AC grindings, pieces, or chunks used in embankments or shoulder backing should not be
allowed to enter any storm drains or watercourses. Install inlet protection and perimeter
controls until area is stabilized (i.e. cutting, grinding or other removal activities are
complete and loose material has been properly removed and disposed of)or permanent
controls are in place. Examples of temporary perimeter controls can be found in EC-9,
Earth Dikes and Drainage Swales; SE-1, Silt Fence; SE-5, Fiber Rolls, or SE-13 Compost
Socks and Berms
- Collect and remove all broken asphalt and recycle when practical. Old or spilled asphalt
should be recycled or disposed of properly.
• Do not allow saw -cut slurry to enter storm drains or watercourses. Residue from grinding
operations should be picked up by a vacuum attachment to the grinding machine, or by
sweeping, should not be allowed to flow across the pavement, and should not be left on the
surface of the pavement. See also WM-8, Concrete Waste Management, and WM-1o, Liquid
Waste Management.
• Pavement removal activities should not be conducted in the rain.
• Collect removed pavement material by mechanical or manual methods. This material may
be recycled for use as shoulder backing or base material.
December 2019 CASQA BMP Handbook 2 of 5
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Agreement No. 6574
=GT
a If removed pavement material cannot be recycled, transport the material back to an
approved storage site.
Asphaltic Concrete Paving
If paving involves asphaltic cement concrete, follow these steps:
- Do not allow sand or gravel placed over new asphalt to wash into storm drains, streets,
or creeks. Vacuum or sweep loose sand and gravel and properly dispose of this waste by
referring to WM-5, Solid Waste Management.
- Old asphalt should be disposed of properly. Collect and remove all broken asphalt from
the site and recycle whenever possible.
Portland Cement Concrete Paving
a Do not wash sweepings from exposed aggregate concrete into a storm drain system. Collect
waste materials by dry methods, such as sweeping or shoveling, and return to aggregate base
stockpile or dispose of properly. Allow aggregate rinse to settle. Then, either allow rinse
water to dry in a temporary pit as described in WM-8, Concrete Waste Management, or
pump the water to the sanitary sewer if authorized by the local wastewater authority.
Sealing Operations
e During chip seal application and sweeping operations, petroleum or petroleum covered
aggregate should not be allowed to enter any storm drain or water courses. Apply temporary
perimeter controls until structure is stabilized (i.e. all sealing operations are complete and
cured and loose materials have been properly removed and disposed).
a Inlet protection (SE-lo, Storm Drain Inlet Protection) should be used during application of
seal coat, tack coat, slurry seal, and fog seal.
a Seal coat, tack coat, slurry seal, or fog seal should not be applied if rainfall is predicted to
occur during the application or curing period.
Paving Equipment
a Leaks and spills from paving equipment can contain toxic levels of heavy metals and oil and
grease. Place drip pans or absorbent materials under paving equipment when not in use.
Clean up spills with absorbent materials and dispose of in accordance with the applicable
regulations. See NS-io, Vehicle and Equipment Maintenance, WMA, Spill Prevention and
Control, and WM-1o, Liquid Waste Management.
a Substances used to coat asphalt transport trucks and asphalt spreading equipment should
not contain soap and should be non -foaming and non -toxic.
a Paving equipment parked onsite should be parked over plastic to prevent soil
contamination.
a Clean asphalt coated equipment offsite whenever possible. When cleaning dry, hardened
asphalt from equipment, manage hardened asphalt debris as described in WM-5, Solid
Waste Management. Any cleaning onsite should follow NS-8, Vehicle and Equipment
Cleaning.
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Agreement No. 6574
Paving and: Grinding Operations
Thermoplastic Striping
Thermoplastic striper and pre -heater equipment shutoff valves should be inspected to
ensure that they are working properly to prevent leaking thermoplastic from entering drain
inlets, the stormwater drainage system, or watercourses.
Pre -heaters should be filled carefully to prevent splashing or spilling of hot thermoplastic.
Leave six inches of space at the top of the pre -heater container when filling thermoplastic to
allow room for material to move.
x Do not pre -heat, transfer, or load thermoplastic near drain inlets or watercourses.
a Clean truck beds daily of loose debris and melted thermoplastic. When possible, recycle
thermoplastic material.
Raised/Recessed Pavement Marker Application and Removal
Do not transfer or load bituminous material near drain inlets, the stormwater drainage
system, or watercourses.
Melting tanks should be loaded with care and not filled to beyond six inches from the top to
leave room for splashing.
m When servicing or filling melting tanks, ensure all pressure is released before removing lids
to avoid spills.
■ On large-scale projects, use mechanical or manual methods to collect excess bituminous
material from the roadway after removal of markers.
Costs
All of the above are low cost measures.
Inspection and Maintenance
a Inspect and verify that activity -based BMPs are in place prior to the commencement of
paving and grinding operations.
r BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
a Sample stormwater runoff required by the General Permit.
Keep ample supplies of drip pans or absorbent materials onsite.
a Inspect and maintain machinery regularly to minimize leaks and drips.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995-
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Agreement No. 6574
Paving d Grinding Operations
III
Hot Mix Asphalt -Paving Handbook AC 150/5370-14, Appendix i, U.S. Army Corps of Engineers,
July 1991.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
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Agreement No. 6574
Temporary Stream Crossing NSi-4
Description and Purpose
A temporary stream crossing is a temporary culvert, ford or
bridge placed across a waterway to provide access for
construction purposes for a period of less than one year.
Temporary access crossings are not intended to maintain traffic
for the public. The temporary access will eliminate erosion and
downstream sedimentation caused by vehicles.
Suitable Applications
Categories
EC
Erosion Control
19
SE
Sediment Control
19
TC
Tracking Control
99
WE
Wind Erosion Control
NS
Non-Stormwater
B
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
___..��........_
0
Primary Objective
0
Secondary Objective
Targeted Constituents
...........
..Sediment 1Z..
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Temporarystream crossings should be installed at all
g
�
Alternatives
Potential Alternatives
designated crossings of perennial and intermittent streams on�.,wda....
the construction site, as well as for dry channels that may be
None
significantly eroded by construction traffic.
Temporary streams crossings are installed at sites:
If User/Subscriber modifies this fact
• Where appropriate permits have been secured (404
sheet in any way, the CASQA
Permits, and 401 Certifications)
name/logo and footer below must be
removed from each page and not
m Where construction equipment or vehicles need to
appear on the modified version.
frequently cross a waterway
When alternate access routes impose significant constraints
■ When crossing perennial streams or waterways causes
significant erosion
■ Where construction activities will not last longer than one
year
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Agreement No. 6574
Temporary ream Crossin
Where appropriate permits have been obtained for the stream crossing
Limitations
The following limitations may apply:
• Installation and removal will usually disturb the waterway.
• Installation may require Regional Water Quality Control Board (RWQCB) 401 Certification,
U.S. Army Corps of Engineers 404 permit and approval by California Department of Fish
and Game. If numerical -based water quality standards are mentioned in any of these and
other related permits, testing and sampling may be required.
• Installation may require dewatering or temporary diversion of the stream. See NS-2,
Dewatering Operations and NS-5, Clear Water Diversion.
• Installation may cause a constriction in the waterway, which can obstruct flood flow and
cause flow backups or washouts. If improperly designed, flow backups can increase the
pollutant load through washouts and scouring.
• Use of natural or other gravel in the stream for construction of Cellular Confinement System
(CCS) ford crossing will be contingent upon approval by fisheries agencies.
w Ford crossings may degrade water quality due to contact with vehicles and equipment.
• May be expensive for a temporary improvement.
• Requires other BMPs to minimize soil disturbance during installation and removal.
Fords should only be used in dry weather.
Implementation
General
The purpose of this BMP is to provide a safe, erosion -free access across a stream for
construction equipment. Minimum standards and specifications for the design, construction,
maintenance, and removal of the structure should be established by an engineer registered in
California. Temporary stream crossings may be necessary to prevent construction equipment
from causing erosion of the stream and tracking sediment and other pollutants into the stream.
Temporary stream crossings are used as access points to construction sites when other detour
routes may be too long or burdensome for the construction equipment. Often heavy
construction equipment must cross streams or creeks, and detour routes may impose too many
constraints such as being too narrow or poor soil strength for the equipment loadings.
Additionally, the contractor may find a temporary stream crossing more economical for light —
duty vehicles to use for frequent crossings and may have less environmental impact than
construction of a temporary access road.
Location of the temporary stream crossing should address:
a Site selection where erosion potential is low.
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Agreement No. 6574
Areas where the side slopes from site runoff will not spill into the side slopes of the crossing.
The following types of temporary stream crossings should be considered:
Culverts — A temporary culvert is effective in controlling erosion but will cause erosion
during installation and removal. A temporary culvert can be easily constructed and allows
for heavy equipment loads.
Fords - Appropriate during the dry season in and areas. Used on dry washes and
ephemeral streams, and low -flow perennial streams. CCS, a type of ford crossing, is also
appropriate for use in streams that would benefit from an influx of gravels. A temporary
ford provides little sediment and erosion control and is ineffective in controlling erosion in
the stream channel. A temporary ford is the least expensive stream crossing and allows for
maximum load limits. It also offers very low maintenance. Fords are more appropriate
during the dry ice season and in and areas of California.
Bridges - Appropriate for streams with high flow velocities, steep gradients and where
temporary restrictions in the channel are not allowed.
Design
During the long summer construction season in much of California, rainfall is infrequent, and
many streams are dry. Under these conditions, a temporary ford may be sufficient. A ford is not
appropriate if construction will continue through the winter rainy season, if summer
thunderstorms are likely, or if the stream flows during most of the year. Temporary culverts and
bridges should then be considered and, if used, should be sized to pass a significant design
storm (i.e., at least a 10-year storm). The temporary stream crossing should be protected
against erosion, both to prevent excessive sedimentation in the stream and to prevent washout
of the crossing.
Design and installation requires knowledge of stream flows and soil strength. Designs should be
prepared under direction of, and approved by, a registered civil engineer and for bridges, a
registered structural engineer. Both hydraulic and construction loading requirements should be
considered with the following:
in Comply with any special requirements for culvert and bridge crossings, particularly if the
temporary stream crossing will remain through the rainy season.
w Provide stability in the crossing and adjacent areas to withstand the design flow. The design
flow and safety factor should be selected based on careful evaluation of the risks due to over
topping, flow backups, or washout.
a Install sediment traps immediately downstream of crossings to capture sediments. See SE-3,
Sediment Trap.
Avoid oil or other potentially hazardous materials for surface treatment.
a Culverts are relatively easy to construct and able to support heavy equipment loads.
■ Fords are the least expensive of the crossings, with maximum load limits.
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Agreement No. 6574
Temporary Stream Crossing NS-4-
• CCS crossing structures consist of clean, washed gravel and cellular confinement system
blocks. CCS are appropriate for streams that would benefit from an influx of gravel; for
example, salmonid streams, streams or rivers below reservoirs, and urban, channelized
streams. Many urban stream systems are gravel -deprived due to human influences, such as
dams, gravel mines, and concrete channels.
• CCS allow designers to use either angular or naturally occurring rounded gravel, because the
cells provide the necessary structure and stability. In fact, natural gravel is optimal for this
technique, because of the habitat improvement it will provide after removal of the CCS.
■ A gravel depth of 6 to 12 in. for a CCS structure is sufficient to support most construction
equipment.
■ An advantage of a CCS crossing structure is that relatively little rock or gravel is needed,
because the CCS provides the stability.
• Bridges are generally more expensive to design and construct but provide the least
disturbance of the streambed and constriction of the waterway flows.
Construction and Use
• Stabilize construction roadways, adjacent work area, and stream bottom against erosion.
■ Construct during dry periods to minimize stream disturbance and reduce costs.
in Construct at or near the natural elevation of the streambed to prevent potential flooding
upstream of the crossing.
in Install temporary erosion control BMPs in accordance with erosion control BMP fact sheets
to minimize erosion of embankment into flow lines.
• Any temporary artificial obstruction placed within flowing water should only be built from
material, such as clean gravel or sandbags, that will not introduce sediment or silt into the
watercourse.
• Temporary water body crossings and encroachments should be constructed to minimize
scour. Cobbles used for temporary water body crossings or encroachments should be clean,
rounded river cobble.
• Vehicles and equipment should not be driven, operated, fueled, cleaned, maintained, or
stored in the wet or dry portions of a water body where wetland vegetation, riparian
vegetation, or aquatic organisms may be destroyed.
• The exterior of vehicles and equipment that will encroach on the water body within the
project should be maintained free of grease, oil, fuel, and residues.
• Drip pans should be placed under all vehicles and equipment placed on docks, barges, or
other structures over water bodies when the vehicle or equipment is planned to be idle for
more than one hour.
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Agreement No. 6574
Tempiorary Stra ''
a Disturbance or removal of vegetation should not exceed the minimum necessary to complete
operations. Precautions should be taken to avoid damage to vegetation by people or
equipment. Disturbed vegetation should be replaced with the appropriate soil stabilization
measures.
• Riparian vegetation, when removed pursuant to the provisions of the work, should be cut off
no lower than ground level to promote rapid re -growth. Access roads and work areas built
over riparian vegetation should be covered by a sufficient layer of clean river run cobble to
prevent damage to the underlying soil and root structure. The cobble must be removed upon
completion of project activities.
• Conceptual temporary stream crossings are shown in the attached figures.
Costs
Caltrans Construction Cost index for temporary bridge crossings is $58-$122/ft2 (costs adjusted
for inflation, 2016 dollars, by Tetra Tech Inc.).
Inspection and Maintenance
n Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
w Check for blockage in the channel, sediment buildup or trapped debris in culverts, blockage
behind fords or under bridges.
a Check for erosion of abutments, channel scour, riprap displacement, or piping in the soil.
® Check for structural weakening of the temporary crossings, such as cracks, and undermining
of foundations and abutments.
Remove sediment that collects behind fords, in culverts, and under bridges periodically.
a Replace lost or displaced aggregate from inlets and outlets of culverts and cellular
confinement systems.
a Remove temporary crossing promptly when it is no longer needed.
References
California Bank and Shore Rock Slope Protection Design — Practitioners Guide and Field
Evaluations of Riprap Methods, Caltrans Study No. F9oTL03, October 2000.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
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Agreement No. 6574
NOTE�
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Construction
Agreement No. 6574
Templora�ry Streamil Crossing 4
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Temporary Stream, Crossing NS-4
1: 5 (V.- H)
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Agreement No. 6574
Clear Water Dliver!sion NS-5
Description and Purpose
Clear water diversion consists of a system of structures and
measures that intercept clear surface water runoff upstream of
a project, transport it around the work area, and discharge it
downstream with minimal water quality degradation from
either the project construction operations or the construction of
the diversion. Clear water diversions are used in a waterway to
enclose a construction area and reduce sediment pollution from
construction work occurring in or adjacent to water. Structures
commonly used as part of this system include diversion ditches,
berms, dikes, slope drains, rock, gravel bags, wood, aqua
barriers, cofferdams, filter fabric or turbidity curtains, drainage
and interceptor swales, pipes, or flumes.
Suitable Applications
A clear water diversion is typically implemented where
appropriate permits (16o1 Agreement) have been secured and
work must be performed in a flowing stream or water body.
• Clear water diversions are appropriate for isolating
construction activities occurring within or near a water
body such as streambank stabilization, or culvert, bridge,
pier or abutment installation. They may also be used in
combination with other methods, such as clear water
bypasses and/or pumps.
■ Pumped diversions are suitable for intermittent and low
flow streams.
• Excavation of a temporary bypass channel or passing the
flow through a heavy pipe (called a "flume") with a trench
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater Q
Management Control
WM Waste Management and
Materials Pollution Control
Legend:
0 Primary Objective
Secondary Objective
Targeted Constituents
Sedimentmm,�.W.,rv.,�ww....�,.,.�.�,��,�.�mrvrvrvrv.ro.�
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
None
If UserlSubscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version..
iT. 414"We Nth, 1:T OWK u'64Y
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Agreement No. 6574
Clear Water Diversion
excavated under it, is appropriate for the diversion of streams less than 20 ft wide, with flow
rates less than ioo cfs.
Clear water diversions incorporating clean washed gravel may be appropriate for use in
salmonid spawning streams.
Limitations
• Diversion and encroachment activities will usually disturb the waterway during installation
and removal of diversion structures.
■ Installation may require Regional Water Quality Control Board (RWQCB) 401 Certification,
U.S. Army Corps of Engineers 404 permit and approval by California Department of Fish
and Game. If numerical -based water quality standards are mentioned in any of these and
other related permits, testing and sampling may be required.
• Diversion and encroachment activities may constrict the waterway, which can obstruct flood
flows and cause flooding or washouts. Diversion structures should not be installed without
identifying potential impacts to the stream channel.
• Diversion or isolation activities are not appropriate in channels where there is insufficient
stream flow to support aquatic species in the area dewatered as a result of the diversion.
• Diversion or isolation activities are inappropriate in deep water unless designed or reviewed
by an engineer registered in California.
• Diversion or isolation activities should not completely dam stream flow.
■ Dewatering and removal may require additional sediment control or water treatment. See
NS-2, Dewatering Operations.
• Not appropriate if installation, maintenance, and removal of the structures will disturb
sensitive aquatic species of concern.
Implementation
General
■ Implement guidelines presented in EC-12, Streambank Stabilization to minimize impacts to
streambanks.
• Where working areas encroach on flowing streams, barriers adequate to prevent the flow of
muddy water into streams should be constructed and maintained between working areas
and streams. During construction of the barriers, muddying of streams should be held to a
minimum.
• Diversion structures must be adequately designed to accommodate fluctuations in water
depth or flow volume due to tides, storms, flash floods, etc.
• Heavy equipment driven in wet portions of a water body to accomplish work should be
completely clean of petroleum residue, and water levels should be below the fuel tanks,
gearboxes, and axles of the equipment unless lubricants and fuels are sealed such that
inundation by water will not result in discharges of fuels, oils, greases, or hydraulic fluids,
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Clear Water Diversion NS-5
• Excavation equipment buckets may reach out into the water for the purpose of removing or
placing fill materials. Only the bucket of the crane/ excavator/backhoe may operate in a
water body. The main body of the crane/excavator/backhoe should not enter the water body
except as necessary to cross the stream to access the work site.
• Stationary equipment such as motors and pumps located within or adjacent to a water body,
should be positioned over drip pans.
• When any artificial obstruction is being constructed, maintained, or placed in operation,
sufficient water should, at all times, be allowed to pass downstream to maintain aquatic life.
• Equipment should not be parked below the high-water mark unless allowed by a permit.
■ Disturbance or removal of vegetation should not exceed the minimum necessary to complete
operations. Precautions should be taken to avoid damage to vegetation by people or
equipment. Disturbed vegetation should be replaced with the appropriate erosion control
measures.
■ Riparian vegetation approved for trimming as part of the project should be cut off no lower
than ground level to promote rapid re -growth. Access roads and work areas built over
riparian vegetation should be covered by a sufficient layer of clean river run cobble to
prevent damage to the underlying soil and root structure. The cobble should be removed
upon completion of project activities.
w Drip pans should be placed under all vehicles and equipment placed on docks, barges, or
other structures over water bodies when the vehicle or equipment is planned to be idle for
more than 1 hour.
■ Where possible, avoid or minimize diversion and encroachment impacts by scheduling
construction during periods of low flow or when the stream is dry. Scheduling should also
consider seasonal releases of water from dams, fish migration and spawning seasons, and
water demands due to crop irrigation.
• Construct diversion structures with materials free of potential pollutants such as soil, silt,
sand, clay, grease, or oil.
Temporary Diversions and Encroachments
• Construct diversion channels in accordance with EC-9, Earth Dikes and Drainage Swales.
• In high flow velocity areas, stabilize slopes of embankments and diversion ditches using an
appropriate liner, in accordance with EC-7, Geotextiles and Mats, or use rock slope
protection.
■ Where appropriate, use natural streambed materials such as large cobbles and boulders for
temporary embankment and slope protection, or other temporary soil stabilization methods.
• Provide for velocity dissipation at transitions in the diversion, such as the point where the
stream is diverted to the channel and the point where the diverted stream is returned to its
natural channel. See also EC-1o, Velocity Dissipation Devices.
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Agreement No. 6574
Temporary Dry Construction Areas
• When dewatering behind temporary structures to create a temporary dry construction area,
such as cofferdams, pass pumped water through a sediment -settling device, such as a
portable tank or settling basin, before returning water to the water body. See also NS-2,
Dewatering Operations.
• Any substance used to assemble or maintain diversion structures, such as form oil, should be
non -toxic and non -hazardous.
• Any material used to minimize seepage underneath diversion structures, such as grout,
should be non -toxic, non -hazardous, and as close to a neutral pH as possible.
Comparison ofDiuersion and Isolation Techniques:
• Gravel bags are relatively inexpensive, but installation and removal can be labor intensive.
It is also difficult to dewater the isolated area. Sandbags should not be used for this
technique in rivers or streams, as sand should never be put into or adjacent to a stream, even
if encapsulated in geotextile.
• Gravel Bag Berms (SE-6) used in conjunction with an impermeable membrane are cost
effective and can be dewatered relatively easily. If spawning gravel is used, the impermeable
membrane can be removed from the stream, and the gravel can be spread out and left as
salmonid spawning habitat if approved in the permit. Only clean, washed gravel should be
used for both the gravel bag and gravel berm techniques.
■ Cofferdams are relatively expensive, but frequently allow full dewatering. Also, many
options now available are relatively easy to install.
• Sheet pile enclosures are a much more expensive solution but do allow full dewatering. This
technique is not well suited to small streams, but can be effective on large rivers or lakes,
and where staging and heavy equipment access areas are available.
• K-rails are an isolation method that does not allow full dewatering, but can be used in small
to large watercourses, and in fast -water situations.
• A relatively inexpensive isolation method is filter fabric isolation. This method involves
placement of gravel bags or continuous berms to `key -in' the fabric, and subsequently
staking the fabric in place. This method should be used in relatively calm water and can be
used in smaller streams. Note that this is not a dewatering method, but rather a sediment
isolation method.
■ Turbidity curtains should be used where sediment discharge to a stream is unavoidable.
They can also be used for in -stream construction, when dewatering an area is not required.
• When used in watercourses or streams, cofferdams must be used in accordance with permit
requirements.
• Manufactured diversion structures should be installed following manufacturer's
specifications.
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Agreement No. 6574
C�lear Water Diversion NS-S
a Filter fabric and turbidity curtain isolation installation methods can be found in the specific
technique descriptions that follow.
Filter Fabric Isolation Technique
Definition and Purpose
A filter fabric isolation structure is a temporary structure built into a waterway to enclose a
construction area and reduce sediment pollution from construction work in or adjacent to water.
This structure is composed of filter fabric, gravel bags, and steel t-posts.
Appropriate Applications
Filter fabric maybe used for construction activities such as streambank stabilization, or
culvert, bridge, pier or abutment installation. It may also be used in combination with other
methods, such as clean water bypasses and/or pumps.
w Filter fabric isolation is relatively inexpensive. This method involves placement of gravel
bags or continuous berms to `key -in' the fabric, and subsequently staking the fabric in place.
If spawning gravel is used, all other components of the isolation can be removed from the
stream, and the gravel may be spread out and left as salmonid spawning habitat if approved
in the permit. Whether spawning gravel or other types of gravel are used, only clean washed
gravel should be used as infill for the gravel bags or continuous berm.
w This method should be used in relatively calm water and can be used in smaller streams.
This is not a dewatering method, but rather a sediment isolation method.
wWater levels inside and outside the fabric curtain must be about the same, as differential
heads will cause the curtain to collapse.
Limitations
w Do not use if the installation, maintenance and removal of the structures will disturb
sensitive aquatic species of concern.
• Filter fabrics are not appropriate for projects where dewatering is necessary.
• Filter fabrics are not appropriate to completely dam stream flow.
Design and Installation
a For the filter fabric isolation method, a non -woven or heavy-duty fabric is recommended
over standard silt fence. Using rolled geotextiles allows non-standard widths to be used.
a Anchor filter fabric with gravel bags filled with clean, washed gravel. Do not use sand. If a
bag should split open, the gravel can be left in the stream, where it can provide aquatic
habitat benefits. If a sandbag splits open in a watercourse, the sand could cause a decrease
in water quality, and could bury sensitive aquatic habitat.
Another anchor alternative is a continuous berm, made with the Continuous Berm Machine.
This is a gravel -filled bag that can be made in very long segments. The length of the berms is
usually limited to 18 ft for ease of handling (otherwise, it gets too heavy to move).
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Clear Wa-ter Diversion NS-5
al Place the fabric on the bottom of the stream, and place either a bag of clean, washed gravel
or a continuous berm over the bottom of the silt fence fabric, such that a bag -width of fabric
lies on the stream bottom. The bag should be placed on what will be the outside of the
isolation area.
• Pull the fabric up and place a metal t-post immediately behind the fabric, on the inside of the
isolation area; attach the silt fence to the post with three diagonal nylon ties.
• Continue placing fabric as described above until the entire work area has been isolated,
staking the fabric at least every 6 ft.
Inspection and Maintenance
• Immediately repair any gaps, holes or scour.
• Remove and properly dispose of sediment buildup.
• Remove BMP upon completion of construction activity. Recycle or reuse if applicable.
a Revegetate areas disturbed by BMP removal if needed
Turbidity Curtain Isolation Technique
Definition and Purpose
A turbidity curtain is a fabric barrier used to isolate the near shore work area. The barriers are
intended to confine the suspended sediment. The curtain is a floating barrier, and thus does not
prevent water from entering the isolated area; rather, it prevents suspended sediment from
getting out.
Appropriate Applications
Turbidity curtains should be used where sediment discharge to a stream is unavoidable. They
are used when construction activities adjoin quiescent waters, such as lakes, ponds, and slow
flowing rivers. The curtains are designed to deflect and contain sediment within a limited area
and provide sufficient retention time so that the sediment particles will fall out of suspension.
Limitations
Turbidity curtains should not be used in flowing water; they are best suited for use in ponds,
lakes, and very slow -moving rivers.
Turbidity curtains should not be placed across the width of a channel.
■ Removing sediment that has been deflected and settled out by the curtain may create a
discharge problem through the resuspension of particles and by accidental dumping by the
removal equipment.
Design and Installation
• Turbidity curtains should be oriented parallel to the direction of flow.
• The curtain should extend the entire depth of the watercourse in calm -water situations.
• In wave conditions, the curtain should extend to within i ft of the bottom of the watercourse,
such that the curtain does not stir up sediment by hitting the bottom repeatedly. If it is
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Agreement No. 6574
Clear Water Diversion NS-5
desirable for the curtain to reach the bottom in an active -water situation, a pervious filter
fabric may be used for the bottom 1 ft.
• The top of the curtain should consist of flexible flotation buoys, and the bottom should be
held down by a load line incorporated into the curtain fabric. The fabric should be a brightly
colored impervious mesh.
• The curtain should be held in place by anchors placed at least every too ft.
■ First, place the anchors, then tow the fabric out in a furled condition, and connect to the
anchors. The anchors should be connected to the flotation devices, and not to the bottom of
the curtain. Once in place, cut the furling lines, and allow the bottom of the curtain to sink.
• Consideration must be given to the probable outcome of the removal procedure. It must be
determined if it will create more of a sediment problem through re -suspension of the
particles or by accidental dumping of material during removal. It is recommended that the
soil particles trapped by the turbidity curtain only be removed if there has been a significant
change in the original contours of the affected area in the watercourse.
• Particles should always be allowed to settle for a minimum of 6 to 12 hours prior to their
removal or prior to removal of the turbidity curtain.
Maintenance and Inspection:
• The curtain should be inspected for holes or other problems, and any repairs needed should
be made promptly.
s Allow sediment to settle for 6 to 12 hours prior to removal of sediment or curtain. This
means that after removing sediment, wait an additional 6 to 12 hours before removing the
curtain.
• To remove, install furling lines along the curtain, detach from anchors, and tow out of the
water.
K-rail River Isolation
Definition and Purpose
This temporary sediment control or stream isolation method uses K-rails to form the sediment
deposition area, or to isolate the in -stream or near -bank construction area.
Barriers are placed end -to -end in a pre -designed configuration and gravel -filled bags are used at
the toe of the barrier and at their abutting ends to seal and prevent movement of sediment
beneath or through the barrier walls.
Appropriate Applications
The K-rail isolation can be used in streams with higher water velocities than many other
isolation techniques.
a This technique is also useful at the toe of embankments and cut or fill slopes.
December 5019 CASQA BMP Handbook 7 of 10
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Agreement No. 6574
WaterDiversion
Limitations
The K-rail method should not be used to dewater a project site, as the barrier is not
watertight.
Design and Installation
• To create a floor for the K-rail, move large rocks and obstructions. Place washed gravel and
gravel -filled bags to create a level surface for K-rails to sit. Washed gravel should always be
used.
• Place the bottom two K-rails adjacent to each other, and parallel to the direction of flow; fill
the center portion with gravel bags. Then place the third K-rail on top of the bottom two.
There should be sufficient gravel bags between the bottom K-rails such that the top rail is
supported by the gravel. Place plastic sheeting around the K-rails, and secure at the bottom
with gravel bags.
• Further support can be added by pinning and cabling the K-rails together. Also, large riprap
and boulders can be used to support either side of the K-rail, especially where there is strong
current.
Inspection and Maintenance:
■ The barrier should be inspected, and any leaks, holes, or other problems should be
addressed immediately.
• Sediment should be allowed to settle for at least 6 to 12 hours prior to removal of sediment,
and for 6 to 12 hours prior to removal of the barrier.
Stream Diversions
The selection of which stream diversion technique to use will depend upon the type of work
involved, physical characteristics of the site, and the volume of water flowing through the
project.
Advantages of a Pumped Diversion
• Downstream sediment transport can be nearly eliminated.
• Dewatering of the work area is possible.
• Pipes can be moved around to allow construction operations.
• The dams can serve as temporary access to the site.
• Increased flows can be managed by adding more pumping capacity.
Disadvantages of a Pumped Diversion
• Flow volume is limited by pump capacity.
A pumped diversion requires 24-hour monitoring of pumps.
vi Sudden rain could overtop dams.
■ Erosion at the outlet.
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Agreement No. 6574
Cle.ar Water: Diversion NS-5
il
m Minor in -stream disturbance is required to install and remove dams.
Advantages of Excavated Channels and Flumes
• Excavated channels isolate work from water flow and allow dewatering.
■ Excavated channels can handle larger flows than pumps.
Disadvantages of Excavated Channels and Flumes
• Bypass channel or flume must be sized to handle flows, including possible floods.
• Channels must be protected from erosion.
• Flow diversion and re -direction with small dams involves in -stream disturbance and
mobilization of sediment.
Design and Installation
• Installation guidelines will vary based on existing site conditions and type of diversion used.
• Pump capacity must be sufficient for design flow.
• A standby pump is required in case a primary pump fails.
Dam materials used to create dams upstream and downstream of diversion should be
erosion resistant; materials such as steel plate, sheet pile, sandbags, continuous berms,
inflatable water bladders, etc., would be acceptable.
When constructing a diversion channel, begin excavation of the channel at the proposed
downstream end, and work upstream. Once the watercourse to be diverted is reached and the
excavated channel is stable, breach the upstream end and allow water to flow down the new
channel. Once flow has been established in the diversion channel, install the diversion weir in
the main channel; this will force all water to be diverted from the main channel.
Inspection and Maintenance
• Pumped diversions require 24-hour monitoring of pumps.
• Inspect embankments and diversion channels for damage to the linings, accumulating
debris, sediment buildup, and adequacy of the slope protection. Remove debris and repair
linings and slope protection as required. Remove holes, gaps, or scour.
• Upon completion of work, the diversion or isolation structure should be removed, and flow
should be redirected through the new culvert or back into the original stream channel.
Recycle or reuse if applicable.
• Revegetate areas disturbed by BMP removal if needed.
Costs
Costs of clear water diversion vary considerably and can be very high.
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Agreement No. 6574
Clear Water l
Inspection and Maintenance
• Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
• Inspect BMPs subject to non-stormwater discharges daily while non-stormwater discharges
occur.
• Refer to BMP-specific inspection and maintenance requirements.
References
California Bank and Shore Rock Slope Protection Design — Practitioners Guide and Field
Evaluations of Riprap Methods, Caltrans Study No. F9oTL03, October 2000.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
December 2019 CASQA BMP Handbook 10 of 10
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Agreement No. 6574
111micit Connection/ Discharge .,
Description and Purpose
Procedures and practices designed for construction contractors
to recognize illicit connections or illegally dumped or
discharged materials on a construction site and report
incidents.
Suitable Applications
This best management practice (BMP) applies to all
construction projects. Illicit connection/discharge and
reporting is applicable anytime an illicit connection or
discharge is discovered„ or illegally dumped material is found
on the construction site.
Limitations
Illicit connections and illegal discharges or dumping, for the
purposes of this BMP, refer to discharges and dumping caused
by parties other than the contractor. If pre-existing hazardous
materials or wastes are known to exist onsite, they should be
identified in the SWPPP and handled as set forth in the SWPPP.
Implementation
Planning
Review the SWPPP. Pre-existing areas of contamination
should be identified and documented in the SWPPP.
■ Inspect site before beginning the job for evidence of illicit
connections, illegal dumping or discharges. Document any
pre-existing conditions and notify the owner.
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater 0
Management Control
WM Waste Management and
Materials Pollution Control
Legend:
0 Primary Objective
❑x Secondary Objective
Targeted Constituents
Sediment .,�„,.m....�,......�..,...�.
Nutrients
0
Trash
Q
Metals
Q
Bacteria
Q
Oil and Grease
0
Organics
Q
Potential Alternatives
None ��,M�.........�
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
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Agreement No. 6574
Ulicit Connectioln/Discharge
• Inspect site regularly during project execution for evidence of illicit connections, illegal
dumping or discharges.
a Observe site perimeter for evidence for potential of illicitly discharged or illegally dumped
material, which may enter the job site.
Identification of Illicit Connections and Illegal Dumping or Discharges
• General — unlabeled and unidentifiable material should be treated as hazardous.
• Solids - Look for debris, or rubbish piles. Solid waste dumping often occurs on roadways
with light traffic loads or in areas not easily visible from the traveled way.
• Liquids - signs of illegal liquid dumping or discharge can include:
- Visible signs of staining or unusual colors to the pavement or surrounding adjacent
soils
- Pungent odors coming from the drainage systems
- Discoloration or oily substances in the water or stains and residues detained within
ditches, channels or drain boxes
- Abnormal water flow during the dry weather season
■ Urban Areas - Evidence of illicit connections or illegal discharges is typically detected at
storm drain outfall locations or at manholes. Signs of an illicit connection or illegal
discharge can include:
- Abnormal water flow during the dry weather season
- Unusual flows in sub drain systems used for dewatering
- Pungent odors coming from the drainage systems
- Discoloration or oily substances in the water or stains and residues detained within
ditches, channels or drain boxes
- Excessive sediment deposits, particularly adjacent to or near active offsite construction
projects
Rural Areas - Illicit connections or illegal discharges involving irrigation drainage ditches
are detected by visual inspections. Signs of an illicit discharge can include:
- Abnormal water flow during the non -irrigation season
- Non-standard junction structures
- Broken concrete or other disturbances at or near junction structures
Reporting
Notify the owner of any illicit connections and illegal dumping or discharge incidents at the time
of discovery. For illicit connections or discharges to the storm drain system, notify the local
stormwater management agency. For illegal dumping, notify the local law enforcement agency.
Cleanup and Removal
The responsibility for cleanup and removal of illicit or illegal dumping or discharges will vary by
location. Contact the local stormwater management agency for further information.
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Agreement No. 6574
'' C / Mischa"'
Costs
Costs to look for and report illicit connections and illegal discharges and dumping are low. The
best way to avoid costs associated with illicit connections and illegal discharges and dumping is
to keep the project perimeters secure to prevent access to the site, to observe the site for vehicles
that should not be there, and to document any waste or hazardous materials that exist onsite
before taking possession of the site.
Inspection and Maintenance
■ Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
a Inspect the site regularly to check for any illegal dumping or discharge.
a Prohibit employees and subcontractors from disposing of non -job -related debris or
materials at the construction site.
Notify the owner of any illicit connections and illegal dumping or discharge incidents at the
time of discovery.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995-
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92O05; USEPA, April 1992.
December 2019 CASQA BMP Handbook 3 of 3
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Agreement No. 6574
wr
otable Water/Irrigation NS-7
Description and Purpose
Potable Water/Irrigation consists of practices and procedures
to manage the discharge of potential pollutants generated
(luring discharges from irrigation water lines, landscape
irrigation, lawn or garden ,vrateri'ng, planmA and unplanned.
discharges from potable water sources, water line lushing, and
hydrant flushing.
Suitable Applications
Implement this BMP whenever potable water or irrigation
water discharges occur at or enter a construction site.
Limitations
None identified.
Implementation
a Direct water from offsite sources around or through a
construction site, where feasible, in a way that minimizes
contact with the construction site.
Discharges from water line flushing should be reused for
landscaping purposes where feasible.
a Shut off the water source to broken lines, sprinklers, or
valves as soon as possible to prevent excess water flow.
Protect downstream stormwater drainage systems and
watercourses from water pumped or bailed from trenches
excavated to repair water lines.
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater Q
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
Q Primary Objective
19 Secondary Objective
Targeted Constituents
Sediment
Q
Nutrients
Q
Trash
Metals
Q
Bacteria
Oil and Grease
Organics
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.,
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Agreement No. 6574
PotableIrrigation
Inspect irrigated areas within the construction limits for excess watering. Adjust watering
times and schedules to ensure that the appropriate amount of water is being used and to
minimize runoff. Consider factors such as soil structure, grade, time of year, and type of
plant material in determining the proper amounts of water for a specific area.
Costs
Cost to manage potable water and irrigation are low and generally considered to be a normal
part of related activities.
Inspection and Maintenance
• Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
m Inspect BMPs subject to non-stormwater discharges daily while non-stormwater discharges
occur.
• Repair broken water lines as soon as possible.
■ Inspect irrigated areas regularly for signs of erosion and/or discharge.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995-
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
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Agreement No. 6574
Description and Purpose
Vehicle and equipment cleaning procedures and practices
eliminate or reduce the discharge of pollutants to stormwater
from vehicle and equipment cleaning operations. Procedures
and practices indude but are not limited to: using offisite
faeflities; washing in designated, contained areas only;
eliniinating discharges to the storni drain by infiltrating the
wash water; arid training eniployees, and subcontractors in
proper cleaning procedures.
Suitable Applications
These procedures are suitable on all construction sites where
vehicle and equipment cleaning is performed.
Limitations
Even phosphate -free, biodegradable soaps have been shown to
be toxic to fish before the soap degrades. Sending
vehicles/equipment offsite should be done in conjunction with
TC-1, Stabilized Construction Entrance/Exit.
Implementation
Other options to washing equipment onsite include contracting
with either an offsite or mobile commercial washing business.
These btisinesses imy be better equipped to handle and dispose
of the wash waters properly, Performing this work of can
also be economical by eliminating the need for a separate
washing operation onsite.
If washing operations are to take place onsite, then:
Categories
EC Erosion Control
SE Sediment Control
TC Tracking Control
WE Wind Erosion Control
NS Non-Stormwater
Management Control
WM Waste Management and
Materials Pollution Control
Legend:
Primary Objective
Secondary Objective
Targeted Constituents
Sediment
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and Tooter below must be
removed from each page and not
appear on the modified version.
December 2019 CASQA BMP Handbook 1 of 3
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Agreement No. 6574
• Use phosphate -free, biodegradable soaps.
• Educate employees and subcontractors on pollution prevention measures.
• Do not permit steam cleaning onsite. Steam cleaning can generate significant pollutant
concentrates.
• Cleaning of vehicles and equipment with soap, solvents or steam should not occur on the
project site unless resulting wastes are fully contained and disposed of. Resulting wastes
should not be discharged or buried and must be captured and recycled or disposed according
to the requirements of WM-1o, Liquid Waste Management or WM-6, Hazardous Waste
Management, depending on the waste characteristics. Minimize use of solvents. Use of
diesel for vehicle and equipment cleaning is prohibited.
d All vehicles and equipment that regularly enter and leave the construction site must be
cleaned offsite.
• When vehicle and equipment washing and cleaning must occur onsite, and the operation
cannot be located within a structure or building equipped with appropriate disposal
facilities, the outside cleaning area should have the following characteristics:
- Located away from storm drain inlets, drainage facilities, or watercourses
- Paved with concrete or asphalt and bermed to contain wash waters and to prevent runon
and runoff
- Configured with a sump to allow collection and disposal of wash water
- No discharge of wash waters to storm drains or watercourses
- Used only when necessary
a When cleaning vehicles and equipment with water:
- Use as little water as possible. High-pressure sprayers may use less water than a hose
and should be considered
- Use positive shutoff valve to minimize water usage
- Facility wash racks should discharge to a sanitary sewer, recycle system or other
approved discharge system and must not discharge to the storm drainage system,
watercourses, or to groundwater
Costs
Cleaning vehicles and equipment at an offsite facility may reduce overall costs for vehicle and
equipment cleaning by eliminating the need to provide similar services onsite. When onsite
cleaning is needed, the cost to establish appropriate facilities is relatively low on larger, long -
duration projects, and moderate to high on small, short -duration projects.
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Agreement No. 6574
Inspection and Maintenance
a Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
Inspect BMPs subject to non-stormwater discharges daily while non-stormwater discharges
occur.
• Inspection and maintenance is minimal, although some berm repair may be necessary.
m Monitor employees and subcontractors throughout the duration of the construction project
to ensure appropriate practices are being implemented.
A Inspect sump regularly and remove liquids and sediment as needed.
• Prohibit employees and subcontractors from washing personal vehicles and equipment on
the construction site.
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Swisher, R.D. Surfactant Biodegradation, Marcel Decker Corporation, 1987.
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Agreement No. 6574
Vehicle an�d Equipment Fueling
Description and Purpose
Vehicle equipment fueling procedures and practices are
designed to prevent fuel spills and leaks and reduce or
eliminate contamination of stormwater. This can be
accomplished by using offsite facilities, fueling in designated
areas only, enclosing or covering stored f eel, implementing spill
controls, and training employees and subcontractors in proper
fueling procedures.
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
Waste Management and
WM
Materials Pollution Control
_._..
Legend:
........... _...
Q
Primary Objective
❑x
Secondary Objective
Targeted Constituents
Sediment
Nutrients
Trash
Metals
Bacteria
Oil and Grease Q
Organics
Suitable Applications
Potential Alternatives�W
These procedures are suitable on all construction sites where
vehicle and equipment fueling takes place.
None
Limitations
Onsite vehicle and equipment fueling should only be used,..m•
where it is impractical to send vehicles and equipment offsite
If User/Subscriber modifies this fact
for fueling. Sending vehicles and equipment offsite should be
sheet in any way, the CASQA
name/logo and footer below must be
done in conjunction with TC-1, Stabilized Construction
removed from each page and not
Entrance/ Exit.
appear on the modified version.
Implementation
s Use offsite fueling stations as much as possible. These
businesses are better equipped to handle fuel and spills
properly. Performing this work offsite can also be
economical by eliminating the need for a separate fueling
area at a site.
■ Discourage "topping -off' of fuel tanks.
December 3019 CASQA BMP Handbook 1 of 3
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Agreement No. 6574
Vehicle nd uipn Fueling
■ Absorbent spill cleanup materials and spill kits should be available in fueling areas and on
fueling trucks and should be disposed of properly after use.
r Drip pans or absorbent pads should be used during vehicle and equipment fueling, unless
the fueling is performed over an impermeable surface in a dedicated fueling area.
• Use absorbent materials on small spills. Do not hose down or bury the spill. Remove the
adsorbent materials promptly and dispose of properly.
• Avoid mobile fueling of mobile construction equipment around the site; rather, transport the
equipment to designated fueling areas. With the exception of tracked equipment such as
bulldozers and large excavators, most vehicles should be able to travel to a designated area
with little lost time.
■ Train employees and subcontractors in proper fueling and cleanup procedures.
• When fueling must take place onsite, designate an area away from drainage courses to be
used. Fueling areas should be identified in the SWPPP.
• Dedicated fueling areas should be protected from stormwater runon and runoff and should
be located at least 50 ft away from downstream drainage facilities and watercourses. Fueling
must be performed on level -grade areas.
• Protect fueling areas with berms and dikes to prevent runon, runoff, and to contain spills.
® Nozzles used in vehicle and equipment fueling should be equipped with an automatic shutoff
to control drips. Fueling operations should not be left unattended.
• Use vapor recovery nozzles to help control drips as well as air pollution where required by
Air Quality Management Districts (AQMD).
• Federal, state, and local requirements should be observed for any stationary above ground
storage tanks.
Costs
a All of the above measures are low cost except for the capital costs of above ground tanks that
meet all local environmental, zoning, and fire codes.
Inspection and Maintenance
® Inspect BMPs in accordance with General Permit requirements for the associated project
type and risk level. It is recommended that at a minimum, BMPs be inspected weekly, prior
to forecasted rain events, daily during extended rain events, and after the conclusion of rain
events.
s Vehicles and equipment should be inspected each day of use for leaks. Leaks should be
repaired immediately, or problem vehicles or equipment should be removed from the project
site.
• Keep ample supplies of spill cleanup materials onsite.
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Agreement No. 6574
Equipment Fueling 9
a Immediately clean up spills and properly dispose of contaminated soil and cleanup
materials.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995•
Coastal Nonpoint Pollution Control Program: Program Development and Approval Guidance,
Working Group Working Paper; USEPA, April 1992.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
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Agreement No. 6574
Description and Purpose
Prevent or reduce the contaniinaticrra of storniivater resulting
fronn vehicle and equipment maintenance by running, a "dry
and clean site". The best option would be to perform
maintenance activities at an offsite facility. If this option is not
available then work should be performed in designated areas
only, while providing cover for materials stored outside,
checking for leaks and spills, and containing and cleaning up
shills inirnediatel.y. Employees and subcontractors must be
trained in proper procedures.
Suitable Applications
These procedures are suitable on all construction projects
where an onsite yard area is necessary for storage and
maintenance of heavy equipment and vehicles.
Limitations
Onsite vehicle and equipment maintenance should only be used
where it is impractical to send vehicles and equipment offsite
for maintenance and repair. Sending vehicles/equipment
offsite should be done in conjunction with TC-1, Stabilized
Construction Entrance/Exit.
Outdoor vehicle or equipment maintenance is a potentially
significant source of stormwater pollution. Activities that can
contaminate stormwater include engine repair and service,
changing or replacement of fluids, and outdoor equipment
storage and parking (engine fluid leaks). For further
information on vehicle or equipment servicing, see NS-8,
Categories
EC
ry Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater Q
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
Q
Primary Objective
❑x
Secondary Objective
Targeted Constituents
Sediment
Nutrients
2
Trash
Q
Metals
Bacteria
Oil and Grease
Q
Organics
[J1
Potential Alternatives
None
If User/Subscriber modifies this factmmrvW
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
December 2019 CASQA BMP Handbook 1 of 4
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Agreement No. 6574
Vehicle and Equipment Cleaning, and NS-9, Vehicle and Equipment Fueling.
Implementation
• Use offsite repair shops as much as possible. These businesses are better equipped to handle
vehicle fluids and spills properly. Performing this work offsite can also be economical by
eliminating the need for a separate maintenance area.
• If maintenance must occur onsite, use designated areas, located away from drainage courses.
Dedicated maintenance areas should be protected from stormwater runon and runoff and
should be located at least 50 ft from downstream drainage facilities and watercourses.
• Drip pans or absorbent pads should be used during vehicle and equipment maintenance
work that involves fluids, unless the maintenance work is performed over an impermeable
surface in a dedicated maintenance area.
■ Place a stockpile of spill cleanup materials where it will be readily accessible.
• All fueling trucks and fueling areas are required to have spill kits and/or use other spill
protection devices.
m Use adsorbent materials on small spills. Remove the absorbent materials promptly and
dispose of properly.
• Inspect onsite vehicles and equipment daily at startup for leaks, and repair immediately.
to Keep vehicles and equipment clean; do not allow excessive build-up of oil and grease.
• Segregate and recycle wastes, such as greases, used oil or oil filters, antifreeze, cleaning
solutions, automotive batteries, hydraulic and transmission fluids. Provide secondary
containment and covers for these materials if stored onsite.
• Train employees and subcontractors in proper maintenance and spill cleanup procedures.
• Drip pans or plastic sheeting should be placed under all vehicles and equipment placed on
docks, barges, or other structures over water bodies when the vehicle or equipment is
planned to be idle for more than 1 hour.
• For long-term projects, consider using portable tents or covers over maintenance areas if
maintenance cannot be performed offsite.
• Consider use of new, alternative greases and lubricants, such as adhesive greases, for chassis
lubrication and fifth -wheel lubrication.
■ Properly dispose of used oils, fluids, lubricants, and spill cleanup materials.
• Do not place used oil in a dumpster or pour into a storm drain or watercourse.
• Properly dispose of or recycle used batteries.
• Do not bury used tires.
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Agreement No. 6574
Repair leaks of fluids and oil immediately.
Listed below is further information if you must perform vehicle or equipment maintenance
onsite.
Safer Alternative Products
• Consider products that are less toxic or hazardous than regular products. These products
are often sold under an "environmentally friendly" label.
• Consider use of grease substitutes for lubrication of truck fifth -wheels. Follow
manufacturers label for details on specific uses.
■ Consider use of plastic friction plates on truck fifth -wheels in lieu of grease. Follow
manufacturers label for details on specific uses.
Waste Reduction
Parts are often cleaned using solvents such as trichloroethylene, trichloroethane, or methylene
chloride. Many of these cleaners are listed in California Toxic Rule as priority pollutants. These
materials are harmful and must not contaminate stormwater. They must be disposed of as a
hazardous waste. Reducing the number of solvents makes recycling easier and reduces
hazardous waste management costs. Often, one solvent can perform a job as well as two
different solvents. Also, if possible, eliminate or reduce the amount of hazardous materials and
waste by substituting non -hazardous or less hazardous materials. For example, replace
chlorinated organic solvents with non -chlorinated solvents. Non -chlorinated solvents like
kerosene or mineral spirits are less toxic and less expensive to dispose of properly. Check the
list of active ingredients to see whether it contains chlorinated solvents. The "chlor" term
indicates that the solvent is chlorinated. Also, try substituting a wire brush for solvents to clean
parts.
Recycling and Disposal
Separating wastes allows for easier recycling and may reduce disposal costs. Keep hazardous
wastes separate, do not mix used oil solvents, and keep chlorinated solvents (like,-
trichloroethane) separate from non -chlorinated solvents (like kerosene and mineral spirits).
Promptly transfer used fluids to the proper waste or recycling drums. Don't leave full drip pans
or other open containers lying around. Provide cover and secondary containment until these
materials can be removed from the site.
Oil filters can be recycled. Ask your oil supplier or recycler about recycling oil filters.
Do not dispose of extra paints and coatings by dumping liquid onto the ground or throwing it
into dumpsters. Allow coatings to dry or harden before disposal into covered dumpsters.
Store cracked batteries in a non -leaking secondary container. Do this with all cracked batteries,
even if you think all the acid has drained out. If you drop a battery, treat it as if it is cracked.
Put it into the containment area until you are sure it is not leaking.
Costs
All of the above are low cost measures. Higher costs are incurred to setup and maintain onsite
maintenance areas.
December 2019 CASQA BMP Handbook 3 of 4
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Agreement No. 6574
Inspection and Maintenance
al Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
• Inspect BMPs subject to non-stormwater discharges daily while non-stormwater discharges
occur.
• Keep ample supplies of spill cleanup materials onsite.
• Maintain waste fluid containers in leak proof condition.
• Vehicles and equipment should be inspected on each day of use. Leaks should be repaired
immediately, or the problem vehicle(s) or equipment should be removed from the project
site.
• Inspect equipment for damaged hoses and leaky gaskets routinely. Repair or replace as
needed.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995•
Coastal Nonpoint Pollution Control Program; Program Development and Approval Guidance,
Working Group, Working Paper; USEPA, April 1992.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
December 2019 CASQA BMP Handbook 4 of 4
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Agreement No. 6574
Plile Driving Operationsi
Description and Purpose
The construction and retrofit of bridges and retaining walls
often include driving piles for foundation support and shoring
operations. Driven piles are typically constructed of precast
concrete, steel, or timber. Driven sheet piles are also used for
shoring and cofferdam construction. Proper control and use of
equipment, materials, and waste products from pile driving
operations will reduce or eliminate the discharge of potential
pollutants to the storm drain system, watercourses, and waters
of the United States.
Suitable Applications
These procedures apply to all construction sites near or
adjacent to a watercourse or groundwater where permanent
and temporary pile driving (impact and vibratory) takes place,
including operations using pile shells as well as construction of
cast -in -steel -shell and cast -in -drilled -hole piles.
Limitations
None identified.
Implementation
a Use drip pans or absorbent pads during vehicle and
equipment operation, maintenance, cleaning, fueling, and
storage. Refer to NS-8, Vehicle and Equipment Cleaning,
NS-9, Vehicle and Equipment Fueling, and NS-1o, Vehicle
and Equipment Maintenance.
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater Q
Management Control
WM
Waste Management and
Materials pollution Control
Legend:
Q
Primary Objective
❑X
Secondary Objective
Targeted Constituents
Sediment Q
Nutrients
Trash
Metals
Bacteria
Oil and Grease Q'
Organics
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
December 2019 CASQA BMP Handbook 1 of 2
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Agreement No. 6574
Pille DrivingOperations
• Have spill kits and cleanup materials available at all locations of pile driving. Refer to WM-
4, Spill Prevention and Control.
m Equipment that is stored or in use in streambeds, or on docks, barges, or other structures
over water bodies should be kept leak free.
• Park equipment over plastic sheeting or equivalent where possible. Plastic is not a substitute
for drip pans or absorbent pads. The storage or use of equipment in streambeds or other
bodies of water must comply with all applicable permits.
■ Implement other BMPs as applicable, such as NS-2, Dewatering Operations, WM-5, Solid
Waste Management, WM-6, Hazardous Waste Management, and WM-io, Liquid Waste
Management.
• When not in use, store pile -driving equipment away from concentrated flows of stormwater,
drainage courses, and inlets. Protect hammers and other hydraulic attachments from runon
and runoff by placing them on plywood and covering them with plastic or a comparable
material prior to the onset of rain.
• Use less hazardous products, e.g., vegetable oil, when practicable.
Costs
All of the above measures can be low cost.
Inspection and Maintenance
m, Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
Inspect BMPs subject to non-stormwater discharges daily while non-stormwater discharges
occur.
■ Inspect equipment every day at startup and repair equipment as needed (i.e., worn or
damaged hoses, fittings, and gaskets). Recheck equipment at shift changes or at the end of
the day and scheduled repairs as needed.
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
December 2019 CASQA BMP Handbook 2 of 2
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Agreement No. 6574
CuringConcrete
Description and Purpose
Concrete curing is used in the construction of structures such as
bridges, retaining walls, pump houses, large slabs, and
structured foundations. Concrete curing includes the use of
both chemical and water methods.
Concrete and its associated curing materials have basic
chemical properties that can raise the pH of water to levels
outside of the permitted range. Discharges of stormwater and
non-stormwater exposed to concrete during curing may have a
high pH and may contain chemicals, metals, and fines. The
General Permit incorporates Numeric Action Levels (NAL) for
pH (see Section 2 of this handbook to determine your project's
risk level and if you are subject to these requirements).
Proper procedures and care should be taken when managing
concrete curing materials to prevent thern from coning into
contact ivitli stormwater flows„ which could result in a. higlr pH
discharge.
Suitable Applications
Suitable applications include all projects where Portland
Cement Concrete (PCC) and concrete curing chemicals are
placed where they can be exposed to rainfall, runoff from other
areas, or where runoff from the PCC will leave the site.
Categories
EC..
......... .Erosion Control,�.�un,� .w ,.�..
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater Q
Management Control
WM
Waste Management and Q
Materials Pollution Control
Legend:
0
Primary Category
❑x
Secondary Category
Targeted µConstituents
Sediment
Q
Nutrients
Trash
Metals
Q
Bacteria
Oil and Grease
Q
Organics
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in anyway, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
Limitations im
in Runoff contact with concrete waste can raise pH levels in
the water to environmentally harmful levels and trigger
permit violations.
I wm VmWJepw o��w�avww �Y,taruur
IN
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Agreement No. 6574
Implementation
Chemical Curing
• Avoid over spray of curing compounds.
• Minimize the drift by applying the curing compound close to the concrete surface. Apply an
amount of compound that covers the surface but does not allow any runoff of the compound.
• Use proper storage and handling techniques for concrete curing compounds. Refer to WM-
1, Material Delivery and Storage.
• Protect drain inlets prior to the application of curing compounds.
■ Refer to WM-4, Spill Prevention and Control.
Water Curing for Bridge Decks, Retaining Walls, and other Structures
• Direct cure water away from inlets and watercourses to collection areas for evaporation or
other means of removal in accordance with all applicable permits. See WM-8 Concrete
Waste Management.
• Collect cure water at the top of slopes and transport to a concrete waste management area in
a non -erosive manner. See EC-9 Earth Dikes and Drainage Swales, EC-1o, Velocity
Dissipation Devices, and EC-11, Slope Drains.
• Utilize wet blankets or a similar method that maintains moisture while minimizing the use
and possible discharge of water.
Education
•' Educate employees, subcontractors, and suppliers on proper concrete curing techniques to
prevent contact with discharge as described herein.
Arrange for the QSP or the appropriately trained contractor's superintendent or
representative to oversee and enforce concrete curing procedures.
Costs
All of the above measures are generally low cost.
Inspection and Maintenance
■ Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities.
• BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
a Inspect BMPs subject to non-stormwater discharges daily while non-stormwater discharges
occur.
■ Sample non-stormwater discharges and stormwater runoff that contacts uncured and
partially cured concrete as required by the General Permit.
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Agreement No. 6574
a Ensure that employees and subcontractors implement appropriate measures for storage,
handling, and use of curing compounds.
Inspect cure containers and spraying equipment for leaks.
References
Blue Print for a Clean Bay -Construction -Related Industries: Best Management Practices for
Stormwater Pollution Prevention; Santa Clara Valley Non -Point Source Pollution Control
Program,1992.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
December 2019 CASQA BMP Handbook 3 of 3
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Agreement No. 6574
Concrete i i
Description and Purpose
Concrete finishing methods are used for bridge deck
rehabilitation, paint removal, curing compound removal, and
final surface finish appearances. Methods include sand
blasting, shot blasting, grinding, or high-pressure water
blasting, Stormwatter and non-st:orrnwater exposed to concrete
finishing by-products may have a High pH and may contain
chemicals, metals, and fines. Proper procedures and
implementation of appropriate BMPs can minimize the impact
that concrete -finishing methods may have on stormwater and
non-stormwater discharges.
The General Permit incorporates Numeric Action Levels (NAL)
for pH (see Section 2 of this handbook to determine your
project's risk level and if you are subject to these requirements).
Concrete and its associated curing materials have basic
chemical properties that can raise pH levels outside of the
permitted range. Additional care should be taken when
managing these neater ials to prevent thern from corning into
contact with storrwater flows, which could lead to e,xceedances
of the General Permit requirements.
Suitable Applications
These procedures apply to all construction locations where
concrete finishing operations are performed.
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater Q
Management Control
WM
Waste Management and Q
Materials Pollution Control
_....
.................
Legend:
Q
Primary Category
0
secondary Category
Targeted Constituents
Sediment
Nutrients
Trash
Metals
Q
Bacteria
Oil and Grease
Organics
Q
Potential Alternatives
None�
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
� wmiruvu:ww��pm,wwaww.°wmww'wwx.
December 2019 CASQA BMP Handbook 1 of 3
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Agreement No. 6574
Concrete Finishing NS-,13
Limitations
Runoff contact with concrete waste can raise pH levels in the water to environmentally
harmful levels and trigger permit violations.
Implementation
• Collect and properly dispose of water from high-pressure water blasting operations.
• Collect contaminated water from blasting operations at the top of slopes. Transport or
dispose of contaminated water while using BNI Ps such as those for erosion control. Refer to
EC-g, Earth Dikes and Drainage Swales, EC-1o, Velocity Dissipation Devices, and EC-1i,
Slope Drains.
• Direct waster from blasting operations away from inlets and watercourses to collection areas
for infiltration or other means of removal (dewatering,). Refer to 1 5-2 Dewatering
Operations.
• Protect inlets during sandblasting operations. Refer to SE-1o, Storm Drain Inlet Protection.
■ Refer to WM-8, Concrete Waste Management for disposal of concrete debris.
• Minimize the drift of dust and blast material as much as possible by keeping the blasting
nozzle close to the surface.
• When blast residue contains a potentially hazardous waste, refer to WM-6, Hazardous Waste
Management.
Education
• Educate employees, subcontractors, and suppliers on proper concrete finishing techniques
to prevent contact with discharge as described herein.
• Arrange for the QSP or the appropriately trained contractor's superintendent or
representative to oversee and enforce concrete finishing procedures.
Costs
These measures are generally of low cost.
Inspection and Maintenance
a Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities.
• BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• Inspect BMPs subject to non-stormwater discharges daily while non-stormwater discharges
occur.
■ Sample non-stormwater discharges and stormwater runoff that contacts concrete dust and
debris as required by the General Permit.
December 2019 CASQA BMP Handbook 2 of 3
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Agreement No. 6574
Concrete Finishing NS-13
a Sweep or vacuum up debris from sandblasting at the end of each shift.
a At the end of each work shift, remove and contain liquid and solid waste from containment
structures, if any, and from the general work area.
m Inspect containment structures for damage prior to use and prior to onset of forecasted rain.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Storinwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
December 279 CASQA BMP Handbook 3 of 3
Construction
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Agreement No. 6574
Material'Over Water NS-14
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WIVI
Waste Management and
Materials Pollution Control
Legend:
Primary Objective
Secondary Objective
Targeted Constituents
Description and Purpose
. . ........ .
Procedures for the proper use, storage, and disposal of
Sediment
Nutrients
materials and, equipment on barges, boats, ternporar
IN
construction pads, or similar locations filat minimize or
Trash
eliminate the discharge of potential pollutants to a watercourse.
Metals
Bacteria 571
Suitable Applications
Oil and Grease
Applies where materials and, equipment are Used on barges,
Organics
boats, docks, and other platforins over or adjacent to a
watercourse including waters of the United States. These
procedures should be implemented for construction materials
Potential Alternatives
and wastes (solid and liquid), soil or dredging materials, or any
. ..........
None
other materials that may cause or contribute to exceedances of
water quality standards.
Limitations
Dredge and fill activities are regulated by the US Army Corps of
If User/Subscriber modifies this fact
Engineers and regional Boards under Section 404/401 of the
sheet in any way, the CASQA
Clean Water Act.
name/logo and footer below must be
removed from each page and not
Implementation
appear on the modified version.
a Refer to WM-1, Material Delivery and Storage and WM-4,
Spill Prevention and Control.
• Use drip pans and absorbent materials for equipment and
vehicles and ensure that an adequate supply of spill clean
up materials is available.
• Drip pans should be placed under all vehicles and
equipment placed on docks, barges, or other structures over
December 2019 CASQA BMP Handbook 1 of 3
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Agreement No. 6574
Mate�rialr
water bodies when the vehicle or equipment is expected to be idle for more than 1 hour.
• Maintain equipment in accordance with NS-1o, Vehicle and Equipment Maintenance. If a
leaking line cannot be repaired, remove equipment from over the water.
• Provide watertight curbs or toe boards to contain spills and prevent materials, tools, and
debris from leaving the barge, platform, dock, etc.
• Secure all materials to prevent discharges to receiving waters via wind.
■ Identify types of spill control measures to be employed, including the storage of such
materials and equipment. Ensure that staff is trained regarding the use of the materials,
deployment and access of control measures, and reporting measures.
• In case of spills, contact the local Regional Board as soon as possible but within 48 hours.
• Refer to WM-5, Solid Waste Management (non -hazardous) and WM-6, Hazardous Waste
Management. Ensure the timely and proper removal of accumulated wastes
• Comply with all necessary permits required for construction within or near the watercourse,
such as Regional Water Quality Control Board, U.S. Army Corps of Engineers, Department
of Fish and Game or and other local permitting.
• Discharges to waterways should be reported to the Regional Water Quality Control Board
immediately upon discovery. A written discharge notification must follow within 7 days.
Follow the spill reporting procedures contained in SWPPP.
Costs
These measures are generally of low to moderate cost. Exceptions are areas for temporary
storage of materials, engine fluids, or wastewater pump out.
Inspection and Maintenance
■ Inspect and verify that activity —based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
• Inspect BMPs subject to non-stormwater discharge daily while non-stormwater discharges
occur.
• Ensure that employees and subcontractors implement the appropriate measures for storage
and use of materials and equipment.
• Inspect and maintain all associated BMPs and perimeter controls to ensure continuous
protection of the water courses, including waters of the United States.
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
December 2019 CASQA BMP Handbook 2 of 3
Construction
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Agreement No. 6574
Material
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
December 2019 CASQA BMP Handbook 3 of 3
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Agreement No. 6574
Description and Purpose
Procedures to protect water bodies from debris and wastes
associated with structure demolition or removal over or
adjacent to watercourses.
Suitable Applications
Full bridge demolition and removal, partial bridge removal
(barrier rail, edge of deck) associated with bridge widening
projects, concrete channel removal, or any other structure
removal that could potentially affect water quality.
Limitations
None identified.
Implementation
a Refer to NS-5, Clear Water Diversion, to direct water away
from work areas.
a Use attachments on construction equipment such as
backhoes to catch debris from small demolition operations
a Use covers or platforms to collect debris.
a Platforms and covers are to be approved by the owner.
a Stockpile accumulated debris and waste generated during
demolition away from watercourses and in accordance with
WM-3, Stockpile Management.
a Ensure safe passage of wildlife, as necessary.
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater Q
Management Control
Waste Management and
WM
Materials Pollution Control
.—........._--
Legend:
.......... ......... -
Q
Primary Objective
0
Secondary Objective
Targeted Constituents
Sediment
Q
Nutrients
Q
Trash
Q
Metals
Q
Bacteria
Q
Oil and Grease
Q
Organics
Q
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
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Agreement No. 6574
Demolition Adjacent to Water
Discharges to waterways shall be reported to the Regional Water Quality Control Board
immediately upon discovery. A written discharge notification must follow within 7 days.
Follow the spill reporting procedures in the SWPPP.
For structures containing hazardous materials, i.e., lead paint or asbestos, refer to BMP
WM-6, Hazardous Waste Management. For demolition work involving soil excavation
around lead -painted structures, refer to WM-7, Contaminated Soil Management.
Costs
Cost may vary according to the combination of practices implemented.
Inspection and Maintenance
■ Inspect and verify that activity —based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
• Inspect BMPs subject to non-stormwater discharge daily while non-stormwater discharges
occur.
■ Any debris -catching devices shall be emptied regularly. Collected debris shall be removed
and stored away from the watercourse and protected from runon and runoff.
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
December 279 CASQA BMP Handbook 2 of 2
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Agreement No. 6574
Ternporary Bat,ch Plants NS-16
Description and Purpose
The construction of roads, bridges, retaining walls, and other
large structures in remote areas, often requires temporary
batch plant facilities to manufacture Portland Cement Concrete
(PCC) or asphalt cement (AC). Temporary batch plant facilities
typically consist of silos eontaining fly ash, lime, and cement;
heated tanks of liquid asphalt; sand and gravel material storage
areas; mixing equipment; above ground storage tanks
containing concrete additives and water; and designated areas
for sand and gravel truck unloading, concrete truck loading,
and concrete truck washout. Proper control and use of
equipment, materials, and waste products from temporary
batch plant facilities will reduce the discharge of potential
pollutants to the storm drain system or watercourses, reduce
air emissions, and mitigate noise impacts.
The General Permit draft incorporates Numeric Action Levels
(NAL) for pH (see Section 2 of this handbook to determine your
project's risk level and if you are subject to these
requirements). Many types of batch plant materials, including
mortar, concrete, cement and block and their associated wastes
have basic chemical properties that can raise pH levels outside
of the permitted range. Additional care should be taken when
managing these materials to prevent therm frorn coming into
contact with storinwater flows whichi-nay cause an exceedance
of the General Permit requirements.
Suitable Applications
These procedures typically apply to construction sites where
temporary batch plant facilities are used; however, some of the
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NIS
Non-Stormwater
Management Control
Waste Management and
WIVI
Materials Pollution Control
Legend:
Primary Category
secondary Category
Targeted Constituents
Sediment
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
December 2019 CASQA BMP Handbook 1 of 6
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Agreement No. 6574
practices described are applicable to construction sites with general concrete use.
Limitations
The General Permit for discharges of stormwater associated with industrial activities (General
Industrial Permit) maybe applicable to temporary batch plants.
Specific permit requirements or mitigation measures such as Air Resources Board (ARB), Air
Quality Management District (AQMD), Air Pollution Control District (APCD, Regional Water
Quality Control Board (PWQCB), county ordinances and city ordinances may require alternative
mitigation measures for tempoa ark° batch plants. Contact the local regulatory agencies to
determine ifa permitis required.
Implementation
Planning
• Temporary batch plants may be subject to the General Industrial Permit. To obtain a copy of
this permit and the application forms, visit http://www.waterboards.ca.gov or contact the
State Water Resources Control Board.
• Proper planning, design, and construction of temporary batch plants should be implemented
to minimize potential water quality, air pollution, and noise impacts associated with
temporary batch plants.
• BMPs and a Construction Site Monitoring Plan (CSMP) should be included in the pr•gject
Storinivater° Pollution prevention Plan (SWPPP). BMPs should be implemented, inspected,
and maintained in accordance with these plans.
® Temporary batch plants should be managed to comply with AQMD Statewide Registration
Program and/or local AQMD Portable Equipment Registration requirements.
■ Construct temporary batch plants downwind of existing developments whenever possible.
• Placement of access roads should be planned to mitigate water and air quality impacts.
Layout and Design
rr Temporary batch plants should be properly located and designed to mitigate water quality
impacts to receiving water bodies, Batch plants should be located away from watercourses,
drainage courses, and drain inlets, Batch plants should be located to minimize the potential
for st:ormwater r-unon onto the site.
• Temporarily batch plant facilities (including associated stationary equipment and stockpiles)
should be located at least 300 ft from any recreational area, school, residence, or other
structure not associated with the construction project.
• Construct continuous interior AC or PCC berms around batch plant equipment (mixing
equipment, silos, concrete drop points, conveyor belts, admixture tanks, etc.) to facilitate
proper containment and cleanup of releases. Rollover or flip top curbs or dikes should be
placed at ingress and egress points (5E-12, Temporary Silt Dike).
• Direct runoff from the paved or unlaa\?ed portion of the batch plant into a sump and pipe to a
liners washout area or dewatering tank.
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Agreement No. 6574
Temporary!
aaa Direct stormwater and non-stormwater runoff from unpaved portions of batch plant facility
to catchment ponds or tanks.
Construct and remove concrete washout facilities in accordance with WM-8, Concrete Waste
Management.
so Layout of a typical batch plant and associated BMP is located at the end of this BMP fact
sheet.
Operational Procedures
ar Washout of concrete trucks should be conducted in a designated area in accordance with
WM-8, Concrete Waste Management.
a Do not dispose of concrete into drain inlets, the stormwater drainage system, or
watercourses.
a Washing of concrete mixing and transport equipment (including concrete truck washout)
should occur in a designated area in accordance with WM-8, Concrete Waste Management.
w Washing equipment, tools, or vehicles to remove PCC should be conducted in accordance
with NS-7, Potable Water/Irrigation, NS-8, Vehicle and Equipment Cleaning, and WM-8,
Concrete Waste Management.
All dry material transfer points should be ducted through a fabric or cartridge type filter
unless there are no visible emissions from the transfer point.
a Equip all bulk storage silos, including auxiliary bulk storage trailers, with fabric or cartridge
type filter(s).
w Maintain silo vent filters in proper operating condition.
aaa Equip silos and auxiliary bulk storage trailers with dust -tight service hatches.
aaa Fabric dust collection system should be capable of controlling particulate matter in
accordance with the California Air Resources Control Board and local Air Pollution Control
District Regulations.
as Fabric dust collectors (except for vent filters) should be equipped with an operational
pressure differential gauge to measure the pressure drop across the filters.
as All transfer points should be equipped with a wet suppression system to control fugitive
particulate emissions unless there are no visible emissions.
■ All conveyors should be covered, unless the material being transferred results in no visible
emissions.
There should be no visible emissions beyond the property line, while the equipment is being
operated.
v Collect dust emissions from the loading of open -bodied trucks, at the drip point of dry batch
plants, or dust emissions from the drum feed for central mix plants.
December 2019 CASQA BMP Handbook 3 of 6
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Agreement No. 6574
Equip silos and auxiliary bulk storage trailers with a visible and/or audible warning
mechanism to warn operators that the silo or trailer is full.
All open -bodied vehicles transporting material should be loaded with a final layer of wet
sand and the truck should be covered with a tarp to reduce emissions.
Tracking Control
• Plant roads (batch truck and material delivery truck roads) and areas between stockpiles and
conveyor hoppers should be stabilized (TC-2, Stabilized Construction Roadway), watered,
treated with dust-suppressant chemicals (WE-1, Wind Erosion Control), or paved with a
cohesive hard surface that can be repeatedly swept, maintained intact, and cleaned as
necessary to control dust emissions.
• Trucks should not track PCC from plants onto public roads. Use appropriate practices from
TC-1, Stabilized Construction Entrance/Exit, to prevent tracking.
Materials Storage
w WM-1, Material Delivery and Storage, should be implemented at all batch plants using
concrete components or compounds. An effective strategy is to cover and contain materials.
WM-2, Material Use should be conducted in a way to minimize or eliminate the discharge of
materials to storm drain system or watercourse.
a Ensure that finer materials are not dispersed into the air during operations, such as
unloading of cement delivery trucks.
a Stockpiles should be covered and enclosed with perimeter sediment barriers per WM-3,
Stockpile Management. Uncovered stockpiles should be sprayed with water and/or dust-
suppressant chemicals as necessary to control dust emissions, unless the stockpiled material
results in no visible emissions. An operable stockpile watering system should be onsite at all
times.
a Store bagged and boxed materials on pallets and cover or store in a completely enclosed
storage area on non -working days and prior to rain.
a Minimize stockpiles of demolished PCC by recycling them in a timely manner.
Provide secondary containment for liquid materials (WM-1, Material Delivery and Storage,
WM-1o, Liquid Waste Management). Containment should provide sufficient volume to
contain precipitation from a 25-year storm plus lo% of the aggregate volume of all
containers or plus 100% of the largest container, whichever is greater.
■ Handle solid and liquid waste in accordance with WM-5, Solid Waste Management, WM-1o,
Liquid Waste Management, and WM-8, Concrete Waste Management.
w Maintain adequate supplies of spill cleanup materials and train staff to respond to spills per
WM-4, Spill Prevention and Control.
x Immediately contain and clean up spilled cement and fly ash and contain.
December 2019 CASQA BMP Handbook 4 of 6
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Agreement No. 6574
Temporary Batch
Equipment Maintenance
Equipment should be maintained to prevent fluid leaks and spills per NS-9, Vehicle and
Equipment Fueling, and NS-1o, Vehicle and Equipment Maintenance.
a Maintain adequate supplies of spill cleanup materials and train staff to respond to spills per
WM-4, Spill Prevention and Control.
Incorporate other BMPs such as WM-5, Solid Waste Management, WM-6, Hazardous Waste
Management, and WM-io, Liquid Waste Management.
Costs
Costs will vary depending on the size of the facility and combination of BMPs implemented.
Inspection and Maintenance
• Inspect and verify that activity —based BMPs are in place prior to the commencement of
associated activities.
■ BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• Inspect BMPs subject to non-stormwater discharge daily while non-stormwater discharges
occur.
■ Sample non-stormwater discharges and stormwater runoff that contacts cementitious
materials or fly ash as required by the General Permit.
• Inspect and repair equipment (for damaged hoses, fittings, and gaskets).
® Inspect and maintain a Stabilized Construction Entrance/Exit (TC-1) as needed.
• Inspect and maintain stabilized haul roads as needed (TC-2, Stabilized Construction
Roadway).
• Inspect and maintain materials and waste storage areas as needed.
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
IN
December 5079 CASQA BMP Handbook 5 of 6
Construction
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Agreement No. 6574
TemporaryBatch Plants
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December 2019 CASQA BMP Handbook 6 of 6
Construction
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Agreement No. 6574
Silt, Fence
Description and Purpose
A silt fence is made of a woven geotextile that has been
entrenched, attached to supporting poles, and sometimes
backed by a plastic or wire mesh for support. The silt fence
detains water, promoting sedimentation of coarse sediment
behind the fence. Silt fence does not retain soil fine particles
like clays or silts.
Suitable Applications
Silt fences are suitable for perimeter control, placed below
areas where sheet flows discharge from the site. They could
also be used as interior controls below disturbed areas where
runoff may occur in the form of sheet and rill erosion and
around inlets within disturbed areas (Storm Drain Inlet
Protection, SE-1o). Silt fences should not be used in locations
where the flow is concentrated. Silt fences should always be
used in combination with erosion controls. Suitable
applications include:
w At perimeter of a project (although they should not be
installed up and down slopes).
• Below the toe or down slope of exposed and erodible
slopes.
w Along streams and channels.
• Around temporary spoil areas and stockpiles.
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
Non-Stormwater
NS
Management Control
Waste Management and
W
Materials Pollution
M
Control-.......... ................._
Legend:
Q
Primary Category
Secondary Category
Targeted Constituents
Sediment (coarse sediment) MMm Q
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
SE-5 Fiber Rolls
SE-6 Gravel Bag Berm SE-12
Manufactured Linear Sediment
Controls
SE-13 Compost Socks and Berms
SE-14 Biofilter Bags
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must
be removed from each page and
not appear on the modified version.
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Agreement No. 6574
Silt Fence r
Do not use in locations where ponded water may cause a flooding hazard.
• Do not use silt fence to divert water flows or place across any contour line.
• Improperly installed fences are subject to failure from undercutting, overtopping, or
collapsing.
IN Must be trenched and keyed in.
• According to the State Water Board's CGP Review, Issue #2 (2014), silt fences reinforced
with metal or plastic mesh should be avoided due to plastic pollution and wildlife concerns.
• Not intended for use as a substitute for Fiber Rolls (SE-5), when fiber rolls are being used as
a slope interruption device.
■ Do not use on slopes subject to creeping, slumping, or landslides.
Implementation
General
A silt fence is a temporary sediment barrier consisting of woven geotextile stretched across and
attached to supporting posts, trenched -in, and, depending upon the strength of fabric used,
supported with plastic or wire mesh fence. Silt fences trap coarse sediment by intercepting and
detaining sediment -laden runoff from disturbed areas in order to promote sedimentation
behind the fence.
The following layout and installation guidance can improve performance and should be
followed:
Silt fence should be used in combination with erosion controls up -slope in order to provide
the most effective sediment control.
IN Silt fence alone is not effective at reducing turbidity. (Barrett and Malina, 2004)
IN Designers should consider diverting sediment laden water to a temporary sediment basin or
trap. (EPA, 2012)
• Use principally in areas where sheet flow occurs.
• Install along a level contour, so water does not pond more than 1.5 ft. at any point along the
silt fence.
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Agreement No. 6574
Smilt Fence SE-1
Provide sufficient room for runoff to pond behind the fence and to allow sediment removal
equipment to pass between the silt fence and toes of slopes or other obstructions. About
120O ft.2 of ponding area should be provided for every acre draining to the fence.
Efficiency of silt fences is primarily dependent on the detention time of the runoff behind the
control. (Barrett and Malina, 2004)
n The drainage area above any fence should not exceed a quarter of an acre. (Rule of Thumb-
ioo-feet of silt fence per 10,000 ft.2 of disturbed area.) (EPA, 2012)
The maximum length of slope draining to any point along the silt fence should be too ft. per
ft of silt fence.
a Turn the ends of the filter fence uphill to prevent stormwater from flowing around the fence.
Leave an undisturbed or stabilized area immediately down slope from the fence where
feasible.
■ Silt fences should remain in place until the disturbed area draining to the silt fence is
permanently stabilized, after which, the silt fence fabric and posts should be removed and
properly disposed.
J-hooks, which have ends turning up the slope to break up long runs of fence and provide
multiple storage areas that work like mini -retention areas, may be used to increase the
effectiveness of silt fence.
■I Be aware of local regulations regarding the type and installation requirements of silt fence,
which may differ from those presented in this fact sheet.
Design and Layout
In areas where high winds are anticipated the fence should be supported by a plastic or wire
mesh. The geotextile fabric of the silt fence should contain ultraviolet inhibitors and stabilizers
to provide longevity equivalent to the project life or replacement schedule.
a Layout in accordance with the attached figures.
a For slopes that contain a high number of rocks or large dirt clods that tend to dislodge, it
maybe necessary to protect silt fence from rocks (e.g., rockfall netting) ensure the integrity
of the silt fence installation.
December 2019 CASQA BMP Handbook 3 of 10
Construction
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Agreement No. 6574
Silt
Standard vs. Heavy Duty Silt Fence
Standard Silt Fence
Generally applicable in cases where the area draining to fence produces moderate
sediment loads.
Heavy Duty Silt Fence
Heavy duty silt fence usually has 1 or more of the following characteristics, not
possessed by standard silt fence.
o Fabric is reinforced with wire backing or additional support.
o Posts are spaced closer than pre -manufactured, standard silt fence products.
a Use is generally limited to areas affected by high winds.
a Area draining to fence produces moderate sediment loads.
Materials
Standard Silt Fence
■ Silt fence material should be woven geotextile with a minimum width of 36 in. The
fabric should conform to the requirements in ASTM designation D6461.
■ Wooden stakes should be commercial quality lumber of the size and shape shown on
the plans. Each stake should be free from decay, splits or cracks longer than the
thickness of the stake or other defects that would weaken the stakes and cause the
stakes to be structurally unsuitable.
• Staples used to fasten the fence fabric to the stakes should be not less than 1.75 in.
long and should be fabricated from 15-gauge or heavier wire. The wire used to fasten
the tops of the stakes together when joining two sections of fence should be 9 gauge
or heavier wire. Galvanizing of the fastening wire will not be required.
Heavy -Duty Silt Fence
a Some silt fence has a wire backing to provide additional support, and there are
products that may use prefabricated plastic holders for the silt fence and use metal
posts instead of wood stakes.
Installation Guidelines — Traditional Method
Silt fences are to be constructed on a level contour. Sufficient area should exist behind the fence
for ponding to occur without flooding or overtopping the fence.
■ A trench should be excavated approximately 6 in. wide and 6 in. deep along the line of the
proposed silt fence (trenches should not be excavated wider or deeper than necessary for
proper silt fence installation).
• Bottom of the silt fence should be keyed -in a minimum of 12 in.
• Posts should be spaced a maximum of 6 ft. apart and driven securely into the ground a
minimum of 18 in. or 12 in. below the bottom of the trench.
i When standard strength geotextile is used, a plastic or wire mesh support fence should be
fastened securely to the upslope side of posts using heavy—duty wire staples at least 1 in.
long. The mesh should extend into the trench.
December 2019 CASQA BMP Handbook 4 of 10
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Agreement No. 6574
Silt Fence SE-1
• When extra -strength geotextile and closer post spacing are used, the mesh support fence
may be eliminated.
• Woven geotextile should be purchased in a long roll, then cut to the length of the barrier.
When joints are necessary, geotextile should be spliced together only at a support post, with
a minimum 6 in. overlap and both ends securely fastened to the post.
• The trench should be backfilled with native material and compacted.
• Construct the length of each reach so that the change in base elevation along the reach does
not exceed 1/3 the height of the barrier; in no case should the reach exceed 500 ft.
• Cross barriers should be a minimum of 1/3 and a maximum of 1/2 the height of the linear
barrier.
m See typical installation details at the end of this fact sheet.
December 2019 CASQA BMP Handbook 5 of 10
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Agreement No. 6574
Silt Fence SE-1_
Installation Guidelines - Static Slicing Method
a Static Slicing is defined as insertion of a narrow blade pulled behind a tractor, similar to a
plow blade, at least io in. into the soil while at the same time pulling silt geotextile fabric
into the ground through the opening created by the blade to the depth of the blade. Once the
geotextile is installed, the soil is compacted using tractor tires.
■ This method will not work with pre -fabricated, wire backed silt fence.
• Benefits:
o Ease of installation (most often done with a 2-person crew).
o Minimal soil disturbance.
o Better level of compaction along fence, less susceptible to undercutting
o Uniform installation.
Limitations:
o Does not work in shallow or rocky soils.
o Complete removal of geotextile material after use is difficult.
o Be cautious when digging near potential underground utilities.
Costs
a It should be noted that costs vary greatly across regions due to available supplies and labor
costs.
ra Average annual cost for installation using the traditional silt fence installation method
(assumes 6 month useful life) is $7 per linear foot based on vendor research. Range of cost
is $3.50 - $9.10 per linear foot.
Inspection and Maintenance
a BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
w Repair undercut silt fences.
• Repair or replace split, torn, slumping, or weathered fabric. The lifespan of silt fence fabric
is generally 5 to 8 months.
• Silt fences that are damaged and become unsuitable for the intended purpose should be
removed from the site of work, disposed, and replaced with new silt fence barriers.
• Sediment that accumulates in the BMP should be periodically removed in order to maintain
BMP effectiveness. Sediment should be removed when the sediment accumulation reaches
1/3 of the barrier height.
r Silt fences should be left in place until the upgradient area is permanently stabilized. Until
then, the silt fence should be inspected and maintained regularly.
December 2019 CASQA BMP Handbook 6 of 10
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Agreement No. 6574
Silt Fence SE- 1
Remove silt fence when upgradient areas are stabilized. Fill and compact post holes and
anchor trench, remove sediment accumulation, grade fence alignment to blend with adjacent
ground, and stabilize disturbed area.
References
CGP Review #2, State Water Resources Control Board, 2014. Available online at:
http: //www.waterboards.ca.gov/water_issues/programs/stormwater/docs/training/cgp_revie
w_issue2.pdf.
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
Monitoring Data on Effectiveness of Sediment Control Techniques, Proceedings of World Water
and Environmental Resources Congress, Barrett M. and Malina J. 2004.
National Management Measures to Control Nonpoint Source Pollution from Urban Areas,
United States Environmental Protection Agency, 2002.
Proposed Guidance Specifying Management Measures for Sources of Nonpoint Pollution in
Coastal Waters, Work Group -Working Paper, USEPA, April 1992.
Sedimentation and Erosion Control Practices, and Inventory of Current Practices (Draft),
USEPA, 1990.
Southeastern Wisconsin Regional Planning Commission (SWRPC). Costs of Urban Nonpoint
Source Water Pollution Control Measures. Technical Report No. 31. Southeastern Wisconsin
Regional Planning Commission, Waukesha, WI. 1991.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Stormwater Management Manual for The Puget Sound Basin, Washington State Department of
Ecology, Public Review Draft, 1991.
U.S. Environmental Protection Agency (USEPA). Stormwater Best Management Practices: Silt
Fences. U.S. Environmental Protection Agency, Office of Water, Washington, DC, 2012.
U.S. Environmental Protection Agency (USEPA). Stormwater Management for Industrial
Activities: Developing Pollution Prevention Plans and Best Management Practices. U.S.
Environmental Protection Agency, Office of Water, Washington, DC,1992.
Water Quality Management Plan for the Lake Tahoe Region, Volume 11, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
Soil Stabilization BMP Research for Erosion and Sediment Controls: Cost Survey Technical
Memorandum, State of California Department of Transportation (Caltrans), July 2007.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
December 2019 CASQA BMP Handbook 7 of 10
Construction
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Agreement No. 6574
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December 2019 CASQA BMP Handbook 10 of 10
Construction
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Agreement No. 6574
Sediment:,
Description and Purpose
A sediment basin is a temporary basin formed by excavation or
by constructing an embankment so that sediment -laden runoff
is temporarily detained under quiescent conditions, allowing
sediment to settle out before the runoff is released.
Sediment basin design guidance presented in this fact sheet is
intended to provide options, methods, and techniques to
optimize temporary sediment basin performance and basin
sediment removal. Basin design guidance provided in this fact
sheet is not intended to guarantee basin effluent compliance
with numeric discharge limits (numeric action levels or numeric
effluent limits for turbidity). Compliance with discharge limits
requires a thoughtful approach to comprehensive BMP
planning, implementation, and maintenance. Therefore,
optimally designed and maintained sediment basins should be
used in conjunction with a comprehensive system of BMPs that
includes:
■ Diverting runoff from undisturbed areas away from the
basin
m Erosion control practices to minimize disturbed areas on -
site and to provide temporary stabilization and interim
sediment controls (e.g., stockpile perimeter control, check
dams, perimeter controls around individual lots) to reduce
the basin's influent sediment concentration.
At some sites, sediment basin design enhancements may be
required to adequately remove sediment. Traditional
Categories
EC
Erosion Control
SE
Sediment Control Q
TIC
Tracking Control
WE
Wind Erosion Control
Non-Stormwater
NS
Management Control
Waste Management and
WM
Materials Pollution
Control ..........._........._...n
Legend:
Q
Primary Category
0
Secondary Category
Targeted Constituents
Sediment Q
Nutrients
Trash Q
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
SE-3 Sediment Trap (for smaller
areas)
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must
be removed from each page and
not appear on the modified version.
'W 4 9m 1 N 4 nab � 41YA?04u144Y III a
December 2019 CASQA BMP Handbook 1 of 18
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Agreement No. 6574
Sediment Basin
(a.k.a. "physical") enhancements such as alternative outlet configurations or flow deflection
baffles increase detention time and other techniques such as outlet skimmers preferentially
drain flows with lower sediment concentrations. These "physical" enhancement techniques are
described in this fact sheet. To further enhance sediment removal particularly at sites with fine
soils or turbidity sensitive receiving waters, some projects may need to consider implementing
Active Treatment Systems (ATS) whereby coagulants and flocculants are used to enhance
settling and removal of suspended sediments. Guidance on implementing ATS is provided in
SE-11.
Suitable Applications
Sediment basins may be suitable for use on larger projects with sufficient space for constructing
the basin. Sediment basins should be considered for use:
■ Where sediment -laden water may enter the drainage system or watercourses
■ On construction projects with disturbed areas during the rainy season
• At the outlet of disturbed watersheds between 5 acres and 75 acres and evaluated on a site by
site basis
• Where post construction detention basins are required
• In association with dikes, temporary channels, and pipes used to convey runoff from
disturbed areas
Limitations
Sediment basins must be installed only within the property limits and where failure of the
structure will not result in loss of life, damage to homes or buildings, or interruption of use or
service of public roads or utilities. In addition, sediment basins are attractive to children and
can be very dangerous. Local ordinances regarding health and safety must be adhered to. If
fencing of the basin is required, the type of fence and its location should be shown in the SWPPP
and in the construction specifications.
• As a general guideline, sediment basins are suitable for drainage areas of 5 acres or more,
but not appropriate for drainage areas greater than 75 acres. However, the tributary area
should be evaluated on a site by site basis.
• Sediment basins may become an "attractive nuisance" and care must be taken to adhere to
all safety practices. If safety is a concern, basin may require protective fencing.
• Sediment basins designed according to this fact sheet are only effective in removing
sediment down to about the silt size fraction. Sediment -laden runoff with smaller size
fractions (fine silt and clay) may not be adequately treated unless chemical (or other
appropriate method) treatment is used in addition to the sediment basin.
• Basins with a height of 25 ft or more or an impounding capacity of 5o ac-ft or more must
obtain approval from California Department of Water Resources Division of Safety of Dams
(lip; www.water.ca_,,ov dar .saiew).
December 2019 CASQA BMP Handbook 2 of 18
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Agreement No. 6574
BasinSediment
a Water that stands in sediment basins longer than 96 hours may become a source of
mosquitoes (and midges), particularly along perimeter edges, in shallow zones, in scour or
below -grade pools, around inlet pipes, along low -flow channels, and among protected
habitats created by emergent or floating vegetation (e.g. cattails, water hyacinth), algal mats,
riprap, etc.
Basins require large surface areas to permit settling of sediment. Size may be limited by the
available area.
Implementation
General
A sediment basin is a controlled stormwater release structure formed by excavation or by
construction of an embankment of compacted soil across a drainage way, or other suitable
location. It is intended to trap sediment before it leaves the construction site. The basin is a
temporary measure expected to be used during active construction in most cases and is to be
maintained until the site area is permanently protected against erosion or a permanent
detention basin is constructed.
Sediment basins are suitable for nearly all types of construction projects. Whenever possible,
construct the sediment basins before clearing and grading work begins. Basins should be
located at the stormwater outlet from the site but not in any natural or undisturbed stream. A
typical application would include temporary dikes, pipes, and/or channels to convey runoff to
the basin inlet.
Many development projects in California are required by local ordinances to provide a
stormwater detention basin for post -construction flood control, desilting, or stormwater
pollution control. A temporary sediment basin may be constructed by rough grading the post -
construction control basins early in the project.
Sediment basins if properly designed and maintained can trap a significant amount of the
sediment that flows into them. However, traditional basins do not remove all inflowing
sediment. Therefore, they should be used in conjunction with erosion control practices such as
temporary seeding, mulching, diversion dikes, etc., to reduce the amount of sediment flowing
into the basin.
Planning
To improve the effectiveness of the basin, it should be located to intercept runoff from the
largest possible amount of disturbed area. Locations best suited for a sediment basin are
generally in lower elevation areas of the site (or basin tributary area) where site drainage would
not require significant diversion or other means to direct water to the basin but outside
jurisdictional waterways. However, as necessary, drainage into the basin can be improved by
the use of earth dikes and drainage swales (see BMP EC-9).. The basin should not be located
where its failure would result in the loss of life or interruption of the use or service of public
utilities or roads.
Construct before clearing and grading work begins when feasible.
a Do not locate the basin in a jurisdictional stream.
December 2019 CASQA BMP Handbook
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Agreement No. 6574
Sediment«.
• Basin sites should be located where failure of the structure will not cause loss of life, damage
to homes or buildings, or interruption of use or service of public roads or utilities.
m Basins with a height of 25 ft or more or an impounding capacity of 5o ac-ft must obtain
approval from the Division of Dam Safety. Local dam safety requirements maybe more
stringent.
• Limit the contributing area to the sediment basin to only the runoff from the disturbed soil
areas. Use temporary concentrated flow conveyance controls to divert runoff from
undisturbed areas away from the sediment basin.
• The basin should be located: (1) by excavating a suitable area or where a low embankment
can be constructed across a swale, (2) where post -construction (permanent) detention
basins will be constructed, and (3) where the basins can be maintained on a year-round basis
to provide access for maintenance, including sediment removal and sediment stockpiling in
a protected area, and to maintain the basin to provide the required capacity.
Design
When designing a sediment basin, designers should evaluate the site constraints that could
affect the efficiency of the BMP. Some of these constraints include: the relationship between
basin capacity, anticipated sediment load, and freeboard, available footprint for the basin,
maintenance frequency and access, and hydraulic capacity and efficiency of the temporary outlet
infrastructure. Sediment basins should be designed to maximize sediment removal and to
consider sediment load retained by the basin as it affects basin performance.
Three Basin Design Options (Part A) are presented below along with a Typical
Sediment/Detention Basin Design Methodology (Part B). Regardless of the design option that is
selected, designers also need to evaluate the sediment basin capacity with respect to sediment
accumulation (See "Step 3. Evaluate the Capacity of the Sediment Basin") and should
incorporate approaches identified in "Step 4. Other Design Considerations" to enhance basin
performance.
A) Basin Design Options:
Option 1:
Design sediment basin(s) using the standard equation:
A= — 1.2Q
K (Eq. 1)
Where:
A, = Minimum surface area for trapping soil particles of a certain size
VS = Settling velocity of the design particle size chosen (Vs = 0.00028 ft/s for a design
particle size of o.o1 mm at 68°F)
1.2 = Factor of safety recommended by USEPA to account for the reduction in basin
efficiency caused due to turbulence and other non ideal conditions.
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Q = CIA (Eq.2)
Where
Q = Peak basin influent flow rate measured in cubic feet per second (ft3/s)
C = Runoff coefficient (unitless)
I = Peak rainfall intensity for the to -year, 6-hour rain event (in/hr)
A = Area draining into the sediment basin in acres
The design particle size should be the smallest soil grain size determined by wet sieve
analysis, or the fine silt sized (o.ol mm [or 0.0004 in.]) particle, and the Vs used should
be loo percent of the calculated settling velocity.
This sizing basin method is dependent on the outlet structure design or the total basin
length with an appropriate outlet. If the designer chooses to utilize the outlet structure
to control the flow duration in the basin, the basin length (distance between the inlet and
the outlet) should be a minimum of twice the basin width; the depth should not be less
than 3 ft nor greater than 5 ft for safety reasons and for maximum efficiency (2 ft of
sediment storage, 2 ft of capacity). If the designer chooses to utilize the basin length
(with appropriate basin outlet) to control the flow duration in the basin, the basin length
(distance between the inlet and the outlet) should be a specifically designed to capture
t00% of the design particle size; the depth should not be less than 3 ft nor greater than 5
ft for safety reasons and for maximum efficiency (2 ft of sediment storage, 2 ft of
capacity).
Basin design guidance provided herein assumes standard water properties (e.g.,
estimated average water temperature, kinematic viscosity, etc.) as a basis of the design.
Designers can use an alternative design (Option 3) with site specific water properties as
long as the design is as protective as Option 1.
The design guidance uses the peak influent flow rate to size sediment basins. Designers
can use an alternative design (Option 3) with site specific average flow rates as long as
the design is as protective as Option i.
The basin should be located on the site where it can be maintained on a year-round basis
and should be maintained on a schedule to retain the 2 ft of capacity.
Option 2:
Design pursuant to local ordinance for sediment basin design and maintenance,
provided that the design efficiency is as protective or more protective of water quality
than Option 1.
Option 3:
The use of an equivalent surface area design or equation provided that the design
efficiency is as protective or more protective of water quality than Option 1.
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B) Typical Sediment/Detention Basin Design Methodology:
Design of a sediment basin requires the designer to have an understanding of the site
constraints, knowledge of the local soil (e.g., particle size distribution of potentially contributing
soils), drainage area of the basin, and local hydrology. Designers should not assume that a
sediment basin for location A is applicable to location B. Therefore, designers can use this
factsheet as guidance but will need to apply professional judgment and knowledge of the site to
design an effective and efficient sediment basin. The following provides a general overview of
typical design methodologies:
Step 1. Hydrologic Design
w Evaluate the site constraints and assess the drainage area for the sediment basin. Designers
should consider on- and off -site flows as well as changes in the drainage area associated with
site construction/disturbance. To minimize additional construction during the course of the
project, the designer should consider identifying the maximum drainage area when
calculating the basin dimensions.
■ If a local hydrology manual is not available, it is recommended to follow standard rational
method procedures to estimate the flow rate. The references section of this factsheet
provides a reference to standard hydrology textbooks that can provide standard
methodologies. If local rainfall depths are not available, values can be obtained from
standard precipitation frequency maps from NOAA (downloaded from
htt wwww.wr c.dri.eclll c nf,re .titnnl).
Step 2. Hydraulic Design
Calculate the surface area required for the sediment basin using Equation 1. In which the
flow rate is estimated for a 10-yr 6-hr event using rational method procedure listed in local
hydrology manual and Vs is estimated using Stokes Law presented in Equation 3.
V = 2.81d2 (Eq•3)
Where
VS = Settling velocity in feet per second at 68 o F
d = diameter of sediment particle in millimeters (smallest soil grain size determined by
wet sieve analysis or fine silt (0.01 mm [or 0.0004 in.])
In general, the basin outlet design requires an iterative trial and error approach that
considered the maximum water surface elevation, the elevation versus volume (stage -
storage) relationship, the elevation verses basin outflow (a.k.a.-discharge) relationship, and
the estimated inflow hydrograph. To adequately design the basins to settle sediment, the
outlet configuration and associated outflow rates can be estimated by numerous
methodologies. The following provides some guidance for design the basin outlet:
■ An outlet should have more than one orifice.
An outlet design typically utilizes multiple horizontal rows of orifices (approximately 3 or
more) with at least 2 orifices per row (see Figures 1 and 2 at the end of this fact sheet).
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a Orifices can vary in shape.
ni Select the appropriate orifice diameter and number of perforations per row with the
objective of minimizing the number of rows while maximizing the detention time.
• The diameter of each orifice is typically a maximum of 3-4 inches and a minimum of
0.25-0.5 inches.
• If a rectangular orifice is used, it is recommended to have minimum height of 0.5 inches
and a maximum height of 6 inches.
• Rows are typically spaced at three times the diameter center to center vertically with a
minimum distance of approximately 4 inches on center and a maximum distance of i
foot on center.
• To estimate the outflow rate, each row is calculated separately based on the flow through
a single orifice then multiplied by the number of orifices in the row. This step is repeated
for each of the rows. Once all of the orifices are estimated, the total outflow rate versus
elevation (stage -discharge curve) is developed to evaluate the detention time within the
basin.
■ Flow through a single orifice can be estimated using an Equation 4:
Q = BCA(2gH)"s (Eq•4)
Where
Q = Outflow rate in ft3/s
C" = Orifice coefficient (unitless)
A = Area of the orifice (ft2)
g = acceleration due to gravity (ft3/s)
H = Head above the orifice (ft)
B = Anticipated Blockage or clogging factor (unitless), It is dependent on anticipated
sediment and debris load, trash rack configuration etc, so the value is dependent on
design engineer's professional judgment and/or local requirements (B is never greater
than 1 and a value of 0.5 is generally used)
■ Care must be taken in the selection of orifice coefficient ("C ""); o.6o is most often
recommended and used. However, based on actual tests, Young and Graziano
(1.989), "Outlet Hydraulics of Extended Detention Facilities for Northern Virginia
Planning District Commission", recommends the following:
■ C" = o.66 for thin materials; where the thickness is equal to or less than the
orifice diameter, or
• C' = o.8o when the material is thicker than the orifice diameter
■ If different sizes of orifices are used along the riser then they have to be sized such that
not more than 50 percent of the design storm event drains in one-third of the drawdown
time (to provide adequate settling time for events smaller than the design storm event)
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and the entire volume drains within 96 hours or as regulated by the local vector control
agency. If a basin fails to drain within 96 hours, the basin must be pumped dry.
• Because basins are not maintained for infiltration, water loss by infiltration should be
disregarded when designing the hydraulic capacity of the outlet structure.
■ Floating Outlet Skimmer: The floating skimmer (see Figure 3 at the end of this fact sheet is
an alternative outlet configuration (patented) that drains water from upper portion of the
water column. This configuration has been used for temporary and permanent basins and
can improve basin performance by eliminating bottom orifices which have the potential of
discharging solids. Some design considerations for this alternative outlet device includes the
addition of a sand filter or perforated under drain at the low point in the basin and near the
floating skimmer. These secondary drains allow the basin to fully drain. More detailed
guidelines for sizing the skimmer can be downloaded from
htt : I/www.fairclothskimmencom /.
Hold and Release Valve: An ideal sediment/detention basin would hold all flows to the
design storm level for sufficient time to settle solids, and then slowly release the storm
water. Implementing a reliable valve system for releasing detention basins is critical to
eliminate the potential for flooding in such a system. Some variations of hold and release
valves include manual valves, bladder devices or electrically operated valves. When a
precipitation event is forecast, the valve would be close for the duration of the storm and
appropriate settling time. When the settling duration is met (approximately 24 or 48 hours),
the valve would be opened and allow the stormwater to be released at a rate that does not
resuspend settled solids and in a non -erosive manner. If this type of system is used the valve
should be designed to empty the entire basin within 96 hours or as stipulated by local vector
control regulations.
Step 3. Evaluate the Capacity of the Sediment Basin
a Typically, sediment basins do not perform as designed when they are not properly
maintained or the sediment yield to the basin is larger than expected. As part of a good
sediment basin design, designers should consider maintenance cycles, estimated soil loss
and/or sediment yield, and basin sediment storage volume. The two equations below can be
used to quantify the amount of soil entering the basin.
The Revised Universal Soil Loss Equation (RUSLE, Eq.S) can be used to estimate annual soil
loss and the Modified Universal Soil Equation (MUSLE, Eq.6) can be used to estimate
sediment yield from a single storm event.
A=RxKxLSxCxP (Eq.S)
Y=95(Oxgj"'xKxLSxCxP (Eq.6)
Where:
A = annual soil loss, tons/acre-year
R = rainfall erosion index, in ioo ft. Tons/acre.in/hr.
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K = soil erodibility factor, tons/acre per unit of R
LS = slope length and steepness factor (unitless)
C = vegetative cover factor (unitless)
P = erosion control practice factor (unitless)
Y = single storm sediment yield in tons
Q = runoff volume in acre-feet
qp = peak flow in cfs
a Detailed descriptions and methodologies for estimating the soil loss can be obtained from
standard hydrology text books (See References section).
Determination of the appropriate equation should consider construction duration and local
environmental factors (soils, hydrology, etc.). For example, if a basin is planned for a project
duration of 1 year and the designer specifies one maintenance cycle, RUSLE could be used to
estimate the soil loss and thereby the designer could indicate that the sediment storage
volume would be half of the soil loss value estimated. As an example, for use of MUSLE, a
project may have a short construction duration thereby requiring fewer maintenance cycles
and a reduced sediment storage volume. MUSLE would be used to estimate the anticipated
soil loss based on a specific storm event to evaluate the sediment storage volume and
appropriate maintenance frequency.
m The soil loss estimates are an essential step in the design, and it is essential that the designer
provide construction contractors with enough information to understand maintenance
frequency and/or depths within the basin that would trigger maintenance. Providing
maintenance methods, frequency and specification should be included in design bid
documents such as the SWPPP Site Map.
a Once the designer has quantified the amount of soil entering the basin, the depth required
for sediment storage can be determined by dividing the estimated sediment loss by the
surface area of the basin.
Step 4. Other Design Considerations
a Consider designing the volume of the settling zone for the total storm volume associated
with the 2-year event or other appropriate design storms specified by the local agency. This
volume can be used as a guide for sizing the basin without iterative routing calculations. The
depth of the settling zone can be estimated by dividing the estimated 2-yr storm volume by
the surface area of the basin.
n The basin volume consists of two zones:
- A sediment storage zone at least 1 ft deep.
- A settling zone at least 2 ft deep.
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Sediment
- The basin depth must be no less than 3 ft (not including freeboard).
m Proper hydraulic design of the outlet is critical to achieving the desired performance of the
basin. The outlet should be designed to drain the basin within 24 to 96 hours (also referred
to as "drawdown time"). The 24-hour limit is specified to provide adequate settling time; the
96-hour limit is specified to mitigate vector control concerns.
• Confirmation of the basin performance can be evaluated by routing the design storm (lo-yr
6-hr, or as directed by local regulations) through the basin based on the basin volume (stage -
storage curve) and the outlet design (stage -discharge curve based on the orifice
configuration or equivalent outlet design).
• Sediment basins, regardless of size and storage volume, should include features to
accommodate overflow or bypass flows that exceed the design storm event.
- Include an emergency spillway to accommodate flows not carried by the principal
spillway. The spillway should consist of an open channel (earthen or vegetated) over
undisturbed material (not fill) or constructed of a non -erodible riprap (or equivalent
protection) on fill slopes.
- The spillway control section, which is a level portion of the spillway channel at the
highest elevation in the channel, should be a minimum of 20 ft in length.
• Rock, vegetation or appropriate erosion control should be used to protect the basin inlet,
outlet, and slopes against erosion.
e The total depth of the sediment basin should include the depth required for sediment
storage, depth required for settling zone and freeboard of at least i foot or as regulated by
local flood control agency for a flood event specified by the local agency.
• The basin alignment should be designed such that the length of the basin is more than twice
the width of the basin; the length should be determined by measuring the distance between
the inlet and the outlet. If the site topography does not allow for this configuration baffles
should be installed so that the ratio is satisfied. If a basin has more than one inflow point,
any inflow point that conveys more than 30 percent of the total peak inflow rate has to meet
the required length to width ratio.
• An alternative basin sizing method proposed by Fifield (2004) can be consulted to estimate
an alternative length to width ratio and basin configuration. These methods can be
considered as part of Option 3 which allows for alternative designs that are protective or
more protective of water quality.
Baffles (see Figure 4 at the end of this fact sheet) can be considered at project sites where the
existing topography or site constraints limit the length to width ratio. Baffles should be
constructed of earthen berms or other structural material within the basin to divert flow in
the basin, thus increasing the effective flow length from the basin inlet to the outlet riser.
Baffles also reduce the change of short circuiting and allows for settling throughout the
basin.
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d
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Baffles are typically constructed from the invert of the basin to the crest of the emergency
spillway (i.e., design event flows are meant to flow around the baffles and flows greater than
the design event would flow over the baffles to the emergency spillway).
Use of other materials for construction of basin baffles (such as silt fence) may not be
appropriate based on the material specifications and will require frequent maintenance
(maintain after every storm event). Maintenance may not be feasible when required due to
flooded conditions resulting from frequent (i.e., back to back) storm events. Use of
alternative baffle materials should not deviate from the intended purpose of the material, as
described by the manufacturer.
Sediment basins are best used in conjunction with erosion controls.
■ Basins with an impounding levee greater than 4.5 ft tall, measured from the lowest point to
the impounding area to the highest point of the levee, and basins capable of impounding
more than 35,O0O ft3, should be designed by a Registered Civil Engineer. The design should
include maintenance requirements, including sediment and vegetation removal, to ensure
continuous function of the basin outlet and bypass structures.
A forebay, constructed upstream of the basin, may be provided to remove debris and larger
particles.
w The outflow from the sediment basin should be provided with velocity dissipation devices
(see BMP EC-1o) to prevent erosion and scouring of the embankment and channel.
a The principal outlet should consist of a corrugated metal, high density polyethylene (HDPE),
or reinforced concrete riser pipe with dewatering holes and an anti -vortex device and trash
rack attached to the top of the riser, to prevent floating debris from flowing out of the basin
or obstructing the system. This principal structure should be designed to accommodate the
inflow design storm.
a A rock pile or rock -filled gabions can serve as alternatives to the debris screen, although the
designer should be aware of the potential for extra maintenance involved should the pore
spaces in the rock pile clog.
ri The outlet structure should be placed on a firm, smooth foundation with the base securely
anchored with concrete or other means to prevent floatation.
Attach riser pipe (watertight connection) to a horizontal pipe (barrel). Provide anti -seep
collars on the barrel.
a Cleanout level should be clearly marked on the riser pipe.
Installation
a Securely anchor and install an anti -seep collar on the outlet pipe/riser and provide an
emergency spillway for passing major floods (see local flood control agency).
x Areas under embankments must be cleared and stripped of vegetation.
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Chain link fencing should be provided around each sediment basin to prevent unauthorized
entry to the basin or if safety is a concern.
Costs
The cost of a sediment basin is highly variable and is dependent of the site configuration. To
decrease basin construction costs, designers should consider using existing site features such as
berms or depressed area to site the sediment basin. Designers should also consider potential
savings associated with designing the basin to minimize the number of maintenance cycles and
siting the basin in a location where a permanent BMP (e.g., extended detention basin) is
required for the project site.
Inspection and Maintenance
in BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level and as required by local requirements. It is recommended that at
a minimum, basins be inspected weekly, prior to forecasted rain events, daily during
extended rain events, and after the conclusion of rain events.
• Examine basin banks for seepage and structural soundness.
u Check inlet and outlet structures and spillway for any damage or obstructions. Repair
damage and remove obstructions as needed.
■ Check inlet and outlet area for erosion and stabilize if required.
® Check fencing for damage and repair as needed.
■ Sediment that accumulates in the basin must be periodically removed in order to maintain
BMP effectiveness. Sediment should be removed when sediment accumulation reaches one-
half the designated sediment storage volume. Sediment removed during maintenance
should be managed properly. The sediment should be appropriately evaluated and used or
disposed of accordingly. Options include: incorporating sediment into earthwork on the site
(only if there is no risk that sediment is contaminated); or off -site export/disposal at an
appropriate location (e.g., sediment characterization and disposal to an appropriate landfill)
■ Remove standing water from basin within 96 hours after accumulation.
■ If the basin does not drain adequately (e.g., due to storms that are more frequent or larger
than the design storm or other unforeseen site conditions), dewatering should be conducted
in accordance with appropriate dewatering BMPs (see NS-2) and in accordance with local
permits as applicable.
• To minimize vector production:
- Remove accumulation of live and dead floating vegetation in basins during every
inspection.
- Remove excessive emergent and perimeter vegetation as needed or as advised by local or
state vector control agencies.
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References
A Current Assessment of Urban Best Management Practices: Techniques for Reducing
Nonpoint Source Pollution in the Coastal Zones, Metropolitan Washington Council of
Governments, March 1992.
Draft -Sedimentation and Erosion Control, an Inventory of Current Practices, USEPA. April
1990.
U.S. Environmental Protection Agency (USEPA). Erosion and Sediment Control, Surface
Mining in the Eastern U.S., U.S. Environmental Protection Agency, Office of Water,
Washington, DC,Washington, D.C., 1976.
Fifield, J.S. Designing for Effective Sediment and Erosion Control on Construction Sites.
Forester Press, Santa Barbara, CA. 2004.
Goldman S.J., Jackson K. and Bursztynsky T.A. Erosion and Sediment Control Handbook.
McGraw-Hill Book Company, 1986.
U.S. Environmental Protection Agency (USEPA). Guidance Specifying Management Measures
for Nonpoint Pollution in Coastal Waters. EPA 84o-B-9-002. U.S. Environmental Protection
Agency, Office of Water, Washington, DC, 1993•
Guidelines for the Design and Construction of Small Embankment Dams, Division of Safety of
Dams, California Department of Water Resources, March 1986.
Haan C.T., Barfield B.J. and Hayes J.C. Design Hydrology and Sedimentology for Small
Catchments. Academic Press.1994•
Inlet/Outlet Alternatives for Extended Detention Basins. State of California Department of
Transportation (Caltrans), 2001.
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
McLean, J., 2000. Mosquitoes in Constructed Wetlands: A Management Bugaboo? In T.R.
Schueler and H.K. Holland [eds.], The Practice of Watershed Protection. pp. 29-33. Center for
Watershed Protection, Ellicott City, MD, 2000.
Metzger, M.E., D. F. Messer, C. L. Beitia, C. M. Myers, and V. L. Kramer. The Dark Side of
Stormwater Runoff Management: Disease Vectors Associated with Structural BMPs, 2002.
National Management Measures to Control Nonpoint Source Pollution from Urban Areas,
United States Environmental Protection Agency, 2002.
Proposed Guidance Specifying Management Measures for Sources of Nonpoint Pollution in
Coastal Water, Work Group -Working Paper, USEPA, April 1992.
Stormwater Management of the Puget Sound Basin, Technical Manual, Publication #91-75,
Washington State Department of Ecology, February 1992.
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Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Water Quality Management Plan for the Lake Tahoe Region, Volume II Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
Young, G.K. and Graziano, F., Outlet Hydraulics of Extended Detention Facilities for Northern
Virginia Planning District Commission,1989.
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SedimentBas"in SE-2
FIGURE 1: TYPICAL TEMPORARY SEDIMENT BASIN
_........................ _........................_.
MULTIPLE ORIFICE DEwSwIwGN,
NOT TO SCALE
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Sed�imen�t Basmin SE-2
...... . ....... .......
FIGURE 2: MULTIPLE ORIFICE OUTLETRISER
NOT TO SCALE
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PROFILE
N,QU$-:"
1 THE MOST IMPORTANT DESIGN PARAMETER IS
THE CONTROL OF ORIFICE SIZE, 104CH CAN
CONTROL DESIRED -D-EWATERING TWE-THE
LONGER THE DEWATERING TIME, THE BMEER
THE QUAUTY OF WATER DISCHARGED FROM
THE SEDWEENT BASIN,
2, DESIGN BY W. FAACLOTH ? PXi ENT
#5,820.751).
3 RQUIRE iS MEANT TO C014VEY CONCEPT ONLY
SVES/P.ATERiALS SPECIFIED DURiNG DETAILED
oi!SIGN
a
OUTLET END: FLOAT
CONNFCTION TO
OUTLET PIPE OR
RISER
BARREL PIPE LONGER
THAN SHOWN
FLEXIBLE JOINT
OUT U-7 PIPE -(W� ETRK-NIEW
FIGU.R,E,: TYPICAL SKIMMER
NOT TO SCALE
VENT PIPE
PVC PIPE
INLET END ORIFICE
INSIDE SCREEN AND
ACCESSIBLE
THROUGH DOOR
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Sediment Basin SE-2
EARTHEN BAFFLE (TYP.)
STABILIZED
INLET— \
ELEVATION
VAR�Es
SECT A -A'
MAX, WATER
_X—SURFACE ELEVATION
_y CLEVATION VARI",
WMIRIM.
M190
NOTE:
1. RAFFLES ARE TO BE CONSTRUCTED TO MEET
714h KVQkJIRFA.' LkNCIW 10 W01H fWzJQS.
Z. 'REST OF "rHE fi>VFLES SHOULD fiat, LEVEL
WHH OR JUST BELOW THE CREST OF THE
EIVERCENCY SPILLWAY.
TOP OF WJ FILE
RiSER
—EMBANKMENT
51DE :SLOPEE5
3; 1 (H;V) MAX
OUITLET
PROTECTION
EMERGENCY
SPILLWAY
FIGLWE 4aypicAL,rFuPORARY SEDIMENT BASIN
WITH BAFFLES
NOT TO SCALE
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Sedimentr
Categories
EC Erosion Control
SE Sediment Control
TC Tracking Control
WE Wind Erosion Control
NS Non-Stormwater
Management Control
WM Waste Management and
Materials Pollution Control
Legend:
0 Primary Objective
0 Secondary Objective
Targeted Constituents
Description and Purpose
Sediment Q
A sediment trap is a containment area where sediment -laden
Nutrients
runoff is temporarily detained under quiescent conditions,
Trash
allowing sediment to settle out or before the runoff is
Metals
discharged by gravity flow. Sediment traps are formed by
excavating or constructing an earthen embankment across a
Bacteria
waterway or low drainage area.
Oil and Grease
Organics
Trap design guidance provided in this fact sheet is not intended
to guarantee compliance with numeric discharge limits
(numeric action levels or numeric effluent limits for turbidity).
potential Alternatives
�Mwp
Compliance with discharge limits requires a thoughtful
SE-2 Sediment Basin (for larger
approach to comprehensive BMP planning, implementation,
areas)
and maintenance. Therefore, optimally designed and
maintained sediment traps should be used in conjunction with
a comprehensive system of BMPs.
Suitable Applications If User/Subscriber modifies this fact
Sediment traps should be considered for use: sheet in any way, the CASQA
name/logo and footer below must be
• At the perimeter of the site at locations where sediment- removed from each page and not
laden runoff is discharged offsite. appear on the modified version.
• At multiple locations within the project site where sediment
control is needed.
Around or upslope from storm drain inlet protection
measures.
Sediment traps maybe used on construction projects where
the drainage area is less than 5 acres. Traps would be
„,API 1A ,4
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placed where sediment -laden stormwater may enter a storm drain or watercourse. SE-2,
Sediment Basins, must be used for drainage areas greater than 5 acres.
a As a supplemental control, sediment traps provide additional protection for a water body or
for reducing sediment before it enters a drainage system.
Limitations
• Requires large surface areas to permit infiltration and settling of sediment.
• Not appropriate for drainage areas greater than 5 acres.
• Only removes large and medium sized particles and requires upstream erosion control.
• Attractive and dangerous to children, requiring protective fencing.
• Conducive to vector production.
• Should not be located in live streams.
Implementation
Design
A sediment trap is a small temporary ponding area, usually with a gravel outlet, formed by
excavation or by construction of an earthen embankment. Its purpose is to collect and store
sediment from sites cleared or graded during construction. It is intended for use on small
drainage areas with no unusual drainage features and projected for a quick build -out time. It
should help in removing coarse sediment from runoff. The trap is a temporary measure with a
design life of approximately six months to one year and is to be maintained until the site area is
permanently protected against erosion by vegetation and/or structures.
Sediment traps should be used only for small drainage areas. If the contributing drainage area
is greater than 5 acres, refer to SE-2, Sediment Basins, or subdivide the catchment area into
smaller drainage basins.
Sediment usually must be removed from the trap after each rainfall event. The SWPPP should
detail how this sediment is to be disposed, such as in fill areas onsite, or removal to an approved
offsite dump. Sediment traps used as perimeter controls should be installed before any land
disturbance takes place in the drainage area.
Sediment traps are usually small enough that a failure of the structure would not result in a loss
of life, damage to home or buildings, or interruption in the use of public roads or utilities.
However, sediment traps are attractive to children and can be dangerous. The following
recommendations should be implemented to reduce risks:
a Install continuous fencing around the sediment trap or pond. Consult local ordinances
regarding requirements for maintaining health and safety.
it Restrict basin side slopes to 3:1 or flatter.
Sediment trap size depends on the type of soil, size of the drainage area, and desired sediment
removal efficiency (see SE-2, Sediment Basin). As a rule of thumb, the larger the basin volume
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Seddimenta
the greater the sediment removal efficiency. Sizing criteria are typically established under the
local grading ordinance or equivalent. The runoff volume from a 2-year storm is a common
design criterion for a sediment trap. The sizing criteria below assume that this runoff volume is
0.042 acre-ft/acre (0.5 in. of runoff). While the climatic, topographic, and soil type extremes
make it difficult to establish a statewide standard, the following criteria should trap moderate to
high amounts of sediment in most areas of California:
• Locate sediment traps as near as practical to areas producing the sediment.
A Trap should be situated according to the following criteria: (1) by excavating a suitable area
or where a low embankment can be constructed across a swale, (2) where failure would not
cause loss of life or property damage, and (3) to provide access for maintenance, including
sediment removal and sediment stockpiling in a protected area.
• Trap should be sized to accommodate a settling zone and sediment storage zone with
recommended minimum volumes of 67 yd3/acre and 33 yd3/acre of contributing drainage
area, respectively, based on 0.5 in. of runoff volume over a 24-hour period. In many cases,
the size of an individual trap is limited by available space. Multiple traps or additional
volume may be required to accommodate specific rainfall, soil, and site conditions.
• Traps with an impounding levee greater than 4.5 ft tall, measured from the lowest point to
the impounding area to the highest point of the levee, and traps capable of impounding more
than 35,000 ft3, should be designed by a Registered Civil Engineer. The design should
include maintenance requirements, including sediment and vegetation removal, to ensure
continuous function of the trap outlet and bypass structures.
• The outlet pipe or open spillway must be designed to convey anticipated peak flows.
• Use rock or vegetation to protect the trap outlets against erosion.
• Fencing should be provided to prevent unauthorized entry.
Installation
Sediment traps can be constructed by excavating a depression in the ground or creating an
impoundment with a small embankment. Sediment traps should be installed outside the area
being graded and should be built prior to the start of the grading activities or removal of
vegetation. To minimize the area disturbed by them, sediment traps should be installed in
natural depressions or in small swales or drainage ways. The following steps must be followed
during installation:
a The area under the embankment must be cleared, grubbed, and stripped of any vegetation
and root mat. The pool area should be cleared.
a The fill material for the embankment must be free of roots or other woody vegetation as well
as oversized stones, rocks, organic material, or other objectionable material. The
embankment may be compacted by traversing with equipment while it is being constructed.
• All cut -and -fill slopes should be 3:1 or flatter.
• When a riser is used, all pipe joints must be watertight.
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Sediment Trap SE-3
• When a riser is used, at least the top two-thirds of the riser should be perforated with 0.5 in.
diameter holes spaced 8 in. vertically and 10 to 12 in. horizontally. See SE-2, Sediment
Basin.
• When an earth or stone outlet is used, the outlet crest elevation should be at least i ft below
the top of the embankment.
• When crushed stone outlet is used, the crushed stone used in the outlet should meet
AASHTO M43, size No. 2 or 24, or its equivalent such as MSHA No. 2. Gravel meeting the
above gradation may be used if crushed stone is not available.
Costs
Average annual cost per installation is $15 ft 2 and plus additional costs for the design and
maintenance.
Inspection and Maintenance
a Inspect BMPs in accordance with General Permit requirements for the associated project
type and risk level. It is recommended that at a minimum, BMPs be inspected weekly, prior
to forecasted rain events, daily during extended rain events, and after the conclusion of rain
events.
El Inspect outlet area for erosion and stabilize if required.
■ Inspect trap banks for seepage and structural soundness, repair as needed.
■ Inspect outlet structure and spillway for any damage or obstructions. Repair damage and
remove obstructions as needed.
• Inspect fencing for damage and repair as needed.
■ Inspect the sediment trap for area of standing water during every visit. Corrective measures
should be taken if the BMP does not dewater completely in 96 hours or less to prevent vector
production.
• Sediment that accumulates in the BMP must be periodically removed in order to maintain
BMP effectiveness. Sediment should be removed when the sediment accumulation reaches
one-third of the trap capacity. Sediment removed during maintenance may be incorporated
into earthwork on the site or disposed of at an appropriate location.
■ Remove vegetation from the sediment trap when first detected to prevent pools of standing
water and subsequent vector production.
• BMPs that require dewatering shall be continuously attended while dewatering takes place.
Dewatering BMPs per NS-2 shall be implemented at all times during dewatering activities.
References
Brown, W., and T. Schueler. The Economics of Stormwater BMPs in the Mid -Atlantic Region.
Prepared for Chesapeake Research Consortium, Edgewater, MD, by the Center for Watershed
Protection, Ellicott City, MD, 1997•
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Agreement No. 6574
Sediment s
Draft — Sedimentation and Erosion Control, an Inventory of Current Practices, USEPA, April
1990.
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
Metzger, M.E., D.F. Messer, C.L. Beitia, C.M. Myers, and V.L. Kramer, The Dark Side of
Stormwater Runoff Management: Disease Vectors Associated with Structural BMPs, 2002.
National Management Measures to Control Nonpoint Source Pollution from Urban Areas,
United States Environmental Protection Agency, 2002.
Proposed Guidance Specifying Management Measures for Sources of Nonpoint Pollution in
Coastal Waters, Work Group -Working Paper, USEPA, April 1992.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management Manual for The Puget Sound Basin, Washington State Department of
Ecology, Public Review Draft,1991.
U.S. Environmental Protection Agency (USEPA). Guidance Specifying Management Measures
for Nonpoint Pollution in Coastal Waters. EPA 840-B-9-002. U.S. Environmental Protection
Agency, Office of Water, Washington, DC, 1993•
Water Quality Management Plan for the Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
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Sediment Trap SiE-3
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Agreement No. 6574
Check Dams 4
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WIN
Waste Management and
Materials Pollution Control
Legend:
0
Primary Category
❑X Secondary Category
❑x
0
Targeted Constituents
Description and Purpose sediment
A check dam is a small barrier constructed of rock, gravel bags, Nutrients
sandbags, fiber rolls, or other proprietary products, placed Trash
across a constructed swale or drainage ditch. Check dams
reduce the effective slope of the channel, thereby reducing Metals
scour and channel erosion by reducing flow velocity and Bacteria
increasing residence time within the channel, allowing Oil and Grease
sediment to settle. Organics
Suitable Applications
Check dams may be appropriate in the following situations:
Potential Alternatives
SE-5 Fiber Rolls
• To promote sedimentation behind the dam.
SE-6 Gravel Bag Berm
■ To prevent erosion by reducing the velocity of channel flow
SE-8 Sandbag Barrier
in small intermittent channels and temporary swales.
SE-12 Manufactured Linear
• In small open channels that drain io acres or less.
Sediment Controls
SE-14 Biofilter Bags
• In steep channels where stormwater runoff velocities„
exceed 5 ft/s.
If User/Subscriber modifies this fact
sheet in any way, the CASQA
• During the establishment of grass linings in drainage
name/logo and footer below must be
ditches or channels.
removed from each page and not
appear on the modified version.
• In temporary ditches where the short length of service does
not warrant establishment of erosion -resistant linings.
i -._._
To act as a grade control structure.
rt..�m m�m� o, m �:or mmamm�rvww � mm mm
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Agreement No. 6574
Check Dams SE-4
Limitations
a Not to be used in live streams or in channels with extended base flows.
• Not appropriate in channels that drain areas greater than 10 acres.
• Not appropriate in channels that are already grass -lined unless erosion potential or
sediment -laden flow is expected, as installation may damage vegetation.
■ Require extensive maintenance following high velocity flows.
m Promotes sediment trapping which can be re -suspended during subsequent storms or
removal of the check dam.
• Do not construct check dams with straw bales or silt fence.
• Water suitable for mosquito production may stand behind check dams, particularly if
subjected to daily non-stormwater discharges.
Implementation
General
Check dams reduce the effective slope and create small pools in swales and ditches that drain 10
acres or less. Using check dams to reduce channel slope reduces the velocity of stormwater
flows, thus reducing erosion of the swale or ditch and promoting sedimentation. Thus, check
dams are dual-purpose and serve an important role as erosion controls as well as sediment
controls. Note that use of 1-2 isolated check dams for sedimentation will likely result in little net
removal of sediment because of the small detention time and probable scour during longer
storms. Using a series of check dams will generally increase their effectiveness. A sediment trap
(SE-3) may be placed immediately upstream of the check dam to increase sediment removal
efficiency.
Design and Layout
Check dams work by decreasing the effective slope in ditches and swales. An important
consequence of the reduced slope is a reduction in capacity of the ditch or swale. This reduction
in capacity should be considered when using this BMP, as reduced capacity can result in
overtopping of the ditch or swale and resultant consequences. In some cases, such as a
"permanent" ditch or swale being constructed early and used as a "temporary" conveyance for
construction flows, the ditch or Swale may have sufficient capacity such that the temporary
reduction in capacity due to check dams is acceptable. When check dams reduce capacities
beyond acceptable limits, either:
x Don't use check dams. Consider alternative BMPs, or.
a Increase the size of the ditch or swale to restore capacity
Maximum slope and velocity reduction is achieved when the toe of the upstream dam is at the
same elevation as the top of the downstream dam (see "Spacing Between Check Dams" detail at
the end of this fact sheet). The center section of the dam should be lower than the edge sections
(at least 6 inches), acting as a spillway, so that the check dam will direct flows to the center of
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Check .,
ms SE-4
the ditch or swale (see "Typical Rock Check Dam" detail at the end of this fact sheet). Bypass or
side -cutting can occur if a sufficient spillway is not provided in the center of the dam.
Check dams are usually constructed of rock, gravel bags, sandbags, and fiber rolls. A number of
products can also be used as check dams (e.g. HDPE check dams, temporary silt dikes (SE-12)),
and some of these products can be removed and reused. Check dams can also be constructed of
logs or lumber and have the advantage of a longer lifespan when compared to gravel bags,
sandbags, and fiber rolls. Check dams should not be constructed from straw bales or silt fences,
since concentrated flows quickly wash out these materials.
Rock check dams are usually constructed of 8 to 12 in. rock. The rock is placed either by hand or
mechanically, but never just dumped into the channel. The dam should completely span the
ditch or swale to prevent washout. The rock used should be large enough to stay in place given
the expected design flow through the channel. It is recommended that abutments be extended
18 in. into the channel bank. Rock can be graded such that smaller diameter rock (e.g. 2-4 in) is
located on the upstream side of larger rock (holding the smaller rock in place); increasing
residence time.
Log check dams are usually constructed of 4 to 6 in. diameter logs, installed vertically. The logs
should be embedded into the soil at least 18 in. Logs can be bolted or wired to vertical support
logs that have been driven or buried into the soil.
See fiber rolls, SE-5, for installation of fiber roll check dams.
Gravel bag and sand bag check dams are constructed by stacking bags across the ditch or swale,
shaped as shown in the drawings at the end of this fact sheet (see "Gravel Bag Check Dam" detail
at the end of this fact sheet).
Manufactured products, such as temporary silt dikes (SE-12), should be installed in accordance
with the manufacturer's instructions. Installation typically requires anchoring or trenching of
products, as well as regular maintenance to remove accumulated sediment and debris.
If grass is planted to stabilize the ditch or swale, the check dam should be removed when the
grass has matured (unless the slope of the swales is greater than 4%).
The following guidance should be followed for the design and layout of check dams:
a Install the first check dam approximately 16 ft from the outfall device and at regular
intervals based on slope gradient and soil type.
a Check dams should be placed at a distance and height to allow small pools to form between
each check dam.
a For multiple check dam installation, backwater from a downstream check dam should reach
the toes of the upstream check dam.
a A sediment trap provided immediately upstream of the check dam will help capture
sediment. Due to the potential for this sediment to be resuspended in subsequent storms,
the sediment trap should be cleaned following each storm event.
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Check Dams SE-4
• High flows (typically a 2-year storm or larger) should safely flow over the check dam without
an increase in upstream flooding or damage to the check dam.
x Where grass is used to line ditches, check dams should be removed when grass has matured
sufficiently to protect the ditch or swale.
Materials
• Rock used for check dams should typically be 8-12 in rock and be sufficiently sized to stay in
place given expected design flows in the channel. Smaller diameter rock (e.g. 2 to 4 in) can
be placed on the upstream side of larger rock to increase residence time.
• Gravel bags used for check dams should conform to the requirements of SE-6, Gravel Bag
Berms.
■ Sandbags used for check dams should conform to SE-8, Sandbag Barrier.
r Fiber rolls used for check dams should conform to SE-5, Fiber Rolls.
w Temporary silt dikes used for check dams should conform to SE-12, Temporary Silt Dikes.
Installation
• Rock should be placed individually by hand or by mechanical methods (no dumping of rock)
to achieve complete ditch or swale coverage.
• Tightly abut bags and stack according to detail shown in the figure at the end of this section
(pyramid approach). Gravel bags and sandbags should not be stacked any higher than 3 ft.
• Upper rows or gravel and sand bags shall overlap joints in lower rows.
s Fiber rolls should be trenched in, backfilled, and firmly staked in place.
• Install along a level contour.
• HDPE check dams, temporary silt dikes, and other manufactured products should be used
and installed per manufacturer specifications.
Costs
Cost consists of labor costs if materials are readily available (such as gravel on -site). If material
must be imported, costs will increase. For other material and installation costs, see SE-5, SE-6,
SE-8, SE-12, and SE-14.
Inspection and Maintenance
a BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
Replace missing rock, bags, rolls, etc. Replace bags or rolls that have degraded or have
become damaged.
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Check Dams SE-4
• If the check dam is used as a sediment capture device, sediment that accumulates behind the
BMP should be periodically removed in order to maintain BMP effectiveness. Sediment
should be removed when the sediment accumulation reaches one-third of the barrier height.
• If the check dam is used as a grade control structure, sediment removal is not required as
long as,the system continues to control the grade.
• Inspect areas behind check dams for pools of standing water, especially if subjected to daily
non-stormwater discharges.
• Remove accumulated sediment prior to permanent seeding or soil stabilization.
• Remove check dam and accumulated sediment when check dams are no longer needed.
References
Draft — Sedimentation and Erosion Control, and Inventory of Current Practices, USEPA, April
1990.
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Stormwater Management of the Puget Sound Basin, Technical Manual, Publication #91-75,
Washington State Department of Ecology, February 1992.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
Metzger, M.E. 2004. Managing mosquitoes in stormwater treatment devices. University of
California Division of Agriculture and Natural Resources, Publication 8125. On-line: http://
anrcatalog.ucdavis.edu/pdf/8125.pdf
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..........
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r
w00
•'�JM�'Fi+p.:�Wew4�� . Mtl�`t ......
A SEMEN CRECK DMS
-------------
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Agreement No. 6574
Fiber Rolls, SE-5
Description and Purpose
A fiber roll (also known as wattles or logs) consists of straw,
coir, curled wood fiber, or other biodegradable materials bound
into a tight tubular roll wrapped by plastic netting, which can
be photodegradable, or natural fiber, such as jute, cotton, or
sisal. Additionally, gravel core fiber rolls are available, which
contain an imbedded ballast material such as gravel or sand for
additional weight when staking the rolls are not feasible (such
as use as inlet protection). When fiber rolls are placed at the
toe and on the face of slopes along the contours, they intercept
runoff, reduce its flow velocity, release the runoff as sheet flow,
and provide removal of sediment from the runoff (through
sedimentation). By interrupting the length of a slope, fiber rolls
can also reduce sheet and rill erosion until vegetation is
established.
Suitable Applications
Fiber rolls maybe suitable:
■ Along the toe, top, face, and at grade breaks of exposed and
erodible slopes to shorten slope length and spread runoff as
sheet flow.
• At the end of a downward slope where it transitions to a
steeper slope.
• Along the perimeter of a project.
in As check dams in unlined ditches with minimal grade.
a Down -slope of exposed soil areas.
Categories
EC
. �������Erosion Control��........����.....
FicKI
SE
Sediment Control Q
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
Q
Primary Category
❑X
Secondary Category
Targeted Constituents
.,..Sediment
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
SE-�1 Silt Fence�
SE-6 Gravel Bag Berm
SE-8 Sandbag Barrier
SE-12 Manufactured Linear
Sediment Controls
SE-14 Biofilter Bags
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version,
December 2019 CASQA BMP Handbook
K m•,��IIWu7mm.�4;0 mi, mo-l'W.mnmm oro m,s�mr q
Construction
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Agreement No. 6574
RollsFiber
• At operational storm drains as a form of inlet protection.
• Around temporary stockpiles.
Limitations
wry Fiber rolls should be used in conjunction with erosion control, such as hydroseed, RECPs,
etc.
■ Only biodegradable fiber rolls containing no plastic can remain on a site applying for a
Notice of Termination due to plastic pollution and wildlife concerns (State Water Board,
2016). Fiber rolls containing plastic that are used on a site must be disposed of for final
stabilization.
wri Fiber rolls are not effective unless trenched in and staked. If not properly staked and
trenched in, fiber rolls will not work as intended and could be transported by high flows.
■ Not intended for use in high flow situations (i.e., for concentrated flows).
• Difficult to move once saturated.
• Fiber rolls have a limited sediment capture zone.
vi Fiber rolls should not be used on slopes subject to creep, slumping, or landslide.
ww Rolls typically function for 12-24 months, depending upon local conditions and roll material.
Implementation
Fiber Roll Materials
• Fiber rolls should be prefabricated.
• Fiber rolls may come manufactured containing polyacrylamide (PAM), a flocculating agent
within the roll. Fiber rolls impregnated with PAM provide additional sediment removal
capabilities and should be used in areas with fine, clayey or silty soils to provide additional
sediment removal capabilities. Monitoring may be required for these installations.
• Fiber rolls are made from weed -free rice straw, flax, curled wood fiber, or coir bound into a
tight tubular roll by netting or natural fiber (see Limitations above regarding plastic
netting).
war Typical fiber rolls vary in diameter from 6 in. to 20 in. Larger diameter rolls are available as
well. The larger the roll, the higher the sediment retention capacity.
• Typical fiber rolls lengths are 4, 10, 20 and 25 ft., although other lengths are likely available.
Installation
a Locate fiber rolls on level contours spaced as follows:
- Slope inclination of 4:1 (H:V) or flatter: Fiber rolls should be placed at a maximum
interval of 20 ft.
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Agreement No. 6574
Fiber Rolls
- Slope inclination between 4:1 and 2:1 (H:V): Fiber Rolls should be placed at a maximum
interval of 15 ft. (a closer spacing is more effective).
- Slope inclination 2:1 (H:V) or greater: Fiber Rolls should be placed at a maximum
interval of 10 ft. (a closer spacing is more effective).
• Prepare the slope before beginning installation.
m Dig small trenches across the slope on the contour. The trench depth should be 1/4 to 1/3 of
the thickness of the roll, and the width should equal the roll diameter, in order to provide
area to backfill the trench.
■ It is critical that rolls are installed perpendicular to water movement, and parallel to the
slope contour.
mi Start building trenches and installing rolls from the bottom of the slope and work up.
a It is recommended that pilot holes be driven through the fiber roll. Use a straight bar to
drive holes through the roll and into the soil for the wooden stakes.
Turn the ends of the fiber roll up slope to prevent runoff from going around the roll.
• Stake fiber rolls into the trench.
Drive stakes at the end of each fiber roll and spaced 4 ft maximum on center.
Use wood stakes with a nominal classification of 0.75 by 0.75 in. and minimum length of
24 in.
• If more than one fiber roll is placed in a row, the rolls should be overlapped, not abutted.
• See typical fiber roll installation details at the end of this fact sheet.
Removal
Fiber rolls can be left in place or removed depending on the type of fiber roll and application
(temporary vs. permanent installation). Fiber rolls encased with plastic netting or
containing any plastic material will need to be removed from the site for final stabilization.
Fiber rolls used in a permanent application are to be encased with a non -plastic material and
are left in place. Removal of a fiber roll used in a permanent application can result in greater
disturbance; therefore, during the BMP planning phase, the areas where fiber rolls will be
used on final slopes, only fiber rolls wrapped in non -plastic material should be selected.
* Temporary installations should only be removed when up gradient areas are stabilized per
General Permit requirements, and/or pollutant sources no longer present a hazard. But they
should also be removed before vegetation becomes too mature so that the removal process
does not disturb more soil and vegetation than is necessary.
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Fiber Rolls SE-5
Costs
Material costs for straw fiber rolls range from $26 - $38 per 25-ft. roll, and curled wood fiber
rolls range from $30 - $40 per r0112.
Material costs for PAM impregnated fiber rolls range between $9.00-$12.0o per linear foot,
based upon vendor research, .
Inspection and Maintenance
a, BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
■ Repair or replace split, torn, unraveling, or slumping fiber rolls.
• If the fiber roll is used as a sediment capture device, or as an erosion control device to
maintain sheet flows, sediment that accumulates in the BMP should be periodically removed
in order to maintain BMP effectiveness. Sediment should be removed when sediment
accumulation reaches one-third the designated sediment storage depth.
• If fiber rolls are used for erosion control, such as in a check dam, sediment removal should
not be required as long as the system continues to control the grade. Sediment control
BMPs will likely be required in conjunction with this type of application.
• Repair any rills or gullies promptly.
References
General Construction — Frequently Asked Questions, Storm Water Program website, State
Water Resources Control Board, 2009 updated in 2016. Available online at:
http: //www.waterboards.ca.gov/water_issues/programs/stormwater/gen_const_faq.shtml.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
Adjusted for inflation (2oi6 dollars) by Tetra Tech, Inc.
Costs estimated based on vendor query by Tetra Tech, Inc. 2o16.
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Agreement No. 6574
Fiber Rolls
61BSI
Note�
y au Install fiber roll
along ri level contour.
-V ki
'V V
Fiber rolls
-V
-V
VerLicnl spacing
rneasured r ilong the
face of Lhe slope
varies between Install a flber roll near
10' and 20' slope where it transitions
14 into a steeper slope
fYPICAI FIBER R01 I INS FALLA FION
.................. .
N T, '3,
Fiber roll
8" rnin
3/4" x 3/4"
wood stakes
rnox 4'
spacing
ENTR[NCHMEN I DETAIL
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Agreement No. 6574
Gravel aF
Description and Purpose
A gravel bag berm is a series of gravel -filled bags placed on a
level contour to intercept sheet flows. Gravel bags pond sheet
flow runoff, allowing sediment to settle out, and release runoff
slowly as sheet flow, preventing erosion.
Suitable Applications
Gravel bag berms may be suitable:
s As a linear sediment control measure:
- Below the toe of slopes and erodible slopes
- As sediment traps at culvert/pipe outlets
- Below other small cleared areas
- Along the perimeter of a site
- Down slope of exposed soil areas
- Around temporary stockpiles and spoil areas
- Parallel to a roadway to keep sediment off paved areas
- Along streams and channels
• As a linear erosion control measure:
- Along the face and at grade breaks of exposed and
erodible slopes to shorten slope length and spread
runoff as sheet flow.
Categories
EC
Erosion Control ❑x
SE
Sediment Control 0
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
-.......... ............................
0
Primary Category
❑x
Secondary Category
Targeted Constituents
Sediment C�J
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
SE-1 Silt Fence
SE-5 Fiber Roll
SE-8 Sandbag Barrier
SE-12 Temporary Silt Dike
SE-14 Biofilter Bags
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
December 2019 CASQA BMP Handbook 1 of 4
Construction
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Agreement No. 6574
- At the top of slopes to divert runoff away from disturbed slopes.
- As chevrons (small check dams) across mildly sloped construction roads. For use check
dam use in channels, see SE-4, Check Dams.
Limitations
■ Gravel berms may be difficult to remove.
a Removal problems limit their usefulness in landscaped areas.
• Gravel bag berm may not be appropriate for drainage areas greater than 5 acres.
s Runoff will pond upstream of the berm, possibly causing flooding if sufficient space does not
exist.
• Degraded gravel bags may rupture when removed, spilling contents.
• Installation can be labor intensive.
® Durability of gravel bags is somewhat limited, and bags may need to be replaced when
installation is required for longer than 6 months.
■ Easily damaged by construction equipment.
■ When used to detain concentrated flows, maintenance requirements increase.
Implementation
General
A gravel bag berm consists of a row of open graded gravel -filled bags placed on a level contour.
When appropriately placed, a gravel bag berm intercepts and slows sheet flow runoff, causing
temporary ponding. The temporary ponding allows sediment to settle. The open graded gravel
in the bags is porous, which allows the ponded runoff to flow slowly through the bags, releasing
the runoff as sheet flows. Gravel bag berms also interrupt the slope length and thereby reduce
erosion by reducing the tendency of sheet flows to concentrate into rivulets, which erode rills,
and ultimately gullies, into disturbed, sloped soils. Gravel bag berms are similar to sand bag
barriers but are more porous. Generally, gravel bag berms should be used in conjunction with
temporary soil stabilization controls up slope to provide effective erosion and sediment control.
Design and Layout
mi Locate gravel bag berms on level contours.
When used for slope interruption, the following slope/sheet flow length combinations apply:
Slope inclination of 4:1(H:V) or flatter: Gravel bags should be placed at a maximum
interval of 20 ft, with the first row near the slope toe.
Slope inclination between 4:1 and 2:1 (H:V): Gravel bags should be placed at a maximum
interval of 15 ft. (a closer spacing is more effective), with the first row near the slope toe.
December 2019 CASQA BMP Handbook 2 of 4
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Agreement No. 6574
Gravel Bag Berm
Slope inclination 2:1 (H:V) or greater: Gravel bags should be placed at a maximum
interval of 10 ft. (a closer spacing is more effective), with the first row near the slope toe.
Turn the ends of the gravel bag barriers up slope to prevent runoff from going around the
berm.
a Allow sufficient space up slope from the gravel bag berm to allow ponding, and to provide
room for sediment storage.
For installation near the toe of the slope, gravel bag barriers should be set back from the
slope toe to facilitate cleaning. Where specific site conditions do not allow for a set -back, the
gravel bag barrier may be constructed on the toe of the slope. To prevent flows behind the
barrier, bags can be placed perpendicular to a berm to serve as cross barriers.
• Drainage area should not exceed 5 acres.
• In Non -Traffic Areas:
Height = 18 in. maximum
- Top width = 24 in. minimum for three or more -layer construction
Top width = 12 in. minimum for one- or two -layer construction
- Side slopes = 2:1(H:V) or flatter
In Construction Traffic Areas:
- Height = 12 in. maximum
- Top width = 24 in. minimum for three or more -layer construction.
- Top width =12 in. minimum for one- or two -layer construction.
- Side slopes = 2:1(H:V) or flatter.
a Butt ends of bags tightly.
ol On multiple row, or multiple layer construction, overlap butt joints of adjacent row and row
beneath.
w Use a pyramid approach when stacking bags.
Materials
a Bag Material: Bags should be woven polypropylene, polyethylene or polyamide fabric or
burlap, minimum unit weight of 4 ounces/yd2, Mullen burst strength exceeding 300 lb/in2 in
conformance with the requirements in ASTM designation D3786, and ultraviolet stability
exceeding 70% in conformance with the requirements in ASTM designation D4355•
December 2019 CASQA BMP Handbook 3 of 4
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Agreement No. 6574
Gravelr 6
■ Bag Size: Each gravel -filled bag should have a length of 18 in., width of 12 in., thickness of
3 in., and mass of approximately 33 lbs. Bag dimensions are nominal and may vary based on
locally available materials.
Fill Material: Fill material should be 0.5 to 1 in. Crushed rock, clean and free from clay,
organic matter, and other deleterious material, or other suitable open graded, non -cohesive,
porous gravel.
Costs
Material costs for gravel bags are average and are dependent upon material availability. $3.20-
$3.8o per filled gravel bag is standard based upon vendor research (Adjusted for inflation, 2016
dollars, by Tetra Tech, Inc.).
Inspection and Maintenance
• BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• Gravel bags exposed to sunlight will need to be replaced every two to three months due to
degrading of the bags.
■ Reshape or replace gravel bags as needed.
• Repair washouts or other damage as needed.
• Sediment that accumulates in the BMP should be periodically removed in order to maintain
BMP effectiveness. Sediment should be removed when the sediment accumulation reaches
one-third of the barrier height.
• Remove gravel bag berms when no longer needed and recycle gravel fill whenever possible
and properly dispose of bag material. Remove sediment accumulation and clean, re -grade,
and stabilize the area.
References
Handbook of Steel Drainage and Highway Construction, American Iron and Steel Institute,
1983.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Stormwater Pollution Plan Handbook, First Edition, State of California, Department of
Transportation Division of New Technology, Materials and Research, October 1992.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
December 2019 CASQA BMP Handbook 4 of 4
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Agreement No. 6574
VacuumingStreet Sweeping and
r
Description and Purpose
Street sweeping and vacuuming includes use of self-propelled
and walk -behind equipment to remove sediment from streets
and roadways and to clean paved surfaces in preparation for
final paving. Sweeping and vacuuming prevents sediment from
the project site from entering storm drains or receiving waters.
Suitable Applications
Sweeping and vacuuming are suitable anywhere sediment is
tracked from the project site onto public or private paved
streets and roads, typically at points of egress. Sweeping and
vacuuming are also applicable during preparation of paved
surfaces for final paving.
Limitations
Sweeping and vacuuming may not be effective when
sediment is wet or when tracked soil is caked (caked soil
may need to be scraped loose).
Sweeping may be less effective for fine particle soils (i.e.,
clay).
Implementation
w Controlling the number of points where vehicles can leave
the site will allow sweeping and vacuuming efforts to be
focused and perhaps save money.
■ Inspect potential sediment tracking locations daily.
Categories
EC Erosion Control
SE
Sediment Control ❑x
TC
Tracking Control Q
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
...............
Q
Primary Objective
0
Secondary Objective
Targeted Constituents
Sediment
Q
Nutrients
Trash
Q
Metals
Bacteria
Oil and Grease
Q
Organics
Potential Alternatives
None
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namellogo and footer below must be
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Agreement No. 6574
Street S�weeping and Vacuuming SE-7
a Visible sediment tracking should be swept or vacuumed on a daily basis.
a, Do not use kick brooms or sweeper attachments. These tend to spread the dirt rather than
remove it.
a If not mixed with debris or trash, consider incorporating the removed sediment back into
the project
Costs
Rental rates for self-propelled sweepers vary depending on hopper size and duration of rental.
Expect rental rates from $ 65o/day to $2,5oo/day,, plus operator costs. Hourly production
rates vary with the amount of area to be swept and amount of sediment. Match the hopper size
to the area and expect sediment load to minimize time spent dumping.
Inspection and Maintenance
a Inspect BMPs in accordance with General Permit requirements for the associated project
type and risk level. It is recommended that at a minimum, BMPs be inspected weekly, prior
to forecasted rain events, daily during extended rain events, and after the conclusion of rain
events.
■ When actively in use, points of ingress and egress must be inspected daily.
• When tracked or spilled sediment is observed outside the construction limits, it must be
removed at least daily. More frequent removal, even continuous removal, may be required
in some jurisdictions.
■ Be careful not to sweep up any unknown substance or any object that may be potentially
hazardous.
■ Adjust brooms frequently; maximize efficiency of sweeping operations.
■ After sweeping is finished, properly dispose of sweeper wastes at an approved dumpsite.
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
I Based on contractor query conducted by Tetra Tech, Inc. November 2016.
December 2019 CASQA BMP Handbook 2 of 2
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Agreement No. 6574
Sandbag Barrier SE-�8
Description and Purpose
A sandbag barrier is a series of sand -filled bags placed on a
level contour to intercept or to divert sheet flows. Sandbag
barriers placed on a level contour pond sheet flow runoff,
allowing sediment to settle out.
Suitable Applications
Sandbag barriers may be a suitable control measure for the
applications described below. It is important to consider that
sand bags are less porous than gravel bags and ponding or
flooding can occur behind the barrier. Also, sand is easily
transported by runoff if bags are damaged or ruptured. The
SWPPP Preparer should select the location of a sandbag barrier
with respect to the potential for flooding, damage, and the
ability to maintain the BMP.
a As a linear sediment control measure:
Below the toe of slopes and erodible slopes.
As sediment traps at culvert/pipe outlets.
- Below other small cleared areas.
- Along the perimeter of a site.
- Down slope of exposed soil areas.
- Around temporary stockpiles and spoil areas.
Parallel to a roadway to keep sediment off paved areas.
- Along streams and channels.
Categories
EC
.. . . . .....
Erosion Conte rol
SE
Sediment Control Q
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
Waste Management and
WM
Materials Pollution Control
.................
Legend:
..................
Q
Primary Category
❑X
Secondary Category
Targeted Constituents
Sediment
Q
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
SE-1 Silt Fence
SE-5 Fiber Rolls
SE-6 Gravel Bag Berm
SE-12 Manufactured Linear
Sediment Controls
SE-14 Biofilter Bags
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KAMUMN911 wrt�
December 2019 CASQA BMP Handbook 1 of 6
Construction
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Agreement No. 6574
Sandbag Barrier
a As linear erosion control measure:
- Along the face and at grade breaks of exposed and erodible slopes to shorten slope length
and spread runoff as sheet flow.
- At the top of slopes to divert runoff away from disturbed slopes.
- As check dams across mildly sloped construction roads.
Limitations
o It is necessary to limit the drainage area upstream of the barrier to 5 acres.
• Sandbags are not intended to be used as filtration devices.
• Easily damaged by construction equipment.
• Degraded sandbags may rupture when removed, spilling sand.
• Installation can be labor intensive.
• Durability of sandbags is somewhat limited, and bags will need to be replaced when there
are signs of damage or wear.
® Burlap should not be used for sandbags.
Implementation
General
A sandbag barrier consists of a row of sand -filled bags placed on a level contour. When
appropriately placed, a sandbag barrier intercepts and slows sheet flow runoff, causing
temporary ponding. The temporary ponding allows sediment to settle. Sand -filled bags have
limited porosity, which is further limited as the fine sand tends to quickly plug with sediment,
limiting or completely blocking the rate of flow through the barrier. If a porous barrier is
desired, consider SE-1, Silt Fence, SE-5, Fiber Rolls, SE-6, Gravel Bag Berms or SE-14, Biofilter
Bags. Sandbag barriers also interrupt the slope length and thereby reduce erosion by reducing
the tendency of sheet flows to concentrate into rivulets which erode rills, and ultimately gullies,
into disturbed, sloped soils. Sandbag barriers are similar to gravel bag berms, but less porous.
Generally, sandbag barriers should be used in conjunction with temporary soil stabilization
controls up slope to provide effective erosion and sediment control.
Design and Layout
A Locate sandbag barriers on a level contour.
When used for slope interruption, the following slope/sheet flow length combinations apply:
- Slope inclination of 4:1(H:V) or flatter: Sandbags should be placed at a maximum
interval of 20 ft, with the first row near the slope toe.
- Slope inclination between 4:1 and 2:1(H:V): Sandbags should be placed at a maximum
interval of 15 ft. (a closer spacing is more effective), with the first row near the slope toe.
December 2019 CASQA BMP Handbook 2 of 6
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Agreement No. 6574
- Slope inclination 2:1 (H:V) or greater: Sandbags should be placed at a maximum interval
of io ft. (a closer spacing is more effective), with the first row near the slope toe.
m Turn the ends of the sandbag barrier up slope to prevent runoff from going around the
barrier.
■ Allow sufficient space up slope from the barrier to allow ponding, and to provide room for
sediment storage.
• For installation near the toe of the slope, sand bag barriers should be set back from the slope
toe to facilitate cleaning. Where specific site conditions do not allow for a set -back, the sand
bag barrier may be constructed on the toe of the slope. To prevent flows behind the barrier,
bags can be placed perpendicular to a berm to serve as cross barriers.
• Drainage area should not exceed 5 acres.
• Butt ends of bags tightly.
• Overlap butt joints of row beneath with each successive row.
w Use a pyramid approach when stacking bags.
• In non -traffic areas
- Height = 18 in. maximum
- Top width = 24 in. minimum for three or more -layer construction
- Side slope = 2:1 (H:V) or flatter
a In construction traffic areas
- Height = 12 in. maximum
- Top width = 24 in. minimum for three or more -layer construction.
- Side slopes = 2:1 (H:V) or flatter.
• See typical sandbag barrier installation details at the end of this fact sheet.
Materials
• Sandbag Material: Sandbag should be woven polypropylene, polyethylene or polyamide
fabric, minimum unit weight of 4 ounces/yd2, Mullen burst strength exceeding 300 lb/in2 in
conformance with the requirements in ASTM designation D3786, and ultraviolet stability
exceeding 70% in conformance with the requirements in ASTM designation D4355• Use of
burlap is not an acceptable substitute, as sand can more easily mobilize out of burlap.
• Sandbag Size: Each sand -filled bag should have a length of 18 in., width of 12 in.,
thickness of 3 in., and mass of approximately 33 lbs. Bag dimensions are nominal and may
vary based on locally available materials.
December 2019 CASQA BMP Handbook 3 of 6
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Agreement No. 6574
Fill Material: All sandbag fill material should be non -cohesive, Class 3 (Caltrans Standard
Specification, Section 25) or similar permeable material free from clay and deleterious
material, such as recycled concrete or asphalt.
Costs
Empty sandbags cost $0.25 - $0.75. Average cost of fill material is $8 per yd3. Additional labor
is required to fill the bags. Pre -filled sandbags are more expensive at $1.50 - $2.00 per bag.
These costs are based upon vendor research.
Inspection and Maintenance
i BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• Sandbags exposed to sunlight will need to be replaced every two to three months due to
degradation of the bags.
• Reshape or replace sandbags as needed.
• Repair washouts or other damage as needed.
• Sediment that accumulates behind the BMP should be periodically removed in order to
maintain BMP effectiveness. Sediment should be removed when the sediment accumulation
reaches one-third of the barrier height.
• Remove sandbags when no longer needed and recycle sand fill whenever possible and
properly dispose of bag material. Remove sediment accumulation, and clean, re -grade, and
stabilize the area.
References
Standard Specifications for Construction of Local Streets and Roads, California Department of
Transportation (Caltrans), July 2002.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
December 2019 CASQA BMP Handbook 4 of 6
Construction
www.casqa.org
Agreement No. 6574
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Agreement No. 6574
Description and Purpose
A straw bale barrier is a series of straw bales placed on a level
contour to intercept sheet flows. Straw bale barriers pond
sheet -flow runoff, allowing sediment to settle out.
Suitable Applications
Straw bale barriers may be suitable:
As a linear sediment control measure:
- Below the toe of slopes and erodible slopes
- As sediment traps at culvert/pipe outlets
- Below other small cleared areas
- Along the perimeter of a site
- Down slope of exposed soil areas
- Around temporary stockpiles and spoil areas
- Parallel to a roadway to keep sediment off paved areas
- Along streams and channels
a As linear erosion control measure:
- Along the face and at grade breaks of exposed and
erodible slopes to shorten slope length and spread
runoff as sheet flow
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
Q
Primary Objective
0
Secondary Objective
Targeted Constituents
Sediment
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
❑x
Q
M
Potential Alternatives
SE-1 Silt Fence
SE-5 Fiber Rolls
SE-6 Gravel Bag Berm
SE-8 Sandbag Barrier
SE-12 Temporary Silt Dike
SE-14 Biofilter Bags
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removed from each page and not
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December 2019 CASQA BMP Handbook 1 of 6
Construction
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Agreement No. 6574
Straw Bale Barrier SE-9
- At the top of slopes to divert runoff away from disturbed slopes
- As check dams across mildly sloped construction roads
Limitations
Straw bale barriers:
• Are not to be used for extended periods of time because they tend to rot and fall apart
• Are suitable only for sheet flow on slopes of 10 % or flatter
■ Are not appropriate for large drainage areas, limit to one acre or less
■ May require constant maintenance due to rotting
■ Are not recommended for concentrated flow, inlet protection, channel flow, and live streams
• Cannot be made of bale bindings of jute or cotton
® Require labor-intensive installation and maintenance
® Cannot be used on paved surfaces
■ Should not to be used for drain inlet protection
• Should not be used on lined ditches
• May introduce undesirable non-native plants to the area
Implementation
General
A straw bale barrier consists of a row of straw bales placed on a level contour. When
appropriately placed, a straw bale barrier intercepts and slows sheet flow runoff, causing
temporary ponding. The temporary ponding provides quiescent conditions allowing sediment
to settle. Straw bale barriers also interrupt the slope length and thereby reduce erosion by
reducing the tendency of sheet flows to concentrate into rivulets, which erode rills, and
ultimately gullies, into disturbed, sloped soils.
Straw bale barriers have not been as effective as expected due to improper use. These barriers
have been placed in streams and drainage ways where runoff volumes and velocities have caused
the barriers to wash out. In addition, failure to stake and entrench the straw bale has allowed
undercutting and end flow. Use of straw bale barriers in accordance with this BMP should
produce acceptable results.
Design and Layout
it Locate straw bale barriers on a level contour.
- Slopes up to 1o:1(H:V): Straw bales should be placed at a maximum interval of 50 ft (a
closer spacing is more effective), with the first row near the toe of slope.
- Slopes greater than 1o:1(H:V): Not recommended.
December 2019 CASQA BMP Handbook 2 of 6
Construction
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Agreement No. 6574
Straw ■ Barrier
• Turn the ends of the straw bale barrier up slope to prevent runoff from going around the
barrier.
• Allow sufficient space up slope from the barrier to allow ponding, and to provide room for
sediment storage.
• For installation near the toe of the slope, consider moving the barrier away from the slope
toe to facilitate cleaning. To prevent flow behind the barrier, sand bags can be placed
perpendicular to the barrier to serve as cross barriers.
• Drainage area should not exceed 1 acre, or 0.25 acre per 10o ft of barrier.
• Maximum flow path to the barrier should be limited to ioo ft.
• Straw bale barriers should consist of two parallel rows.
- Butt ends of bales tightly
- Stagger butt joints between front and back row
- Each row of bales must be trenched in and firmly staked
• Straw bale barriers are limited in height to one bale laid on its side.
• Anchor bales with either two wood stakes or four bars driven through the bale and into the
soil. Drive the first stake towards the butt joint with the adjacent bale to force the bales
together.
• See attached figure for installation details.
Materials
• Straw Bale Size: Each straw bale should be a minimum of 14 in. wide, 18 in. in height, 36
in. in length and should have a minimum mass of 50 lbs. The straw bale should be
composed entirely of vegetative matter, except for the binding material.
• Bale Bindings: Bales should be bound by steel wire, nylon or polypropylene string placed
horizontally. Jute and cotton binding should not be used. Baling wire should be a minimum
diameter of 14 gauge. Nylon or polypropylene string should be approximately 12 gauge in
diameter with a breaking strength of 80 lbs force.
• Stakes: Wood stakes should be commercial quality lumber of the size and shape shown on
the plans. Each stake should be free from decay, splits or cracks longer than the thickness of
the stake, or other defects that would weaken the stakes and cause the stakes to be
structurally unsuitable. Steel bar reinforcement should be equal to a #4 designation or
greater. End protection should be provided for any exposed bar reinforcement.
Costs
Straw bales cost $5 - $7 each. Adequate labor should be budgeted for installation and
maintenance.
December 2019 CASQA BMP Handbook 3 of 6
Construction
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Agreement No. 6574
Straw Bale Barrier
Inspection and Maintenance
Maintenance
■ Inspect BMPs in accordance with General Permit requirements for the associated project
type and risk level. It is recommended that at a minimum, BMPs be inspected weekly, prior
to forecasted rain events, daily during extended rain events, and after the conclusion of rain
events.
■ Straw bales degrade, especially when exposed to moisture. Rotting bales will need to be
replaced on a regular basis.
• Replace or repair damaged bales as needed.
• Repair washouts or other damages as needed.
• Sediment that accumulates in the BMP must be periodically removed in order to maintain
BMP effectiveness. Sediment should be removed when the sediment accumulation reaches
one-third of the barrier height. Sediment removed during maintenance may be incorporated
into earthwork on the site or disposed at an appropriate location.
® Remove straw bales when no longer needed. Remove sediment accumulation, and clean, re -
grade, and stabilize the area. Removed sediment should be incorporated in the project or
disposed of.
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
December 2019 CASQA BMP Handbook 4 of 6
Construction
www.casqa.org
Agreement No. 6574
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Agreement No. 6574
Description and Purpose
Storm drain inlet protection consists of a sediment filter or an
impounding area in, around or upstream of a storm drain, drop
inlet, or curb inlet. Storm drain inlet protection measures
temporarily pond runoff before it enters the storm drain,
allowing sediment to settle. Some filter configurations also
remove sediment by filtering, but usually the ponding action
results in the greatest sediment reduction. Temporary
geotextile storm drain inserts attach underneath storm drain
grates to capture and filter storm water.
Suitable Applications
a Every storm drain inlet receiving runoff from unstabilized
or otherwise active work areas should be protected. Inlet
protection should be used in conjunction with other erosion
and sediment controls to prevent sediment -laden
stormwater and non-stormwater discharges from entering
the storm drain system.
Limitations
• Drainage area should not exceed 1 acre.
■ In general straw bales should not be used as inlet
protection.
■, Requires an adequate area for water to pond without
encroaching into portions of the roadway subject to traffic.
a Sediment removal may be inadequate to prevent sediment
discharges in high flow conditions or if runoff is heavily
sediment laden. If high flow conditions are expected, use
Categories
EC Erosion Control
SE Sediment Control
TC Tracking Control
WE Wind Erosion Control
NS Non-Stormwater
Management Control
WM Waste Management and
Materials Pollution Control
Legend:
Q Primary Category
0 Secondary Category
F&
Targeted Constituents
Sediment Q
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
SE-1 Silt Fence
SE-5 Fiber Rolls
SE-6 Gravel Bag Berm
SE-8 Sandbag Barrier
SE-14 Biofilter Bags
SE-13 Compost Socks and Berms
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
6"JAJ ,164„,32,T@X A, 11) V olio da,Ilii01111RW HMV" 04111i
December 2019 CASQA BMP Handbook 1 of 10
Construction
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Agreement No. 6574
ProtectionStorm Drain Inlet
other onsite sediment trapping techniques in conjunction with inlet protection.
r Frequent maintenance is required.
• Limit drainage area to 1 acre maximum. For drainage areas larger than 1 acre, runoff should
be routed to a sediment -trapping device designed for larger flows. See BMPs SE-2,
Sediment Basin, and SE-3, Sediment Traps.
■ Excavated drop inlet sediment traps are appropriate where relatively heavy flows are
expected, and overflow capability is needed.
Implementation
General
Inlet control measures presented in this handbook should not be used for inlets draining more
than one acre. Runoff from larger disturbed areas should be first routed through SE-2,
Sediment Basin or SE-3, Sediment Trap and/or used in conjunction with other drainage control,
erosion control, and sediment control BMPs to protect the site. Different types of inlet
protection are appropriate for different applications depending on site conditions and the type
of inlet. Alternative methods are available in addition to the methods described/shown herein
such as prefabricated inlet insert devices, or gutter protection devices.
Design and Layout
Identify existing and planned storm drain inlets that have the potential to receive sediment -
laden surface runoff. Determine if storm drain inlet protection is needed and which method to
use.
■ The key to successful and safe use of storm drain inlet protection devices is to know where
runoff that is directed toward the inlet to be protected will pond or be diverted as a result of
installing the protection device.
- Determine the acceptable location and extent of ponding in the vicinity of the drain inlet.
The acceptable location and extent of ponding will influence the type and design of the
storm drain inlet protection device.
Determine the extent of potential runoff diversion caused by the storm drain inlet
protection device. Runoff ponded by inlet protection devices may flow around the device
and towards the next downstream inlet. In some cases, this is acceptable; in other cases,
serious erosion or downstream property damage can be caused by these diversions. The
possibility of runoff diversions will influence whether or not storm drain inlet protection
is suitable; and, if suitable, the type and design of the device.
m! The location and extent of ponding, and the extent of diversion, can usually be controlled
through appropriate placement of the inlet protection device. In some cases, moving the
inlet protection device a short distance upstream of the actual inlet can provide more
efficient sediment control, limit ponding to desired areas, and prevent or control diversions.
81 Seven types of inlet protection are presented below. However, it is recognized that other
effective methods and proprietary devices exist and may be selected.
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Agreement No. 6574
Storm Dranin Inlet
Silt Fence: Appropriate for drainage basins with less than a 5% slope, sheet flows, and
flows under 0.5 cfs.
Excavated Drop Inlet Sediment Trap: An excavated area around the inlet to trap
sediment (SE-3).
Gravel bag barrier: Used to create a small sediment trap upstream of inlets on sloped,
paved streets. Appropriate for sheet flow or when concentrated flow may exceed 0.5 cfs,
and where overtopping is required to prevent flooding.
Block and Gravel Filter: Appropriate for flows greater than o.5 cfs.
- Temporary Geotextile Storm drain Inserts: Different products provide different features.
Refer to manufacturer details for targeted pollutants and additional features.
- Biofilter Bag Barrier: Used to create a small retention area upstream of inlets and can be
located on pavement or soil. Biofilter bags slowly filter runoff allowing sediment to settle
out. Appropriate for flows under 0.5 cfs.
- Compost Socks: Allow filtered run-off to pass through the compost while retaining
sediment and potentially other pollutants (SE-13). Appropriate for flows under 1.o cfs.
■ Select the appropriate type of inlet protection and design as referred to or as described in
this fact sheet.
• Provide area around the inlet for water to pond without flooding structures and property.
• Grates and spaces around all inlets should be sealed to prevent seepage of sediment -laden
water.
• Excavate sediment sumps (where needed) 1 to 2 ft with 2:1 side slopes around the inlet.
Installation
DI Protection Type 1 - Silt Fence - Similar to constructing a silt fence; see BMP SE-1,
Silt Fence. Do not place fabric underneath the inlet grate since the collected sediment may
fall into the drain inlet when the fabric is removed or replaced and water flow through the
grate will be blocked resulting in flooding. See typical Type 1 installation details at the end of
this fact sheet.
1. Excavate a trench approximately 6 in. wide and 6 in. deep along the line of the silt fence
inlet protection device.
2. Place 2 in. by 2 in. wooden stakes around the perimeter of the inlet a maximum of 3 ft
apart and drive them at least 18 in. into the ground or 12 in. below the bottom of the
trench. The stakes should be at least 48 in.
3. Lay fabric along bottom of trench, up side of trench, and then up stakes. See SE-1, Silt
Fence, for details. The maximum silt fence height around the inlet is 24 in.
4. Staple the filter fabric (for materials and specifications, see SE-1, Silt Fence) to wooden
stakes. Use heavy-duty wire staples at least 1 in. in length.
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Agreement No. 6574
Storm Drain Inlet wr 0
5. Backfill the trench with gravel or compacted earth all the way around.
• DI Protection Type 2 - Excavated Drop Inlet Sediment Trap - Install filter fabric
fence in accordance with DI Protection Type 1. Size excavated trap to provide a minimum
storage capacity calculated at the rate 67 yd3/acre of drainage area. See typical Type 2
installation details at the end of this fact sheet.
• DI Protection Type 3 - Gravel bag - Flow from a severe storm should not overtop the
curb. In areas of high clay and silts, use filter fabric and gravel as additional filter media.
Construct gravel bags in accordance with SE-6, Gravel Bag Berm. Gravel bags should be
used due to their high permeability. See typical Type 3 installation details at the end of this
fact sheet.
1. Construct on gently sloping street.
2. Leave room upstream of barrier for water to pond and sediment to settle.
3. Place several layers of gravel bags — overlapping the bags and packing them tightly
together.
4. Leave gap of one bag on the top row to serve as a spillway. Flow from a severe storm
(e.g., 10-year storm) should not overtop the curb.
■ DI Protection Type 4 — Block and Gravel Filter - Block and gravel filters are suitable
for curb inlets commonly used in residential, commercial, and industrial construction. See
typical Type 4 installation details at the end of this fact sheet.
i. Place hardware cloth or comparable wire mesh with 0.5 in. openings over the drop inlet
so that the wire extends a minimum of i ft beyond each side of the inlet structure. If
more than one strip is necessary, overlap the strips. Place woven geotextile over the wire
mesh.
2. Place concrete blocks lengthwise on their sides in a single row around the perimeter of
the inlet, so that the open ends face outward, not upward. The ends of adjacent blocks
should abut. The height of the barrier can be varied, depending on design needs, by
stacking combinations of blocks that are 4 in., 8 in., and 12 in. wide. The row of blocks
should be at least 12 in. but no greater than 24 in. high.
3. Place wire mesh over the outside vertical face (open end) of the concrete blocks to
prevent stone from being washed through the blocks. Use hardware cloth or comparable
wire mesh with 0.5 in. opening.
4. Pile washed stone against the wire mesh to the top of the blocks. Use 0.75 to 3 in.
DI Protection Type 5 — Temporary Geotextile Insert (proprietary) - Many types
of temporary inserts are available. Most inserts fit underneath the grate of a drop inlet or
inside of a curb inlet and are fastened to the outside of the grate or curb. These inserts are
removable, and many can be cleaned and reused. Installation of these inserts differs
between manufacturers. Please refer to manufacturer instruction for installation of
proprietary devices.
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Agreement No. 6574
DI Protection Type 6 - Biofilter bags — Biofilter bags may be used as a substitute for
gravel bags in low -flow situations. Biofilter bags should conform to specifications detailed
in SE-14, Biofilter bags.
1. Construct in a gently sloping area.
2. Biofilter bags should be placed around inlets to intercept runoff flows.
3. All bag joints should overlap by 6 in.
4. Leave room upstream for water to pond and for sediment to settle out.
5. Stake bags to the ground as described in the following detail. Stakes may be omitted
if bags are placed on a paved surface.
■ DI Protection Type 7 —Compost Socks —A compost sock can be assembled on site by
filling a mesh sock (e.g., with a pneumatic blower). Compost socks do not require special
trenching compared to other sediment control methods (e.g., silt fence). Compost socks
should conform to specification detailed in 5E-13, Compost Socks and Berms.
Costs
al Average annual cost for installation and maintenance of DI Type 1-4 and 6 (one-year useful
life) is $200 per inlet.
w Temporary geotextile inserts are proprietary, and cost varies by region. These inserts can
often be reused and may have greater than 1 year of use if maintained and kept undamaged.
Average cost per insert ranges from $50-75 plus installation, but costs can exceed $too.
This cost does not include maintenance.
See SE-13 for Compost Sock cost information.
Inspection and Maintenance
• BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• Silt Fences. If the fabric becomes clogged, torn, or degrades, it should be replaced. Make
sure the stakes are securely driven in the ground and are in good shape (i.e., not bent,
cracked, or splintered, and are reasonably perpendicular to the ground). Replace damaged
stakes. At a minimum, remove the sediment behind the fabric fence when accumulation
reaches one-third the height of the fence or barrier height.
r Gravel Filters. If the gravel becomes clogged with sediment, it should be carefully removed
from the inlet and either cleaned or replaced. Since cleaning gravel at a construction site
may be difficult, consider using the sediment -laden stone as fill material and put fresh stone
around the inlet. Inspect bags for holes, gashes, and snags, and replace bags as needed.
Check gravel bags for proper arrangement and displacement.
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Agreement No. 6574
Storm Dramin Inlet Protection
■ Sediment that accumulates in the BMP should be periodically removed in order to maintain
BMP effectiveness. Sediment should be removed when the sediment accumulation reaches
one-third of the barrier height.
Inspect and maintain temporary geotextile insert devices according to manufacturer's
specifications.
w Remove storm drain inlet protection once the drainage area is stabilized.
- Clean and regrade area around the inlet and clean the inside of the storm drain inlet, as
it should be free of sediment and debris at the time of final inspection.
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Stormwater Management Manual for The Puget Sound Basin, Washington State Department of
Ecology, Public Review Draft, 1991.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
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Agreement No. 6574
Storm Drain Inlet Protection SE-10
�
NOTES:
l For use in areas where grading hoa been completed and finol soil stobi|izution
nnd seeding are pending,
2Not opphcohIe M paved areas
3 Not oppUcoble with concentrated flows
Construction
w=w.casqa.org
Agreement No. 6574
Storm Drain, inlet Proteicti'on SE-10
.......... .
..............
.. ...... ...
--------------
X
X
x
Notes
1 For use, in cleared and grubbed and in graded cress
2 Shope basin so that longest inflow area faces longest length
3 For concentrated flows, shope basin in 2: 1 raiio with engi:h
towards direction of flow.
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Agreement No. 6574
Storm Dra"In Inlet Protection SiE-10
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Agreement No. 6574
oProtection 0
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Agreement No. 6574
Description and Purpose
Active Treatment Systems (ATS) reduce turbidity of
construction site runoff by introducing chemicals to stormwater
through direct dosing or an electrical current to enhance
flocculation, coagulation, and settling of the suspended
sediment. Coagulants and flocculants are used to enhance
settling and removal of suspended sediments and generally
include inorganic salts and polymers (USACE, 2001). The
increased flocculation aids in sedimentation and ability to
remove fine suspended sediments, thus reducing stormwater
runoff turbidity and improving water quality.
Suitable Applications
ATS can reliably provide exceptional reductions of turbidity
and associated pollutants and should be considered where
turbid discharges to sediment and turbidity sensitive waters
cannot be avoided using traditional BMPs. Additionally, it may
be appropriate to use an ATS when site constraints inhibit the
ability to construct a correctly sized sediment basin, when clay
and/or highly erosive soils are present, or when the site has
very steep or long slope lengths.
Limitations
Dischargers choosing to utilize chemical treatment in an ATS
must follow all guidelines of the Construction General Permit
Attachment F — Active Treatment System Requirements.
General limitations are as follows:
Categories
EC
Erosion Control.ri.riri....1Z
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
0 Primary Category
Secondary Category
Targeted Constituents
Sediment Lf
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
m �m uuw47aw w:auu, ��wm�w^mw poi, ur m�
December 2019 CASQA BMP Handbook 1 of 8
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Agreement No. 6574
Active Treatment Systems SE-11
• Numeric Effluent Limit (NEL) for all discharges (10 NTU daily flow -weighted average)
• Limited availability of chemical residual testing procedures that meet permit requirements
for flow -through treatment
• Specific field and classroom ATS training required to operate equipment
• Batch treatment requires extensive toxicity testing of effluent
• Batch treatment requires large footprint to accommodate treatment cells
• Requires additional filtration to remove residual floc and treatment chemicals prior to
discharge
• Petroleum based polymers should not be used
mi Requires site -specific design and equipment
• Limited discharge rates depending on receiving water body
a Labor intensive operation and maintenance
m ATS costs are higher on a unit basis for smaller sites that would be expected to have a lower
volume of treated runoff
• ATS costs are seasonably variable due to increases or decreases in rainfall volumes
Implementation
Turbidity is difficult to control once fine particles are suspended in stormwater runoff from a
construction site. Sedimentation ponds are effective at removing larger particulate matter by
gravity settling but are ineffective at removing smaller particulates such as clay and fine silt.
Sediment ponds are typically designed to remove sediment no smaller than medium silt (0.02
mm). ATS may be used to reduce the turbidity of stormwater runoff. With an ATS, very high
turbidities can be reduced to levels comparable to what is found in streams during dry weather.
Criteria for ATS Product Use
Chemically treated stormwater discharged from construction sites must be non -toxic to aquatic
organisms. The following protocol should be used to evaluate chemicals proposed for
stormwater treatment at construction sites. Authorization to use a chemical in the field based
on this protocol does not relieve the applicant from responsibility for meeting all discharge and
receiving water criteria applicable to a site.
■ An ATS Plan, which includes an Operation and Maintenance component, a Monitoring,
Sampling and Reporting component, a Health and Safety component, and a Spill Prevention
component must be prepared and submitted to the Regional Water Quality Control Board
(RWQCB).
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Active Treatment Siystems SE-11
Treatment chemicals should be approved by EPA for potable water use or otherwise be
demonstrated to be protective of human health and the environment. Chemical residual or
whole effluent toxicity testing is required.
Prior to field use of chemical treatment, jar tests are to be conducted to demonstrate that
turbidity reduction necessary to meet the NELs and receiving water criteria can be achieved.
Test conditions, including but not limited to raw water quality and jar test procedures,
should be indicative of field conditions. Although these small-scale tests cannot be expected
to reproduce performance under field conditions, they are indicative of treatment capability.
A minimum of six site -specific jar tests must be conducted per chemical.
■ The proposed maximum dosage should be at least a factor of five lower than the no observed
effects concentration (NOEC).
m Effluent discharge from an ATS to a receiving water is conditional upon the favorable results
of full-scale whole effluent bioassay/toxicity testing for batch treatment systems and upon
chemical residuals testing for flow -through systems.
Contact the RWQCB for a list of treatment chemicals that may be pre -approved for use.
Active Treatment System Design Considerations
The design and operation of an ATS should take into consideration the factors that determine
optimum, cost-effective performance. While site characteristics will influence system design, it
is important to recognize the following overriding considerations:
a The right chemical must be used at the right dosage. A dosage that is either too low or too
high will not produce the lowest turbidity. There is an optimum dosage rate. This is a
situation where the adage "adding more is always better" is not the case.
s The coagulant must be mixed rapidly into the water to insure proper dispersion.
m The mixing system for batch treatment must be sized to provide adequate mixing for the
design storage volume. Lack of adequate mixing during the flocculation phase results in
flocs that are too small and/or insufficiently dense. Too much mixing can rapidly destroy
floc as it is formed.
a Care must be taken in the design of the withdrawal system to minimize outflow velocities
and to prevent floc discharge. The discharge should be directed through a filtration system
such as sand, bag, or cartridge filter that would catch any unintended floc discharge.
a ATS is also regulated for pH of the discharge. A pH -adjusting chemical should be added into
the treated water to control pH if the selected coagulant requires alteration of the pH of the
discharge outside of the acceptable range.
Active Treatment System Design
ATS can be designed as batch treatment systems using either ponds or portable trailer -mounted
tanks, or as flow -through systems using any number of proprietary designed systems.
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Agreement No. 6574
Active Treatment Systems SE-111
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Batch Tm°g�a a1a tg
,
Batch Treatment systems consist of the stormwater collection system (either temporary
diversion or the permanent site drainage system); a sediment basin, trap or holding tanks;
pumps; a chemical feed system; treatment cells; and, interconnecting piping.
Batch treatment systems should use a minimum of two lined treatment cells. Multiple
treatment cells allow for clarification of treated water while other cells are being filled or
emptied. Treatment cells may be basins, traps, or tanks. Portable tanks may also be suitable for
some sites.
The following equipment should be located in a secured, covered location:
* The chemical injector
ol Secondary contaminant for acid, caustic, buffering compound, and treatment chemical
• Emergency shower and eyewash
• Monitoring equipment which consists of a pH meter and a turbidimeter (if not already
within the instrumentation panel of the chemical injector)
I; �w t1 ') teatent.
At a minimum, a flow -through ATS system consists of the stormwater collection system (either
temporary diversion or the permanent site drainage system), an untreated stormwater storage
pond or holding tank, and a chemically enhanced filtration system.
Stormwater is collected at interception point(s) on the site and is diverted by gravity or by
pumping to an untreated stormwater storage pond or other untreated stormwater holding area.
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Active Treatment
The stormwater is stored until treatment occurs. It is important that the holding pond be large
enough to provide adequate storage.
Stormwater is then pumped from the untreated stormwater storage pond to the chemically
enhanced filtration system where polymer is added. Adjustments to pH maybe necessary
before chemical addition. The filtration system continually monitors the stormwater for
turbidity and pH. If the discharge water is out of the acceptable turbidity or pH range, the water
is recycled to the untreated stormwater pond (or holding tank) where it can be retreated. Flow
through systems must ensure that:
• Cumulative flow volume shall be recorded daily. The data recording system shall have the
capacity to record a minimum of seven days of continuous data.
■ Instrumentation systems are interfaced with system control to provide auto shutoff or
recirculation in the event that effluent measurements exceed turbidity or pH.
• Upon system upset, power failure, or other catastrophic event, the ATS will default to a
recirculation mode or safe shut down.
a The instrumentation system provides a method for controlling coagulant dose, to prevent
potential overdosing.
Sizing Criteria
An ATS shall be designed and approved by a Certified Professional in Erosion and Sediment
Control (CPESC), a Certified Professional in Storm Water Quality (CPSWQ); a California
registered civil engineer; or any other California registered engineer.
ATS must be designed to capture and treat (within 72 hours) runoff from the to -year 24-hour
storm event. The runoff volume of the watershed area to be treated from this size storm event is
required to be calculated using the Rational Method with a runoff coefficient of i.
If sediment basins are used to capture flow -through or batch treatment, see SE-2, Sediment
Basin, for design criteria. Bypass should be provided around the ATS to accommodate extreme
storm events. Primary settling should be encouraged in the sediment basin/storage pond. A
forebay with access for maintenance may be beneficial.
The permissible discharge rate governed by potential downstream effect should be used to
calculate the recommended size of the treatment cells. Local requirements related to Phase I or
Phase II NPDES permit thresholds should be considered in developing maximum discharge
rates the ATS Plan.
Costs
Costs for ATS may be significant due to equipment rental requirements and cost of chemicals.
ATS cost is lower on a treated unit -basis for large construction sites with large volumes of
runoff.
Inspection and Maintenance
ATS must be operated and maintained by individuals with experience in their use and trained in
accordance with training requirements below. ATS should be monitored continuously while in
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Agreement No. 6574
Active r t nt Systems
use. A designated responsible person shall be on site daily at all times during treatment
operations. Daily on -site visual monitoring of the system for proper performance shall be
conducted and recorded in the project data log. The name, phone number, and training
documentation of the person responsible for system operation and monitoring shall be included
in the project data log.
The following monitoring requirements and results should be recorded in the data log:
Operational and Compliance Monitoring
• Effluent flow rate and volume shall be continuously monitored and recorded at 15- minute
or less intervals.
• Influent and effluent pH must be continuously monitored and recorded at 15-minute or less
intervals.
• Influent and effluent turbidity (expressed in NTU) must be continuously monitored and
recorded at 15-minute or less intervals.
• The type and amount of chemical used for pH adjustment, if any, shall be monitored and
recorded.
• Dose rate of chemical used in the ATS system (expressed in mg/L) shall be monitored and
reported 15-minutes after startup and every 8 hours of operation.
• Laboratory duplicates — monthly laboratory duplicates for residual coagulant analysis must
be performed and records shall be maintained onsite.
• Effluent shall be monitored and recorded for residual chemical/additive levels.
• If a residual chemical/additive test does not exist and the ATS is operating in a batch
treatment mode of operation refer to the toxicity monitoring requirements below.
Toxicity Monitoring
Batch Treatment,
Toxicity testing for systems operated in batch treatment mode should be made in accordance
with the following:
• Acute toxicity testing on effluent samples representing effluent from each batch prior to
discharge shall be undertaken. All bioassays shall be sent to a laboratory certified by the
Department of Health Services (DHS) Environmental Laboratory Accreditation Program
(ELAP). The required field of testing number for Whole Effluent Toxicity (WET) testing is
E113.
• Acute toxicity tests shall be conducted with the following species and protocols. The
methods to be used in the acute toxicity testing shall be those outlined for a 96-hour acute
test in "Methods for Measuring the Acute Toxicity of Effluents and Receiving Water to
Freshwater and Marine Organisms, USEPA-841-R-02-012" for Fathead minnow,
Pimephales promelas. Rainbow trout, Oncorhynchus mykiss, may be used as a substitute
for fathead minnow.
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Agreement No. 6574
Active Treatment Systems SE-11
All toxicity tests shall meet quality assurance criteria and test acceptability criteria in the most
recent versions of the EPA test method for WET testing.
i to"r.-wt ,rou h Trgatment
Toxicity testing for systems operated in flow -through treatment mode should be made in
accordance with the following:
A residual chemical test method shall be used that has a method detection limit (MDL) of
io% or less than the maximum allowable threshold concentration (MATC) for the specific
coagulant in use and for the most sensitive species of the chemical used. The MATC is equal
to the geometric mean of the No Observed Effect Concentration (NOEL) and Lowest
Observed Effect Concentration (LOEC) Acute and Chronic toxicity results for most sensitive
species determined for the specific coagulant.
" The residual chemical test method shall produce a result within one hour of sampling.
A California State certified laboratory shall validate the selected residual chemical test.
Specifically, the lab will review the test protocol, test parameters, and the detection limit of
the coagulant. The discharger shall electronically submit this documentation as part of the
ATS Plan.
Numeric Effluent Limit (NEL) Compliance:
All chemically treated stormwater must be sampled and tested for compliance with pH and
turbidity limits. These limits have been established by the Construction General Permit.
Sampling and testing for other pollutants may also be necessary at some sites. Turbidity limits
have been set as io NTU as a daily flow -weighted average or 20 NTU from a single sample. pH
must be within the range of 6.o to 9.o standard units. It is often possible to discharge treated
stormwater that has a lower turbidity than the receiving water and that matches the pH.
Treated stormwater samples and measurements should be taken from the discharge pipe or
another location representative of the nature of the treated stormwater discharge. Samples used
for determining compliance with the water quality standards in the receiving water should not
be taken from the treatment pond prior to decanting. Compliance with the water quality
standards is determined in the receiving water.
Operator Training:
Operators shall have training specific to using an ATS and liquid coagulants for stormwater
discharges in California. The training shall be in the form of a formal class with a certificate and
requirements for testing and certificate renewal. Training shall include a minimum of eight
hours classroom and 32 hours field training.
Standard BMPs:
Erosion and sediment control BMPs should be implemented throughout the site to prevent
erosion and discharge of sediment to the ATS. Some types of chemical coagulation and
flocculation are only achievable in water below a certain turbidity; therefore, minimizing the
amount of sediment reaching the system will increase the likelihood of meeting effluent limits
and will potentially lower costs of chemical dosing.
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Active Treatment Siystems SE-11
Sediment Removal and Disposal
' Sediment shall be removed from the storage or treatment cells as necessary to ensure that the
cells maintain their required water storage (i.e., volume) capability.
Handling and disposal of all solids generated during ATS operations shall be done in
accordance with all local, state, and federal laws and regulations.
If sediment is determined to be non -toxic, it may be incorporated into the site away from
drainages.
References
Engineering and Design — Precipitation/Coagulation/Flocculation. United States Army Corps of
Engineers, EM 1110-1-4012, 2001.
Evaluation of Active Treatment Systems (ATS) for Construction Site Runoff. California Building
and Industry Association (prepared by Geosyntec Consultants), 2Oo8.
Stormwater Management Manual for Western Washington, Volume II — Construction
Stormwater Pollution Prevention, Washington State Department of Ecology, August 2001.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
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Agreement No. 6574
Manufactured Linear Sediment
Description and Purpose
Manufactured linear sediment controls (MLSQ are pre -
manufactured devices that are typically specified and installed
for drainage and sediment control on the perimeter of
disturbed sites or stockpiles and as check dams within
channels. Typically, MLSCs can be reused.
This fact sheet is intended to provide guidance on BMP
selection and implementation of proprietary or vendor -
supplied products, for sediment control. Products should be
evaluated for project -specific implementation and used if
determined to be appropriate by the SWPPP Preparer.
Suitable Applications
Categories
EC
Erosion Control 0
SE
Sediment Control Q
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM Waste Management and 0
Materials Pollution Control
Legend:
0 Primary Category
0 Secondary Category
Targeted Constituents
Sediment 0
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
SE-1 Silt Fence
SE-5 Fiber Roll
SE-6 Gravel Bag Berm
SE-8 Sandbag Barrier
MLSCs are generally used in areas as a substitute for fiber rolls
and silt fences in sediment control applications to slow down
If User/Subscriber modifies this fact
runoff water, divert drainage or contain fines and sediment.
sheet in any way, the CASQA
MLSCs are a linear control and application suitability varies
name/logo and footer below must be
based on the specific product type. They may be suitable:
removed from each page and not
appear on the modified version.
a On paved surfaces for perimeter protection.
x As check structures in channels.
a Along the perimeter of disturbed sites in lieu of silt fence.
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Agreement No. 6574
■ At operational storm drains as a form of inlet protection.
• Around temporary stockpiles or material/equipment storage areas.
n At the interface between graveled driveways and pavement.
u• Along the toe of exposed and erodible slopes.
Limitations
■ Limitations vary by product. Product manufacturer's printed product use instructions
should be reviewed by the SWPPP Preparer to determine the project -specific applicability of
MLSCs.
Implementation
General
When appropriately placed, MLSCs intercept and slow sheet flow runoff, causing temporary
ponding. The temporary ponding provides quiescent conditions allowing sediment to settle. The
device is porous, which allows the ponded runoff to flow slowly through the device, releasing the
runoff as sheet flows. Generally, MLSCs should be used in conjunction with temporary soil
stabilization controls up -slope to provide an effective combination of erosion and sediment
control.
Design and Layout
MLSCs used on soil should be trenched or attached to the ground per manufacturer
specifications in a manner that precludes runoff or ponded water from flowing around or
under the device.
MLSCs designed for use on asphalt or concrete may be attached using a variety of methods,
including nailing the device to the pavement, or using a high strength adhesive.
e Follow manufacturer written specifications when installing MLSCs.
01 Allow sufficient space up -slope from the silt dike to allow ponding, and to provide room for
sediment storage.
a For installation near the toe of the slope, MLSCs should be set back 3 feet from the slope toe
to facilitate cleaning. Where site conditions do not allow set back, the sediment control may
be constructed on the toe of the slope. To prevent flows behind the barrier, sand or gravel
bags can be placed perpendicular and between the sediment control and slope to serve as a
barrier to parallel flow.
Drainage area should not exceed 5 acres.
Materials
a Several manufactured products are available. The following search terms or combination of
terms can be used with an internet search engine to find manufactured linear sediment
controls:
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Agreement No. 6574
M .. j
- "silt barrier"
- "reusable silt fence"
- "silt fence alternative" or
"perimeter sediment control"
Costs
Manufacturers should be contacted directly for current pricing.
Inspection and Maintenance
■ BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
n Reshape or replace sections of damaged MLSCs as needed.
9 Repair washouts or other damage as needed.
m Sediment that accumulates behind the BMP should be periodically removed in order to
maintain BMP effectiveness. Sediment should be removed when the sediment accumulation
reaches one-third of the barrier height.
m Remove MLSCs when no longer needed. Remove sediment accumulation and clean, re -
grade, and stabilize the area. Removed sediment should be incorporated in the project or
disposed of properly.
References
City of Elko Construction Site Best Management Practices Handbook, December 2005.
Construction Site Best Management Practices Handbook, June 2008 Update, Truckee Meadows
Regional Stormwater Quality Management Program, June 2008.
Complying with the Edwards Aquifer Rules Technical Guidance on Best Management Practices,
Texas Commission on Environmental Quality, Revised July 2005, Addendum Sheet, January26,
2011.
Stormwater Management Manual for Western Washington Volume II, Construction Stormwater
Pollution Prevention, Washington State Department of Ecology, February 2005.
December 2019 CASQA BMP Handbook 3 of 3
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Agreement No. 6574
Compost Socksand'Ble
a
Description and Purpose
Compost socks and berms act as three-dimensional
biodegradable filtering structures to intercept runoff where
sheet flow occurs and are generally placed at the site perimeter
or at intervals on sloped areas. Compost socks are generally a
mesh sock containing compost and a compost berm is a dike of
compost, trapezoidal in cross section. When employed to
intercept sheet flow, both BMPs are placed perpendicular to the
flow of runoff, allowing filtered runoff to pass through the
compost and retaining sediment (and potentially other
pollutants). A compost sock can be assembled on site by filling
a mesh sock (e.g. with a pneumatic blower). The compost berm
should be constructed using a backhoe or equivalent and/or a
pneumatic delivery (blower) system and should be properly
compacted. Compost socks and berms act as filters, reduce
runoff velocities, and in some cases, aid in establishing
vegetation.
Compost is organic, biodegradable, and renewable. Compost
provides soil structure that allows water to infiltrate the
compost medium which helps prevent rill erosion and the
retained moisture promotes seed germination and vegetation
growth, in addition to providing organic matter and nutrients
important for fostering vegetation. Compost improves soil
quality and productivity, as well as erosion and sediment
control.
Categories
EC
Erosion Control w.M.... ,., ,,..,..,....p
SE
Sediment Control Q
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
.-........_.........
Q
Primary Category
❑X
Secondary Category
Targeted Constituents
Sediment
Q
Nutrients
Trash
Metals
❑x
Bacteria
❑x
Oil and Grease
❑x
Organics
Potential Alternatives ._W.-
SE-1 Silt Fence
SE-5 Fiber Roll
SE-6 Gravel Bag Berm
SE-8 Sandbag Barrier
SE-14 Biofilter Bags
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
December 2019 CASQA BMP Handbook 1 of 8
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Agreement No. 6574
SocksCompost
The compost of the compost sock or berm can be selected that targets site specific objectives in
capturing sediment and other pollutants, supporting vegetation, or additional erosion control.
Compost is typically derived from combinations of feedstocks, biosolids, leaf and yard
trimmings, manure, wood, or mixed solid waste. Many types of compost are products of
municipal recycle or "Green waste" programs. Compost is organic and biodegradable and can
be left onsite. There are many types of compost with a variety of properties with specific
functions, and accordingly compost selection is an important design consideration in the
application of this type of erosion and sediment control.
Suitable Applications
• Along the toe, top, face, and at grade breaks of exposed and erodible slopes to shorten slope
length and spread runoff as sheet flow (compost berms should only be used at the top of
slopes or on slopes 4:1(H:V) or flatter, all other slope applications should use compost
socks)
• Along the perimeter of a project
a As check dams in unlined ditches (compost socks only)
• Down -slope of exposed soil areas
• At operational storm drains as a form of inlet protection (compost socks only)
• Around temporary stockpiles
Compost socks and berms do not require special trenching or BMP removal compared to other
sediment control methods (e.g. silt fence or fiber rolls). Compost socks and berms can remain in
place after earth disturbing activities are completed or the compost components can be spread
over the site providing nutrients for plant growth and augmenting soil structure. BMPs that
remain in place are particularly advantageous below embankments, especially adjacent streams,
by limiting re-entry and the disturbance to sensitive areas.
Compost can be pre -seeded prior to application (recommended by the EPA for construction site
stormwater runoff control and required for compost socks) or seeded after installation (for
compost berms only). The compost medium can also remove pollutants in stormwater
including heavy metals; oil and grease; and hydrocarbons.
Limitations
Compost can potentially leach nutrients (dissolved phosphorus and nitrogen) into runoff
and potentially impact water quality. Compost should not be used directly upstream from
nutrient impaired waterbodies (Adams et. al, 2oo8).
w Compost may also contain other undesirable constituents that are detrimental to water
quality. Compost should be obtained from a supplier certified by the California Integrated
Waste Management Board or compost should otherwise meet the environmental health
standards of Title 14, California Code of Regulations, Division 7, Chapter 3.1, Article 7.
Carefully consider the qualifications and experience of any compost producer/supplier.
December 2019 CASQA BMP Handbook 2 of 8
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Agreement No. 6574
Application by hand is more time intensive and potentially costly. Using a pneumatic blower
truck is the recommended cost-effective method of assembly.
Compost socks and berms should not be employed at the base of slopes greater than 2:1
(H:V). They can be employed with other erosion control methods for steeper slopes.
u Difficult to move once saturated.
Compost berms should not be applied in areas of concentrated flows.
m Compost socks and berms are easy to fix; however, they are susceptible to damage by
frequent traffic. Compost socks can be used around heavy machinery, but regular
disturbance decreases sock performance.
Implementation
Compost Materials
a California Compost Regulations (Title 14, California Code of Regulations, Division 7,
Chapter 3.1, Article 7, Section 17868.3) define and require a quality of compost for
application. Compost should comply with all physical and chemical requirements. Specific
requirements are provided in Table 1, taken from Caltrans Standard Specifications (2015).
M The Caltrans SSP, Section 21-2.02Q, Compost Socks, states that the sock used to retain the
compost must be composed of natural, biodegradable products, such as cotton, jute, sisal,
burlap or coir.
IN The compost producer should be fully permitted as specified under the California Integrated
Waste Management Board, Local Enforcement Agencies and any other State and Local
Agencies that regulate Solid Waste Facilities. If exempt from State permitting requirements,
the composting facility should certify that it follows guidelines and procedures for
production of compost meeting the environmental health standards of Title 14, California
Code of Regulations, Division 7, Chapter 3.1, Article 7.
n The compost producer should be a participant in United States Composting Council's Seal of
Testing Assurance program.
• Compost medium parameter specifications for compost socks and berms have been
developed to assist in compost selection, such as those provided by the American
Association of State Highway Transportation Officials (AASHTO).
a Particle size is important parameter for selecting compost. Well consolidated, coarser
grades of compost (e.g., small and large pieces) perform better for filtration objectives, while
finer grades better support vegetation. Particle size of the compost should be selected based
on site conditions, such as expected precipitation, and filtration goals and / or long-term
plant nutrients.
• Compost moisture should be considered for composition quality and application purposes.
A range of 30-50% is typical. Compost that is too dry is hard to apply and compost that is
too wet is more difficult (and more expensive) to transport. For and or semi -arid areas, or
for application during the dry season, use compost with greater moisture content than areas
with wetter climates. For wetter or more humid climates or for application during the wet
December 2019 CASQA BMP Handbook 3 of 8
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Agreement No. 6574
Compost and Berms SE-13
season, drier composts can be used as the compost will absorb moisture from the ambient
air..
® If vegetation establishment is a desired function of the compost, a compost sample should be
inspected by a qualified individual. Vegetation has different nutrient and moisture needs.
• Organic content of the compost is also important and should range from 30 to 65%
depending on site conditions.
• Compost should not be derived from mixed municipal solid waste and should be reasonably
free of visible contaminates.
• Compost should not contain paint, petroleum products, pesticides or any other chemical
residues harmful to animal life or plant growth. Metal concentrations in compost should not
exceed the maximum metal concentrations listed under Title 14, California Code of
Regulations, Division 7, Chapter 3.1, Section 17868.2.
■ Compost should not possess objectionable odors.
mi Compost should be weed free.
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Agreement No. 6574
Compost Socks and Berms SE-13
Table 1. Physical/Chemical Requirements of Compost
Cal Rr cd trans SSP so
- _..._ Erosion
Conh•ol Blanket (C� onlc�r
�__�.... Prop??,, a
Test Method
. s —6 _— ...... .......
Requirement
� . � �..
pH
_... ........
TMECC 04.11-A
6 o-8 5
—.wd .._............
Soluble Salts
—.mm..
TMECC o4.io-A.�.
....._........... _
0-10.0
_....._—��........6 _ ...
Moisture Content
��.� �......__�.
TMECC 03.o9-A
... �._ ._....
3o-60
_
_�..... __. Organic
_._............
TMECC 05.0�7-A
__�....
Content
30-100
Maturity
TMECC 05.05-A
80 or Above
80 or Above
Stability
TMECC 05.o8-B
8 or below
�.._ m...._ .. _ , Y _ _ ...
aci size far fine compost: dry �vt.igh
�� ..... __......_..._........
95
Pass 5/8-inch sieve (min, %)
TMECC 02.o2-B
70
Pass 8 ....cla sieve (n' 1 9ii) � _...
m.m....
Particle size for medium : dr
edium compost; dr}� weight
_ ......
f
95
Pass 2-inch sieve (min, %)
TMECC o2.o2-B
30
LParticle
size for coarse compost: dry weight��
99
Pass 2-1/2-inch sieve (min, %)
TMECC o2.o2-B
40
w Pass�8-inch sieve (max, %)
Pathogen
Fecal Coliform Bacteria
TMECC 0�7.ol-B
< 1,000
dry wt.
.................
Pathogen
Salmonella
TMECC o�.oi-B
<3
4 grams dry wt.
Physical Contaminants
(% dry weight)
TMECC 02.02-C
Combined Total:
Plastics, glass, and metal
< 1.0
Physical ;
} ants
._ ._....... —.....
....... ...
(% dry weight)_....
TMECC 0202-C
.
None Detected
refers "TestMethods for
r t Examination of Composting
and Compost," published by the United� �y States
Department Agriculture
t United Compost
Council (USCC).
Installation
a Prior to application, prepare locations for socks and berms by removing brush and thick
vegetation. The compost of the sock and/or berm should be allowed to come in full contact
with the ground surface.
■ Select method to apply the compost sock or berm. A pneumatic blower is most cost effective
and most adaptive in applying compost to steep, rough terrain, and hard to reach locations.
The compost of the berm should be distributed evenly to the surface, compacted, and shaped
trapezoidal in cross section. Berm design is generally consisting of a base two times the
height. AASHTO specification MP 9-03 provides compost berm dimensions based on
anticipated site precipitation (AASHTO, 2003 and USEPA, 2009). State agencies, such as
Oregon Department of Environmental Quality (ODEQ) have developed berm dimension
based on slope steepness and length (ODEQ, 2004).
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Agreement No. 6574
Compost Socks anid Berms SE-:1;3
Compost socks can be assembled on site by filling mesh socks with the selected compost.
Mesh socks can be tied at one end, filled, and then tied at the other end. The ends of socks
can be interlocked until the desired length is achieved. The sock diameter is a function of
slope steepness and length. Again, ASSHTO provides specifications for various parameters.
Compost socks range from 8" to 18" but arc typically 12" to 18" in diameter.
a Compost socks are typically placed in contours perpendicular to sheet flow. They can also be
placed in V formation on a slope. Compost socks need to be anchored, typically stakes,
through the center of the sock. To prevent water flowing around them, the ends of compost
socks should be placed upslope.
n Locate compost socks and berms on level contours spaced as follows:
- Slope inclination of 4:1(H:V) or flatter: Socks and/or berms should be placed at a
maximum interval of 20 ft.
- Slope inclination between 4:1 and 2:1(H:V): Socks should be placed at a maximum
interval of 15 ft. (a closer spacing is more effective).
- Slope inclination 2:1(H:V) or greater: Socks should be placed at a maximum interval of
10 ft. (a closer spacing is more effective).
• Place perimeter socks and berms using a j-hook installation. Use of vegetation will also
provide additional anchoring.
■ Compost socks and berms can be placed around the perimeter of an affected area, like a silt
fence, if the area is flat or on a contour. Do not place these socks and berms where ponded
water could become an issue.
• If used at the toe of slopes, the compost sock or berm should at a minimum of 5 to 10 feet
away.
• Use additional anchoring and erosion control BMPs in conjunction of the compost socks and
berms as needed.
• Consider using compost berms or socks as necessary at the top and/or bottom of the slope
for additional erosion control performance.
• Compost socks and berms can also be effective over rocky and frozen ground if installed
properly.
• It is recommended that the drainage areas of these compost BMPs do not exceed 0.25 acre
per too feet placement interval and runoff does not exceed 1 cubic foot per second.
December 2019 CASQA BMP Handbook 6 of 8
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Agreement No. 6574
Socksand B
erms SE-13
Costs
Recently obtained vendor costs indicated $4.50 per linear foot for compost berm application
and $2.50 per linear foot for 8" socks and $3.20 per linear foot for 12"socks (Adjusted for
inflation ,2o16 dollars, by Tetra Tech, Inc.). Costs do not include final compost sock or berm
functions at the end of construction activities, including spreading or removal, if required.
ODEQ estimates that compost berms cost 30 percent less than silt fences to install.
Inspection and Maintenance
a BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
n Once damage is identified, mend or reapply the sock or berm as needed. Washed out areas
should be replaced. If the sock or berm height is breached during a storm, an additional
sock can be stacked to increase the sock height and similarly the berm dimensions can be
increased, as applicable. An additional sock or berm may be installed upslope, as needed. It
may be necessary to apply an additional type of stormwater BMP, such as a compost blanket.
■ Sediment contained by the sock or berm should be removed prior reaching 1/3 of the
exposed height of the BMP. The sediment can be stabilized with the compost sock or berm
with vegetation at the end of construction activities.
w Care should be exercised to minimize the damage to protected areas while making repairs, as
any area damaged will require reapplication of BMPs.
Limit traffic to minimize damage to BMPs or impede vegetation establishment.
References
An analysis of Composting as an Environmental Remediation Technology, U.S. Environmental
Protection Agency (USEPA), Solid Waste and Emergency Response (5305W), EPA53o-R-8-oo8,
1998.
Characteristics of Compost: Moisture Holding and Water Quality Improvement, Center for
Research in Water Resources, Kirchoff, C., Malina, J., and Barrett, M., 2003.
Compost Utilization for Erosion Control, The University of Georgia College of Agricultural and
Environmental Sciences, pubs.caes.uga.edu/caespubs/pubcd/B120O.htm, Faucette, B. and
Risse, M., 2001.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
Standard Specifications, State of California, California State Transportation Agency,
Department of Transportation (Caltrans), 2015. Available online at:
http: //www. dot. ca.gov/hq/esc/oe/construction_contract_standards/std_specs/ 2015_StdSpecs
/2015_StdSpecs.pdf.
December 2019 CASQA BMP Handbook 7 of 8
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Agreement No. 6574
Compost"
Evaluation of Environmental Benefits and Impacts of Compost and Industry Standard Erosion
and Sediment Controls Measures Used in Construction Activities, Dissertation, Institute of
Ecology, University of Georgia, Faucette, B., 2004.
National Pollutant Discharge Elimination System (NPDES), Compost Blankets, U.S.
Environmental Protection Agency (USEPA).
htt.: .e v n des stornlwater men uofb s index.cfm:�action-factsh t r suits&vie
w sjpecifig&,hrnp=11 , 2009.
Standard Specifications for Transportation Materials and Methods of Sampling and Testing,
Designation MP-9, Compost for Erosion/Sediment Control (Filter Berms), Provisional,
American Association of State Highway Transportation Officials (AASHTO), 2003.
Stormwater Best Management Practices (BMPs) Field Trials of Erosion Control Compost in
Reclamation of Rock Quarry Operations, Nonpoint Source Protection Program CWA §319(h),
Texas Commission on Environmental Quality, Adams, T., McFarland, A., Hauck, L., Barrett, M.,
and Eck, B., 20o8.
December 2019 CASQA BMP Handbook 8 of 8
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Agreement No. 6574
Biloffiter11 I
Categories
EC
Erosion Control
SE
Sediment Control
TR
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
m................__...................
0
Primary Category
❑x
Secondary Category
01
Description and Purpose
ar9e ted Constituents
Biofilter bags, or bio-bags, are a multi -purpose sediment
Sediment
control BMP consisting of a plastic mesh bag filled with l00%
Nutrients
recycled wood product waste. Biofilter bags come in a variety
Trash
of sizes (30" x 18" and 30" x 9" being common) and generally
Metals
have between 1-2 cubic yards of recycled wood waste (or wood
Bacteria
chips). Biofilter bags work by detaining flow and allowing a
Oil and Grease
slow rate of discharge through the wood media. This action
Organics
removes suspended sediment through gravity settling of the
detained water and filtration within the bag.Mti
w-----,•-�mmmmm�m��a,
Potential Alternatives
Suitable Applications,,,,n,a........._......,,,o.....
nn...
SE-1 Silt Fence
Biofilter bags are a short-term BMP that can be rapidly
deployed, maintained, and replaced. Biofilter bags can be an
SE 4 Check Dams
effective short-term solution to place in developed rills to
SE-5 Fiber Roll
prevent further erosion until permanent measures can be
SE-6 Gravel Bag Berm
established. Suitable short-term applications include:
SE-8 Sandbag Barrier
s As a linear sediment control measure:
SE-10 Storm Drain Inlet Protection
Below the toe of slopes and erodible slopes
— p p
If. User/Subscriber modifies this fact
sheet in any way, the CASQA
— Below other small cleared areas
name/logo and footer below must be
removed from each page and not
- Along the perimeter of a site (with low -expected flow)
appear on the modified version.
- Down slope of exposed soil areas
- Around temporary stockpiles and spoil areas
- Parallel to a roadway to keep sediment off paved areas
December 2019 CASQA BMP Handbook
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Agreement No. 6574
r Bags, �i
rr o', r
-- Along streams and channels
As linear erosion control measure:
Along the face and at grade breaks of exposed and erodible slopes to shorten slope length
and spread runoff as sheet flow
- At the top of slopes to divert runoff away from disturbed slopes
- As check dams across mildly sloped construction roads
Inlet Protection (See SE-1o)
a Supplement to silt fences or other sediment control devices
Limitations
mi Short life -span (maximum usefulness of 2-3 months and should be replaced more frequently
if needed); regular maintenance and replacement required to ensure effectiveness. Bags will
rapidly fill with sediment and reduce permeability.
• Easily damaged by construction vehicles.
m If not properly staked, will fail on slope applications.
• If improperly installed can allow undercutting or side -cutting flow.
• Not effective where water velocities or volumes are high.
• Potentially buoyant and easily displaced if not properly installed.
Implementation
General
Biofilter bags are a relatively low cost temporary BMP that are easily deployed and have a simple
installation that can be performed by hand. Without proper installation, however, biofilter bags
can fail due to their light weight, potential displacement, and multiple joint locations. One of
the benefits of utilizing biofilter bags is that the media (wood -product) can be recycled or used
onsite when no longer needed (where acceptable).
Design and Layout — Linear control
■ Locate biofilter bags on level contours.
- Slopes between 20:1 and 4:1 (H:V): Biofilter bags should be placed at a maximum
interval of 20 ft, with the first row near the slope toe.
- Slopes between 4:1 and 2:1 (H:V): Biofilter bags should be placed at a maximum interval
Of 15 ft, with the first row near the slope toe.
- Slopes 2:1(H:V) or steeper: Biofilter bags should be placed at a maximum interval of 10
ft., with the first row placed the slope toe.
December 2019 CASQA BMP Handbook
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Agreement No. 6574
B o'
a Turn the ends of the biofilter bag barriers up slope to prevent runoff from going around the
berm.
Allow sufficient space up slope from the biofilter bag berm to allow ponding, and to provide
room for sediment storage.
m Stake biofilter bags into a 1 to 2 in. deep trench with a width equal to the bag.
- Drive one stake at each end of the bag.
- Use wood stakes with a nominal classification of 0.75 by o.75 in. and minimum length of
24 in.
■ Biofilter bags should be overlapped (6 in.), not abutted.
Costs
Pre -filled biofilter bags cost approximately $3.20-$4.50 per bag, dependent upon size (Adjusted
for inflation, 2016 dollars, by Tetra Tech, Inc.).
Inspection and Maintenance
mi BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
® Biofilter bags exposed to sunlight will need to be replaced every two to three months due to
degrading of the bags.
• Reshape or replace biofilter bags as needed.
• Repair washouts or other damage as needed.
• Sediment that is retained by the BMP should be periodically removed in order to maintain
BMP effectiveness. Sediment should be removed when the sediment accumulation reaches
one-third of the barrier height.
■ Remove biofilter bag berms when no longer needed. Remove sediment accumulation and
clean, re -grade, and stabilize the area. Biofilter media may be used on -site, if allowed.
References
Catalog of Stormwater Best Management Practices for Idaho Cities and Counties. Volume 2,
Section 7, BMP 34 — Biofilter Bags, Idaho Department of Environmental Quality, 2005.
Erosion and Sediment Control Manual, Oregon Department of Environmental Quality, February
2005.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
December 2019 CASQA BMP Handbook 3 of 3
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Agreement No. 6574
Stabilized s c io ra ce/ xi
Description and Purpose
A stabilized construction access is defined by a point of
entrance/exit to a construction site that is stabilized to reduce
the tracking of mud and dirt onto public roads by construction
vehicles.
Suitable Applications
Use at construction sites:
a Where dirt or mud can be tracked onto public roads.
a Adjacent to water bodies.
in Where poor soils are encountered.
a Where dust is a problem during dry weather conditions,
Limitations
a Entrances and exits require periodic top dressing with
additional stones.
a This BMP should be used in conjunction with street
sweeping on adjacent public right of way.
a Entrances and exits should be constructed on level ground
only.
a Stabilized construction entrances are rather expensive to
construct and when a wash rack is included, a sediment trap
of some kind must also be provided to collect wash water
runoff.
Categories
EC
M..�m,.�..�..�.
ErosionControl
SE
Sediment Control ❑x
TC
Tracking Control Q
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
Waste Management and
WM
Materials Pollution Control
_._. .....................
Legend:
Q
Primary Objective
Secondary Objective
Targeted Constituents
Sediment Q
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
..None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version,.
(AR WWUkS.V'A &OTA
December 2019 CASQA BMP Handbook 1 of 6
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Agreement No. 6574
Stabilized Construction Entrance/Exit TC-1
Implementation
General
A stabilized construction entrance is a pad of aggregate underlain with filter cloth located at any
point where traffic will be entering or leaving a construction site to or from a public right of way,
street, alley, sidewalk, or parking area. The purpose of a stabilized construction entrance is to
reduce or eliminate the tracking of sediment onto public rights of way or streets. Reducing
tracking of sediments and other pollutants onto paved roads helps prevent deposition of
sediments into local storm drains and production of airborne dust.
Where traffic will be entering or leaving the construction site, a stabilized construction entrance
should be used. NPDES permits require that appropriate measures be implemented to prevent
tracking of sediments onto paved roadways, where a significant source of sediments is derived
from mud and dirt carried out from unpaved roads and construction sites.
Stabilized construction entrances are moderately effective in removing sediment from
equipment leaving a construction site. The entrance should be built on level ground.
Advantages of the Stabilized Construction Entrance/Exit is that it does remove some sediment
from equipment and serves to channel construction traffic in and out of the site at specified
locations. Efficiency is greatly increased when a washing rack is included as part of a stabilized
construction entrance/exit.
Design and Layout
• Construct on level ground where possible.
• Select 3 to 6 in. diameter stones.
• Use minimum depth of stones of 12 in. or as recommended by soils engineer.
• Construct length of 50 ft or maximum site will allow, and 10 ft minimum width or to
accommodate traffic.
■ Rumble racks constructed of steel panels with ridges and installed in the stabilized
entrance/exit will help remove additional sediment and to keep adjacent streets clean.
• Provide ample turning radii as part of the entrance.
s Limit the points of entrance/exit to the construction site.
• Limit speed of vehicles to control dust.
• Properly grade each construction entrance/exit to prevent runoff from leaving the
construction site.
• Route runoff from stabilized entrances/exits through a sediment trapping device before
discharge.
■ Design stabilized entrance/exit to support heaviest vehicles and equipment that will use it
December 2019 CASQA BMP Handbook 2 of 6
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Agreement No. 6574
Stabilizedns r_ctilon Entrance/Exit T'C- ,
u Select construction access stabilization (aggregate, asphaltic concrete, concrete) based on
longevity, required performance, and site conditions. Do not use asphalt concrete (AC)
grindings for stabilized construction access/roadway.
m If aggregate is selected, place rrnshed aggregate over geotextile fabric to at least 12 in. depth,
or place aggregate to a depth recommended by a geotechnical engineer. A crushed aggregate
greater than 3 in. but smaller than 6 in. should be used.
i Designate combination or single purpose entrances and exits to the construction site.
Require that all employees, subcontractors, and suppliers utilize the stabilized construction
access.
• Implement SE-7, Street Sweeping and Vacuuming, as needed.
• All exit locations intended to be used for more than a two -week period should have stabilized
construction entrance/exit BMPs.
Inspection and Maintenance
A Inspect and verify that activity —based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMPs are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
• Inspect local roads adjacent to the site daily. Sweep or vacuum to remove visible
accumulated sediment.
Remove aggregate, separate and dispose of sediment if construction entrance/exit is clogged
with sediment.
• Keep all temporary roadway ditches clear.
• Check for damage and repair as needed.
• Replace gravel material when surface voids are visible.
• Remove all sediment deposited on paved roadways within 24 hours.
■ Remove gravel and filter fabric at completion of construction
Costs
Average annual cost for installation and maintenance may vary from $1,500 to $6,10o each,
averaging $3,10O per entrance. Costs will increase with addition of washing rack and sediment
trap. With wash rack, costs range from $1,500 - $7,7Oo each, averaging $4,6O0 per entrance
(All costs adjusted for inflation, 2016 dollars, by Tetra Tech Inc.
References
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
December 2019 CASQA BMP Handbook 3 of 6
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Agreement No. 6574
National Management Measures to Control Nonpoint Source Pollution from Urban Areas,
USEPA Agency, 2002.
Proposed Guidance Specifying Management Measures for Sources of Nonpoint Pollution in
Coastal Waters, Work Group Working Paper, USEPA, April 1992.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management of the Puget Sound Basin, Technical Manual, Publication #91-75,
Washington State Department of Ecology, February 1992.
Virginia Erosion and Sedimentation Control Handbook, Virginia Department of Conservation
and Recreation, Division of Soil and Water Conservation, 1991.
Guidance Specifying Management Measures for Nonpoint Pollution in Coastal Waters, EPA
84o-B-9-oo2, USEPA, Office of Water, Washington, DC, 1993•
Water Quality Management Plan for the Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
December 2019 CASQA BMP Handbook 4 of 6
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Agreement No. 6574
Match (2) On small sites length should be the
Existing
Grade PLAN
WM—
Stabilized ns r c i n r c/ xi
Crushed aggregate greater than 3"
but smaller than fi°
Filter fabric
Original
t grgde
12 " Min, unless otherwise
specified by a sails engineer
SECTION B—B
Rm
NOTE-
Construct sediment barrier
and channeiiae runoff to
sediment trapping device
(1) Length should be extended to 12 times the diameter of
the largest construction vehicle tire.
maximum allowed by site.
10'min or
as required to
accornodate
anticipated
traffic, whichever
is greater
December 2019 CASQA BMP Handbook 5 of 6
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Agreement No. 6574
Stabilized nstruct' on ntranc _ / xi
Crushed aggregate greater than 3"
but smnaller than E",
Filter fabric
original
grade
12" Min, unless otherwise
specified by a soils engineer
SECTION 8—S
TMF
Crushed aggregate greater than 3"
but smaller than 6".
Corrugated steel panels
12" Mir:, unless otherwise
specified by a soils engineer Filter fabric
NOTE:
Construct sediment barrier
and chonn line runoff to
sediment trapping device
ra
SECTION A ----A
�Sediment trapping
device
gI" . panels
6�
AA
WAII
aas required to —
c,• *yM .� anticipated
traffic, whichever
Is cireater.
or max allowed Ey —site
G
shoulddiameter
the argest construction vehicle tire.
ME
NEW M-
PLAN
December 2019 CASQA BMP Handbook 6 of 6
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Agreement No. 6574
Stabilized Construction R"' . .
Description and Purpose
Access roads, subdivision roads, parking areas, and other onsite
vehicle transportation routes should be stabilized immediately
after grading, and frequently maintained to prevent erosion and
control dust.
Suitable Applications
This BMP should be applied for the following conditions:
Temporary Construction Traffic:
- Phased construction projects and offsite road access
Construction during wet weather
a Construction roadways and detour roads:
- Where mud tracking is a problem during wet weather
- Where dust is a problem during dry weather
- Adjacent to water bodies
- Where poor soils are encountered
Limitations
a The roadway must be removed or paved when construction
is complete.
Categories
EC
Erosion Control
x❑
SE
Sediment Control
TC
Tracking Control
0
WE
Wind Erosion Control
Non-Stormwater
NS
Management Control
Waste Management and
WM
Materials Pollution Control
Legend:
0 Primary Objective
❑x Secondary Objective
Targeted Constituents
Sediment C�J
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
None
If User/Subscriber modifies thi.wW,d.ww�,.rt
s fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
m, ��mwum�m�akmnm,n7m«wmmmma
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Agreement No. 6574
Stabollized Construction Roadway TC-2;
• Certain chemical stabilization methods may cause stormwater or soil pollution and should
not be used. See WE-1, Wind Erosion Control.
s Management of construction traffic is subject to air quality control measures. Contact the
local air quality management agency.
ml Materials will likely need to be removed prior to final project grading and stabilization.
a Use of this BMP may not be applicable to very short duration projects.
Implementation
General
Areas that are graded for construction vehicle transport and parking purposes are especially
susceptible to erosion and dust. The exposed soil surface is continually disturbed, leaving no
opportunity for vegetative stabilization. Such areas also tend to collect and transport runoff
waters along their surfaces. During wet weather, they often become muddy quagmires that
generate significant quantities of sediment that may pollute nearby streams or be transported
offsite on the wheels of construction vehicles. Dirt roads can become so unstable during wet
weather that they are virtually unusable.
Efficient construction road stabilization not only reduces onsite erosion but also can
significantly speed onsite work, avoid instances of immobilized machinery and delivery vehicles,
and generally improve site efficiency and working conditions during adverse weather
Installation/Application Criteria
Permanent roads and parking areas should be paved as soon as possible after grading. As an
alternative where construction will be phased, the early application of gravel or chemical
stabilization may solve potential erosion and stability problems. Temporary gravel roadway
should be considered during the rainy season and on slopes greater than 5%.
Temporary roads should follow the contour of the natural terrain to the maximum extent
possible. Slope should not exceed 15%. Roadways should be carefully graded to drain
transversely. Provide drainage swales on each side of the roadway in the case of a crowned
section or one side in the case of a super elevated section. Simple gravel berms without a trench
can also be used.
Installed inlets should be protected to prevent sediment laden water from entering the storm
sewer system (SE-1o, Storm Drain Inlet Protection). In addition, the following criteria should
be considered.
■ Road should follow topographic contours to reduce erosion of the roadway.
• The roadway slope should not exceed 15%.
■ Chemical stabilizers or water are usually required on gravel or dirt roads to prevent dust
(WE-1, Wind Erosion Control).
• Properly grade roadway to prevent runoff from leaving the construction site.
• Design stabilized access to support heaviest vehicles and equipment that will use it.
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Agreement No. 6574
• Stabilize roadway using aggregate, asphalt concrete, or concrete based on longevity, required
performance, and site conditions. The use of cold mix asphalt or asphalt concrete (AC)
grindings for stabilized construction roadway is not allowed.
• Coordinate materials with those used for stabilized construction entrance/exit points.
• If aggregate is selected, place crushed aggregate over geotextile fabric to at least 12 in. depth.
A crushed aggregate greater than 3 in. but smaller than 6 in. should be used.
Inspection and Maintenance
• Inspect and verify that activity —based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
• Keep all temporary roadway ditches clear.
• When no longer required, remove stabilized construction roadway and re -grade and repair
slopes.
• Periodically apply additional aggregate on gravel roads.
■ Active dirt construction roads are commonly watered three or more times per day during the
dry season.
Costs
Gravel construction roads are moderately expensive, but cost is often balanced by reductions in
construction delay. No additional costs for dust control on construction roads should be
required above that needed to meet local air quality requirements.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995-
Coastal Nonpoint Pollution Control Program; Program Development and Approval Guidance,
Working Group, Working Paper; USEPA, April 1992.
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
Stormwater Management of the Puget Sound Basin, Technical Manual, Publication #91-75,
Washington State Department of Ecology, February 1992.
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Agreement No. 6574
Virginia Erosion and Sedimentation Control Handbook, Virginia Department of Conservation
and Recreation, Division of Soil and Water Conservation, 1991.
Water Quality Management Plan for the Lake Tahoe Region, Volume II, Handbook of
Management Practices, Tahoe Regional Planning Agency, November 1988.
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Agreement No. 6574
Description and Purpose
A tire wash is an area located at stabilized construction access
points to remove sediment from tires and under carriages and
to prevent sediment from being transported onto public
roadways.
Suitable Applications
Tire washes maybe used on construction sites where dirt and
mud tracking onto public roads by construction vehicles may
occur.
Limitations
a The tire wash requires a supply of wash water,.
a A turnout or doublewide exit is required to avoid having
entering vehicles drive through the wash area.
a Do not use where wet tire trucks leaving the site leave the
road dangerously slick.
Implementation
a Incorporate with a stabilized construction entrance/exit.
See TC-1, Stabilized Construction Entrance/Exit.
a Construct on level ground when possible, on a pad of coarse
aggregate greater than 3 in. but smaller than 6 in. A
geotextile fabric should be placed below the aggregate.
a Wash rack should be designed and
constructed/manufactured for anticipated traffic loads.
TC-3
Categories
EC
Erosion Control
SE
Sediment Control ❑p
TC
Tracking Control Q
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
_ ................................
Legend:
Q
Primary Objective
❑x
Secondary Objective
Targeted Constituents
Sediment Q
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
Potential Alternatives
TC-1 Stabilized Construction
Entrance/Exit
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Agreement No. 6574
• Provide a drainage ditch that will convey the runoff from the wash area to a sediment
trapping device. The drainage ditch should be of sufficient grade, width, and depth to carry
the wash runoff.
■ Use hoses with automatic shutoff nozzles to prevent hoses from being left on.
• Require that all employees, subcontractors, and others that leave the site with mud caked
tires and undercarriages to use the wash facility.
u Implement SC-7, Street Sweeping and Vacuuming, as needed.
Costs
Costs are low for installation of wash rack.
Inspection and Maintenance
■ Inspect and verify that activity —based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
• Inspect BMPs subject to non-stormwater discharge daily while non-stormwater discharges
occur.
• Remove accumulated sediment in wash rack and/or sediment trap to maintain system
performance.
m Inspect routinely for damage and repair as needed.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995•
Coastal Nonpoint Pollution Control Program; Program Development and Approval Guidance,
Working Group, Working Paper; USEPA, April 1992.
Manual of Standards of Erosion and Sediment Control Measures, Association of Bay Area
Governments, May 1995•
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities, Developing Pollution Prevention Plans
and Best Management Practices, EPA 832-R-92005; USEPA, April 1992.
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Agreement No. 6574
Entrance/Outlet Tire Wash TC-3
Ditch \o cor,y ,unoff —�
to o s�dirn�n� �/o�p�ng
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Agreement No. 6574
Wind Erosion Control
Description and Purpose
Wind erosion or dust control consists of applying water or other
chemical dust suppressants as necessary to prevent or alleviate
dust nuisance generated by construction activities. Covering
small stockpiles or areas is an alternative to applying water or
other dust palliatives.
California's Mediterranean climate, with a short "wet" season
and a typically long, hot "dry" season, allows the soils to
thoroughly dry out. During the dry season, construction
activities are at their peak, and disturbed and exposed areas are
increasingly subject to wind erosion, sediment tracking, and
dust generated by construction equipment. Site conditions and
climate can make dust control more of an erosion problem than
water -based erosion. Additionally, many local agencies,
including Air Quality Management Districts, require dust
control and/or dust control permits in order to comply with
local nuisance laws, opacity laws (visibility impairment) and the
requirements of the Clean Air Act. Wind erosion control is
required to be implemented at all construction sites greater
than 1 acre by the General Permit.
Suitable Applications
Most BMPs that provide protection against water -based erosion
will also protect against wind -based erosion and dust control
requirements required by other agencies will generally meet
wind erosion control requirements for water quality protection.
Wind erosion control BMPs are suitable during the following
construction activities:
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend:
..............._.................�_...
0
Primary Category
0
Secondary Category
Targeted Constituents
Sediment
Nutrients
Trash
Metals
Bacteria
Oil and Grease
Organics
-61
701
Potential Alternatives
EC-5 Soil Binders.�..ww���.�.�......,,��,
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Agreement No. 6574
ControlWind Erosion
11
Construction vehicle traffic on unpaved roads
a, Drilling and blasting activities
• Soils and debris storage piles
• Batch drop from front-end loaders
• Areas with unstabilized soil
Final grading/site stabilization
Limitations
• Watering prevents dust only for a short period (generally less than a few hours) and should
be applied daily (or more often) to be effective.
• Over watering may cause erosion and track -out.
• Oil or oil -treated subgrade should not be used for dust control because the oil may migrate
into drainageways and/or seep into the soil.
a• Chemical dust suppression agents may have potential environmental impacts. Selected
chemical dust control agents should be environmentally benign.
m Effectiveness of controls depends on soil, temperature, humidity, wind velocity and traffic.
• Chemical dust suppression agents should not be used within loo feet of wetlands or water
bodies.
• Chemically treated subgrades may make the soil water repellant, interfering with long-term
infiltration and the vegetation/re-vegetation of the site. Some chemical dust suppressants
may be subject to freezing and may contain solvents and should be handled properly.
■ In compacted areas, watering and other liquid dust control measures may wash sediment or
other constituents into the drainage system.
• If the soil surface has minimal natural moisture, the affected area may need to be pre -wetted
so that chemical dust control agents can uniformly penetrate the soil surface.
Implementation
Dust Control Practices
Dust control BMPs generally stabilize exposed surfaces and minimize activities that suspend or
track dust particles. The following table presents dust control practices that can be applied to
varying site conditions that could potentially cause dust. For heavily traveled and disturbed
areas, wet suppression (watering), chemical dust suppression, gravel asphalt surfacing,
temporary gravel construction entrances, equipment wash -out areas, and haul truck covers can
be employed as dust control applications. Permanent or temporary vegetation and mulching
can be employed for areas of occasional or no construction traffic. Preventive measures include
minimizing surface areas to be disturbed, limiting onsite vehicle traffic to 15 mph or less, and
controlling the number and activity of vehicles on a site at any given time.
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Agreement No. 6574
Wind Erosion Control WE-J1
Chemical dust suppressants include: mulch and fiber based dust palliatives (e.g. paper mulch
with gypsum binder), salts and brines (e.g. calcium chloride, magnesium chloride), non -
petroleum based organics (e.g. vegetable oil, lignosulfonate), petroleum based organics (e.g.
asphalt emulsion, dust oils, petroleum resins), synthetic polymers (e.g. polyvinyl acetate, vinyl,
acrylic), clay additives (e.g. bentonite, montmorillonite) and electrochemical products (e.g.
enzymes, ionic products).
...............
Dust Control ..... ��..�._ ......�
Slte Wet Chemical Gravel Temporary Gravel Minimize
C4Dalt70n Permanent Construction Synthetic Extent of
Mulching Suppression Dust or
Vegetation (Watering) Suppression Asphalt Entrances/Equipment Covers Disturbed
Wash Down Area
Di�Ett d,
gssnot- , X x X x X x
�ubjec[to ;'
'Tl afii���
j*98 /
Aloes
,s,tujEkn X X X x
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,w.............�_...w,e.,.., ................ ,...----,� ----------------- ..,._.........�...,.... ,.,.._...... ......_.......
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of �o ioi,f:.
Additional preventive measures include:
• Schedule construction activities to minimize exposed area (see EC-1, Scheduling).
■ Quickly treat exposed soils using water, mulching, chemical dust suppressants, or
stone/gravel layering.
• Identify and stabilize key access points prior to commencement of construction.
• Minimize the impact of dust by anticipating the direction of prevailing winds.
• Restrict construction traffic to stabilized roadways within the project site, as practicable.
• Water should be applied by means of pressure -type distributors or pipelines equipped with a
spray system or hoses and nozzles that will ensure even distribution.
r All distribution equipment should be equipped with a positive means of shutoff.
• Unless water is applied by means of pipelines, at least one mobile unit should be available at
all times to apply water or dust palliative to the project.
a If reclaimed waste water is used, the sources and discharge must meet California
Department of Health Services water reclamation criteria and the Regional Water Quality
December 2019 CASQA BMP Handbook 3 of 5
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Agreement No. 6574
Wind Erosion
Control Board (RWQCB) requirements. Non -potable water should not be conveyed in tanks
or drain pipes that will be used to convey potable water and there should be no connection
between potable and non -potable supplies. Non -potable tanks, pipes, and other
conveyances should be marked, "NON -POTABLE WATER - DO NOT DRINK."
■ Pave or chemically stabilize access points where unpaved traffic surfaces adjoin paved roads.
Provide covers for haul trucks transporting materials that contribute to dust.
w Provide for rapid clean up of sediments deposited on paved roads. Furnish stabilized
construction road entrances and wheel wash areas.
i Stabilize inactive areas of construction sites using temporary vegetation or chemical
stabilization methods.
For chemical stabilization, there are many products available for chemically stabilizing gravel
roadways and stockpiles. If chemical stabilization is used, the chemicals should not create any
adverse effects on stormwater, plant life, or groundwater and should meet all applicable
regulatory requirements.
Costs
Installation costs for water and chemical dust suppression vary based on the method used and
the length of effectiveness. Annual costs may be high since some of these measures are effective
for only a few hours to a few days.
Inspection and Maintenance
Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities.
BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
Check areas protected to ensure coverage.
Most water -based dust control measures require frequent application, often daily or even
multiple times per day. Obtain vendor or independent information on longevity of chemical
dust suppressants.
References
Best Management Practices and Erosion Control Manual for Construction Sites, Flood Control
District of Maricopa County, Arizona, September 1992.
California Air Pollution Control Laws, California Air Resources Board, updated annually.
Construction Manual, Chapter 4, Section 10, "Dust Control"; Section 17, "Watering"; and Section
18, "Dust Palliative", California Department of Transportation (Caltrans), July 2001.
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Agreement No. 6574
Wiind Erosion
Prospects for Attaining the State Ambient Air Quality Standards for Suspended Particulate
Matter (PMio), Visibility Reducing Particles, Sulfates, Lead, and Hydrogen Sulfide, California
Air Resources Board, April 1991.
Stormwater Quality Handbooks Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
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Agreement No. 6574
Delivery and Storage M
Description and Purpose
Prevent, reduce, or eliminate the discharge of pollutants from
material delivery and storage to the stormwater system or
watercourses by minimizing the storage of hazardous materials
onsite, storing materials in watertight containers and/or a
completely enclosed designated area, installing secondary
containment, conducting regular inspections, and training
employees and subcontractors.
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
INS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
........................
Legend:
Q
Primary Category
® Secondary Category
TargetedConstituents
Sediment
Q
Nutrients
Q
Trash
Q
Metals
Q
Bacteria
Oil and Grease
Q
Organics
Q
This best management practice covers only material delivery
and storage. For other information on materials, see WM-2, potential Alternatives
Material Use, or WM-4, Spill Prevention and Control. For.........
information on wastes, see the waste management BMPs in this None
section.
Suitable Applications
These procedures are suitable for use at all construction sites
with delivery and storage of the following materials:
• Soil stabilizers and binders
• Pesticides and herbicides
s Fertilizers
• Detergents
Plaster
91 Petroleum products such as fuel, oil, and grease
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Agreement No. 6574
Material liar r t ra_ I_
s Asphalt and concrete components
• Hazardous chemicals such as acids, lime, glues, adhesives, paints, solvents, and curing
compounds
• Concrete compounds
• Other materials that may be detrimental if released to the environment
Limitations
Space limitation may preclude indoor storage.
is Storage sheds often must meet building and fire code requirements.
Implementation
The following steps should be taken to minimize risk:
• Chemicals must be stored in water tight containers with appropriate secondary containment
or in a storage shed.
• When a material storage area is located on bare soil, the area should be lined and bermed.
■ Use containment pallets or other practical and available solutions, such as storing materials
within newly constructed buildings or garages, to meet material storage requirements.
• Stack erodible landscape material on pallets and cover when not in use.
■ Contain all fertilizers and other landscape materials when not in use.
■ Temporary storage areas should be located away from vehicular traffic.
• Material Safety Data Sheets (MSDS) should be available on -site for all materials stored that
have the potential to effect water quality.
• Construction site areas should be designated for material delivery and storage.
■ Material delivery and storage areas should be located away from waterways, if possible.
- Avoid transport near drainage paths or waterways.
- Surround with earth berms or other appropriate containment BMP. See EC-9, Earth
Dikes and Drainage Swales.
- Place in an area that will be paved.
• Storage of reactive, ignitable, or flammable liquids must comply with the fire codes of your
area. Contact the local Fire Marshal to review site materials, quantities, and proposed
storage area to determine specific requirements. See the Flammable and Combustible
Liquid Code, NFPA3o.
ml An up to date inventory of materials delivered and stored onsite should be kept.
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Material Delivery a
• Hazardous materials storage onsite should be minimized.
• Hazardous materials should be handled as infrequently as possible.
• Keep ample spill cleanup supplies appropriate for the materials being stored. Ensure that
cleanup supplies are in a conspicuous, labeled area.
• Employees and subcontractors should be trained on the proper material delivery and storage
practices.
• Employees trained in emergency spill cleanup procedures must be present when dangerous
materials or liquid chemicals are unloaded.
■ If significant residual materials remain on the ground after construction is complete,
properly remove and dispose of materials and any contaminated soil. See WM-7,
Contaminated Soil Management. If the area is to be paved, pave as soon as materials are
removed to stabilize the soil.
Material Storage Areas and Practices
Liquids, petroleum products, and substances listed in 40 CFR Parts 110, 117, or 302 should
be stored in approved containers and drums and should not be overfilled. Containers and
drums should be placed in temporary containment facilities for storage.
im A temporary containment facility should provide for a spill containment volume able to
contain precipitation from a 25-year storm event, plus the greater of lo% of the aggregate
volume of all containers or l00% of the capacity of the largest container within its boundary,
whichever is greater.
• A temporary containment facility should be impervious to the materials stored therein for a
minimum contact time of 72 hours.
■ A temporary containment facility should be maintained free of accumulated rainwater and
spills. In the event of spills or leaks, accumulated rainwater and spills should be collected
and placed into drums. These liquids should be handled as a hazardous waste unless testing
determines them to be non -hazardous. All collected liquids or non -hazardous liquids should
be sent to an approved disposal site.
w Sufficient separation should be provided between stored containers to allow for spill cleanup
and emergency response access.
■ Incompatible materials, such as chlorine and ammonia, should not be stored in the same
temporary containment facility.
in Materials should be covered prior to, and during rain events.
Materials should be stored in their original containers and the original product labels should
be maintained in place in a legible condition. Damaged or otherwise illegible labels should
be replaced immediately.
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Materinal Deliveryand Storage WM-i
• Bagged and boxed materials should be stored on pallets and should not be allowed to
accumulate on the ground. To provide protection from wind and rain throughout the rainy
season, bagged and boxed materials should be covered during non -working days and prior to
and during rain events.
• Stockpiles should be protected in accordance with WM-3, Stockpile Management.
• Materials should be stored indoors within existing structures or completely enclosed storage
sheds when available.
■ Proper storage instructions should be posted at all times in an open and conspicuous
location.
An ample supply of appropriate spill clean up material should be kept near storage areas.
r Also see WM-6, Hazardous Waste Management, for storing of hazardous wastes.
Material Delivery Practices
® Keep an accurate, up-to-date inventory of material delivered and stored onsite.
• Arrange for employees trained in emergency spill cleanup procedures to be present when
dangerous materials or liquid chemicals are unloaded.
Spill Cleanup
01 Contain and clean up any spill immediately.
■ Properly remove and dispose of any hazardous materials or contaminated soil if significant
residual materials remain on the ground after construction is complete. See WM-7,
Contaminated Soil Management.
• See WM-4, Spill Prevention and Control, for spills of chemicals and/or hazardous materials.
A If spills or leaks of materials occur that are not contained and could discharge to surface
waters, non -visible sampling of site discharge may be required. Refer to the General Permit
or to your project specific Construction Site Monitoring Plan to determine if and where
sampling is required.
Cost
■ The largest cost of implementation may be in the construction of a materials storage area
that is covered and provides secondary containment.
Inspection and Maintenance
BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
a Keep storage areas clean and well organized, including a current list of all materials onsite.
a Inspect labels on containers for legibility and accuracy.
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Material,: Storage
im Repair or replace perimeter controls, containment structures, covers, and liners as needed to
maintain proper function.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995-
Coastal Nonpoint Pollution Control Program: Program Development and Approval Guidance,
Working Group Working Paper; USEPA, April 1992.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Stormwater Management for Construction Activities; Developing Pollution Prevention Plans
and Best Management Practice, EPA 832-R-92O05; USEPA, April 1992.
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Agreement No. 6574
Material Use WMI-2
Description and Purpose
Prevent or reduce the discharge of pollutants to the storm drain
system or watercourses from material use by using alternative
products, minimizing hazardous material use onsite, and
training employees and subcontractors.
Suitable Applications
This BMP is suitable for use at all construction projects. These
procedures apply when the following materials are used or
prepared onsite:
Pesticides and herbicides
In Fertilizers
In Detergents
s, Petroleum products such as fuel, oil, and grease
s Asphalt and other concrete components
• Other hazardous chemicals such as acids, lime, glues,
adhesives, paints, solvents, and curing compounds
• Other materials that may be detrimental if released to the
environment
Categories
EC
Erosion Control
SE
Sediment Control
TIC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and Q
Materials Pollution Control
Legend:
Q
Primary Category
0 Secondary Category
Targeted Constituents
Sediment
��..
Nutrients
Nutrients
Q
Trash
Q
Metals
Q
Bacteria
Oil and Grease Q
Organics Q
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
wu wplm11�M'mmot
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Agreement No. 6574
Material Use MA-2
Limitations
Safer alternative building and construction products may not be available or suitable in every
instance.
Implementation
The following steps should be taken to minimize risk:
• Minimize use of hazardous materials onsite.
■, Follow manufacturer instructions regarding uses, protective equipment, ventilation,
flammability, and mixing of chemicals.
■i Train personnel who use pesticides. The California Department of Pesticide Regulation and
county agricultural commissioners license pesticide dealers, certify pesticide applicators,
and conduct onsite inspections.
x The preferred method of termiticide application is soil injection near the existing or
proposed structure foundation/slab; however, if not feasible, soil drench application of
termiticides should follow EPA label guidelines and the following recommendations (most
of which are applicable to most pesticide applications):
■ Do not treat soil that is water -saturated or frozen.
® Application shall not commence within 24-hours of a predicted precipitation event with
a 40% or greater probability. Weather tracking must be performed on a daily basis prior
to termiticide application and during the period of termiticide application.
ml Do not allow treatment chemicals to runoff from the target area. Apply proper quantity
to prevent excess runoff. Provide containment for and divert stormwater from
application areas using berms or diversion ditches during application.
• Dry season: Do not apply within io feet of storm drains. Do not apply within 25 feet of
aquatic habitats (such as, but not limited to, lakes; reservoirs; rivers; permanent
streams; marshes or ponds; estuaries; and commercial fish farm ponds).
• Wet season: Do not apply within 50 feet of storm drains or aquatic habitats (such as, but
not limited to, lakes; reservoirs; rivers; permanent streams; marshes or ponds; estuaries;
and commercial fish farm ponds) unless a vegetative buffer is present (if so, refer to dry
season requirements).
■ Do not make on -grade applications when sustained wind speeds are above io mph (at
application site) at nozzle end height.
■u Cover treatment site prior to a rain event in order to prevent run-off of the pesticide into
non -target areas. The treated area should be limited to a size that can be backfilled
and/or covered by the end of the work shift. Backfilling or covering of the treated area
shall be done by the end of the same work shift in which the application is made.
• The applicator must either cover the soil him/herself or provide written notification of
the above requirement to the contractor on site and to the person commissioning the
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Agreement No. 6574
aterial e
application (if different than the contractor). If notice is provided to the contractor or the
person commissioning the application, then they are responsible under the Federal
Insecticide Fungicide, and Rodenticide Act (FIFRA) to ensure that: 1) if the concrete slab
cannot be poured over the treated soil within 24 hours of application, the treated soil is
covered with a waterproof covering (such as polyethylene sheeting), and 2) the treated
soil is covered if precipitation is predicted to occur before the concrete slab is scheduled
to be poured.
Do not over -apply fertilizers, herbicides, and pesticides. Prepare only the amount needed.
Follow the recommended usage instructions. Over -application is expensive and
environmentally harmful. Unless on steep slopes, till fertilizers into the soil rather than
hydraulic application. Apply surface dressings in several smaller applications, as opposed to
one large application, to allow time for infiltration and to avoid excess material being carried
offsite by runoff. Do not apply these chemicals before predicted rainfall.
• Train employees and subcontractors in proper material use.
• Supply Material Safety Data Sheets (MSDS) for all materials.
■ Dispose of latex paint and paint cans, used brushes, rags, absorbent materials, and drop
cloths, when thoroughly dry and are no longer hazardous, with other construction debris.
■ Do not remove the original product label; it contains important safety and disposal
information. Use the entire product before disposing of the container.
• Mix paint indoors or in a containment area. Never clean paintbrushes or rinse paint
containers into a street, gutter, storm drain, or watercourse. Dispose of any paint thinners,
residue, and sludge(s) that cannot be recycled, as hazardous waste.
• For water -based paint, clean brushes to the extent practicable, and rinse to a drain leading to
a sanitary sewer where permitted or contain for proper disposal off site. For oil -based
paints, clean brushes to the extent practicable, and filter and reuse thinners and solvents.
e Use recycled and less hazardous products when practical. Recycle residual paints, solvents,
non -treated lumber, and other materials.
• Use materials only where and when needed to complete the construction activity. Use safer
alternative materials as much as possible. Reduce or eliminate use of hazardous materials
onsite when practical.
• Document the location, time, chemicals applied, and applicator's name and qualifications.
• Keep an ample supply of spill clean up material near use areas. Train employees in spill
clean up procedures.
■ Avoid exposing applied materials to rainfall and runoff unless sufficient time has been
allowed for them to dry.
• Discontinue use of erodible landscape material within 2 days prior to a forecasted rain event
and materials should be covered and/or bermed.
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Agreement No. 6574
Material
a Provide containment for material use areas such as masons' areas or paint
mixing/preparation areas to prevent materials/pollutants from entering stormwater,
Costs
All of the above are low cost measures.
Inspection and Maintenance
n Inspect and verify that activity -based BMPs are in place prior to the commencement of
associated activities.
BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
a Ensure employees and subcontractors throughout the job are using appropriate practices.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995•
Coastal Nonpoint Pollution Control Program: Program Development and Approval Guidance,
Working Group Working Paper; USEPA, April 1992.
Comments on Risk Assessments Risk Reduction Options for Cypermethrin: Docket No. OPP-
2005-0293; California Stormwater Quality Association (CASQA) letter to USEPA,
2oo6.Environmental Hazard and General Labeling for Pyrethroid Non -Agricultural Outdoor
Products, EPA-HQ-OPP-2008-0331-0021; USEPA, 2008.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Stormwater Management for Construction Activities; Developing Pollution Prevention Plans
and Best Management Practice, EPA 832-R-92005; USEPA, April 1992.
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Agreement No. 6574
Stockpile ""
Description and Purpose
Stockpile management procedures and practices are designed
to reduce or eliminate air and stormwater pollution from
stockpiles of soil, soil amendments, sand, paving materials such
as Portland cement concrete (PCQ rubble, asphalt concrete
(AC), asphalt concrete rubble, aggregate base, aggregate sub
base or pre -mixed aggregate, asphalt minder (so called "cold
mix" asphalt), and pressure treated wood.
Suitable Applications
Implement in all projects that stockpile soil and other loose
materials.
Limitations
Plastic sheeting as a stockpile protection is temporary and
hard to manage in windy conditions. Where plastic is used,
consider use of plastic tarps with nylon reinforcement
which may be more durable than standard sheeting.
s Plastic sheeting can increase runoff volume due to lack of
infiltration and potentially cause perimeter control failure.
Plastic sheeting breaks down faster in sunlight.
a The use of Plastic materials and photodegradable plastics
should be avoided.
Implementation
Protection of stockpiles is a year-round requirement. To
properly manage stockpiles:
Treat Categories
EC
E_ �,���..��.�o w'..... ... .....
sion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater ❑x
Management Control
WM
Waste Management and Q
Materials Pollution Control
egend:.........
Legend:.
........
Q
Primary Category
❑x
Secondary Category
Targeted Constituents
Sediment
Q
Nutrients
Q
Trash
Q
Metals
Q
Bacteria
Oil and Grease
Q
Organics
Q
Potential Alternatives
None
1If User/Subscriber modifies this this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
M m,p,0�w�imm l^w'e mu �e0.Oi��t miW��
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Agreement No. 6574
Stockpile .;
• On larger sites, a minimum of 5o ft separation from concentrated flows of stormwater,
drainage courses, and inlets is recommended.
• After 14 days of inactivity, a stockpile is non -active and requires further protection described
below. All stockpiles are required to be protested as non -active stockpiles immediately if
they are not scheduled to be used within 14 days.
• Protect all stockpiles from stormwater run-on using temporary perimeter sediment barriers
such as compost berms (SE-13), temporary silt dikes (SE-12), fiber rolls (SE-5), silt fences
(SE-1), sandbags (SE-8), gravel bags (SE-6), or biofilter bags (SE-14). Refer to the individual
fact sheet for each of these controls for installation information.
• Implement wind erosion control practices as appropriate on all stockpiled material. For
specific information, see WE-1, Wind Erosion Control.
a Manage stockpiles of contaminated soil in accordance with W34-7, Contaminated Soil
Management.
■ Place bagged materials on pallets and under cover.
• Ensure that stockpile coverings are installed securely to protect from wind and rain.
■ Some plastic covers withstand weather and sunlight better than others. Select cover
materials or methods based on anticipated duration of use.
Protection of Non Active Stockpiles
A stockpile is considered non -active if it either is not used for 14 days or if it is scheduled not to
be used for 14 days or more. Stockpiles need to be protected immediately if they are not
scheduled to be used within 14 days. Non -active stockpiles of the identified materials should be
protected as follows:
Soil stockpiles
Soil stockpiles should be covered or protected with soil stabilization measures and a
temporary perimeter sediment barrier at all times.
Temporary vegetation should be considered for topsoil piles that will be stockpiled for
extended periods.
Stockpiles of Portland cement concrete rubble, asphalt concrete, asphalt concrete rubble,
aggregate base, or aggregate sub base
■ Stockpiles should be covered and protected with a temporary perimeter sediment barrier at
all times.
Stockpiles of "cold mix"
a Cold mix stockpiles should be placed on and covered with plastic sheeting or comparable
material at all times and surrounded by a berm.
Stockpiles offly ash, stucco, hydrated lime
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Agreement No. 6574
Stockpile
Stockpiles of materials that may raise the pH of runoff (i.e., basic materials) should be
covered with plastic and surrounded by a berm.
Stockpiles/Storage of treated wood
■ Treated wood should be covered with plastic sheeting or comparable material at all times
and surrounded by a berm.
Protection ofActiue Stockpiles
A stockpile is active when it is being used or is scheduled to be used within 14 days of the
previous use. Active stockpiles of the identified materials should be protected as follows:
• All stockpiles should be covered and protected with a temporary linear sediment barrier
prior to the onset of precipitation.
• Stockpiles of "cold mix" and treated wood, and basic materials should be placed on and
covered with plastic sheeting or comparable material and surrounded by a berm prior to the
onset of precipitation.
r The downstream perimeter of an active stockpile should be protected with a linear sediment
barrier or berm and runoff should be diverted around or away from the stockpile on the
upstream perimeter.
Costs
For cost information associated with stockpile protection refer to the individual erosion or
sediment control BMP fact sheet considered for implementation (For example, refer to SE-1 Silt
Fence for installation of silt fence around the perimeter of a stockpile.)
Inspection and Maintenance
■ Stockpiles must be inspected in accordance with General Permit requirements for the
associated project type and risk level. It is recommended that at a minimum, BMPs be
inspected weekly, prior to forecasted rain events, daily during extended rain events, and
after the conclusion of rain events.
It may be necessary to inspect stockpiles covered with plastic sheeting more frequently
during certain conditions (for example, high winds or extreme heat).
* Repair and/or replace perimeter controls and covers as needed to keep them functioning
properly.
Sediment shall be removed when it reaches one-third of the barrier height.
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
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Agreement No. 6574
Spill Prevention
� NO, Categories
EC Erosion Control
SE Sediment Control
TC Tracking Control
WE Wind Erosion Control
Non-Stormwater
NS Management Control
WM Waste Management and Q
Materials Pollution Control
ti Legend:
QPrimaryObjective
a
Secondary Objective
�,
Diu
Targeted Constituents
Description and Purpose Sediment
Prevent or reduce the discharge of pollutants to drainage Nutrients Q
systems or watercourses from leaks and spills by reducing the Trash Q
chance for spills, stopping the source of spills, containing and Metals Q
cleaning up spills, properly disposing of spill materials, and
training employees. Bacteria
Oil and Grease Q
This best management practice covers only spill prevention and Organics Q
control. However, WM-1, Materials Delivery and Storage, and
WM-2, Material Use, also contain useful information, potential Alternatives
particularly on spill prevention. For information on wastes, see
the waste management BMPs in this section. None�
Suitable Applications
This BMP is suitable for all construction projects. Spill control _
Procedures are implemented anytime chemicals or hazardous If User/Subscriber - modifies this fact
substances are stored on the construction site, including the sheet in any way, the CASQA
following materials: name/logo and footer below must be
removed from each page and not
Soil stabilizers/binders appear on the modified version.
• Dust palliatives
s Herbicides
s Growth inhibitors
• Fertilizers
• Deicing/anti-icing chemicals
il',�":WW'&"iWW.Nl W'!WW"N'�Wv.7&vWl�ri.%JIMl'..
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Agreement No. 6574
Spill Prieventioln and Control WM-4
• Fuels
• Lubricants
r Other petroleum distillates
Limitations
■ In some cases, it may be necessary to use a private spill cleanup company.
■ This BMP applies to spills caused by the contractor and subcontractors.
• Procedures and practices presented in this BMP are general. Contractor should identify
appropriate practices for the specific materials used or stored onsite
Implementation
The following steps will help reduce the stormwater impacts of leaks and spills:
Education
• Be aware that different materials pollute in different amounts. Make sure that each
employee knows what a "significant spill" is for each material they use, and what is the
appropriate response for "significant" and "insignificant" spills.
• Educate employees and subcontractors on potential dangers to humans and the
environment from spills and leaks.
■ Hold regular meetings to discuss and reinforce appropriate disposal procedures (incorporate
into regular safety meetings).
• Establish a continuing education program to indoctrinate new employees.
■ Have contractor's superintendent or representative oversee and enforce proper spill
prevention and control measures.
General Measures
• To the extent that the work can be accomplished safely, spills of oil, petroleum products,
substances listed under 40 CFR parts 110,117, and 302, and sanitary and septic wastes
should be contained and cleaned up immediately.
• Store hazardous materials and wastes in covered containers and protect from vandalism.
• Place a stockpile of spill cleanup materials where it will be readily accessible.
• Train employees in spill prevention and cleanup.
• Designate responsible individuals to oversee and enforce control measures.
• Spills should be covered and protected from stormwater runon during rainfall to the extent
that it doesn't compromise clean up activities.
• Do not bury or wash spills with water.
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Agreement No. 6574
Spill Prevention 4
• Store and dispose of used clean up materials, contaminated materials, and recovered spill
material that is no longer suitable for the intended purpose in conformance with the
provisions in applicable BMPs.
• Do not allow water used for cleaning and decontamination to enter storm drains or
watercourses. Collect and dispose of contaminated water in accordance with WM-io, Liquid
Waste Management.
• Contain water overflow or minor water spillage and do not allow it to discharge into
drainage facilities or watercourses.
• Place proper storage, cleanup, and spill reporting instructions for hazardous materials
stored or used on the project site in an open, conspicuous, and accessible location.
• Keep waste storage areas clean, well organized, and equipped with ample cleanup supplies
as appropriate for the materials being stored. Perimeter controls, containment structures,
covers, and liners should be repaired or replaced as needed to maintain proper function.
Cleanup
• Clean up leaks and spills immediately.
• Use a rag for small spills on paved surfaces, a damp mop for general cleanup, and absorbent
material for larger spills. If the spilled material is hazardous, then the used cleanup
materials are also hazardous and must be sent to either a certified laundry (rags) or disposed
of as hazardous waste.
® Never hose down or bury dry material spills. Clean up as much of the material as possible
and dispose of properly. See the waste management BMPs in this section for specific
information.
Minor Spills
• Minor spills typically involve small quantities of oil, gasoline, paint, etc. which can be
controlled by the first responder at the discovery of the spill.
• Use absorbent materials on small spills rather than hosing down or burying the spill.
• Absorbent materials should be promptly removed and disposed of properly.
■ Follow the practice below for a minor spill:
- Contain the spread of the spill.
- Recover spilled materials.
- Clean the contaminated area and properly dispose of contaminated materials.
Semi -Significant Spills
■ Semi -significant spills still can be controlled by the first responder along with the aid of
other personnel such as laborers and the foreman, etc. This response may require the
cessation of all other activities.
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Spill Prevention and l 4
Spills should be cleaned up immediately:
- Contain spread of the spill.
- Notify the project foreman immediately.
- If the spill occurs on paved or impermeable surfaces, clean up using "dry" methods
(absorbent materials, cat litter and/or rags). Contain the spill by encircling with
absorbent materials and do not let the spill spread widely.
- If the spill occurs in dirt areas, immediately contain the spill by constructing an earthen
dike. Dig up and properly dispose of contaminated soil.
- If the spill occurs during rain, cover spill with tarps or other material to prevent
contaminating runoff.
Significant/Hazardous Spills
For significant or hazardous spills that cannot be controlled by personnel in the immediate
vicinity, the following steps should be taken:
- Notify the local emergency response by dialing 911. In addition to 911, the contractor will
notify the proper county officials. It is the contractor's responsibility to have all
emergency phone numbers at the construction site.
- Notify the Governor's Office of Emergency Services Warning Center, (916) 845-8911.
- For spills of federal reportable quantities, in conformance with the requirements in 40
CFR parts 110,119, and 302, the contractor should notify the National Response Center
at (800) 424-8802.
- Notification should first be made by telephone and followed up with a written report.
- The services of a spill's contractor or a Haz-Mat team should be obtained immediately.
Construction personnel should not attempt to clean up until the appropriate and
qualified staffs have arrived at the job site.
- Other agencies which may need to be consulted include, but are not limited to, the Fire
Department, the Public Works Department, the Coast Guard, the Highway Patrol, the
City/County Police Department, Department of Toxic Substances, California Division of
Oil and Gas, Cal/OSHA, etc.
Reporting
in Report significant spills to local agencies, such as the Fire Department; they can assist in
cleanup.
m Federal regulations require that any significant oil spill into a water body or onto an
adjoining shoreline be reported to the National Response Center (NRC) at 800-424-8802
(24 hours).
Use the following measures related to specific activities:
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Agreement No. 6574
Spill Prevention r .r
Vehicle and Equipment Maintenance
d If maintenance must occur onsite, use a designated area and a secondary containment,
located away from drainage courses, to prevent the runon of stormwater and the runoff of
spills.
• Regularly inspect onsite vehicles and equipment for leaks and repair immediately
• Check incoming vehicles and equipment (including delivery trucks, and employee and
subcontractor vehicles) for leaking oil and fluids. Do not allow leaking vehicles or
equipment onsite.
• Always use secondary containment, such as a drain pan or drop cloth, to catch spills or leaks
when removing or changing fluids.
N Place drip pans or absorbent materials under paving equipment when not in use.
• Use absorbent materials on small spills rather than hosing down or burying the spill.
Remove the absorbent materials promptly and dispose of properly.
• Promptly transfer used fluids to the proper waste or recycling drums. Don't leave full drip
pans or other open containers lying around
A Oil filters disposed of in trashcans or dumpsters can leak oil and pollute stormwater. Place
the oil filter in a funnel over a waste oil -recycling drum to drain excess oil before disposal.
Oil filters can also be recycled. Ask the oil supplier or recycler about recycling oil filters.
• Store cracked batteries in a non -leaking secondary container. Do this with all cracked
batteries even if you think all the acid has drained out. If you drop a battery, treat it as if it is
cracked. Put it into the containment area until you are sure it is not leaking.
Vehicle and Equipment Fueling
■ If fueling must occur onsite, use designate areas, located away from drainage courses, to
prevent the runon of stormwater and the runoff of spills.
* Discourage "topping off' of fuel tanks.
Always use secondary containment, such as a drain pan, when fueling to catch spills/ leaks.
Costs
Prevention of leaks and spills is inexpensive. Treatment and/ or disposal of contaminated soil
or water can be quite expensive.
Inspection and Maintenance
Inspect and verify that activity —based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
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Agreement No. 6574
Spill "reventi
''
ioln
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995-
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities; Developing Pollution Prevention Plans
and Best Management Practice, EPA 832-R-92005; USEPA, April 1992.
December 2019 CASQA BMP Handbook 6 of 6
Construction
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Agreement No. 6574
Solid Management WM_5
Description and Purpose
Solid waste management procedures and practices are designed
to prevent or reduce the discharge of pollutants to stormwater
from solid or construction waste by providing designated waste
collection areas and containers, arranging for regular disposal,
and training employees and subcontractors.
Suitable Applications
This BMP is suitable for construction sites where the following
wastes are generated or stored:
a Solid waste generated from trees and shrubs removed
during land clearing, demolition of existing structures
(rubble), and building construction
a Packaging materials including wood, paper, and plastic
a Scrap or surplus building materials including scrap metals,
rubber, plastic, glass pieces, and masonry products
a Domestic wastes including food containers such as beverage
cans, coffee cups, paper bags, plastic wrappers, and
cigarettes
a Construction wastes including brick, mortar, timber, steel
and metal scraps, pipe and electrical cuttings, non-
hazardous equipment parts, styrofoam and other materials
used to transport and package construction materials
Categories
EC Erosion Control
SE Sediment Control
TC Tracking Control
WE Wind Erosion Control
NS Non-Stormwater
Management Control
WM Waste Management and Q
Materials Pollution Control
Legend:
Q Primary Objective
❑X Secondary Objective
Targeted Constituents
Sediment
Q
Nutrients
Q
Trash
Q
Metals
Q
Bacteria
Oil and Grease
Q
Organics
Q
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
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Agreement No. 6574
Solid Waste Management WM-5
s Highway planting wastes, including vegetative material, plant containers, and packaging
materials
Limitations
Temporary stockpiling of certain construction wastes may not necessitate stringent drainage
related controls during the non -rainy season or in desert areas with low rainfall.
Implementation
The following steps will help keep a clean site and reduce stormwater pollution:
■ Select designated waste collection areas onsite.
• Inform trash -hauling contractors that you will accept only watertight dumpsters for onsite
use. Inspect dumpsters for leaks and repair any dumpster that is not watertight.
• Locate containers in a covered area or in a secondary containment.
■ Provide an adequate number of containers with lids or covers that can be placed over the
container to keep rain out or to prevent loss of wastes when it is windy.
• Cover waste containers at the end of each work day and when it is raining.
■ Plan for additional containers and more frequent pickup during the demolition phase of
construction.
• Collect site trash daily, especially during rainy and windy conditions.
• Remove this solid waste promptly since erosion and sediment control devices tend to collect
litter.
• Make sure that toxic liquid wastes (used oils, solvents, and paints) and chemicals (acids,
pesticides, additives, curing compounds) are not disposed of in dumpsters designated for
construction debris.
• Do not hose out dumpsters on the construction site. Leave dumpster cleaning to the trash
hauling contractor.
■ Arrange for regular waste collection before containers overflow.
a Clean up immediately if a container does spill.
ni Make sure that construction waste is collected, removed, and disposed of only at authorized
disposal areas.
Education
• Have the contractor's superintendent or representative oversee and enforce proper solid
waste management procedures and practices.
• Instruct employees and subcontractors on identification of solid waste and hazardous waste.
■ Educate employees and subcontractors on solid waste storage and disposal procedures.
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Agreement No. 6574
Sol"Id Waste Management WM-5.
• Hold regular meetings to discuss and reinforce disposal procedures (incorporate into regular
safety meetings).
• Require that employees and subcontractors follow solid waste handling and storage
procedures.
o Prohibit littering by employees, subcontractors, and visitors.
• Minimize production of solid waste materials wherever possible.
Collection, Storage, and Disposal
• Littering on the project site should be prohibited.
• To prevent clogging of the storm drainage system, litter and debris removal from drainage
grates, trash racks, and ditch lines should be a priority.
• Trash receptacles should be provided in the contractor's yard, field trailer areas, and at
locations where workers congregate for lunch and break periods.
• Litter from work areas within the construction limits of the project site should be collected
and placed in watertight dumpsters at least weekly, regardless of whether the litter was
generated by the contractor, the public, or others. Collected litter and debris should not be
placed in or next to drain inlets, stormwater drainage systems, or watercourses.
• Dumpsters of sufficient size and number should be provided to contain the solid waste
generated by the project.
• Full dumpsters should be removed from the project site and the contents should be disposed
of by the trash hauling contractor.
• Construction debris and waste should be removed from the site biweekly or more frequently
as needed.
• Construction material visible to the public should be stored or stacked in an orderly manner.
• Stormwater runon should be prevented from contacting stored solid waste through the use
of berms, dikes, or other temporary diversion structures or through the use of measures to
elevate waste from site surfaces.
• Solid waste storage areas should be located at least 50 ft from drainage facilities and
watercourses and should not be located in areas prone to flooding or ponding.
• Except during fair weather, construction and highway planting waste not stored in
watertight dumpsters should be securely covered from wind and rain by covering the waste
with tarps or plastic.
■ Segregate potentially hazardous waste from non -hazardous construction site waste.
• Make sure that toxic liquid wastes (used oils, solvents, and paints) and chemicals (acids,
pesticides, additives, curing compounds) are not disposed of in dumpsters designated for
construction debris.
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Agreement No. 6574
Sioli'd Waste Management
For disposal of hazardous waste, see WM-6, Hazardous Waste Management. Have
hazardous waste hauled to an appropriate disposal and/or recycling facility.
Salvage or recycle useful vegetation debris, packaging and surplus building materials when
practical. For example, trees and shrubs from land clearing can be used as a brush barrier,
or converted into wood chips, then used as mulch on graded areas. Wood pallets, cardboard
boxes, and construction scraps can also be recycled.
Costs
All of the above are low cost measures.
Inspection and Maintenance
• Inspect and verify that activity —based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
• Inspect BMPs subject to non-stormwater discharge daily while non-stormwater discharges
occur
■ Inspect construction waste area regularly.
• Arrange for regular waste collection.
References
Processes, Procedures and Methods to Control Pollution Resulting from All Construction
Activity, 430/9-73-007, USEPA, 1973.
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities; Developing Pollution Prevention Plans
and Best Management Practice, EPA 832-R-92005; USEPA, April 1992.
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Agreement No. 6574
Hazardous+;;
Description and Purpose
Prevent or reduce the discharge of pollutants to stormwater from
hazardous waste through proper material use, waste disposal,
and training of employees and subcontractors.
Suitable Applications
This best management practice (BMP) applies to all construction
projects. Hazardous waste management practices are
implemented on construction projects that generate waste from
the use of:
- Petroleum Products
- Concrete Curing Compounds
- Palliatives
- Septic Wastes
- Stains
- Wood Preservatives
- Asphalt Products
- Pesticides
- Acids
- Paints
- Solvents
- Roofing Tar
- Any materials deemed a hazardous waste in California,
Title 22 Division 4.5, or listed in 40 CFR Parts 11o, 117,
261, or 302
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and Q
Materials Pollution Control
..........._ .............
Legend:
Q
Primary Objective
❑x
Secondary Objective
Targeted Constituents
Sediment �.w.���....,..�.�
Nutrients
Q
Trash
Q
Metals
Q
Bacteria
Q
Oil and Grease
Q
Organics
Q
Potential Alternatives
�.None
� .....w
If User/Subscriber modifies this fact
sheet in anyway, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
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Agreement No. 6574
H�aizardous,
In addition, sites with existing structures may contain wastes, which must be disposed of in
accordance with federal, state, and local regulations. These wastes include:
• Sandblasting grit mixed with lead-, cadmium-, or chromium -based paints
• Asbestos
• PCBs (particularly in older transformers)
Limitations
• Hazardous waste that cannot be reused or recycled must be disposed of by a licensed
hazardous waste hauler.
• Nothing in this BMP relieves the contractor from responsibility for compliance with federal,
state, and local laws regarding storage, handling, transportation, and disposal of hazardous
wastes.
• This BMP does not cover aerially deposited lead (ADL) soils. For ADL soils refer to WM-7,
Contaminated Soil Management.
Implementation
The following steps will help reduce stormwater pollution from hazardous wastes:
Material Use
® Wastes should be stored in sealed containers constructed of a suitable material and should
be labeled as required by Title 22 CCR, Division 4.5 and 49 CFR Parts 172, 173, 178, and 179.
r! All hazardous waste should be stored, transported, and disposed as required in Title 22 CCR,
Division 4.5 and 49 CFR 261-263.
■ Waste containers should be stored in temporary containment facilities that should comply
with the following requirements:
Temporary containment facility should provide for a spill containment volume equal to
1.5 times the volume of all containers able to contain precipitation from a 25-year storm
event, plus the greater of 1o% of the aggregate volume of all containers or t00% of the
capacity of the largest tank within its boundary, whichever is greater.
Temporary containment facility should be impervious to the materials stored there for a
minimum contact time of 72 hours.
- Temporary containment facilities should be maintained free of accumulated rainwater
and spills. In the event of spills or leaks, accumulated rainwater and spills should be
placed into drums after each rainfall. These liquids should be handled as a hazardous
waste unless testing determines them to be non -hazardous. Non -hazardous liquids
should be sent to an approved disposal site.
- Sufficient separation should be provided between stored containers to allow for spill
cleanup and emergency response access.
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Agreement No. 6574
- Incompatible materials, such as chlorine and ammonia, should not be stored in the same
temporary containment facility.
- Throughout the rainy season, temporary containment facilities should be covered during
non -working days, and prior to rain events. Covered facilities may include use of plastic
tarps for small facilities or constructed roofs with overhangs.
a Drums should not be overfilled, and wastes should not be mixed.
Unless watertight, containers of dry waste should be stored on pallets.
Do not over -apply herbicides and pesticides. Prepare only the amount needed. Follow the
recommended usage instructions. Over application is expensive and environmentally
harmful. Apply surface dressings in several smaller applications, as opposed to one large
application. Allow time for infiltration and avoid excess material being carried offsite by
runoff. Do not apply these chemicals just before it rains. People applying pesticides must be
certified in accordance with federal and state regulations.
• Paint brushes and equipment for water and oil -based paints should be cleaned within a
contained area and should not be allowed to contaminate site soils, watercourses, or
drainage systems. Waste paints, thinners, solvents, residues, and sludges that cannot be
recycled or reused should be disposed of as hazardous waste. When thoroughly dry, latex
paint and paint cans, used brushes, rags, absorbent materials, and drop cloths should be
disposed of as solid waste.
• Do not clean out brushes or rinse paint containers into the dirt, street, gutter, storm drain,
or stream. "Paint out" brushes as much as possible. Rinse water -based paints to the
sanitary sewer. Filter and reuse thinners and solvents. Dispose of excess oil -based paints
and sludge as hazardous waste.
• The following actions should be taken with respect to temporary contaminant:
- Ensure that adequate hazardous waste storage volume is available.
- Ensure that hazardous waste collection containers are conveniently located.
- Designate hazardous waste storage areas onsite away from storm drains or watercourses
and away from moving vehicles and equipment to prevent accidental spills.
- Minimize production or generation of hazardous materials and hazardous waste on the
job site.
- Use containment berms in fueling and maintenance areas and where the potential for
spills is high.
- Segregate potentially hazardous waste from non -hazardous construction site debris.
- Keep liquid or semi -liquid hazardous waste in appropriate containers (closed drums or
similar) and under cover.
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Agreement No. 6574
Management'lazardous Waste w
- Clearly label all hazardous waste containers with the waste being stored and the date of
accumulation.
Place hazardous waste containers in secondary containment.
- Do not allow potentially hazardous waste materials to accumulate on the ground.
- Do not mix wastes.
Use all of the product before disposing of the container.
Do not remove the original product label; it contains important safety and disposal
information.
Waste Recycling Disposal
■ Select designated hazardous waste collection areas onsite.
• Hazardous materials and wastes should be stored in covered containers and protected from
vandalism.
■ Place hazardous waste containers in secondary containment.
• Do not mix wastes, this can cause chemical reactions, making recycling impossible and
complicating disposal.
• Recycle any useful materials such as used oil or water -based paint.
• Make sure that toxic liquid wastes (used oils, solvents, and paints) and chemicals (acids,
pesticides, additives, curing compounds) are not disposed of in dumpsters designated for
construction debris.
• Arrange for regular waste collection before containers overflow.
• Make sure that hazardous waste (e.g., excess oil -based paint and sludge) is collected,
removed, and disposed of only at authorized disposal areas.
Disposal Procedures
• Waste should be disposed of by a licensed hazardous waste transporter at an authorized and
licensed disposal facility or recycling facility utilizing properly completed Uniform
Hazardous Waste Manifest forms.
■ A Department of Health Services certified laboratory should sample waste to determine the
appropriate disposal facility.
® Properly dispose of rainwater in secondary containment that may have mixed with
hazardous waste.
• Attention is directed to "Hazardous Material", "Contaminated Material", and "Aerially
Deposited Lead" of the contract documents regarding the handling and disposal of
hazardous materials.
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Agreement No. 6574
Education
Educate employees and subcontractors on hazardous waste storage and disposal procedures.
Educate employees and subcontractors on potential dangers to humans and the
environment from hazardous wastes.
■ Instruct employees and subcontractors on safety procedures for common construction site
hazardous wastes.
a Instruct employees and subcontractors in identification of hazardous and solid waste.
• Hold regular meetings to discuss and reinforce hazardous waste management procedures
(incorporate into regular safety meetings).
■ The contractor's superintendent or representative should oversee and enforce proper
hazardous waste management procedures and practices.
• Make sure that hazardous waste is collected, removed, and disposed of only at authorized
disposal areas.
• Warning signs should be placed in areas recently treated with chemicals.
• Place a stockpile of spill cleanup materials where it will be readily accessible.
• If a container does spill, clean up immediately.
Costs
All of the above are low cost measures.
Inspection and Maintenance
• Inspect and verify that activity —based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
• Inspect BMPs subject to non-stormwater discharge daily while non-stormwater discharges
occur
• Hazardous waste should be regularly collected.
• A foreman or construction supervisor should monitor onsite hazardous waste storage and
disposal procedures.
• Waste storage areas should be kept clean, well organized, and equipped with ample cleanup
supplies as appropriate for the materials being stored.
n Perimeter controls, containment structures, covers, and liners should be repaired or
replaced as needed to maintain proper function.
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Agreement No. 6574
• Hazardous spills should be cleaned up and reported in conformance with the applicable
Material Safety Data Sheet (MSDS) and the instructions posted at the project site.
• The National Response Center, at (800) 424-8802, should be notified of spills of federal
reportable quantities in conformance with the requirements in 40 CFR parts 110, 117, and
302. Also notify the Governors Office of Emergency Services Warning Center at (916) 845-
8911.
• A copy of the hazardous waste manifests should be provided.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995•
Processes, Procedures and Methods to Control Pollution Resulting from All Construction
Activity, 430/9-73-007, USEPA, 1973•
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities; Developing Pollution Prevention Plans
and Best Management Practice, EPA 832-R-92005; USEPA, April 1992.
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Agreement No. 6574
�w114�..
Description and Purpose
Prevent or reduce the discharge of pollutants to stormwater
from contaminated soil and highly acidic or alkaline soils by
conducting pre -construction surveys, inspecting excavations
regularly, and remediating contaminated soil promptly.
Suitable Applications
Contaminated soil management is implemented on
construction projects in highly urbanized or industrial areas
where soil contamination may have occurred due to spills, illicit
discharges, aerial deposition, past use and leaks from
underground storage tanks.
Limitations
Contaminated soils that cannot be treated onsite must be
disposed of offsite by a licensed hazardous waste hauler. The
presence of contaminated soil may indicate contaminated water
as well. See NS-2, Dewatering Operations, for more
information.
The procedures and practices presented in this BMP are
general. The contractor should identify appropriate practices
and procedures for the specific contaminants known to exist or
discovered onsite.
Implementation
Most owners and developers conduct pre -construction
environmental assessments as a matter of routine.
Contaminated soils are often identified during project planning
and development with known locations identified in the plans,
specifications and in the SWPPP. The contractor should review
applicable reports and investigate appropriate call -outs in the
Categories
EC Erosion Control
SE Sediment Control
TC Tracking Control
WE Wind Erosion Control
NS Non-Stormwater
Management Control
WM Waste Management and 0
Materials Pollution Control
Legend:
0 Primary Objective
0 Secondary Objective
Targeted Constituents
_ ......
Sediment......... ...._
Nutrients
0
Trash
0
Metals
0
Bacteria
0
Oil and Grease
0
Organics
0
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
December 2019 CASQA BMP Handbook 1 of 5
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Agreement No. 6574
ContaminatedillManagement
plans, specifications, and SWPPP. Recent court rulings holding contractors liable for cleanup
costs when they unknowingly move contaminated soil highlight the need for contractors to
confirm a site assessment is completed before earth moving begins.
The following steps will help reduce stormwater pollution from contaminated soil:
a Conduct thorough, pre -construction inspections of the site and review documents related to
the site. If inspection or reviews indicated presence of contaminated soils, develop a plan
before starting work.
Look for contaminated soil as evidenced by discoloration, odors, differences in soil
properties, abandoned underground tanks or pipes, or buried debris.
w Prevent leaks and spills. Contaminated soil can be expensive to treat and dispose of
properly. However, addressing the problem before construction is much less expensive than
after the structures are in place.
ni The contractor may further identify contaminated soils by investigating:
- Past site uses and activities
- Detected or undetected spills and leaks
.. Acid or alkaline solutions from exposed soil or rock formations high in acid or alkaline
forming elements
Contaminated soil as evidenced by discoloration, odors, differences in soil properties,
abandoned underground tanks or pipes, or buried debris.
- Suspected soils should be tested at a certified laboratory.
Education
• Have employees and subcontractors complete a safety training program which meets 29
CFR 1910.12o and 8 CCR 5192 covering the potential hazards as identified, prior to
performing any excavation work at the locations containing material classified as hazardous.
m Educate employees and subcontractors in identification of contaminated soil and on
contaminated soil handling and disposal procedures.
• Hold regular meetings to discuss and reinforce disposal procedures (incorporate into regular
safety meetings).
Handling Procedures for Material with Aerially Deposited Lead (ADL)
■ Materials from areas designated as containing (ADL) may, if allowed by the contract special
provisions, be excavated, transported, and used in the construction of embankments and/or
backfill.
is Excavation, transportation, and placement operations should result in no visible dust.
n Caution should be exercised to prevent spillage of lead containing material during transport.
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Agreement No. 6574
FT
r
m Quality should be monitored during excavation of soils contaminated with lead.
Handling Procedures for Contaminated Soils
• Minimize onsite storage. Contaminated soil should be disposed of properly in accordance
with all applicable regulations. All hazardous waste storage will comply with the
requirements in Title 22, CCR, Sections 66265.250 to 66265.26o.
• Test suspected soils at an approved certified laboratory.
81 Work with the local regulatory agencies to develop options for treatment or disposal if the
soil is contaminated.
r Avoid temporary stockpiling of contaminated soils or hazardous material.
• Take the following precautions if temporary stockpiling is necessary:
- Cover the stockpile with plastic sheeting or tarps.
- Install a berm around the stockpile to prevent runoff from leaving the area.
- Do not stockpile in or near storm drains or watercourses.
• Remove contaminated material and hazardous material on exteriors of transport vehicles
and place either into the current transport vehicle or into the excavation prior to the vehicle
leaving the exclusion zone.
r Monitor the air quality continuously during excavation operations at all locations containing
hazardous material.
• Procure all permits and licenses, pay all charges and fees, and give all notices necessary and
incident to the due and lawful prosecution of the work, including registration for
transporting vehicles carrying the contaminated material and the hazardous material.
• Collect water from decontamination procedures and treat or dispose of it at an appropriate
disposal site.
• Collect non -reusable protective equipment, once used by any personnel, and dispose of at an
appropriate disposal site.
• Install temporary security fence to surround and secure the exclusion zone. Remove fencing
when no longer needed.
• Excavate, transport, and dispose of contaminated material and hazardous material in
accordance with the rules and regulations of the following agencies (the specifications of
these agencies supersede the procedures outlined in this BMP):
- United States Department of Transportation (USDOT)
- United States Environmental Protection Agency (USEPA)
- California Environmental Protection Agency (CAL -EPA)
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Agreement No. 6574
Contaminated
California Division of Occupation Safety and Health Administration (CAL -OSHA)
Local regulatory agencies
Procedures for Underground Storage Tank Removals
• Prior to commencing tank removal operations, obtain the required underground storage
tank removal permits and approval from the federal, state, and local agencies that have
jurisdiction over such work.
s To determine if it contains hazardous substances, arrange to have tested, any liquid or
sludge found in the underground tank prior to its removal.
• Following the tank removal, take soil samples beneath the excavated tank and perform
analysis as required by the local agency representative(s).
• The underground storage tank, any liquid or sludge found within the tank, and all
contaminated substances and hazardous substances removed during the tank removal and
transported to disposal facilities permitted to accept such waste.
Water Control
s All necessary precautions and preventive measures should be taken to prevent the flow of
water, including ground water, from mixing with hazardous substances or underground
storage tank excavations. Such preventative measures may consist of, but are not limited to,
berms, cofferdams, grout curtains, freeze walls, and seal course concrete or any combination
thereof.
■ If water does enter an excavation and becomes contaminated, such water, when necessary to
proceed with the work, should be discharged to clean, closed top, watertight transportable
holding tanks, treated, and disposed of in accordance with federal, state, and local laws.
Costs
Prevention of leaks and spills is inexpensive. Treatment or disposal of contaminated soil can be
quite expensive.
Inspection and Maintenance
• Inspect and verify that activity —based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect BMPs
in accordance with General Permit requirements for the associated project type and risk
level. It is recommended that at a minimum, BMPs be inspected weekly, prior to forecasted
rain events, daily during extended rain events, and after the conclusion of rain events.
• Arrange for contractor's Water Pollution Control Manager, foreman, and/or construction
supervisor to monitor onsite contaminated soil storage and disposal procedures.
ol Monitor air quality continuously during excavation operations at all locations containing
hazardous material.
Coordinate contaminated soils and hazardous substances/waste management with the
appropriate federal, state, and local agencies.
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Agreement No. 6574
■ Implement W34-4, Spill Prevention and Control, to prevent leaks and spills as much as
possible.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995-
Processes, Procedures and Methods to Control Pollution Resulting from All Construction
Activity, 430/9-73-007, USEPA, 1973•
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
Stormwater Management for Construction Activities; Developing Pollution Prevention Plans
and Best Management Practice, EPA 832-R-92005; USEPA, April 1992.
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Agreement No. 6574
Concrete Waste
Description and Purpose
Prevent the discharge of pollutants to stormwater from
concrete waste by conducting washout onsite or offsite in a
designated area, and by employee and subcontractor training.
The General Permit incorporates Numeric Action Levels (NAL)
for pH (see Section 2 of this handbook to determine your
project's risk level and if you are subject to these requirements).
Many types of construction materials, including mortar,
concrete, stucco, cement and block and their associated wastes
have basic chemical properties that can raise pH levels outside
of the permitted range. Additional care should be taken when
managing these materials to prevent them from coming into
contact with stormwater flows and raising pH to levels outside
the accepted range.
Suitable Applications
Concrete waste management procedures and practices are
implemented on construction projects where:
s Concrete is used as a construction material or where
concrete dust and debris result from demolition activities.
n Slurries containing Portland cement concrete (PCC) are
generated, such as from saw cutting, coring, grinding,
grooving, and hydro -concrete demolition.
w Concrete trucks and other concrete -coated equipment are
washed onsite.
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and Q
Materials Pollution Control
Legend:
Q
Primary Category
❑x Secondary Category
Targeted Constituents
Sediment������. �..,,,,,.....a
Nutrients
Trash
Metals Q
Bacteria
Oil and Grease
Organics
Potential Alternatives
None
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
December 2019 CASQA BMP Handbook 1 of 7
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Agreement No. 6574
ManagementConcrete Waste 8
• Mortar -mixing stations exist.
• Stucco mixing and spraying.
• See also NS-8, Vehicle and Equipment Cleaning.
Limitations
mi Offsite washout of concrete wastes may not always be possible.
■ Multiple washouts may be needed to assure adequate capacity and to allow for evaporation.
Implementation
The following steps will help reduce stormwater pollution from concrete wastes:
w Incorporate requirements for concrete waste management into material supplier and
subcontractor agreements.
• Store dry and wet materials under cover, away from drainage areas. Refer to WM-1, Material
Delivery and Storage for more information.
• Avoid mixing excess amounts of concrete.
■ Perform washout of concrete trucks in designated areas only, where washout will not reach
stormwater.
■ Do not wash out concrete trucks into storm drains, open ditches, streets, streams or onto the
ground. Trucks should always be washed out into designated facilities.
• Do not allow excess concrete to be dumped onsite, except in designated areas.
• For onsite washout:
- On larger sites, it is recommended to locate washout areas at least 50 feet from storm
drains, open ditches, or water bodies. Do not allow runoff from this area by constructing
a temporary pit or bermed area large enough for liquid and solid waste.
- Washout wastes into the temporary washout where the concrete can set, be broken up,
and then disposed properly.
- Washouts shall be implemented in a manner that prevents leaching to underlying soils.
Washout containers must be water tight and washouts on or in the ground must be lined
with a suitable impervious liner, typically a plastic type material.
• Do not wash sweepings from exposed aggregate concrete into the street or storm drain.
Collect and return sweepings to aggregate base stockpile or dispose in the trash.
■ See typical concrete washout installation details at the end of this fact sheet.
Education
s Educate employees, subcontractors, and suppliers on the concrete waste management
techniques described herein.
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Concrete Waste Managernient
• Arrange for contractor's superintendent or representative to oversee and enforce concrete
waste management procedures.
• Discuss the concrete management techniques described in this BMP (such as handling of
concrete waste and washout) with the ready -mix concrete supplier before any deliveries are
made.
Concrete Demolition Wastes
m Stockpile concrete demolition waste in accordance with BMP WM-3, Stockpile Management.
• Dispose of or recycle hardened concrete waste in accordance with applicable federal, state or
local regulations.
Concrete Slurry Wastes
• PCC and AC waste should not be allowed to enter storm drains or watercourses.
• PCC and AC waste should be collected and disposed of or placed in a temporary concrete
washout facility (as described in Onsite Temporary Concrete Washout Facility, Concrete
Transit Truck Washout Procedures, below).
• A foreman or construction supervisor should monitor onsite concrete working tasks, such as
saw cutting, coring, grinding and grooving to ensure proper methods are implemented.
• Saw -cut concrete slurry should not be allowed to enter storm drains or watercourses.
Residue from grinding operations should be picked up by means of a vacuum attachment to
the grinding machine or by sweeping. Saw cutting residue should not be allowed to flow
across the pavement and should not be left on the surface of the pavement. See also NS-3,
Paving and Grinding Operations; and WM-1o, Liquid Waste Management.
e Concrete slurry residue should be disposed in a temporary washout facility (as described in
Onsite Temporary Concrete Washout Facility, Concrete Transit Truck Washout Procedures,
below) and allowed to dry. Dispose of dry slurry residue in accordance with WM-5, Solid
Waste Management.
Onsite Temporary Concrete Washout Facility, Transit Truck Washout
Procedures
• Temporary concrete washout facilities should be located a minimum of 50 ft from storm
drain inlets, open drainage facilities, and watercourses. Each facility should be located away
from construction traffic or access areas to prevent disturbance or tracking.
• A sign should be installed adjacent to each washout facility to inform concrete equipment
operators to utilize the proper facilities.
• Temporary concrete washout facilities should be constructed above grade or below grade at
the option of the contractor. Temporary concrete washout facilities should be constructed
and maintained in sufficient quantity and size to contain all liquid and concrete waste
generated by washout operations.
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Concrete Waste Management =Trfiz�1_8
a Temporary washout facilities should have a temporary pit or bermed areas of sufficient
volume to completely contain all liquid and waste concrete materials generated during
washout procedures.
• Temporary washout facilities should be lined to prevent discharge to the underlying ground
or surrounding area.
• Washout of concrete trucks should be performed in designated areas only.
• Only concrete from mixer truck chutes should be washed into concrete wash out.
n Concrete washout from concrete pumper bins can be washed into concrete pumper trucks
and discharged into designated washout area or properly disposed of or recycled offsite.
m Once concrete wastes are washed into the designated area and allowed to harden, the
concrete should be broken up, removed, and disposed of per WM-5, Solid Waste
Management. Dispose of or recycle hardened concrete on a regular basis.
Temporary Concrete Washout Facility (Type Above Grade)
- Temporary concrete washout facility (type above grade) should be constructed as shown
on the details at the end of this BMP, with a recommended minimum length and
minimum width of io ft; however, smaller sites or jobs may only need a smaller washout
facility. With any washout, always maintain a sufficient quantity and volume to contain
all liquid and concrete waste generated by washout operations.
- Materials used to construct the washout area should conform to the provisions detailed
in their respective BMPs (e.g., SE-8 Sandbag Barrier).
- Plastic lining material should be a minimum of io mil in polyethylene sheeting and
should be free of holes, tears, or other defects that compromise the impermeability of the
material.
- Alternatively, portable removable containers can be used as above grade concrete
washouts. Also called a "roll -off'; this concrete washout facility should be properly
sealed to prevent leakage and should be removed from the site and replaced when the
container reaches 75% capacity.
Temporary Concrete Washout Facility (Type Below Grade)
- Temporary concrete washout facilities (type below grade) should be constructed as
shown on the details at the end of this BMP, with a recommended minimum length and
minimum width of io ft. The quantity and volume should be sufficient to contain all
liquid and concrete waste generated by washout operations.
- Lath and flagging should be commercial type.
- Plastic lining material should be a minimum of 10 mil polyethylene sheeting and should
be free of holes, tears, or other defects that compromise the impermeability of the
material.
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Coincrete Waste Management WM-8
The base of a washout facility should be free of rock or debris that may damage a plastic
liner.
Removal of Temporary Concrete Washout Facilities
• When temporary concrete washout facilities are no longer required for the work, the
hardened concrete should be removed and properly disposed or recycled in accordance with
federal, state or local regulations. Materials used to construct temporary concrete washout
facilities should be removed from the site of the work and properly disposed or recycled in
accordance with federal, state or local regulations.
• Holes, depressions or other ground disturbance caused by the removal of the temporary
concrete washout facilities should be backfilled and repaired.
Costs
All of the above are low cost measures. Roll -off concrete washout facilities can be more costly
than other measures due to removal and replacement; however, provide a cleaner alternative to
traditional washouts. The type of washout facility, size, and availability of materials will
determine the cost of the washout.
Inspection and Maintenance
r, BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
Temporary concrete washout facilities should be maintained to provide adequate holding
capacity with a minimum freeboard of 4 in. for above grade facilities and 12 in. for below
grade facilities. Maintaining temporary concrete washout facilities should include removing
and disposing of hardened concrete and returning the facilities to a functional condition.
Hardened concrete materials should be removed and properly disposed or recycled in
accordance with federal, state or local regulations.
Washout facilities must be cleaned, or new facilities must be constructed and ready for use
once the washout is 75% full.
Inspect washout facilities for damage (e.g. torn liner, evidence of leaks, signage, etc.). Repair
all identified damage.
References
Blueprint for a Clean Bay: Best Management Practices to Prevent Stormwater Pollution from
Construction Related Activities; Santa Clara Valley Nonpoint Source Pollution Control Program,
1995-
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000, Updated March
2003.
Stormwater Management for Construction Activities; Developing Pollution Prevention Plans
and Best Management Practice, EPA 832-R-92005; USEPA, April 1992•
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Concrete Wa�ste Management WMI-8
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Agreement No. 6574
e Management ar / 'e ic Waste -�,
Description and Purpose
Proper sanitary and septic waste management prevent the
discharge of pollutants to stormwater from sanitary and septic
waste by providing convenient, well -maintained facilities, and
arranging for regular service and disposal.
Suitable Applications
Sanitary septic waste management practices are suitable for use
at all construction sites that use temporary or portable sanitary
and septic waste systems.
Limitations
None identified.
Implementation
Sanitary or septic wastes should be treated or disposed of in
accordance with state and local requirements. In many cases,
one contract with a local facility supplier will be all that it takes
to make sure sanitary wastes are properly disposed.
Storage and Disposal Procedures
■ Temporary sanitary facilities should be located away from
drainage facilities, watercourses, and from traffic
circulation. If site conditions allow, place portable facilities
a minimum of 50 feet from drainage conveyances and
traffic areas. When subjected to high winds or risk of high
winds, temporary sanitary facilities should be secured to
prevent overturning.
Categories
EC
Erosion Control
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and
Materials Pollution Control
Legend
0
Primary Category
❑x
Secondary Category
Targeted Constituents
Sediment
Nutrients
Q
Trash
Q
Metals
Bacteria
Q
Oil and Grease
Organics
Q
Potential Alternatives
.
If User/Subscriber modifies this fact
sheet in any way, the CASQA
name/logo and footer below must be
removed from each page and not
appear on the modified version.
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Temporary sanitary facilities must be equipped with containment to prevent discharge of
pollutants to the stormwater drainage system of the receiving water.
■ Consider safety as well as environmental implications before placing temporary sanitary
facilities.
• Wastewater should not be discharged or buried within the project site.
■ Sanitary and septic systems that discharge directly into sanitary sewer systems, where
permissible, should comply with the local health agency, city, county, and sewer district
requirements.
• Only reputable, licensed sanitary and septic waste haulers should be used.
• Sanitary facilities should be located in a convenient location.
al Temporary septic systems should treat wastes to appropriate levels before discharging.
• If using an onsite disposal system (OSDS), such as a septic system, local health agency
requirements must be followed.
■ Temporary sanitary facilities that discharge to the sanitary sewer system should be properly
connected to avoid illicit discharges.
■ Sanitary and septic facilities should be maintained in good working order by a licensed
service.
x Regular waste collection by a licensed hauler should be arranged before facilities overflow.
If a spill does occur from a temporary sanitary facility, follow federal, state and local
regulations for containment and clean-up.
Education
• Educate employees, subcontractors, and suppliers on sanitary and septic waste storage and
disposal procedures.
• Educate employees, subcontractors, and suppliers of potential dangers to humans and the
environment from sanitary and septic wastes.
■i Instruct employees, subcontractors, and suppliers in identification of sanitary and septic
waste.
Hold regular meetings to discuss and reinforce the use of sanitary facilities (incorporate into
regular safety meetings).
Establish a continuing education program to indoctrinate new employees.
Costs
All of the above are low cost measures.
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Inspection and Maintenance
m BMPs must be inspected in accordance with General Permit requirements for the associated
project type and risk level. It is recommended that at a minimum, BMPs be inspected
weekly, prior to forecasted rain events, daily during extended rain events, and after the
conclusion of rain events.
• Arrange for regular waste collection.
• If high winds are expected, portable sanitary facilities must be secured with spikes or
weighed down to prevent over turning.
• If spills or leaks from sanitary or septic facilities occur that are not contained and discharge
from the site, non -visible sampling of site discharge may be required. Refer to the General
Permit or to your project specific Construction Site Monitoring Plan to determine if and
where sampling is required.
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), March 2003.
Stormwater Management for Construction Activities; Developing Pollution Prevention Plans
and Best Management Practice, EPA 832-R-92O05; USEPA, April 1992.
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Agreement No. 6574
Uquid Waste Management
Categories
EC
Erosion Control �
SE
Sediment Control
TC
Tracking Control
WE
Wind Erosion Control
NS
Non-Stormwater
Management Control
WM
Waste Management and Q
Materials Pollution Control
................
Legend:
.
Q
Primary Objective
❑x
Secondary Objective
Targeted Constituents
Description and Purpose
Sediment ..........
Liquid waste management includes procedures and practices to
Nutrients
Q
prevent discharge of pollutants to the storm drain system or to
Trash
Q
watercourses as a result of the creation, collection, and disposal
of non -hazardous liquid wastes.
Metals
Q
Bacteria
Suitable Applications
Oil and Grease
Liquid waste management is applicable to construction projects
Organics
that generate any of the following non -hazardous by-products,
residuals, or wastes:,.mmmmmmmm..wda.......,.,,,,,,a,w..
Potential Alternatives
• Drilling slurries and drilling fluids None
• Grease -free and oil -free wastewater and rinse water
• Dredgings
e Other non-stormwater liquid discharges not permitted by
If User/Subscriber modifies this fact
separate permits
sheet in any way, the CASQA
name/logo and footer below must be
Limitations
removed from each page and not
® Disposal of some liquid wastes may be subject to specific
appear on the modified version.
laws and regulations or to requirements of other permits
secured for the construction project (e.g., NPDES permits,
Army Corps permits, Coastal Commission permits, etc.).
• Liquid waste management does not apply to dewatering`�
operations (NS-2 Dewatering Operations), solid waste
management (WM-5, Solid Waste Management), hazardous
wastes (WM-6, Hazardous Waste Management), or
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concrete slurry residue (WM-8, Concrete Waste Management).
Typical permitted non-stormwater discharges can include: water line flushing; landscape
irrigation; diverted stream flows; rising ground waters; uncontaminated pumped ground
water; discharges from potable water sources; foundation drains; irrigation water; springs;
water from crawl space pumps; footing drains; lawn watering; flows from riparian habitats
and wetlands; and discharges or flows from emergency fire fighting activities.
Implementation
General Practices
A Instruct employees and subcontractors how to safely differentiate between non -hazardous
liquid waste and potential or known hazardous liquid waste.
• Instruct employees, subcontractors, and suppliers that it is unacceptable for any liquid waste
to enter any storm drainage device, waterway, or receiving water.
• Educate employees and subcontractors on liquid waste generating activities and liquid waste
storage and disposal procedures.
• Hold regular meetings to discuss and reinforce disposal procedures (incorporate into regular
safety meetings).
• Verify which non-stormwater discharges are permitted by the statewide NPDES permit;
different regions might have different requirements not outlined in this permit.
• Apply NS-8, Vehicle and Equipment Cleaning for managing wash water and rinse water
from vehicle and equipment cleaning operations.
Containing Liquid Wastes
• Drilling residue and drilling fluids should not be allowed to enter storm drains and
watercourses and should be disposed of.
■ If an appropriate location is available, drilling residue and drilling fluids that are exempt
under Title 23, CCR § 2511(g) may be dried by infiltration and evaporation in a containment
facility constructed in conformance with the provisions concerning the Temporary Concrete
Washout Facilities detailed in WM-8, Concrete Waste Management.
• Liquid wastes generated as part of an operational procedure, such as water -laden dredged
material and drilling mud, should be contained and not allowed to flow into drainage
channels or receiving waters prior to treatment.
M Liquid wastes should be contained in a controlled area such as a holding pit, sediment basin,
roll -off bin, or portable tank.
•, Containment devices must be structurally sound and leak free.
• Containment devices must be of sufficient quantity or volume to completely contain the
liquid wastes generated.
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Liquidn n
Precautions should be taken to avoid spills or accidental releases of contained liquid wastes.
Apply the education measures and spill response procedures outlined in WM-4, Spill
Prevention and Control.
a Containment areas or devices should not be located where accidental release of the
contained liquid can threaten health or safety or discharge to water bodies, channels, or
storm drains.
Capturing Liquid Wastes
• Capture all liquid wastes that have the potential to affect the storm drainage system (such as
wash water and rinse water from cleaning walls or pavement), before they run off a surface.
o Do not allow liquid wastes to flow or discharge uncontrolled. Use temporary dikes or berms
to intercept flows and direct them to a containment area or device for capture.
• Use a sediment trap (SE-3, Sediment Trap) for capturing and treating sediment laden liquid
waste or capture in a containment device and allow sediment to settle.
Disposing of Liquid Wastes
• A typical method to handle liquid waste is to dewater the contained liquid waste, using
procedures such as described in NS-2, Dewatering Operations, and SE-2, Sediment Basin,
and dispose of resulting solids per WM-5, Solid Waste Management.
• Methods of disposal for some liquid wastes may be prescribed in Water Quality Reports,
NPDES permits, Environmental Impact Reports, 401 or 404 permits, and local agency
discharge permits, etc. Review the SWPPP to see if disposal methods are identified.
• Liquid wastes, such as from dredged material, may require testing and certification whether
it is hazardous or not before a disposal method can be determined.
• For disposal of hazardous waste, see WM-6, Hazardous Waste Management.
w If necessary, further treat liquid wastes prior to disposal. Treatment may include, though is
not limited to, sedimentation, filtration, and chemical neutralization.
Costs
Prevention costs for liquid waste management are minimal. Costs increase if cleanup or fines
are involved.
Inspection and Maintenance
a Inspect and verify that activity —based BMPs are in place prior to the commencement of
associated activities. While activities associated with the BMP are under way, inspect weekly
during the rainy season and of two -week intervals in the non -rainy season to verify
continued BMP implementation.
mi Inspect BMPs subject to non-stormwater discharge daily while non-stormwater discharges
occur.
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ManagementLiquid Waste
Remove deposited solids in containment areas and capturing devices as needed and at the
completion of the task. Dispose of any solids as described in WM-5, Solid Waste
Management.
a Inspect containment areas and capturing devices and repair as needed.
References
Stormwater Quality Handbooks - Construction Site Best Management Practices (BMPs) Manual,
State of California Department of Transportation (Caltrans), November 2000.
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Appendix Permit
El Segundo Boulevard Improvements Project 94 CASQA SWPPP Template
Preparation Date August 26, 2022 January 2015
AState Water Resources Control Board
reement NoF
Division o Water ua i 9
1001 I Street •Sacramento, California 95814 • (916) 341-5455 4
Mailing Address: P.O. Box 100 • Sacramento, California • 95812-0100 L W„
Linda S. Adams Fax (916) 341-5463 • http://www.waterboards.ca.gov
Secretary for
Environmental Protection Arnold Schwarzenegger
Governor
CONSTRUCTION GENERAL PERMIT FACT SHEET TABLE OF CONTENTS
1. BACKGROUND.....................................................................................................1
A. History..............................................................................................................................................................1
B. Legal Challenges and Court Decisions...........................................................................................................1
C. Blue Ribbon Panel of Experts and Feasibility of Numeric Effluent Limitations.......................................4
D. Summary of Panel Findings on Construction Activities..............................................................................4
E. How the Panel's Findings are Used in this General Permit............................................................ .... „........ 5
F. Summary of Significant Changes in This General Permit...........................................................................5
II. RATIONALE.......................................................................................................... 7
A. General Permit Approach...............................................................................................................................7
B. Construction Activities Covered.....................................................................................................................7
C. Construction Activities Not Covered....................................................................................................»........9
D. Obtaining and Terminating Permit Coverage.........................................................................................„..12
E. Discharge Prohibitions..................................................................................................................................iz
F. Effluent Standards for All Types of Discharges..........................................................................................13
G. Receiving Water Limitations........................................................................................................................20
H. Training Qualifications and Requirements.................................................................................................20
I. Sampling, Monitoring, Reporting and Record Keeping.............................................................................21
J. Risk Determination................................................................................................................„...,....................27
K. ATS Requirements.........................................................................................................................................35
L. Post -Construction Requirements.................................................................................................................37
M. Storm Water Pollution Prevention Plans....................................................................................................46
N. Regional Water Board Authorities...............................................................................................................48
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
1
Agreement No. 6574
LIST OF TABLES
Table 1 - Regional Water Board Basin Plans, Water Quality Objectives for Turbidity 16
Table 2 - Results of Ecoregion Analysis 16
Table 3 — ACL Sampling Data taken by Regional Water Board Staff 17
Table 4 - Required Monitoring Elements for Risk Levels 21
Table 5 - Storm Water Effluent Monitoring Requirements by Risk Level 23
Table 6 - Receiving Water Monitoring Requirements 26
Table 7 - Combined Risk Level Matrix 29
Table 8 -National Oceanic and Atmospheric Administration (NOAA) Definition of Probability of
Precipitation (PoP) 31
Table 9 - Qualified SWPPP Developer/ Qualified SWPPP Practitioner Certification Criteria 47
LIST OF FIGURES
Figure 1 -Statewide Map of K * LS 28
Figure 2 - Suite of Storm Events 37
Figure 3 - Northern CA (2009) Counties / Cities With SUSMP-Plus Coverage 39
Figure 4 - Southern CA (2009) Counties / Cities With SUSMP-Plus Coverage 40
Figure 5 - Schematic of the Lane Relationship 42
Figure 6 - Channel Changes Associated with Urbanization 43
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
2
Agreement No. 6574
I. BACKGROUND
A. History
In 1972, the Federal Water Pollution Control Act (also referred to as the Clean Water Act [CWA]) was
amended to provide that the discharge of pollutants to waters of the United States from any point source
is unlawful unless the discharge is,in compliance with a National Pollutant Discharge Elimination System
(NPDES) permit. The 1987 amendments to the CWA added Section 402(p), which establishes a
framework for regulating municipal and industrial storm water discharges under the NPDES Program. On
November 16, 1990, the U.S. Environmental Protection Agency (USEPA) published final regulations that
established storm water permit application requirements for specified categories of industries. The
regulations provide that discharges of storm water to waters of the United States from construction
projects that encompass five or more acres of soil disturbance are effectively prohibited unless the
discharge is in compliance with an NPDES Permit. Regulations (Phase II Rule) that became final on
December 8, 1999 lowered the permitting threshold from five acres to one acre.
While federal regulations allow two permitting options for storm water discharges (Individual Permits and
General Permits), the State Water Board has elected to adopt only one statewide General Permit at this
time that will apply to most storm water discharges associated with construction activity.
On August 19, 1999, the State Water Board reissued the General Construction Storm Water Permit
(Water Quality Order 99-08-DWQ). On December 8, 1999 the State Water Board amended Order 99-08-
DWQ to apply to sites as small as one acre.
The General Permit accompanying this fact sheet regulates storm water runoff from construction sites.
Regulating many storm water discharges under one permit will greatly reduce the administrative burden
associated with permitting individual storm water discharges. To obtain coverage under this General
Permit, dischargers shall electronically file the Permit Registration Documents (PRDs), which includes a
Notice of Intent (NOI), Storm Water Pollution Prevention Plan (SWPPP), and other compliance related
documents required by this General Permit and mail the appropriate permit fee to the State Water Board.
It is expected that as the storm water program develops, the Regional Water Quality Control Boards
(Regional Water Boards) may issue General Permits or Individual Permits containing more specific permit
provisions. When this occurs, this General Permit will no longer regulate those dischargers.
B. Legal Challenges and Court Decisions
1. Early Court Decisions
Shortly after the passage of the CWA, the USEPA promulgated regulations exempting most storm water
discharges from the NPDES permit requirements. (See 40 C.F.R. § 125.4 (1975); see also Natural
Resources Defense Council v. Costle (D.C. Cir. 1977) 568 F.2d 1369, 1372 (Costle); Defenders of
Wildlife v. Browner (9th Cir. 1999) 191 F.3d 1159, 1163 (Defenders of Wildlife).) When environmental
groups challenged this exemption in federal court, the District of Columbia Court of Appeals invalidated
the regulation, holding that the USEPA "does not have authority to exempt categories of point sources
from the permit requirements of [CWA] § 402." (Costle, 568 F.2d at 1377.) The Costle court rejected the
USEPA's argument that effluent -based storm sewer regulation was administratively infeasible because of
the variable nature of storm water pollution and the number of affected storm sewers throughout the
country. (Id. at 1377-82.) Although the court acknowledged the practical problems relating to storm sewer
regulation, the court found the USEPA had the flexibility under the CWA to design regulations that would
overcome these problems. (ld. at 1379-83.) In particular, the court pointed to general permits and permits
based on requiring best management practices (BMPs).
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
During the next 15 years, the USEPA made numerous attempts to reconcile the statutory requirement of
point source regulation with the practical problem of regulating possibly millions of diverse point source
discharges of storm water. (See Defenders of Wildlife, 191 F.3d at 1163; see also Gallagher, Clean Water
Act in Environmental Law Handbook (Sullivan, edit., 2003)
p. 300 (Environmental Law Handbook); Eisen, Toward a Sustainable Urbanism: Lessons from Federal
Regulation of Urban Storm Water Runoff (1995) 48 Wash. U.J. Urb. & Contemp. L.1, 40-41 [Regulation of
Urban Storm Water Runoff].)
In 1987, Congress amended the CWA to require NPDES permits for storm water discharges. (See CWA
§ 402(p), 33 U.S.C. § 1342(p); Defenders of Wildlife, 191 F.3d at 1163; Natural Resources Defense
Council v. USEPA (9th Cir. 1992) 966 F.2d 1292, 1296.) In these amendments, enacted as part of the
Water Quality Act of 1987, Congress distinguished between industrial and municipal storm water
discharges. With respect to industrial storm water discharges, Congress provided that NPDES permits
"shall meet all applicable provisions of this section and section 1311 [requiring the USEPA to establish
effluent limitations under specific timetables]." (CWA § 402(p)(3)(A), 33 U.S.C. § 1342(p)(3)(A); see also
Defenders of Wildlife, 191 F.3d at 1163-64. )
In 1990, USEPA adopted regulations specifying what activities were considered "industrial" and thus
required discharges of storm water associated with those activities to obtain coverage under NPDES
permits. (55 Fed. Reg. 47,990 (1990); 40 C.F.R. § 122.26(b)(14).) Construction activities, deemed a
subset of the industrial activities category, must also be regulated by an NPDES permit. (40 C.F.R. §
122.26(b)(14)(x)). In 1999, USEPA issued regulations for "Phase II" of storm water regulation, which
required most small construction sites (1-5 acres) to be regulated under the NPDES program. (64 Fed.
Reg. 68,722; 40 C.F.R. § 122.26(b)(15)(i).)
2. Court Decisions on Public Participation
Two recent federal court opinions have vacated USEPA rules that denied meaningful public review of
NPDES permit conditions. On January 14, 2003, the Ninth Circuit Court of Appeals held that certain
aspects of USEPA's Phase II regulations governing MS4s were invalid primarily because the general
permit did not contain express requirements for public participation. (Environmental Defense Center v.
USEPA (9th Cir. 2003) 344 F.3d 832.) Specifically, the court determined that applications for general
permit coverage (including the Notice of Intent (NOI) and Storm Water Management Program (SWMP))
must be made available to the public, the applications must be reviewed and determined to meet the
applicable standard by the permitting authority before coverage commences, and there must be a
process to accommodate public hearings. (Id. at 852-54.) Similarly, on February 28, 2005, the Second
Circuit Court of Appeals held that the USEPA's confined animal feeding operation (CAFO) rule violated
the CWA because it allowed dischargers to write their own nutrient management plans without public
review. (WaterkeeperAlliance v. USEPA (2d Cir. 2005) 399 F.3d 486.) Although neither decision
involved the issuance of construction storm water permits, the State Water Board's Office of Chief
Counsel has recommended that the new General Permit address the courts' rulings where feasible'.
' In Texas Independent Producers and Royalty Owners Assn. v. USEPA (7th Cir. 2005) 410 F.3d 964, the Seventh
Circuit Court of Appeals held that the USEPA's construction general permit was not required to provide the public
with the opportunity for a public hearing on the Notice of Intent or Storm Water Pollution Prevention Plan. The
Seventh Circuit briefly discussed why it agreed with the Ninth Circuit's dissent in Environmental Defense Center, but
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The CWA and the USEPA's regulations provide states with the discretion to formulate permit terms,
including specifying best management practices (BMPs), to achieve strict compliance with federal
technology -based and water quality -based standards. (Natural Resources Defense Council v. USEPA
(9th Cir. 1992) 966 F.2d 1292, 1308.) Accordingly, this General Permit has developed specific BMPs as
well as numeric action levels (NALs) in order to achieve these minimum federal standards. In addition,
the General Permit requires a SWPPP and REAP (another dynamic, site -specific plan) to be developed
but has removed all language requiring the discharger to implement these plans — instead, the discharger
is required to comply with specific requirements. By requiring the dischargers to implement these specific
BMPs and NALs, this General Permit ensures that the dischargers do not "write their own permits." As a
result this General Permit does not require each discharger's SWPPP and REAP to be reviewed and
approved by the Regional Water Boards.
This General Permit also requires dischargers to electronically file all permit -related compliance
documents. These documents include, but are not limited to, NOls, SWPPPs, annual reports, Notice of
Terminations (NOTs), and numeric action level (NAL) exceedance reports. Electronically submitted
compliance information is immediately available to the public, as well as the Regional Water Quality
Control Board (Regional Water Board) offices, via the Internet. In addition, this General Permit enables
public review and hearings on permit applications when appropriate. Under this General Permit, the
public clearly has a meaningful opportunity to participate in the permitting process.
generally did not discuss the substantive holdings in Environmental Defense Center and Waterkeeper Alliance,
because neither court addressed the initial question of whether the plaintiffs had standing to challenge the permits at
issue. However, notwithstanding the Seventh Circuit's decision, it is not binding or controlling on the State Water
Board because California is located within the Ninth Circuit.
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C. Blue Ribbon Panel of Experts and Feasibility of Numeric Effluent
Limitations
In 2005 and 2006, the State Water Board convened an expert panel (panel) to address the feasibility of
numeric effluent limitations (NELs) in California's storm water permits. Specifically, the panel was asked
to address:
"Is it technically feasible to establish numeric effluent limitations, or some other quantifiable limit, for
inclusion in storm water permits? How would such limitations or criteria be established, and what
information and data would be required?"
"The answers should address industrial general permits, construction general permits, and area -wide
municipal permits. The answers should also address both technology -based limitations or criteria and
water quality -based limitations or criteria. In evaluating establishment of any objective criteria, the panel
should address all of the following:
The ability of the State Water Board to establish appropriate objective limitations or criteria;
How compliance determinations would be made;
The ability of dischargers and inspectors to monitor for compliance; and
The technical and financial ability of dischargers to comply with the limitations or criteria."
Through a series of public participation processes (State Water Board meetings, State Water Board
workshops, and the solicitation of written comments), a number of water quality, public process and
overall program effectiveness problems were identified. Some of these problems are addressed through
this General Permit.
D. Summary of Panel Findings on Construction Activities
The panel's final report can be downloaded and viewed through links at www.waterboards,cai.gov or by
clicking here2.
The panel made the following observations:
"Limited field studies indicate that traditional erosion and sediment controls are highly variable in
performance, resulting in highly variable turbidity levels in the site discharge."
"Site -to -site variability in runoff turbidity from undeveloped sites can also be quite large in many areas of
California, particularly in more and regions with less natural vegetative cover and steep slopes."
2 htt y uww .waterboards...ca. ovls�tormwtrddocslnu..meric/s . anel final repo . df
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"Active treatment technologies involving the use of polymers with relatively large storage systems now
exist that can provide much more consistent and very low discharge turbidity. However, these
technologies have as yet only been applied to larger construction sites, generally five acres or greater.
Furthermore, toxicity has been observed at some locations, although at the vast majority of sites, toxicity
has not occurred. There is also the potential for an accidental large release of such chemicals with their
use."
"To date most of the construction permits have focused on TSS and turbidity, but have not addressed
other, potentially significant pollutants such as phosphorus and an assortment of chemicals used at
construction sites."
"Currently, there is no required training or certification program for contractors, preparers of soil erosion
and sediment control Storm Water Pollution Prevention Plans, or field inspectors."
"The quality of storm water discharges from construction sites that effectively employ BMPs likely varies
due to site conditions such as climate, soil, and topography."
"The States of Oregon and Washington have recently adopted similar concepts to the Action Levels
described earlier."
In addition, the panel made the following conclusions:
"It is the consensus of the Panel that active treatment technologies make Numeric Limits technically
feasible for pollutants commonly associated with storm water discharges from construction sites (e.g. TSS
and turbidity) for larger construction sites. Technical practicalities and cost-effectiveness may make these
technologies less feasible for smaller sites, including small drainages within a larger site, as these
technologies have seen limited use at small construction sites. If chemical addition is not permitted, then
Numeric Limits are not likely feasible."
"The Board should consider Numeric Limits or Action Levels for other pollutants of relevance to
construction sites, but in particular pH. It is of particular concern where fresh concrete or wash water from
cement mixers/equipment is exposed to storm water."
"The Board should consider the phased implementation of Numeric Limits and Action Levels,
commensurate with the capacity of the dischargers and support industry to respond."
E. How the Panel's Findings are Used in this General Permit
The State Water Board carefully considered the findings of the panel and related public comments. The
State Water Board also reviewed and considered the comments regarding statewide storm water policy
and the reissuance of the Industrial General Permit. From the input received the State Water Board
identified some permit and program performance gaps that are addressed in this General Permit. The
Summary of Significant Changes (below) in this General Permit are a direct result of this process.
F. Summary of Significant Changes in This General Permit
The State Water Board has significant changes to Order 99-08-DWQ. This General Permit differs from
Order 99-08-DWQ in the following significant ways:
Rainfall Erdoswvily Waiver: this General Permit includes the option allowing a small construction site (>1
and <5 acres) to self -certify if the rainfall erosivity value (R value) for their site's given location and time
frame compute to be less than or equal to 5.
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Technolqqy78ased Numeric Action Levels:: this General Permit includes NALs for pH and turbidity
Risk -Based Permitting roach. this General Permit establishes three levels of risk possible for a
construction site. Risk is calculated in two parts: 1) Project Sediment Risk, and 2) Receiving Water Risk,
Minimum Requirements S ecified: this General Permit imposes more minimum BMPs and
requirements that were previously only required as elements of the SWPPP or were suggested by
guidance.
Project Site Sail Characteristics Monitoring and Reporting: this General Permit provides the option
for dischargers to monitor and report the soil characteristics at their project location. The primary purpose
of this requirement is to provide better risk determination and eventually better program evaluation.
Effluent monitoring and Reporting: this General Permit requires effluent monitoring and reporting for
pH and turbidity in storm water discharges. The purpose of this monitoring is to evaluate whether NALs
and NELs for Active Treatment Systems included in this General Permit are exceeded.
Receiving Water Monitoring and Reporting: this General Permit requires some Risk Level 3 and LUP
Type 3 dischargers to monitor receiving waters and conduct bioassessments.
P' 'st-Coanstructimn Storm Water Performance Standards: this General Permit specifies runoff
reduction requirements for all sites not covered by a Phase I or Phase II MS4 NPDES permit, to avoid,
minimize and/or mitigate post -construction storm water runoff impacts.
Rain Event Action Plan: this General Permit requires certain sites to develop and implement a Rain
Event Action Plan (REAP) that must be designed to protect all exposed portions of the site within 48
hours prior to any likely precipitation event.
Annual Reporting: this General Permit requires all projects that are enrolled for more than one
continuous three-month period to submit information and annually certify that their site is in compliance
with these requirements. The primary purpose of this requirement is to provide information needed for
overall program evaluation and pubic information.
Certificationi/Train Ing Re uirements for Key Project Personnel: this General Permit requires that key
personnel (e.g., SWPPP preparers, inspectors, etc.) have specific training or certifications to ensure their
level of knowledge and skills are adequate to ensure their ability to design and evaluate project
specifications that will comply with General Permit requirements.
Linear tinder around/Overhead Projects: this General Permit includes requirements for all Linear
Underground/Overhead Projects (LUPs).
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II. RATIONALE
A. General Permit Approach
A general permit for construction activities is an appropriate permitting approach for the following
reasons:
1. A general permit is an efficient method to establish the essential regulatory requirements for
a broad range of construction activities under differing site conditions;
2. A general permit is the most efficient method to handle the large number of construction
storm water permit applications;
3. The application process for coverage under a general permit is far less onerous than that for
individual permit and hence more cost effective;
4. A general permit is consistent with USEPA's four -tier permitting strategy, the purpose of
which is to use the flexibility provided by the CWA in designing a workable and efficient
permitting system; and
5. A general permit is designed to provide coverage for a group of related facilities or operations
of a specific industry type or group of industries. It is appropriate when the discharge
characteristics are sufficiently similar, and a standard set of permit requirements can
effectively provide environmental protection and comply with water quality standards for
discharges. In most cases, the general permit will provide sufficient and appropriate
management requirements to protect the quality of receiving waters from discharges of storm
water from construction sites.
There may be instances where a general permit is not appropriate for a specific construction project. A
Regional Water Board may require any discharger otherwise covered under the General Permit to apply
for and obtain an Individual Permit or apply for coverage under a more specific General Permit. The
Regional Water Board must determine that this General Permit does not provide adequate assurance that
water quality will be protected, or that there is a site -specific reason why an individual permit should be
required.
B. Construction Activities Covered
1. Construction activity subject to this General Permit:
Any construction or demolition activity, including, but not limited to, clearing, grading, grubbing, or
excavation, or any other activity that results in a land disturbance of equal to or greater than one acre.
Construction activity that results in land surface disturbances of less than one acre if the construction
activity is part of a larger common plan of development or sale of one or more acres of disturbed land
surface.
Construction activity related to residential, commercial, or industrial development on lands currently used
for agriculture including, but not limited to, the construction of buildings related to agriculture that are
considered industrial pursuant to USEPA regulations, such as dairy barns or food processing facilities.
Construction activity associated with LUPs including, but not limited to, those activities necessary for the
installation of underground and overhead linear facilities (e.g., conduits, substructures, pipelines, towers,
poles, cables, wires, connectors, switching, regulating and transforming equipment and associated
ancillary facilities) and include, but are not limited to, underground utility mark -out, potholing, concrete
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and asphalt cutting and removal, trenching, excavation, boring and drilling, access road and pole/tower
pad and cable/wire pull station, substation construction, substructure installation, construction of tower
footings and/or foundations, pole and tower installations, pipeline installations, welding, concrete and/or
pavement repair or replacement, and stockpile/borrow locations.
Discharges of sediment from construction activities associated with oil and gas exploration, production,
processing, or treatment operations or transmission facilities.'
Storm water discharges from dredge spoil placement that occur outside of U.S. Army Corps of Engineers
jurisdiction (upland sites) and that disturb one or more acres of land surface from construction activity are
covered by this General Permit. Construction projects that intend to disturb one or more acres of land
within the jurisdictional boundaries of a CWA § 404 permit should contact the appropriate Regional Water
Board to determine whether this permit applies to the project.
2. Linear Underground/Overhead Projects (LUPs) subject to this General Permit:
Underground/overhead facilities typically constructed as LUPs include, but are not limited to, any
conveyance, pipe, or pipeline for the transportation of any gaseous, liquid (including water, wastewater for
domestic municipal services), liquescent, or slurry substance; any cable line or wire for the transmission
of electrical energy; any cable line or wire for communications (e.g., telephone, telegraph, radio or
television messages); and associated ancillary facilities. Construction activities associated with LUPs
include, but are not limited to, those activities necessary for the installation of underground and overhead
linear facilities (e.g., conduits, substructures, pipelines, towers, poles, cables, wires, connectors,
switching, regulating and transforming equipment and associated ancillary facilities) and include, but are
not limited to, underground utility mark -out, potholing, concrete and asphalt cutting and removal,
trenching, excavation, boring and drilling, access road and pole/tower pad and cable/wire pull station,
substation construction, substructure installation, construction of tower footings and/or foundations, pole
and tower installations, pipeline installations, welding, concrete and/or pavement repair or replacement,
and stockpile/borrow locations.
Water Quality Order 2003-0007-DWQ regulated construction activities associated with small LUPs that
resulted in land disturbances greater than one acre, but less than five acres. These projects were
considered non-traditional construction projects. Attachment A of this Order now regulates all
construction activities from LUPs resulting in land disturbances greater than one acre.
3. Common Plan of Development or Sale
USEPA regulations include the term "common plan of development or sale" to ensure that acreage within
a common project does not artificially escape the permit requirements because construction activities are
phased, split among smaller parcels, or completed by different owners/developers. In the absence of an
' Pursuant to the Ninth Circuit Court of Appeals' decision in NRDC v. EPA (9th Cir. 2008) 526 F.3d 591, and
subsequent denial of the USEPA's petition for reconsideration in November 2008, oil and gas construction activities
discharging storm water contaminated only with sediment are no longer exempt from the NPDES program.
4 A construction site that includes a dredge and/or fill discharge to any waiter of the United States (e.gi., wetland,
channel, pond, or marine water) requires a CWA Section 404 permit from the U.S. Army Corps of Engineers and a
CWA Section 401 Water Quality Certification from the Regional Water Board or State Water Board.
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exact definition of "common plan of development or sale," the State Water Board is required to exercise
its regulatory discretion in providing a common sense interpretation of the term as it applies to
construction projects and permit coverage. An overbroad interpretation of the term would render
meaningless the clear 'one acre" federal permitting threshold and would potentially trigger permitting of
almost any construction activity that occurs within an area that had previously received area -wide utility or
road improvements.
Construction projects generally receive grading and/nr hiiilding permits (Loral Permits) from local
authorities prior to initiating construction activity. These Local Permits spell out the scope of the project,
the parcels involved, the type of construction approved, etc. Referring to the Local Permit helps define
"common plan of development or sale." In cases such as tract home development, a Local Permit will
include all phases of the construction project including rough grading, utility and road installation, and
vertical construction. All construction activities approved in the Local Permit are part of the common plan
and must remain under the General Permit until construction is completed. For custom home
construction, Local Permits typically only approve vertical construction as the rough grading, utilities, and
road improvements were already independently completed under the a previous Local Permit. In the
case of a custom home site, the homeowner must submit plans and obtain a distinct and separate Local
Permit from the local authority in order to proceed. It is not the intent of the State Water Board to require
permitting for an individual homeowner building a custom home on a private lot of less than one acre if it
is subject to a separate Local Permit. Similarly, the installation of a swimming pool, deck, or landscaping
that disturbs less than one acre that was not part of any previous Local Permit are not required to be
permitted.
The following are several examples of construction activity of less than one acre that would require permit
coverage:
a. A landowner receives a building permit(s) to build tract homes on a 100-acre site split into
200 one-third acre parcels, (the remaining acreage consists of streets and parkways)
which are sold to individual homeowners as they are completed. The landowner
completes and sells all the parcels except for two. Although the remaining two parcels
combined are less than one acre, the landowner must continue permit coverage for the
two parcels.
b. One of the parcels discussed above is sold to another owner who intends to complete the
construction as already approved in the Local Permit. The new landowner must file
Permit Registration Documents (PRDs) to complete the construction even if the new
landowner is required to obtain a separate Local Permit.
c. Landowner in (1) above purchases 50 additional one half -acre parcels adjacent to the
original 200-acre project. The landowner seeks a Local Permit (or amendment to existing
Local permit) to build on 20 parcels while leaving the remaining 30 parcels for future
development. The landowner must amend PRDs to include the 20 parcels 14 days prior
to commencement of construction activity on those parcels.
C. Construction Activities Not Covered
1. Traditional Construction Projects Not Covered
This General Permit does not apply to the following construction activity:
a. Routine maintenance to maintain original line and grade, hydraulic capacity, or original
purpose of the facility.
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b. Disturbances to land surfaces solely related to agricultural operations such as disking,
harrowing, terracing and leveling, and soil preparation.
c, Discharges of storm water from areas on tribal lands; construction on tribal lands is
regulated by a federal permit.
d. Discharges of storm water within the Lake Tahoe Hydrologic Unit. The Lahontan
Regional Water Board has adopted its own permit to regulate storm water discharges
from construction activity in the Lake Tahoe Hydrologic Unit (Regional Water Board
6SLT). Owners of construction projects in this watershed must apply for the Lahontan
Regional Water Board permit rather than the statewide Construction General Permit.
Construction projects within the Lahontan region must also comply with the Lahontan
Region Project Guideline for Erosion Control (R6T-2005-0007 Section), which can be
found at
http-//www.waterboards.ca.govilahontan/`Ad'opted Carders/2Ot05/r6t 2005 0007. df
e. Construction activity that disturbs less than one acre of land surface, unless part of a
larger common plan of development or the sale of one or more acres of disturbed land
surface.
f. Construction activity covered by an individual NPDES Permit for storm water discharges.
g. Landfill construction activity that is subject to the Industrial General Permit.
h. Construction activity that discharges to Combined Sewer Systems.
i. Conveyances that discharge storm water runoff combined with municipal sewage.
j. Discharges of storm water identified in CWA § 402(/)(2), 33 U.S.C. § 1342(/)(2).
2. Linear Projects Not Covered
a. LUP construction activity does not include linear routine maintenance projects. Routine
maintenance projects are projects associated with operations and maintenance activities
that are conducted on existing lines and facilities and within existing right-of-way,
easements, franchise agreements, or other legally binding agreements of the discharger.
Routine maintenance projects include, but are not limited to projects that are conducted
to:
I. Maintain the original purpose of the facility or hydraulic capacity.
il. Update existing lines5 and facilities to comply with applicable codes, standards, and
regulations regardless if such projects result in increased capacity.
Repairing leaks.
5Update existing lines includes replacing existing lines with new materials or pipes.
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Routine maintenance does not include construction of news lines or facilities resulting from compliance
with applicable codes, standards, and regulations.
Routine maintenance projects do not include those areas of maintenance projects that are outside of an
existing right-of-way, franchise, easements, or agreements. When a project must secure new areas,
those areas may be subject to this General Permit based on the area of disturbed land outside the
original right-of-way, easement, or agreement.
b. LUP construction activity does not include field activities associated with the planning and
design of a project (e.g., activities associated with route selection).
c. Tie-ins conducted immediately adjacent to "energized" or "pressurized" facilities by the
discharger are not considered construction activities where all other LUP construction
activities associated with the tie-in are covered by an NOI and SWPPP of a third party or
municipal agency.
3. EPA's Small Construction Rainfall Erosivity Waiver
EPA's Storm Water Phase II Final Rule provides the option for a Small Construction Rainfall Erosivity
Waiver. This waiver applies to small construction sites between 1 and 5 acres, and allows permitting
authorities to waive those sites that do not have adverse water quality impacts.
Dischargers eligible for this waiver are exempt from Construction General Permit Coverage. In order to
obtain the waiver, the discharger must certify to the State Water Board that small construction activity will
occur only when the rainfall erosivity factor is less than 5 ("R" in the Revised Universal Soil Loss
Equation). The period of construction activity begins at initial earth disturbance and ends with final
stabilization. Where vegetation will be used for final stabilization, the date of installation of a practice that
provides interim non -vegetative stabilization can be used for the end of the construction period. The
operator must agree (as a condition waiver eligibility) to periodically inspect and properly maintain the
area until the criteria for final stabilization as defined in the General Permit have been met. If use of this
interim stabilization eligibility condition was relied on to qualify for the waiver, signature on the waiver with
a certification statement constitutes acceptance of and commitment to complete the final stabilization
process. The discharger must submit a waiver certification to the State Board prior to commencing
construction activities.
USEPA funded a cooperative agreement with Texas A&M University to develop an online rainfall erosivity
calculator. Dischargers can access the calculator from EPA's website at: ww wr,epa qov'/npdes/storm
water/cqp. Use of the calculator allows the discharger to determine potential eligibility for the rainfall
erosivity waiver. It may also be useful in determining the time periods during which construction activity
could be waived from permit coverage.
6New lines are those that are not associated with existing facilities and are not part of a project to update or replace
existing lines.
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D. Obtaining and Terminating Permit Coverage
The appropriate Legally Responsible Person (LRP) must obtain coverage under this General Permit. To
obtain coverage, the LRP or the LRP's Approved Signatory must file Permit Registration Documents
(PRDs) prior to the commencement of construction activity. Failure to obtain coverage under this General
Permit for storm water discharges to waters of the United States is a violation of the CWA and the
California Water Code.
To obtain coverage under this General Permit, LRPs must electronically file the PRDs, which include a
Notice of Intent (NOI), Storm Water Pollution Prevention Plan (SWPPP), and other documents required
by this General Permit, and mail the appropriate permit fee to the State Water Board. It is expected that
as the storm water program develops, the Regional Water Boards may issue General Permits or
Individual Permits that contain more specific permit provisions. When this occurs, this General Permit will
no longer regulate those dischargers that obtain coverage under Individual Permits.
Any information provided to the Regional Water Board shall comply with the Homeland Security Act and
any other federal law that concerns security in the United States; any information that does not comply
should not be submitted.
The application requirements of the General Permit establish a mechanism to clearly identify the
responsible parties, locations, and scope of operations of dischargers covered by the General Permit and
to document the discharger's knowledge of the General Permit's requirements.
This General Permit provides a grandfathering exception to existing dischargers subject to Water Quality
Order No. 99-08-DWQ. Construction projects covered under Water Quality Order No. 99-08-DWQ shall
obtain permit coverage at Risk Level 1. LUP projects covered under Water Quality Order No. 2003-0007-
DWQ shall obtain permit coverage at LUP Type 1. The Regional Water Boards have the authority to
require Risk Determination to be performed on projects currently covered under Water Quality Order No.
99-08-DWQ and 2003-0007-DWQ where they deem necessary.
LRPs must file a Notice of Termination (NOT) with the Regional Water Board when construction is
complete and final stabilization has been reached or ownership has been transferred. The discharger
must certify that all State and local requirements have been met in accordance with this General Permit.
In order for construction to be found complete, the discharger must install post -construction storm water
management measures and establish a long-term maintenance plan. This requirement is intended to
ensure that the post -construction conditions at the project site do not cause or contribute to direct or
indirect water quality impacts (i.e., pollution and/or hydromodification) upstream and downstream.
Specifically, the discharger must demonstrate compliance with the post -construction standards set forth in
this General Permit (Section XIII). The discharger is responsible for all compliance issues including all
annual fees until the NOT has been filed and approved by the local Regional Water Board.
E. Discharge Prohibitions
This General Permit authorizes the discharge of storm water to surface waters from construction activities
that result in the disturbance of one or more acres of land, provided that the discharger satisfies all permit
conditions set forth in the Order. This General Permit prohibits the discharge of pollutants other than
storm water and non -storm water discharges authorized by this General Permit or another NPDES permit.
This General Permit also prohibits all discharges which contain a hazardous substance in excess of
reportable quantities established in 40 C.F.R. §§ 117.3 and 302.4, unless a separate NPDES Permit has
been issued to regulate those discharges. In addition, this General Permit incorporates discharge
prohibitions contained in water quality control plans, as implemented by the nine Regional Water Boards.
Discharges to Areas of Special Biological Significance (ASBS) are prohibited unless covered by an
exception that the State Water Board has approved.
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Non -storm water discharges include a wide variety of sources, including improper dumping, spills, or
leakage from storage tanks or transfer areas. Non -storm water discharges may contribute significant
pollutant loads to receiving waters. Measures to control spills, leakage, and dumping, and to prevent illicit
connections during construction must be addressed through structural as well as non-structural BMPs.
The State Water Board recognizes, however, that certain non -storm water discharges may be necessary
for the completion of construction projects. Authorized non -storm water discharges may include those
from de -chlorinated potable water sources such as: fire hydrant flushing, irrigation of vegetative erosion
control measures, pipe flushing and testing, water to r_.nntrol deist, iincontaminated ground water
dewatering, and other discharges not subject to a separate general NPDES permit adopted by a region.
Therefore this General Permit authorizes such discharges provided they meet the following conditions.
These authorized non -storm water discharges must:
1. be infeasible to eliminate;
2. comply with BMPs as described in the SWPPP;
3. filter or treat, using appropriate technology, all dewatering discharges from sedimentation
basins;
4. meet the NALs for pH and turbidity; and
5. not cause or contribute to a violation of water quality standards.
Additionally, authorized non -storm water discharges must not be used to clean up failed or inadequate
construction or post -construction BMPs designed to keep materials onsite. Authorized non -storm water
dewatering discharges may require a permit because some Regional Water Boards have adopted
General Permits for dewatering discharges.
This General Permit prohibits the discharge of storm water that causes or threatens to cause pollution,
contamination, or nuisance.
F. Effluent Standards for All Types of Discharges
1. Technology -Based Effluent Limitations
Permits for storm water discharges associated with construction activity must meet all applicable
provisions of Sections 301 and 402 of the CWA. These provisions require controls of pollutant
discharges that utilize best available technology economically achievable (BAT) for toxic pollutants and
non conventional pollutants and best conventional pollutant control technology (BCT) for conventional
pollutants. Additionally, these provisions require controls of pollutant discharges to reduce pollutants and
any more stringent controls necessary to meet water quality standards. The USEPA has already
established such limitations, known as effluent limitation guidelines (ELGs), for some industrial
categories. This is not the case with construction discharges. In instances where there are no ELGs the
permit writer is to use best professional judgment (BPJ) to establish requirements that the discharger
must meet using BAT/BCT technology. This General Permit contains only narrative effluent limitations
and does not contain numeric effluent limitations, except for Active Treatment Systems (ATS).
Order No. 2009-0009-DWQ, as originally adopted by the State Water Board on September 2, 2009,
contained numeric effluent limitations for pH (within the range of 6.0 and 9.0 pH units) and turbidity (500
NTU) that applied only to Risk Level 3 and LUP Type 3 construction sites. The State Water Board
adopted the numeric effluent limitations as technology -based effluent limitations based upon its best
professional judgment. The California Building Industry Association, the Building Industry Legal Defense
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Agreement No. 6574
Foundation, and the California Business Properties Association (petitioners) challenged Order No. 2009-
0009-DWQ in California Building Industry Association et al. v. State Water Resources Control Board. On
December 27, 2011, the Superior Court issued a judgment and writ of mandamus. The Superior Court
ruled in favor of the State Water Board on almost all of the issues the petitioners raised, but the Superior
Court invalidated the numeric effluent limitations for pH and turbidity for Risk Level 3 and LUP Type 3
sites because it determined that the State Water Board did not have sufficient BMP performance data to
support those numeric effluent limitations. Therefore, the Superior Court concluded that the State Water
Board did not comply with the federal regulations that apply to the use of best professional judgment. In
invalidating the numeric effluent limitations, the Superior Court also suspended two ancillary requirements
(a compliance storm event provision and receiving water monitoring at Risk Level 3 and LUP Type 3 sites
that violated the numeric effluent limitations) that related solely to the invalidated numeric effluent
limitations.
As a result of the Superior Court's writ of mandamus, this Order no longer contains numeric effluent
limitations for pH and turbidity, except for ATS. In addition, as a result of the Superior Court's writ of
mandamus, the receiving water monitoring requirements for Risk Level 3 and LUP Type 3 sites were
suspended until the State Water Board amended this Order to restore the receiving water monitoring
requirements. As amended, this Order now requires Risk Level 3 and LUP Type 3 Dischargers with
direct discharges to surface waters to conduct receiving water monitoring whenever their effluent exceeds
specified receiving water monitoring triggers. The receiving water monitoring triggers were established at
the same levels as the previous numeric effluent limitations (effluent pH outside the range of 6.0 and 9.0
pH units or turbidity exceeding 500 NTU). In restoring the receiving water monitoring requirements, the
State Water Board determined that it was appropriate to require receiving water monitoring for these
types of sites with direct discharges to surface waters that exceeded the receiving water monitoring
triggers under any storm event scenarios, because these sites represent the highest threat to receiving
water quality. An exceedance of a receiving water monitoring trigger does not constitute a violation of this
General Permit. These receiving water monitoring requirements, take effect on the effective date of the
amendment to this Order.
BAT/BCT technologies not only include passive systems such as conventional runoff and sediment
control, but -also treatment systems such as coagulation/flocculation using sand filtration, when
appropriate. Such technologies allow for effective treatment of soil particles less 0.02 mm (medium silt) in
diameter. The discharger must install structural -controls, as necessary, such as erosion and sediment
controls that meet BAT and BCT to achieve compliance with water quality standards. The narrative
effluent limitations constitute compliance with the requirements of the CWA.
Because the permit is an NPDES permit, there is no legal requirement to address the factors set forth in
Water Code sections 13241 and 13263, unless the permit is more stringent than what federal law
requires. (See City of Burbank v. State Water Resources Control Bd. (2005) 35 Cal.4th 613, 618, 627.)
None of the requirements in this permit are more stringent than the minimum federal requirements, which
include technology -based requirements achieving BAT/BCT and strict compliance with water quality
standards. The inclusion of numeric effluent limitations (NELs) in the permit for Active Treatment Systems
does not cause the permit to be more stringent than current federal law. NELs and best management
practices are simply two different -methods of achieving the same federal requirement: strict compliance
with state water quality standards. Federal law authorizes both narrative and numeric effluent limitations
to meet state water quality standards. The use of NELs to achieve compliance with water quality
standards is not a more stringent requirement than the use of BMPs. (State Water Board Order No. WQ
2006-0012 (Boeing).) Accordingly, the State Water Board does not need to take into account the factors
in Water Code sections 13241 and 13263.
The State Water Board has concluded that the establishment of BAT/BCT will not create or aggravate
other environmental problems through increases in air pollution, solid waste generation, or energy
consumption. —While there may be a slight increase in non -water quality impacts due to the
implementation of additional monitoring or the construction of additional BMPs, these impacts will be
negligible in comparison with the construction activities taking place on site and would be justified by the
water quality benefits associated with compliance.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
14
Agreement No. 6574
pH Receiving Water Monitoring Trigger
Given the potential contaminants, the minimum standard method for control of pH in runoff requires the
use of preventive measures such as avoiding concrete pours during rainy weather, covering concrete and
directing flow away from fresh concrete if a pour occurs during rain, covering scrap drywall and stucco
materials when stored outside and potentially exposed to rain, and other housekeeping measures. If
necessary, pH -impaired storm water from construction sites can be treated in a filter or settling pond or
basin, with additional natural or chemical treatment required to meet pH limits set forth in this permit The
basin or pond acts as a collection point and holds storm water for a sufficient period for the contaminants
to be settled out, either naturally or artificially, and allows any additional treatment to take place. The
State Water Board considers these techniques to be equivalent to BCT. In determining the pH
concentration trigger for discharges, the State Water Board used BPJ to set these limitations.
The chosen trigger was established by calculating three standard deviations above and below the mean
pH of runoff from highway construction sites' in California. Proper implementation of BMPs should result
in discharges that are within the range of 6.0 to 9.0 pH Units.
Turbidity Receiving Water Monitoring Trigger
The Turbidity receiving water monitoring trigger of 500 NTU is a technology -based trigger and was
developed using three different analyses aimed at finding the appropriate threshold to set the technology -
based limit to ensure environmental protection, effluent quality and cost-effectiveness. The analyses fell
into three, main types: (1) an ecoregion-specific dataset developed by Simon et. al. (2004)$; (2)
Statewide Regional Water Quality Control Board enforcement data; and (3) published, peer -reviewed
studies and reports on in -situ performance of best management practices in terms of erosion and
sediment control on active construction sites.
A 1:3 relationship between turbidity (expressed as NTU) and suspended sediment concentration
(expressed as mg/L) is assumed based on a review of suspended sediment and turbidity data from three
gages used in the USGS National Water Quality Assessment Program:
USGS 11074000 SANTA ANA R BL PRADO DAM CA
USGS 11447650 SACRAMENTO R A FREEPORT CA
USGS 11303500 SAN JOAQUIN R NR VERNALIS CA
The receiving water monitoring trigger represents staff determination that the trigger value is the most
practicable based on available data. The turbidity receiving water monitoring trigger represents a bridge
between the narrative effluent limitations and receiving water limitations. To support this receiving water
monitoring trigger, State Water Board staff analyzed construction site discharge information (monitoring
data, estimates) and receiving water monitoring information.
Since the turbidity receiving water monitoring trigger represents an appropriate threshold level expected
at a site, compliance with this value does not necessarily represent compliance with either the narrative
effluent limitations (as enforced through the BAT/BCT standard) or the receiving water limitations. In the
San Diego region, some inland surface waters have a receiving water objective for turbidity equal to 20
NTU. Obviously a discharge up to, but not exceeding, the turbidity receiving water monitoring trigger of
Caltrans Construction Sites Runoff Characterization Study, 2002. Available at: htt -,// .dot,.ca. o:v/h /etiv/storm
water/odf/CTSW-HT-02-05 . df.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
15
Agreement No. 6574
500 NTU may still cause or contribute to the exceedance of the 20 NTU standard. Most of the waters of
the State are protected by turbidity objectives based on background conditions.
Table 1 - Regio
nal Water Board Basin
Plans„ Water Qualpt
Ob'ectives for Turbidit
%
, � } ° y, r 1 �!J�prllr
�!F ���ri. �� fr '/ f�
r r, iF / du r, d o�'l)r�/^,
� 1, " ; W��Ji '/ I/���/%l'?aiil�'���ff�
'NY" l r� Ni f /I;r!', �!
1
Based on
All levels
20%
backround......._........_......._....._
................... aaa
2
Based on
> 50 NTU
10%
background _
mm. _W..
.
Based on
0-50 JTU
20%.
background
50-100 JTU
10 NTU
> 100 JTU
10%
4
Based on
0-50 NTU
20%
background
> 50 NTU
10%
.��...
5
Based on
0-5 NTU
1 NTU
background
5-50 NTU
20%
50-100 NTU
10 NTU
........
.-..................._................_.
>100 NTU
10%
6
Based on
�.._..._...._
All levels
.
10%
background
.. __
..._....._ ........ ....
Based on
N/A
N/A
background
_
.............._�............................
8........-Based
on
0-50 NTU
background
50-100 NTU
10 NTU
ww
>100 NTU
10%
9
_.._...............
Inland Surface
......
. .... _.....
Waters, 20 NTU
All others, based
on background
0-50 NTU
20%
50-100 NTU
10 NTU
>100 NTU
10%
Table 2 shows the suspended sediment concentrations at the 1.5 year flow recurrence interval for the 12
ecoregions in California from Simon et. al (2004).
Table 2 -
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
16
Agreement No. 6574
If a 1:3 relationship between turbidity and suspended sediment is assumed, the median turbidity is 544
NTU.
The following table is composed of turbidity readings measured in NTUs from administrative civil liability
(ACL) actions for construction sites from 2003 - 2009. This data was derived from the complete listing of
construction -related ACLs for the six year period. All ACLs were reviewed and those that included
turbidimeter readings at the point of storm water discharge were selected for this dataset.
Table 3 — ACL Sam lnr Data taken i 'Re innal Water Board Staff
._..............�.....
WDID#
Region
.Di�s...................�. ...._...................m..
i charger
`Turbidity (NTU)
5S34C331884
5S
Bradshaw
1800
Interceptor
Section 6B
0
5S
Bridalwood
1670
Subdivision
5S48C336297
�5�...�����_�......
, Cheyenne at—......._......�....1629..........�—...
Browns Valley_ ................_.......����—..........
...
5R32C314271
.._5...........................
R
Grizzly Ranch
1400
Construction
6A090406008
6T
EI Dorado County
97.4 _.......................................
Department of
Transportation,
_
W5S03C346861
„ m mmmmmmm
-Anora Creek
.............................m_.
5S
TML
1600'
Development,
LLC
.._
6A39 C325917
6T ___....
...Northstar Village
See Subdata
Set
Subdata Set- Turbidity for point of storm water runoff dischn
Date
Turbidity
Location
(NTU)
10/5/2006..........900
Middle M......................� �_�
artis Creek
11/2/2006
190
Middle Martis Creek
01/04/2007
36
West Fork, West Martis Creek
02/08/2007�180
�..
Middlew.wwti.Martis Creek
02/09/2007
130
... ....
Middle MartiLs Creek
02/09/2007
290
M.................._ITITIT.......T fiddle Martis _a_............__W...________—
Creek
02/09/2007
100 w —
_
West Fork, West Martis Creek .........._._
02/10/2007
28
Middle Martis Creek
02/10/2007
23
_.......... —... W....._
Middle Martis Creek
02/10/2007..
32
Mid �.�.�..�eM—���.a www..... �.��.....
dlartis Creek
/10/2007
12
Middle Martis Creek
02/10/2007
60
West Fork, West Martis Creek
02/10/2007
___
West Fork, West Marti........_s Creek
at Northstar Village
A 95% confidence interval for mean turbidity in an ACL order was constructed. The data set used was a
small sample size, so the 500 NTU (the value derived as the receiving water monitoring trigger for this
General Permit) needed to be verified as a possible population mean. In this case, the population refers
to a hypothetical population of turbidity measurements of which our sample of 20 represents. A t-
distribution was assumed due to the small sample size:
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
17
Agreement No. 6574
Mean: 5..1.2.23NTU .......................... ......................._.
Standard Deviation: 686.85
Margin of Error: 321.45
Confidence Interval: 190.78 NTU (Low)
833.68 NTU (High)
Based on a constructed 95% confidence interval, an ACL order turbidity measurement will be between
190.78 — 833.68 NTU. 500 NTU falls within this range. Using the same data set, a small -sample
hypothesis test was also performed to test if the ACL turbidity data set contains enough information to
cast doubt on choosing a 500 NTU as a mean. 500 NTU was again chosen due to its proposed use as
an acceptable value. The test was carried out using a 95% confidence interval. Results indicated that
the ACL turbidity data set does not contain significant sample evidence to reject the claim of 500 NTU as
an acceptable mean for the ACL turbidity population.
There are not many published, peer -reviewed studies and reports on in -situ performance of best
management practices in terms of erosion and sediment control on active construction sites. The most
often cited study is a report titled, "Improving the Cost Effectiveness of Highway Construction Site Erosion
and Pollution Control" (Horner, Guedry, and Kortenhof 1990,
http://www.wsdot.wa.gov/Research/Reports/200/200.1.htm). In a comment letter summarizing this report
sent to the State Water Board, the primary author, Dr. Horner, states:
"The most effective erosion control product was wood fiber mulch applied at two different rates along with
a bonding agent and grass seed in sufficient time before the tests to achieve germination. Plots treated in
this way reduced influent turbidity by more than 97 percent and discharged effluent exhibiting mean and
maximum turbidity values of 21 and 73 NTU, respectively. Some other mulch and blanket materials
performed nearly as well. These tests demonstrated the control ability of widely available BMPs over a
very broad range of erosion potential."
Other technologies studied in this report produced effluent quality at or near 100 NTU. It is the BPJ of the
State Water Board staff that erosion control, while preferred, is not always an option on construction sites
and that technology performance in a controlled study showing effluent quality directly leaving a BMP is
always easier and cheaper to control than effluent being discharged from the project (edge of property,
etc.). As a result, it is the BPJ of the State Water Board staff that it is not cost effective or feasible, at this
time, for all risk level and type 3 sites in California to achieve effluent discharges with turbidity values that
are less than 100 NTU.
To summarize, the analysis showed that: (1) results of the Simon et. al dataset reveals turbidity values in
background receiving water in California's ecoregions range from 16 NTU to 1716 NTU (with a mean of
544 NTU); (2) based on a constructed 95% confidence interval, construction sites will be subject to
administrative civil liability (ACL) when their turbidity measurement falls between 190.78 — 833.68 NTU;
and (3) sites with highly controlled discharges employing and maintaining good erosion control practices
can discharge effluent from the BMP with turbidity values less than 100 NTU. State Water Board staff
has determined, using its BPJ, that it is most cost effective to set the receiving water monitoring trigger for
turbidity at 500 NTU.
i. Compliance Storm Event
While this General Permit no longer contains "compliance storm event" exceptions from technology -based
NELs, the "compliance storm event" exception from the ATS NELs remain in effect. See Section K of this
Fact Sheet, and Attachment F of this General Permit for more information.
a. TMDLs and Waste Load Allocations
Dischargers located within the watershed of a CWA § 303(d) impaired water body, for which a TMDL for
sediment has been adopted by the Regional Water Board or USEPA, must comply with the approved
TMDL if it identifies "construction activity" or land disturbance as a source of sediment. If it does, the
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
18
Agreement No. 6574
TMDL should include a specific waste load allocation for this activity/source. The discharger, in this case,
may be required by a separate Regional Water Board order to implement additional BMPs, conduct
additional monitoring activities, and/or comply with an applicable waste load allocation and
implementation schedule. If a specific waste load allocation has been established that would apply to a
specific discharge, the Regional Water Board may adopt an order requiring specific implementation
actions necessary to meet that allocation. In the instance where an approved TMDL has specified a
general waste load allocation to construction storm water discharges, but no specific requirements for
construction sites have been identified in the TMDI , dischargers must consult with the state TMDL
authority9 to confirm that adherence to a SWPPP that meets the requirements of the General Permit will
be consistent with the approved TMDL.
2. Determining Compliance with Effluent Standards
a. Technology -Based Numeric Action Levels (NALs)
This General Permit contains technology -based NALs for pH and turbidity, and requirements for effluent
monitoring at all Risk level 2 & 3,, and LUP Type 2 & 3 sites. Numeric action levels are essentially
numeric benchmark values for certain parameters that, if exceeded in effluent sampling, trigger the
discharger to take actions. Exceedance of an NAL does not itself constitute a violation of the General
Permit. If the discharger fails to take the corrective action required by the General Permit, though, that
may consititute a violation.
The primary purpose of NALs is to assist dischargers in evaluating the effectiveness of their on -site
measures. Construction sites need to employ many different systems that must work together to achieve
compliance with the permit's requirements. The NALs chosen should indicate whether the systems are
working as intended.
Another purpose of NALs is to provide information regarding construction activities and water quality
impacts. This data will provide the State and Regional Water Boards and the rest of the storm water
community with more information about levels and types of pollutants present in runoff and how effective
the dischargers BMPs are at reducing pollutants in effluent. The State Water Board also hopes to learn
more about the linkage between effluent and receiving water quality. In addition, these requirements will
provide information on the mechanics needed to establish compliance monitoring programs at
construction sites in future permit deliberations.
I. pH
The chosen limits were established by calculating one standard deviation above and below the mean pH
of runoff from highway construction sites10 in California. Proper implementation of BMPs should result in
discharges that are within the range of 6.5 to 8.5 pH Units.
9 htt i/www.waterboards,gg.gov/tmd /tmr40t I.
Caltrans Construction Sites Runoff Characterization Study, 2002. Available at: htt l/www.dot.ca,aov`/ha/env/storm
w2terlradf"CTSyw-RT-02.055.od '.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
19
Agreement No. 6574
The Caltrans study included 33 highway construction sites throughout California over a period of four
years, which included 120 storm events. All of these sites had BMPs in place that would be generally
implemented at all types of construction sites in California.
ii. Turbidity
BPJ was used to develop an NAL that can be used as a learning tool to help dischargers improve their
site controls, and to provide meaningful information on the effectiveness of storm water controls. A
statewide turbidity NAL has been set at 250 NTU.
G. Receiving Water Limitations
Construction -related activities that cause or contribute to an exceedance of water quality standards must
be addressed. The dynamic nature of construction activity gives the discharger the ability to quickly
identify and monitor the source of the exceedances. This is because when storm water mobilizes
sediment, it provides visual cues as to where corrective actions should take place and how effective they
are once implemented.
This General Permit requires that storm water discharges and authorized non -storm water discharges
must not contain pollutants that cause or contribute to an exceedance of any applicable water quality
objective or water quality standards. The monitoring requirements in this General Permit for sampling
and analysis procedures will help determine whether BMPs installed and maintained are preventing
pollutants in discharges from the construction site that may cause or contribute to an exceedance of
water quality standards.
Water quality standards consist of designated beneficial uses of surface waters and the adoption of
ambient criteria necessary to protect those uses. When adopted by the State Water Board or a Regional
Water Board, the ambient criteria are termed "water quality objectives." If storm water runoff from
construction sites contains pollutants, there is a risk that those pollutants could enter surface waters and
cause or contribute to an exceedance of water quality standards. For that reason, dischargers should be
aware of the applicable water quality standards in their receiving waters. (The best method to ensure
compliance with receiving water limitations is to implement BMPs that prevent pollutants from contact with
storm water or from leaving the construction site in runoff.)
In California, water quality standards are published in the Basin Plans adopted by each Regional Water
Board, the California Toxics Rule (CTR), the National Toxics Rule (NTR), and the Ocean Plan.
Dischargers can determine the applicable water quality standards by contacting Regional Water Board
staff or by consulting one of the following sources. The actual Basin Plans that contain the water quality
standards can be viewed at the website of the appropriate Regional Water Board.
(bl!p.Li/www.waterboards,ca._qov/regions,htmi), the State Water Board site for statewide plans
(ht1 :Pi www.waterboards.ca. ovl Ins ols/index.htm4), or the USEPA regulations for the NTR and CTR (40
C.F.R. §§ 131.36-38). Basin Plans and statewide plans are also available by mail from the appropriate
Regional Water Board or the State Water Board. The USEPA regulations are available at
h1tpJ/www.epa.qov/. Additional information concerning water quality standards can be accessed through
htt ://w,w r.waterboards.ca. ov/stormwtrp en const.html.
H. Training Qualifications and Requirements
The Blue Ribbon Panel (BRP) made the following observation about the lack of industry -specific training
requirements:
"Currently, there is no required training or certification program for contractors, preparers of soil erosion
and sediment control Storm Water Pollution Prevention Plans, or field inspectors."
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
20
Agreement No. 6574
Order 99-08-DWQ required that all dischargers train their employees on how to comply with the permit,
but it did not specificy a curriculum or certification program. This has resulted in inconsistent
implementation by all affected parties - the dischargers, the local governments where the construction
activity occurs, and the regulators required to enforce 99-08-DWQ. This General Permit requires
Qualified SWPPP Developers and practitioners to obtain appropriate training, and makes this curriculum
mandatory two years after adoption, to allow time for course completion. The State and Regional Water
Board are working with many stakeholders to develop the curriculum and mechanisms needed to develop
and deliver the courses.
To ensure that the preparation, implementation, and oversight of the SWPPP is sufficient for effective
pollution prevention, the Qualified SWPPP Developer and Qualified SWPPP Practitioners responsible for
creating, revising, overseeing, and implementing the SWPPP must attend a State Water Board -
sponsored or approved Qualified SWPPP Developer and Qualified SWPPP Practitioner training course.
I. Sampling, Monitoring, Reporting and Record Keeping
1. Traditional Construction Monitoring Requirements
This General Permit requires visual monitoring at all sites, and effluent water quality at all Risk Level 2 &
3 sites. It requires receiving water monitoring at some Risk Level 3 sites. All sites are required to submit
annual reports, which contain various types of information, depending on the site characteristics and
events. A summary of the monitoring and reporting requirements is found in Table 4.
Table 4 - Required Monitoring Elements for Risk Levels
Risk Level 1
Risk Level 2
Risk Level 3
three types required
for all Risk Levels:
non -storm water,
pre -rain and post -
rain
a. Visual
where applicable
H, turbidii
As needed for all pH, turbidity
Risk Levels (see
below)
not required
not required
(if Receiving Water
Monitoring Trigger
exceeded) pH, turbidity
and SSC. Bioassessment
for sites 30 acres or
larcer'.
All dischargers are required to conduct quarterly, non -storm water visual inspections. For these
inspections, the discharger must visually observe each drainage area for the presence of (or indications
of prior) unauthorized and authorized non -storm water discharges and their sources. For storm -related
inspections, dischargers must visually observe storm water discharges at all discharge locations within
two business days after a qualifying event. For this requirement, a qualifying rain event is one producing
precipitation of/z inch or more of discharge. Dischargers must conduct a post -storm event inspection to
(1) identify whether BMPs were adequately designed, implemented, and effective, and (2) identify any
additional BMPs necessary and revise the SWPPP accordingly. Dischargers must maintain on -site
records of all visual observations, personnel performing the observations, observation dates, weather
conditions, locations observed, and corrective actions taken in response to the observations.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
21
Agreement No. 6574
b. Non -Visible Pollutant Monitoring
This General Permit requires that all dischargers develop a sampling and analysis strategy for monitoring
pollutants that are not visually detectable in storm water. Monitoring for non -visible pollutants must be
required at any construction site when the exposure of construction materials occurs and where a
discharge can cause or contribute to an exceedance of a water quality objective.
Of significant concern for construction discharges are the pollutants found in materials used in large
quantities at construction sites throughout California and exposed throughout the rainy season, such as
cement, flyash, and other recycled materials or by-products of combustion. The water quality standards
that apply to these materials will depend on their composition. Some of the more common storm water
pollutants from construction activity are not CTR pollutants. Examples of non -visible pollutants include
glyphosate (herbicides), diazinon and chlorpyrifos (pesticides), nutrients (fertilizers), and molybdenum
(lubricants). The use of diazinon and chlorpyrifos is a common practice among landscaping professionals
and may trigger sampling and analysis requirements if these materials come into contact with storm
water. High pH values from cement and gypsum, high pH and SSC from wash waters, and
chemical/fecal contamination from portable toilets, also are not CTR pollutants. Although some of these
constituents do have numeric water quality objectives in individual Basin Plans, many do not and are
subject only to narrative water quality standards (i.e. not causing toxicity). Dischargers are encouraged to
discuss these issues with Regional Water Board staff and other storm water quality professionals.
The most effective way to avoid the sampling and analysis requirements, and to ensure permit
compliance, is to avoid the exposure of construction materials to precipitation and storm water runoff.
Materials that are not exposed do not have the potential to enter storm water runoff, and therefore
receiving waters sampling is not required. Preventing contact between storm water and construction
materials is one of the most important BMPs at any construction site.
Preventing or eliminating the exposure of pollutants at construction sites is not always possible. Some
materials, such as soil amendments, are designed to be used in a manner that will result in exposure to
storm water. In these cases, it is important to make sure that these materials are applied according to the
manufacturer's instructions and at a time when they are unlikely to be washed away. Other construction
materials can be exposed when storage, waste disposal or the application of the material is done in a
manner not protective of water quality. For these situations, sampling is required unless there is capture
and containment of all storm water that has been exposed. In cases where construction materials may
be exposed to storm water, but the storm water is contained and is not allowed to run off the site,
sampling will only be required when inspections show that the containment failed or is breached, resulting
in potential exposure or discharge to receiving waters.
The discharger must develop a list of potential pollutants based on a review of potential sources, which
will include construction materials soil amendments, soil treatments, and historic contamination at the site.
The discharger must review existing environmental and real estate documentation to determine the
potential for pollutants that could be present on the construction site as a result of past land use activities.
Good sources of information on previously existing pollution and past land uses include
I. Environmental Assessments;
ii. Initial Studies;
iii. Phase 1 Assessments prepared for property transfers; and
iv. Environmental Impact Reports or Environmental Impact Statements prepared under
the requirements of the National Environmental Policy Act or the California
Environmental Quality Act.
In some instances, the results of soil chemical analyses may be available and can provide additional
information on potential contamination.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
22
Agreement No. 6574
The potential pollutant list must include all non -visible pollutants that are known or should be known to
occur on the construction site including, but not limited to, materials that:
I. are being used in construction activities;
II. are stored on the construction site;
III. were spilled during construction operations and not cleaned up;
iv. were stored (or used) in a manner that created the potential for a release of the
materials during past land use activities;
V. were spilled during previous land use activities and not cleaned up; or
Vi. were applied to the soil as part of past land use activities.
C. Effluent Monitoring
Federal regulations" require effluent monitoring for discharges subject to NALs. Subsequently, all Risk
Level 2 and 3 dischargers must perform sampling and analysis of effluent discharges to characterize
discharges associated with construction activity from the entire area disturbed by the project. Dischargers
must collect samples of stored or contained storm water that is discharged subsequent to a storm event
producing precipitation of/z inch or more at the time of discharge.
Table 5 - Storm Water Effluent Monitoring Requirements by Risk Level
Risk Level 1 when applicable
non -visible pollutant parameters (if
applicable
Risk Level 2 Minimum of 3 samples per day during qualifying
pH, turbidity, and non -visible pollutant
rain event characterizing discharges associated
parameters (if applicable)
with construction activity from the entire project
disturbed area.
wawa
Risk Level 3 Minimum of 3 samples per day during qualifying
pH, turbidity, and non -visible pollutant
rain event characterizing discharges associated
parameters if applicable
with construction activity from the entire project
disturbed area.
Risk Level 1 dischargers must analyze samples for:
i. any parameters indicating the presence of pollutants identified in the pollutant source
assessment required in Attachment C contained in the General Permit.
" 40 C.F.R. § 122.44.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
23
Agreement No. 6574
Risk Level 2 dischargers must analyze samples for:
I. pH and turbidity;
II. any parameters indicating the presence of pollutants identified in the pollutant source
assessment required in Attachment D contained in the General Permit, and
III. any additional parameters for which monitoring is required by the Regional Water
Board.
Risk Level 3 dischargers must analyze samples for:
1. pH, turbidity;
II. any parameters indicating the presence of pollutants identified in the pollutant source
assessment required in Attachment E contained in the General Permit, and
any additional parameters for which monitoring is required by the Regional Water
Board.
2. Linear Monitoring and Sampling Requirements
Attachment A, establishes minimum monitoring and reporting requirements for all LUPs. It establishes
different monitoring requirements depending on project complexity and risk to water quality. The
monitoring requirements for Type 1 LUPs are less than Type 2 & 3 projects because Type 1 projects
have a lower potential to impact water quality.
A discharger shall prepare a monitoring program prior to the start of construction and immediately
implement the program at the start of construction for LUPs. The monitoring program must be
implemented at the appropriate level to protect water quality at all times throughout the life of the project.
a. Type 1 LUP Monitoring Requirements
A discharger must conduct daily visual inspections of Type 1 LUPs during working hours while
construction activities are occurring. Inspections are to be conducted by qualified personnel and can be
conducted in conjunction with other daily activities. Inspections will be conducted to ensure the BMPs are
adequate, maintained, and in place at the end of the construction day. The discharger will revise the
SWPPP, as appropriate, based on the results of the daily inspections. Inspections can be discontinued in
non -active construction areas where soil disturbing activities have been completed and final stabilization
has been achieved (e.g., trench has been paved, substructures have been installed, and successful final
vegetative cover or other stabilization criteria have been met).
A discharger shall implement the monitoring program for inspecting Type 1 LUPs. This program requires
temporary and permanent stabilization BMPs after active construction is completed. Inspection activities
will continue until adequate permanent stabilization has been established and will continue in areas
where re -vegetation is chosen until minimum vegetative coverage has been established. Photographs
shall be taken during site inspections and submitted to the State Water Board.
b. Type 2 & 3 LUP Monitoring Requirements
A discharger must conduct daily visual inspections of Type 2 & 3 LUPs during working hours while
construction activities are occurring. Inspections are to be conducted by qualified personnel and can be in
conjunction with other daily activities.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
All dischargers of Type 2 & 3 LUPs are required to conduct inspections by qualified personnel of the
construction site during normal working hours prior to all anticipated storm events and after actual storm
events. During extended storm events, the discharger shall conduct inspections during normal working
hours for each 24-hour period. Inspections can be discontinued in non -active construction areas where
soil disturbing activities have been completed and final stabilization has been achieved (e.g., trench has
been paved, substructures installed, and successful vegetative cover or other stabilization criteria have
been met).
The goals of these inspections are (1) to identify areas contributing to a storm water discharge; (2) to
evaluate whether measures to reduce pollutant loadings identified in the SWPPP are adequate and
properly installed and functioning in accordance with the terms of the General Permit; and (3) to
determine whether additional control practices or corrective maintenance activities are needed.
Equipment, materials, and workers must be available for rapid response to failures and emergencies. All
corrective maintenance to BMPs shall be performed as soon as possible, depending upon worker safety.
All dischargers shall develop and implement a monitoring program for inspecting Type 2 & 3 LUPs that
require temporary and permanent stabilization BMPs after active construction is completed. Inspections
will be conducted to ensure the BMPs are adequate and maintained. Inspection activities will continue
until adequate permanent stabilization has been established and will continue in areas where
revegetation is chosen until minimum vegetative coverage has been established.
A log of inspections conducted before, during, and after the storm events must be maintained in the
SWPPP. The log will provide the date and time of the inspection and who conducted the inspection.
Photographs must be taken during site inspections and submitted to the State Water Board.
c. Sampling Requirements for all LUP Project Types
LUPs are also subject to sampling and analysis requirements for visible pollutants (i.e.,
sedimentation/siltation, turbidity) and for non -visible pollutants.
Sampling for visible pollutants is required for Type 2 & 3 LUPs.
Non -visible pollutant monitoring is required for pollutants associated with construction sites and activities
that (1) are not visually detectable in storm water discharges, and (2) are known or should be known to
occur on the construction site, and (3) could cause or contribute to an exceedance of water quality
objectives in the receiving waters. Sample collection for non -visible pollutants must only be required (1)
during a storm event when pollutants associated with construction activities may be discharged with
storm water runoff due to a spill, or in the event there was a breach, malfunction, failure, and/or leak of
any BMP, and (2) when the discharger has failed to adequately clean the area of material and pollutants.
Failure to implement appropriate BMPs will trigger the same sampling requirements as those required for
a breach, malfunction and/or leak, or when the discharger has failed to implement appropriate BMPs prior
to the next storm event.
Additional monitoring parameters may be required by the Regional Water Boards.
It is not anticipated that many LUPs will be required to collect samples for pollutants not visually detected
in runoff due to the nature and character of the construction site and activities as previously described in
this fact sheet. Most LUPs are constructed in urban areas with public access (e.g., existing roadways,
road shoulders, parking areas, etc.). This raises a concern regarding the potential contribution of
pollutants from vehicle use and/or from normal activities of the public (e.g., vehicle washing, landscape
fertilization, pest spraying, etc.) in runoff from the project site. Since the dischargers are not the land
owners of the project area and are not able to control the presence of these pollutants in the storm water
that runs through their projects, it is not the intent of this General Permit to require dischargers to sample
for these pollutants. This General Permit does not require the discharger to sample for these types of
pollutants except where the discharger has brought materials onsite that contain these pollutants and
when a condition (e.g., breach, failure, etc.) described above occurs.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
3. Receiving Water Monitoring
In order to ensure that receiving water limitations are met, discharges subject to receiving water
monitoring triggers (i.e., Risk Level 3 and LUP Type 3 sites) or numeric effluent limitations (i.e., Risk
Level 3 and LUP Type 3 sites utilizing ATS with direct discharges into receiving waters) must also monitor
the downstream receiving water(s) for turbidity, SSC, and pH (if applicable) when a receiving water
monitoring trigger or NEL is exceeded.
a. Bioassessment Monitoring
This General Permit requires a bioassessment of receiving waters for dischargers of Risk Level 3 or LUP
Type 3 construction projects equal to or larger than 30 acres with direct discharges into receiving waters.
Benthic macroinvertebrate samples will be taken upstream and downstream of the site's discharge point
in the receiving water. Bioassessments measure the quality of the stream by analyzing the aquatic life
present. Higher levels of appropriate aquatic species tend to indicate a healthy stream; whereas low
levels of organisms can indicate stream degradation. Active construction sites have the potential to
discharge large amounts of sediment and pollutants into receiving waters. Requiring a bioassessment for
large project sites, with the most potential to impact water quality, provides a snapshot of the health of the
receiving water prior to initiation of construction activities. This snapshot can be used in comparison to
the health of the receiving water after construction has commenced.
Each ecoregion (biologically and geographically related area) in the State has a specific yearly peak time
where stream biota is in a stable and abundant state. This time of year is called an Index Period. The
bioassessment requirements in this General Permit, requires benthic macroinvertebrate sampling within a
sites index period. The State Water Board has developed a map designating index periods for the
ecoregions in the State (see State Water Board Website).
This General Permit requires the bioassessment methods to be in accordance with the Surface Water
Ambient Monitoring Program (SWAMP) in order to provide data consistency within the state as well as
generate useable biological stream data.
Table 6 - Receiving Water Monitoring Requirements
Risk Level 1 /LUP Type 1 not required
..................
Risk Level 2 / LUP Type 2 not required
Risk Level 3 / LUP Type 3 If Receiving Water Monitoring Trigger
exceeded: pH (if applicable), turbidity, and
SSC.
Bioassessment for sites 30 acres or larger.
4. Reporting Requirements
a. NAL Exceedance Report
All Risk Level 3 and LUP Type 3 dischargers must electronically submit all storm event sampling results
to the State And Regional Boards, via the electronic data system, no later than 10 days after the
conclusion of the storm event.
b. Annual Report
All dischargers must prepare and electronically submit an annual report no later than September 1 of
each year using the Storm water Multi -Application Reporting and Tracking System (SMARTS). The
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
Annual Report must include a summary and evaluation of all sampling and analysis results, original
laboratory reports, chain of custody forms, a summary of all corrective actions taken during the
compliance year, and identification of any compliance activities or corrective actions that were not
implemented.
5. Record Keeping
According to 40 C.F.R. Parts 122.21(p) and 122.410), the discharger is required to retain paper or
electronic copies of all records required by this General Permit for a period of at least three years from the
date generated or the date submitted to the State Water Board or Regional Water Boards. A discharger
must retain records for a period beyond three years as directed by Regional Water Board.
J. Risk Determination
1. Traditional Projects
a. Overall Risk Determination
There are two major requirements related to site planning and risk determination in this General Permit.
The project's overall risk is broken up into two elements — (1) project sediment risk (the relative amount of
sediment that can be discharged, given the project and location details) and (2) receiving water risk (the
risk sediment discharges pose to the receiving waters).
Project Sediment Risk:
Project Sediment Risk is determined by multiplying the R, K, and LS factors from the Revised Universal
Soil Loss Equation (RUSLE) to obtain an estimate of project -related bare ground soil loss expressed in
tons/acre. The RUSLE equation is as follows:
A = (R)(K)(LS)(C)(P)
Where: A = the rate of sheet and rill erosion
R = rainfall -runoff erosivity factor
K = soil erodibility factor
LS = length -slope factor
C = cover factor (erosion controls)
P = management operations and support practices (sediment controls)
The C and P factors are given values of 1.0 to simulate bare ground conditions.
There is a map option and a manual calculation option for determining soil loss. For the map option, the
R factor for the project is calculated using the online calculator at
htt ://cf ub.e a. ov/n des/stormvMrater/LEW/lewCalculator.cfin. The product of K and LS are shown on
Figure 1. To determine soil loss in tons per acre, the discharger multiplies the R factor times the value for
K times LS from the map.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
Regional Board Bouridarraa
USFPA EMAP Risk Categories
kls
/ 0
0.2
0-3
0.4
= Q�i
.4 016 ffP`
0.8
rr0,9 "o,
1.2
1.3-
1.4y
/��/�,l /
/
%r/ / t�f/ ( 21
o
State Water Resources Control Board,January 16, 2008
Figure 1 -Statewide Map of K * LS
For the manual calculation option, the R factor for the project is calculated using the online calculator at
htt :/icf ub.e e. ov/n des/slormwweter/LEW/lew Calctaletor..cfm. The K and LS factors are determined
using Appendix 1.
Soil loss of less than 15 tons/acre is considered low sediment risk.
Soil loss between 15 and 75 tons/acre is medium sediment risk.
Soil loss over 75 tons/acre is considered high sediment risk.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
The soil loss values and risk categories were obtained from mean and standard deviation RKLS values
from the USEPA EMAP program. High risk is the mean RKLS value plus two standard deviations. Low
risk is the mean RKLS value minus two standard deviations.
Receiving Water Risk:
Receiving water risk is based on whether a project drains to a sediment -sensitive waterbody. A
sediment -sensitive waterbody is either
on the most recent 303d list for waterbodies impaired for sediment;
has a USEPA-approved Total Maximum Daily Load implementation plan for sediment; or
has the beneficial uses of COLD, SPAWN, and MIGRATORY.
A project that meets at least one of the three criteria has a high receiving water risk. A list of sediment -
sensitive waterbodies will be posted on the State Water Board's website. It is anticipated that an
interactive map of sediment sensitive water bodies in California will be available in the future.
The Risk Levels have been altered by eliminating the possibility of a Risk Level 4, and expanding the
constraints for Risk Levels 1, 2, and 3. Therefore, projects with high receiving water risk and high
sediment risk will be considered a Risk Level 3 risk to water quality.
In response to public comments, the Risk Level requirements have also been changed such that Risk
Level 1 projects will be subject to minimum BMP and visual monitoring requirements, Risk Level 2
projects will be subject to NALs and some additional monitoring requirements, and Risk Level 3 projects
will be subject to NALs, and more rigorous monitoring requirements such as receiving water monitoring
and in some cases bioassessment.
Table 7 - Combined Risk Level Matrix
Combined Risk Level Matrix w�_�......................�.......
W�uW�...... �...........................��...���_...
w...................... _............ ..._ ..
Sediment Risk
..................................................
` Low
Medium High
m
`a Low Level
Level
m
Y High Level 2
b. Effluent Standards
All dischargers are subject to the narrative effluent limitations specified in the General Permit. The
narrative effluent limitations require storm water discharges associated with construction activity to meet
all applicable provisions of Sections 301 and 402 of the CWA. These provisions require controls of
pollutant discharges that utilize BAT and BCT to reduce pollutants and any more stringent controls
necessary to meet water quality standards.
Risk Level 2 dischargers that pose a medium risk to water quality are subject to technology -based NALs
for pH and turbidity. Risk Level 3 dischargers that pose a high risk to water quality are also subject to
technology -based NALs for pH and turbidity.
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Agreement No. 6574
C. Good Housekeeping
Proper handling and managing of construction materials can help minimize threats to water quality. The
discharger must consider good housekeeping measures for: construction materials, waste management,
vehicle storage & maintenance, landscape materials, and potential pollutant sources. Examples include;
conducting an inventory of products used, implementing proper storage & containment, and properly
cleaning all leaks from equipment and vehicles.
d. Non -Storm Water Management
Non -storm water discharges directly connected to receiving waters or the storm drain system have the
potential to negatively impact water quality. The discharger must implement measures to control all non -
storm water discharges during construction, and from dewatering activities associated with construction.
Examples include; properly washing vehicles in contained areas, cleaning streets, and minimizing
irrigation runoff.
e. Erosion Control
The best way to minimize the risk of creating erosion and sedimentation problems during construction is
to disturb as little of the land surface as possible by fitting the development to the terrain. When
development is tailored to the natural contours of the land, little grading is necessary and, consequently,
erosion potential is lower.14 Other effective erosion control measures include: preserving existing
vegetation where feasible, limiting disturbance, and stabilizing and re -vegetating disturbed areas as soon
as possible after grading or construction activities. Particular attention must be paid to large, mass -
graded sites where the potential for soil exposure to the erosive effects of rainfall and wind is great and
where there is potential for significant sediment discharge from the site to surface waters. Until
permanent vegetation is established, soil cover is the most cost-effective and expeditious method to
protect soil particles from detachment and transport by rainfall. Temporary soil stabilization can be the
single most important factor in reducing erosion at construction sites. The discharger is required to
consider measures such as: covering disturbed areas with mulch, temporary seeding, soil stabilizers,
binders, fiber rolls or blankets, temporary vegetation, and permanent seeding. These erosion control
measures are only examples of what should be considered and should not preclude new or innovative
approaches currently available or being developed. Erosion control BMPs should be the primary means
of preventing storm water contamination, and sediment control techniques should be used to capture any
soil that becomes eroded.12
Risk Level 3 dischargers pose a higher risk to water quality and are therefore additionally required to
ensure that post -construction soil loss is equivalent to or less than the pre -construction levels.
f. Sediment Control
Sediment control BMPs should be the secondary means of preventing storm water contamination. When
erosion control techniques are ineffective, sediment control techniques should be used to capture any soil
that becomes eroded. The discharger is required to consider perimeter control measures such as:
installing silt fences or placing straw wattles below slopes. These sediment control measures are only
12 U.S. Environmental Protection Agency. 2007. Developing Your Storm Water Pollution Prevention Plan: A Guide
for Construction Sites.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
examples of what should be considered and should not preclude new or innovative approaches currently
available or being developed.
Because Risk Level 2 and 3 dischargers pose a higher risk to water quality, additional requirements for
the application of sediment controls are imposed on these projects. This General Permit also authorizes
the Regional Water Boards to require Risk Level 3 dischargers to implement additional site -specific
sediment control requirements if the implementation of other erosion or sediment controls are not
adequately protecting the receiving waters.
g. Run-on and Runoff Control
Inappropriate management of run-on and runoff can result in excessive physical impacts to receiving
waters from sediment and increased flows. The discharger is required to manage all run-on and runoff
from a project site. Examples include: installing berms and other temporary run-on and runoff diversions.
Risk Level 1 dischargers with lower risks to impact water quality are not subject to the run-on and runoff
control requirements unless an evaluation deems them necessary or visual inspections show that such
controls are required.
h. Inspection, Maintenance and Repair
All measures must be periodically inspected, maintained and repaired to ensure that receiving water
quality is protected. Frequent inspections coupled with thorough documentation and timely repair is
necessary to ensure that all measures are functioning as intended.
I. Rain Event Action Plan (REAP)
A Rain Event Action Plan (REAP) is a written document, specific for each rain event. A REAP should be
designed that when implemented it protects all exposed portions of the site within 48 hours of any likely
precipitation event forecast of 50% or greater probability.
This General Permit requires Risk Level 2 and 3 dischargers to develop and implement a REAP designed
to protect all exposed portions of their sites within 48 hours prior to any likely precipitation event. The
REAP requirement is designed to ensure that the discharger has adequate materials, staff, and time to
implement erosion and sediment control measures that are intended to reduce the amount of sediment
and other pollutants generated from the active site. A REAP must be developed when there is likely a
forecast of 50% or greater probability of precipitation in the project area. (The National Oceanic and
Atmospheric Administration (NOAA) defines a chance of precipitation as a probability of precipitation of
30% to 50% chance of producing precipitation in the project area.13 NOAA defines the probability of
precipitation (PoP) as the likelihood of occurrence (expressed as a percent) of a measurable amount
(0.01 inch or more) of liquid precipitation (or the water equivalent of frozen precipitation) during a
specified period of time at any given point in the forecast area.) Forecasts are normally issued for 12-
hour time periods. Descriptive terms for uncertainty and aerial coverage are used as follows:
Table 8 -National Oceanic and Atmospheric Administration (NOAA) Definition of Probability of
Precipitation (PoP)
13 h :/t'www.crhi.noaa. gvllorlsevereiwxterms.. Pt .
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
Expressions of
Aerial
Pop
Uncertainty
Coverage
0%
none used
none used
10%
none used
isolated
20%
slight chance
isolated
30-50%
chance
scattered
60-70%
likely
numerous
80-100% none used none used
The discharger must obtain the precipitation forecast information from the National Weather Service
Forecast Office (httDJ/www.srh.noaa.gov ).
2. Linear Projects
a. Linear Risk Determination
LUPs vary in complexity and water quality concerns based on the type of project. This General Permit
has varying application requirements based on the project's risk to water quality. Factors that lead to the
characterization of the project include location, sediment risk, and receiving water risk.
Based on the location and complexity of a project area or project section area, LUPs are separated into
project types. As described below, LUPs have been categorized into three project types.
i. Type 1 LUPs
Type 1 LUPs are those construction projects where.
(1) 70 percent or more of the construction activity occurs on a paved surface and
where areas disturbed during construction will be returned to preconstruction
conditions or equivalent protection established at the end of the construction
activities for the day, or
(2) greater than 30 percent of construction activities occur within the non -paved
shoulders or land immediately adjacent to paved surfaces, or where construction
occurs on unpaved improved roads, including their shoulders or land immediately
adjacent to them where:
Areas disturbed during construction will be returned to pre -construction conditions or equivalent
protection established at the end of the construction activities for the day to minimize the potential for
erosion and sediment deposition, and
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
Areas where established vegetation was disturbed during construction will be stabilized and re -vegetated
by the end of project. When required, adequate temporary stabilization Best Management Practices
(BMPs) will be installed and maintained until vegetation is established to meet minimum cover
requirements established in this General Permit for final stabilization.
Type 1 LUPs typically do not have a high potential to impact storm water quality because (1) these
construction activities are not typir:aily ccndurtPd during a rain event, (2) these projects are normally
constructed over a short period of time14, minimizing the duration that pollutants could potentially be
exposed to rainfall; and (3) disturbed soils such as those from trench excavation are required to be
hauled away, backfilled into the trench, and/or covered (e.g., metal plates, pavement, plastic covers over
spoil piles) at the end of the construction day.
Type 1 LUPs are determined during the risk assessment found in Attachment A.1 to be 1) low sediment
risk and low receiving water risk; 2) low sediment risk and medium receiving water risk; and 3) medium
sediment risk and low receiving water risk.
This General Permit requires the discharger to ensure a SWPPP is developed for these construction
activities that is specific to project type, location and characteristics.
II. Type 2 LUPs:
Type 2 projects are determined to have a combination of High, Medium, and Low project sediment risk
along with High, Medium, and Low receiving water risk. Like Type 1 projects, Type 2 projects are
typically constructed over a short period of time. However, these projects have a higher potential to
impact water quality because they:
(1) typically occur outside the more urban/developed areas;
(2) have larger areas of soil disturbance that are not closed or restored at the end of
the day;
(3) may have onsite stockpiles of soil, spoil and other materials;
(4) cross or occur in close proximity to a wide variety of sensitive resources that may
include, but are not limited to, steep topography and/or water bodies; and
(5) have larger areas of disturbed soils that may be exposed for a longer time
interval before final stabilization, cleanup and/or reclamation occurs.
This General Permit requires the discharger to develop and implement a SWPPP for these construction
activities that are specific for project type, location and characteristics.
III. Type 3 LUPs:
14 Short period of time refers to a project duration of weeks to months, but typically less than one year in duration.
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Agreement No. 6574
Type 3 projects are determined to have a combination of High and Medium project sediment risk along
with High and Medium receiving water risk. Similar to Type 2 projects, Type 3 projects have a higher
potential to impact water quality because they:
(1) typically occur outside of the more urban/developed areas;
(2) have larger areas of soil disturbance that are not closed or restored at the end of
the day;
(3) may have onsite stockpiles of soil, spoil and other materials;
(4) cross or occur in close proximity to a wide variety of sensitive resources that may
include, but are not limited to, steep topography and/or water bodies; and
(5) have larger areas of disturbed soils that may be exposed for a longer time
interval before final stabilization, cleanup and/or reclamation occurs.
This General Permit requires the discharger to develop and implement a SWPPP for these construction
activities that are specific for project type, location, and characteristics.
b. Linear Effluent Standards
All LUPs are subject to the narrative effluent limitations specified in the General Permit.
Type 2 and Type 3 projects are subject to technology -based NALs for pH and turbidity..
C. Linear Good Housekeeping
Improper use and handling of construction materials could potentially cause a threat to water quality. In
order to ensure proper site management of these construction materials, all LUP dischargers must
comply with a minimum set of Good Housekeeping measures specified in Attachment A of this General
Permit.
d. Linear Non -Storm Water Management
In order to ensure control of all non -storm water discharges during construction, all LUP dischargers must
comply with the Non -Storm Water Management measures specified in Attachment A of this General
Permit.
e. Linear Erosion Control
This General Permit requires all LUP dischargers to implement effective wind erosion control measures,
and soil cover for inactive areas. Type 3 LUPs posing a higher risk to water quality are additionally
required to ensure the post -construction soil loss is equivalent to or less than the pre -construction levels,
f. Linear Sediment Control
In order to ensure control and containment of all sediment discharges, all LUP dischargers must comply
with the general Sediment Control measures specified in Attachment A or this General Permit. Additional
requirements for sediment controls are imposed on Type 2 & 3 LUPs due to their higher risk to water
quality.
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Agreement No. 6574
g. Linear Run-on and Runoff Control
Discharges originating outside of a project's perimeter and flowing onto the property can adversely affect
the quantity and quality of discharges originating from a project site. In order to ensure proper
management of run-on and runoff, all LUPs must comply with the run-on and runoff control measures
specified in Attachment A of this General Permit. Due to the lower risk of impacting water quality, Type 1
LUPs are not required to implement run-on and runoff controls unless deemed necessary by the
discharger.
h. Linear Inspection, Maintenance and Repair
Proper inspection, maintenance, and repair activities are important to ensure the effectiveness of on -site
measures to control water quality. In order to ensure that inspection, maintenance, and repair activities
are adequately performed, the all LUP dischargers a re required to comply with the Inspection,
Maintenance, and Repair requirements specified in Attachment A of this General Permit.
K. ATS15 Requirements
There are instances on construction sites where traditional erosion and sediment controls do not
effectively control accelerated erosion. Under such circumstances, or under circumstances where storm
water discharges leaving the site may cause or contribute to an exceedance of a water quality standard,
the use of an Active Treatment System (ATS) may be necessary. Additionally, it may be appropriate to
use an ATS when site constraints inhibit the ability to construct a correctly sized sediment basin, when
clay and/or highly erosive soils are present., or when the site has very steep or long, slope lengths.16
Although treatment systems have been in use in some form since the mid-1990s, the ATS industry in
California is relatively young, and detailed regulatory standards have not yet been developed. Many
developers are using these systems to treat storm water discharges from their construction sites. The
new ATS requirements set forth in this General Permit are based on those in place for small wastewater
treatment systems, ATS regulations from the Central Valley Regional Water Quality Control Board
(September 2005 memorandum "2005/2006 Rainy Season — Monitoring Requirements for Storm Water
Treatment Systems that Utilize Chemical Additives to Enhance Sedimentation"), the Construction Storm
Water Program at the State of Washington's Department of Ecology, as well as recent advances in
technology and knowledge of coagulant performance and aquatic safety.
The effective design of an ATS requires a detailed survey and analysis of site conditions. With proper
planning, ATS performance can provide exceptional water quality discharge and prevent significant
impacts to surface water quality, even under extreme environmental conditions.
These systems can be very effective in reducing the sediment in storm water runoff, but the systems that
use additives/polymers to enhance sedimentation also pose a potential risk to water quality (e.g.,
operational failure, equipment failure, additive/polymer release, etc.). The State Water Board is
concerned about the potential acute and chronic impacts that the polymers and other chemical additives
may have on fish and aquatic organisms if released in sufficient quantities or concentrations. In addition
15 An ATS is a treatment system that employs chemical coagulation, chemical flocculation, or electrocoagulation in
order to reduce turbidity caused by fine suspended sediment.
16 Pitt, R., S. Clark, and D. Lake. 2006. Construction Site Erosion and Sediment Controls: Planning, Design, and
Performance. DEStech Publications. Lancaster, PA. 370pp.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
to anecdotal evidence of polymer releases causing aquatic toxicity in California, the literature supports
this concern 1' For example, catlonic polymers have been shown to bind with the negatively charged ,gills
of fish, resulting in mechanical suffocation,'' Due to the potential toxicity impacts, which may be caused
by the release of additives/polymers into receiving waters, this General Permit establishes residual
polymer monitoring and toxicity testing requirements have been established in this General Permit for
discharges from construction sites that utilize an ATS in order to protect receiving water quality and
beneficial uses.
The primary treatment process in an ATS is coagulation/flocculation. ATS's operate on the principle that
the added coagulant is bound to suspended sediment, forming floc, which is gravitationally settled in
tanks or a basin, or removed by sand filters. A typical installation utilizes an injection pump upstream
from the clarifier tank, basin, or sand filters, which is electronically metered to both flow rate and
suspended solids level of the influent, assuring a constant dose. The coagulant mixes and reacts with the
influent, forming a dense floc. The floc may be removed by gravitational setting in a clarifier tank or
basin, or by filtration. Water from the clarifier tank, basin, or sand filters may be routed through
cartridge(s) and/or bag filters for final polishing. Vendor -specific systems use various methods of dose
control, sediment/floc removal, filtration, etc., that are detailed in project -specific documentation. The
particular coagulant/flocculant to be used for a given project is determined based on the water chemistry
of the site because the coagulants are specific in their reactions with various types of sediments.
Appropriate selection of dosage must be carefully matched to the characteristics of each site.
ATS's are operated in two differing modes, either Batch or Flow -Through. Batch treatment can be
defined as Pump -Treat -Hold -Test -Release. In Batch treatment, water is held in a basin or tank, and is
not discharged until treatment is complete. Batch treatment involves holding or recirculating the treated
water in a holding basin or tank(s) until treatment is complete or the basin or storage tank(s) is full. In
Flow -Through treatment, water is pumped into the ATS directly from the runoff collection system or storm
water holding pond, where it is treated and filtered as it flows through the system, and is then directly
discharged. "Flow -Through Treatment" is also referred to as "Continuous Treatment."
1. Effluent Standards
This General Permit establishes NELs for discharges from construction sites that utilize an ATS. These
systems lend themselves to NELs for turbidity and pH because of their known reliable treatment.
Advanced systems have been in use in some form since the mid-1990s. An ATS is considered reliable,
can consistently produce a discharge of less than 10 NTU, and has been used successfully at many sites
in several states since 1995 to reduce turbidity to very low levels.19
This General Permit contains "compliance storm event" exceptions from the technology -based NELs for
ATS discharges. The rationale is that technology -based requirements are developed assuming a certain
design storm. In the case of ATS the industry -standard design storm is 10-year, 24-hour (as stated in
17 Rom0en, K., B. Thu, and 0. Evensen. 2002. Immersion delivery of plasmid DNA II. A study of the potentials of a
chitosan based delivery system in rainbow trout (Oncorhynchus mykiss) fry. Journal of Controlled Release 85: 215-
225.
18 Bullock, G., V. Blazer, S. Tsukuda, and S. Summerfelt. 2000. Toxicity of acidified chitosan for cultured rainbow
trout (Oncorhynchus myki s), Aquaculture 185:273-280.
19 Currier, B., G. Minton R. Mitt, L. Roesner, K. Schiff, M. Stenstrom, E. Strassler, and E. Strecker. 2006. The
Feasibility of Numeric Effluent Limits Applicable to Discharges of Storm Water Associated with Municipal, Industrial
and Construction Activities.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
36
Agreement No. 6574
Attachment F of this General Permit), so the compliance storm event has been established as the 10-year
24-hour event as well to provide consistency.
2. Training
Operator training is critical to the safe and efficient operation and maintenance of the ATS, and to ensure
that all State Water Board monitoring and sampling requirements are met. The General Permit requires
that all ATS operators have training specific to using ATS's liquid coagulants.
L. Post -Construction Requirements
Under past practices, new and redevelopment construction activities have resulted in modified natural
watershed and stream processes. This is caused by altering the terrain, modifying the vegetation and soil
characteristics, introducing impervious surfaces such as pavement and buildings, increasing drainage
density through pipes and channels, and altering the condition of stream channels through straightening,
deepening, and armoring. These changes result in a drainage system where sediment transport capacity
is increased and sediment supply is decreased. A receiving channel's response is dependent on
dominant channel materials and its stage of adjustment.
Construction activity can lead to impairment of beneficial uses in two main ways. First, during the actual
construction process, storm water discharges can negatively affect the chemical, biological, and physical
properties of downstream receiving waters. Due to the disturbance of the landscape, the most likely
pollutant is sediment, however pH and other non -visible pollutants are also of great concern. Second,
after most construction activities are completed at a construction site, the finished project may result in
significant modification of the site's response to precipitation. New development and redevelopment
projects have almost always resulted in permanent post -construction water quality impacts because more
precipitation ends up as runoff and less precipitation is intercepted, evapotranspired, and infiltrated.
General Permit 99-08-DWQ required the SWPPP to include a description of all post -construction BMPs
on a site and a maintenance schedule. An effective storm water management strategy must address the
full suite of storm events (water quality, channel protection, overbank flood protection, extreme flood
protection) (Figure 2).
Figure 2 - Suite of Storm Events
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
37
Agreement No. 6574
The post -construction storm water performance standards in this General Permit specifically address
water quality and channel protection events. Overbank flood protection and extreme flood protection
events are tradltlonally dealt with in local drainage and flood protection ordinances. However, measures
in this General Permit to address water quality and channel protection also reduce overbank and extreme
flooding impacts. This General Permit aims to match post, construction runoff to pre -construction runoff
for the 85`h percentile storm event, which not only reduces the risk of impact to the receiving water's
channel morphology but also provides some protection of water quality.
This General Permit clarifies that its runoff reduction requirements only apply to projects that lie outside of
jurisdictions covered by a Standard Urban Storm water Management Plan (SUSMP) (or other more
protective) post -construction requirements in either Phase I or Phase II permits.
Figures 3 and 4, below, show the General Permit enrollees (to Order 99-08-DWQ, as of March 10, 2008)
overlaid upon a map with SUSMP (or more protective) areas in blue and purple. Areas without blue or
purple indicate where the General Permit's runoff reduction requirements would actually apply.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
38
Agreement No. 6574
Figure 3 - Northern CA (2009) Counties / Cities With SUSMP-Plus Coverage
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
39
Agreement No. 6574
Figure 4 - Southern CA (2009) Counties / Cities With SUSMP-Plus Coverage
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
40
Agreement No. 6574
Water Quality:
This General Permit requires dischargers to replicate the pre -project runoff water balance (defined as the
amount of rainfall that ends up as runoff) for the smallest storms up to the 85th percentile storm event, or
the smallest storm event that generates runoff, whichever is larger. Contemporary storm water
management generally routes these flows directly to the drainage system, increasing pollutant loads and
potentially causing adverse effects on receiving waters. These smaller water quality events happen much
more frequently than larger events and generate much higher pollutant loads on an annual basis. There
are other adverse hydrolog"ur;al impacts thal residl frnm nut duisigning acrording to the site's re-
construction water balance. In Maryland, Klein noted that baseflow decreases as the extent of
urbanization increases. Ferguson and Suckling'' noted a, similar relation in watersheds in Georgia. On
Long Island, Spinello and Simmons22 noted substantial decreases in base flow in intensely urbanized
watersheds.
The permit emphasizes runoff reduction through on -site storm water reuse, interception, evapo-
transpiration and infiltration through non-structural controls and conservation design measures (e.g.,
downspout disconnection, soil quality preservation/enhancement, interceptor trees). Employing these
measures close to the source of runoff generation is the easiest and most cost-effective way to comply
with the pre -construction water balance standard. Using low -tech runoff reduction techniques close to the
source is consistent with a number of recommendations in the literature.23 In many cases, BMPs
implemented close to the source of runoff generation cast less than end -of the, pipe measures.za
Dischargers are given the option of using Appendix 2 to calculate the required runoff volume or a
watershed process -based, continuous simulation model such as the EPA's Storm Water Management
Model (SWMMM) or Hydrologic Simulation Program Fortran (HSPF). Such methods used by the
discharger will be reviewed by the Regional Water Board upon NOT application.
Channel Protection:
In order to address channel protection, a basic understanding of fluvial geomorphic concepts is
necessary. A dominant paradigm in fluvial geomorphology holds that streams adjust their channel
dimensions (width and depth) in response to long-term changes in sediment supply and bankfull
discharge (1.5 to 2 year recurrence interval). The bankfull stage corresponds to the discharge at which
channel maintenance is the most effective, that is, the discharge at which the moving sediment, forming
or removing bars, forming or changing bends and meanders, and generally doing work that results in the
average morphologic characteristics of channels. 25 Lane (1955 as cited in Rosgen 199626) showed the
generalized relationship between sediment load, sediment size, stream discharge and stream slope in
20 Klein 1979 as cited in Delaware Department of Natural Resources (DDNR). 2004. Green Technology: The
Delaware urban Runoff Management Approach. Dover, DE. 117 pp.
21 Ferguson and Suckling 1990 as cited Delaware Department of Natural Resources (DDNR). 2004. Green
Technology: The Delaware Urban Runoff Management Approach. Dover, DE. 117 pp.
22 Center for Watershed Protection (CWP). 2000. The Practice of Watershed Protection: Techniques for protecting
our nation's streams, lakes, rivers, and estuaries. Ellicott City, MD. 741 pp.
23 Bay Area Storm Water Management Agencies Association (BASMAA). 1997. Start at the Source: Residential Site
Planning and Design Guidance Manual for Storm Water Quality Protection. Palo Alto, CA;
McCuen, R.H. 2003 Smart Growth: hydrologic perspective. Journal of Professional Issues in Engineering Education
and Practice. Vol (129), pp.151-154;
Moglen, G.E. and S. Kim. 2007. Impervious imperviousness -are threshold based policies a good idea? Journal of the
American Planning Association, Vol 73 No. 2. pp 161-171.
24 Delaware Department of natural Resources (DDNR). 2004. Green technology: The Delaware urban Runoff
Management Approcah. Dover, DE. 117 pp.
25 Dunne„ T and L.B. Leopold. 1978. Water in Environmental Planning. San Francisco W.H. Freeman and Company
26 Rosgen. D.L. 1996. Applied River Morphology. Pagosa Springs. Wildland Hydrology
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
41
Agreement No. 6574
Figure 5. A change in any one of these variables sets up a series of mutual adjustments in the
companion variables with a resulting direct change in the physical characteristics of the stream channel,
.
".s d„
d
F 01
SIZE —b.
f
'ryrW 25Flei•.. Ada
Y M> � o-- STKI 1il
rir
VA
dP
0 dl
( Sediment LOAD ) x 1 Sediment SIZE I C>G ( Stream SLOPE ) x ( Stream DISCHARGE )
Figure 5 - Schematic of the Lane Relationship
After Lane (1955) as cited in Rosgen (1996)
Stream slope multiplied by stream discharge (the right side of the scale) is essentially an approximation of
stream power, a unifying concept in fluvial geomorphology (Bledsoe 1999). Urbanization generally
increases stream power and affects the resisting forces in a channel (sediment load and sediment size
represented on the left side of the scale).
During construction, sediment loads can increase from 2 to 40,000 times over pre -construction levels.27
Most of this sediment is delivered to stream channels during large, episodic rain events.28 This increased
sediment load leads to an initial aggradation phase where stream depths may decrease as sediment fills
the channel, leading to a decrease in channel capacity and increase in flooding and overbank deposition.
A degradation phase initiates after construction is completed.
Schumm et. al (1984) developed a channel evolution model that describes the series of adjustments from
initial downcutting, to widening, to establishing new floodplains at lower elevations (Figure 6).
27 Goldman S.J., K. Jackson, and T.A. Bursztynsky. 1986. Erosion and Sediment Control Handbook. McGraw Hill,
San Francisco.
26 Wolman 1967 as cited in Paul, M.P. and J.L. Meyer. 2001. Streams in the Urban Landscape. Annu. Rev.Ecol.
Syst. 32: 333-365.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
42
Agreement No. 6574
I II
FLOODPu►w- h < h, h < h,
h
jh j
IV
TERRAM h z h,
h M
lr'�
MUD DRAPES
III
h > h� r'' TERRACE
h
V
TERRACE h < h,
BERM
r,
ADVE?M
nOUS
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SAID 8 MUD
COUPLETS
Figure 6 - Channel Changes Associated with Urbanization
After Incised Channel Evolution Sequence in Schumm et. al 1984
Channel incision (Stage II) and widening (Stages III and to a lesser degree, Stage IV) are due to a
number of fundamental changes on the landscape. Connected impervious area and compaction of
pervious surfaces increase the frequency and volume of bankfull discharges.29 Increased drainage
density (miles of stream length per square mile of watershed) also negatively impacts receiving stream
channels.30 Increased drainage density and hydraulic efficiency leads to an increase in the 'frequency
and volume of bankfull discharges because the time of concentration is shortened. Flows from
engineered pipes and channels are also often "sediment starved" and seek to replenish their sediment
supply from the channel.
Encroachment of stream channels can also lead to an increase in stream slope, which leads to an
increase in stream power. In addition, watershed sediment loads and sediment size (with size generally
represented as the median bed and bank particle size, or d50) decrease during urbanization.31 This means
29 Booth, D. B. and C. R. Jackson. 1997. Urbanization of Aquatic Systems: Degradation Thresholds,
Storm Water Detection, and the Limits of Mitigation. Journal of the American Water Resources
Association Vol. 33, No.5, pp. 1077-1089.
30 May, C.W. 1998. Cumulative effects of urbanization on small streams in the Puget Sound Lowland ecoregion.
Conference proceedings from Puget Sound Research '98 held March 12, 13 1998 in Seattle, WA;
Santa Clara Valley Urban Runoff Pollution Prevention Program. 2002. Hydromodification Management Plan
Literature Review. 80 pp.
31 Finkenbine, J.K., D.S. Atwater, and D.S. Mavinic. 2000. Stream health after urbanization. J. Am. Water Resour.
Assoc. 36:1149-60;
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
43
Agreement No. 6574
that even if pre- and post -development stream power are the same, more erosion will occur in the post -
development stage because the smaller particles are less resistant (provided they are non -cohesive).
As shown in Stages II and III, the channel deepens and widens to accommodate the increased stream
power and decrease in sediment load and sediment size. Channels may actually narrow as entrained
sediment from incision is deposited laterally in the channel. After incised channels begin to migrate
laterally (Stage III), bank erosion begins, which leads to general channel wid ning,33 At this point, a
majority of the sediment that leaves a drainage area comes from within the channel, as opposed to the
background and construction related hillslope contribution. Stage IV is characterized by more aggradation
and localized bank instability. Stage V represents a new quasi -equilibrium channel morphology in
balance with the new flow and sediment supply regime. In other words, stream power is in balance with
sediment load and sediment size.
The magnitude of the channel morphology changes discussed above varies along a stream network as
well as with the age of development, slope, geology (sand -bedded channels may cycle through the
evolution sequence in a matter of decades whereas clay -dominated channels may take much longer),
watershed sediment load and size, type of urbanization, and land use history. It is also dependent on a
channel's stage in the channel evolution sequence when urbanization occurs. Management strategies
Pizzuto, J.E. W.S. Hession, and M. McBride. 2000. Comparing gravel -bed rivers in paired urban and rural
catchments of southeastern Pennsylvania. Geology 28:79-82.
32 Hammer 1973 as cited in Delaware Department of Natural Resources (DDNR). 2004. Green Technology: The
Delaware Urban Runoff Management Approach. Dover, DE. 117 pp;
Booth, D.B. 1990. Stream Channel Incision Following Drainage Basin Urbanization. Water Resour. Bull. 26:407-
417.
33 Trimble, S.W. 1997. Contribution of Stream Channel Erosion to Sediment Yield from an Urbanizing Watershed.
Science: Vol. 278 (21), pp. 1442-1444.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
44
Agreement No. 6574
must take into account a channel's stage of adjustment and account for future changes in the evolution of
channel form (Stein and Zaleski 2005). 34
Traditional structural water quality BMPs (e.g. detention basins and other devices used to store volumes
of runoff) unless they are highly engineered to provide adequate flow duration control, do not adequately
protect receiving waters from accelerated channel bed and bank erosion, do not address post -
development increases in runoff volume, and do not mitigate the decline in benthic macroinvertebrate
communities in the rer:`:eivincd wate.rs35 suggest that structural BMPs are not as effective in protecting
aquatic communities as a continuous riparian buffer of native vegetation. This is supported by the
findings of Zucker and White36, where instream biological metrics were correlated with the extent of
forested buffers.
This General Permit requires dischargers to maintain pre -development drainage densities and times of
concentration in order to protect channels and encourages dischargers to implement setbacks to reduce
channel slope and velocity changes that can lead to aquatic habitat degradation.
There are a number of other approaches for modeling fluvial systems Including statistical and physical
models and simpler stream power mcdels.3" The use of these models In California is described in Stein
and Zaleski (2005).38 Rather than prescribe a specific one -size -fats -all modeling method in this permit, the
State Water Board intends to develop a stream power and channel evolution model -based framework to
assess channels and develop a hierarchy of suitable analysis methods and management strategies. In
time, this framework may become a State Water Board water quality control policy.
Permit Linkage to Overbank and Extreme Flood Protection
Site design BMPs (e.g. rooftop and impervious disconnection, vegetated swales, setbacks and buffers)
filter and settle out pollutants and provide for more infiltration than is possible for traditional centralized
structural BMPs placed at the lowest point in a site. They provide source control for runoff and lead to a
reduction in pollutant loads. When implemented, they also help reduce the magnitude and volume of
larger, less frequent storm events (e.g., 10-yr, 24-hour storm and larger), thereby reducing the need for
expensive flood control infrastructure. Nonstructural BMPs can also be a landscape amenity, instead of a
large isolated structure requiring substantial area for ancillary access, buffering, screening and
maintenance facilities.25 The multiple benefits of using non-structural benefits will be critically important as
the state's population increases and imposes strains upon our existing water resources.
Maintaining predevelopment drainage densities and times of concentration will help reduce post -
development peak flows and volumes in areas not covered under a municipal permit. The most effective
way to preserve drainage areas and maximize time of concentration is to implement landform grading,
34 Stein, E.S. and S. Zaleski. 2005.Managing runoff to protect natural stream: the latest developments on
investigation and management of hydromodification in California. Southern California Coastal Water Research
Project Technical Report 475. 26 pp.
35 Horner, R.R. 2006. Investigation of the Feasibility and Benefits of Low -Impact Site Design Practices (LID) for the
San Diego Region. Available at: htt : iwww" res"ectcleanv ater". a fP ermi Ir
qase-study I'id. df.
36 Delaware Department of Natural Resources (DDNR). 2004..Green Technology, The Delaware Urban Runoff
Management Approach. Dover, DE. 117 pp.
37 Finlayson, D.P. and D.R. Montgomery. 2003. Modeling large-scale fluvial erosion in geographic information
ystems. Geomorphology (53), pp. 147-164).
3 Stein, E.S. and S. Zaleski. 2005.Managing runoff to protect natural stream: the latest developments on
investigation and management of hydromodification in California. Southern California Coastal Water Research
Project Technical Report 475. 26 pp.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
45
Agreement No. 6574
incorporate site design BMPs and implement distributed structural BMPs (e.g., bioretention cells, rain
gardens, rain cisterns).
M. Storm Water Pollution Prevention Plans
USEPA's Construction General Permit requires that qualified personnel conduct inspections. USEPA
defines qualified personnel as "a person knowledgeable in the principles and practice of erosion and
sediment controls who possesses the skills to assess conditions at the construction site that could impact
storm water quality and to assess the effectiveness of any sediment and erosion control measures
selected to control the quality of storm water discharges from the construction activity. ,39 USEPA also
suggests that qualified personnel prepare SWPPPs and points to numerous states that require certified
professionals to be on construction sites at all times. States that currently have certification programs are
Washington, Georgia, Florida, Delaware, Maryland, and New Jersey. The Permit 99-08-DWQ did not
require that qualified personnel prepare SWPPPs or conduct inspections. However, to ensure that water
quality is being protected, this General Permit requires that all SWPPPs be written, amended, and
certified by a Qualified SWPPP Developer. A Qualified SWPPP Developer must possess one of the eight
certifications and or registrations specified in this General Permit and effective two years after the
adoption date of this General Permit, must have attended a State Water Board -sponsored or approved
Qualified SWPPP Developer training course. Table 9 provides an overview of the criteria used in
determining qualified certification titles for a QSD and QSP.
39 US Environmental Protection Agency. Stormwater Pollution Prevention Plans for Construction Activities.
<http://cfpub.epa.gov/npdes/stormwater/swppp.cfm> and <http://www.epa.gov/npdes/pubs/sw_Swppp_guide.pdf>,
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
46
Agreement No. 6574
T�
ible 9 - Qualified SW
PP Develo er/ Qualified SWPPP
Practitioner
Certification Criteria
['17
1. Approval Process
Professional Civil
California
2. Code of Ethics
Engineer
3. Accountability
Both
4. Pre -requisites
Professional
1. Approval Process
Geologist or
California
2. Code of Ethics
Engineering
3. Accountability
Geologist
Both-,
APre-re uisites
1. Approval Process
Landscape
California
2. Code of Ethics
Architect
3. Accountability
Both
4. Pre -requisites
1. Approval Process
Professional
American Institute of
2. Code of Ethics
Hydrologist
Hydrology
3. Accountability
Both
4. Pre -requisites .......................
........................................
Certified
m
__....._____________-._._._
Professional in
1. Approval Process
Erosion and
Enviro Cert International
2. Code of Ethics
Sediment
Inc.
3. Accountability
Control TM
4. Pre -requisites
CPESC)
Both
5 Continuing Education
Certified Inspector
Inspector of
Certified Ins
1. Approval Process
2. Code of Ethics
of Sediment and
Erosion ControlTA9
Sediment and Erosion
3. Accountability
(CISEC)
Control, Inc.
4. Pre -requisites
QSP
5.mmContinuing Education
Certified Erosion,
1. Approval Process
Sediment and
Enviro Cert International
2. Code of Ethics
Storm Water
Inc..
Accountability
Inspector TM
4. Pre -requisites
(CESSWI
.. ..................__.............
......................._ �, m,,,.
QSP
5. Continuin g Education
......................... ..
Certified
1. Approval Process
Professional in
Enviro Cert International
2. Code of Ethics
Storm Water
Inc.
3. Accountability
QualityTA4
4. Pre -requisites
(CPSWQ)....._............._..............
_................__Both....,,
,.
5. Continuing Education..................�
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
47
Agreement No. 6574
The previous versions of the General Permit required development and implementation of a SWPPP as
the primary compliance mechanism. The SWPPP has two major objectives: (1) to help identify the
sources of sediment and other pollutants that affect the quality of storm water discharges; and (2) to
describe and ensure the implementation of BMPs to reduce or eliminate sediment and other pollutants in
storm water and non -storm water discharges. The SWPPP must include BMPs that address source
control, BMPs that address pollutant control, and BMPs that address treatment control.
This General Permit shifts some of the measures that were covered by this general requirement to
specific permit requirements, each individually enforceable as a permit term. This General Permit
emphasizes the use of appropriately selected, correctly installed and maintained pollution reduction
BMPs. This approach provides the flexibility necessary to establish BMPs that can effectively address
source control of pollutants during changing construction activities. These specific requirements also
improve both the clarity and the enforceability of the General Permit so that the dischargers understand,
and the public can determine whether the discharges are in compliance with, permit requirements.
The SWPPP must be implemented at the appropriate level to protect water quality at all times throughout
the life of the project. The SWPPP must remain on the site during construction activities, commencing
with the initial mobilization and ending with the termination of coverage under the General Permit. For
LUPs the discharger shall make the SWPPP available at the construction site during working hours while
construction is occurring and shall be made available upon request by a State or Municipal inspector.
When the original SWPPP is retained by a crewmember in a construction vehicle and is not currently at
the construction site, current copies of the BMPs and map/drawing will be left with the field crew and the
original SWPPP shall be made available via a request by radio or telephone. Once construction activities
are complete, until stabilization is achieved, the SWPPP shall be available from the SWPPP contact listed
in the PRDs
A SWPPP must be appropriate for the type and complexity of a project and will be developed and
implemented to address project specific conditions. Some projects may have similarities or complexities,
yet each project is unique in its progressive state that requires specific description and selection of BMPs
needed to address all possible generated pollutants
N. Regional Water Board Authorities
Because this General Permit will be issued to thousands of construction sites across the State, the
Regional Water Boards retain discretionary authority over certain issues that may arise from the
discharges in their respective regions. This General Permit does not grant the Regional Water Boards
any authority they do not otherwise have; rather, it merely emphasizes that the Regional Water Boards
can take specific actions related to this General Permit. For example, the Regional Water Boards will be
enforcing this General Permit and may need to adjust some requirements for a discharger based on the
discharger's compliance history.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
48
Agreement No. 6574
State Water Resources Control Board
Linda S. Adams Secretary for Division of Water Quality
Environmental Protection 1001 1 Street • Sacramento, California 95814 • (916) 341-5455
Mailing Address: P.O. Box 100 • Sacramento, California • 95812-0100
Fax (916) 341-5463 • http://www.waterboards.ca.gov
NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM (NPDES)
GENERAL PERMIT FOR
STORM WATER DISCHARGES
ASSOCIATED WITH CONSTRUCTION AND LAND DISTURBANCE
ACTIVITIES
ORDER NO. 2009-0009-DWQ
NPDES NO. CAS000002
Arnold Schwarzenegger
Governor
This Order was adopted by the State Water Resources Control September 2, 2009
Board on:
This Order shall become effective on: July 1, 2010
This Order shall expire on: September 2, 2014
IT IS HEREBY ORDERED, that this Order supersedes Order No. 99-08-DWQ
[as amended by Order No. 2010-0014-DWQ] except for enforcement purposes.
The Discharger shall comply with the requirements in this Order to meet the
provisions contained in Division 7 of the California Water Code (commencing
with section 13000) and regulations adopted thereunder, and the provisions of
the federal Clean Water Act and regulations and guidelines adopted thereunder.
I, Jeanine Townsend, Clerk to the Board, do hereby certify that this Order with all
attachments is a full, true, and correct copy of an Order adopted by the State
Water Resources Control Board, on September 2, 2009.
AYE:
Vice Chair Frances Spivy-Weber
Board Member Arthur G. Baggett, Jr.
Board Member Tam M. Doduc
NAY:
Chairman Charles R. Hoppin
ABSENT:
None
ABSTAIN;
None
4'awtuv-,:�Yzrmo-d-
Jean iq. "Townsend
Clerk to the Board
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
Agreement No. 6574
State Water Resources Control'� hoard
Linda S. Adams DIVISIOrI Of Water Quality Arnold Schwarzenegger
Secretary for y Governor
Environmental Protection 1001 1 Street - Sacramento, California 95814 - (916) 341-5455
Mailing Address: P.O. Box 100 - Sacramento, California - 95812-0100
Fax (916) 341-5463 - http://www.waterboards.ca.gov
NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM (NPDES)
GENERAL PERMIT FOR
STORM WATER DISCHARGES
ASSOCIATED WITH CONSTRUCTION AND LAND DISTURBANCE
ACTIVITIES
ORDER NO. 2010-0014-DWQ
NPDES NO. CAS000002
Order No. 2009-0009-DWQ was adopted by the State Water September 2, 2009
Resources Control Board on:
Order No. 2009-0009-DWQ became effective on: July 1, 2010
Order No. 2009-0009-DWQ shall expire on: September 2, 2014
This Order, which amends Order No. 2009-0009-DWQ, was
adopted by the State Water Resources Control Board on: November 16, 2010
This Order shall become effective on: February 14, 2011
IT IS HEREBY ORDERED that this Order amends Order No. 2009-0009-DWQ.
Additions to Order No. 2009-0009-DWQ are reflected in blue -underline text and
deletions are reflected in fired -strikeout text.
IT IS FURTHER ORDERED that staff are directed to prepare and post a
conformed copy of Order No. 2009-0009-DWQ incorporating the revisions made
by this Order.
I, Jeanine Townsend, Clerk to the Board, do hereby certify that this Order with all
attachments is a full, true, and correct copy of an Order adopted by the State
Water Resources Control Board, on November 16, 2010.
AYE:
Chairman Charles R. Hoppin
Vice Chair Frances Spivy-Weber
Board Member Arthur G. Baggett, Jr.
Board Member Tam M. Doduc
NAY:
None
ABSENT:
None
ABSTAIN:
None
Jeani:l` Townsend
Clerk to the Board
Agreement No. 6574
csr�rowwrr
Water Boards
State Water Resources Control Board
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NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM (NPDES)
GENERAL PERMIT FOR
STORM WATER DISCHARGES
ASSOCIATED WITH CONSTRUCTION AND LAND DISTURBANCE ACTIVITIES
ORDER NO. 2012-0006-DWQ
NPDES NO. CAS000002
Order No. 2009-0009-DWQ was adopted by the State Water Resources
September 2, 2009
Control Board on:
Order No. 2009-0009-DWQ became effective on:
July 1, 2010
Order No. 2010-0014-DWQ became effective on:
February 14, 2011
Order No. 2009-0009-DWQ as amended by 2010-0014-DWQ shall
September 2, 2014
expire on:
This Order, which amends Order No. 2009-0009-DWQ as amended by
2010-0014-DWQ, was adopted by the State Water Resources Control
July 17, 2012
Board on:
This Order No. 2012-0006-DWQ shall become effective on July 17, 2012
IT IS HEREBY ORDERED that this Order amends Order No. 2009-0009-DWQ. Additions to
Order No. 2009-0009-DWQ are reflected in blue -underline text and deletions are reflected in
red strikeout text.
IT IS FURTHER ORDERED that staff are directed to prepare and post a conformed copy of
Order No. 2009-000-DWQ incorporating the revisions made by this Order.
I, Jeanine Townsend, Clerk to the Board, do hereby certify that this Order with all attachments is
a full, true, and correct copy of an Order adopted by the State Water Resources Control Board,
on July 17, 2012.
AYE; Chairman Charles R. Hoppin
Vice Chair Frances Spivy-Weber
Board Member Tam M. Doduc
Board Member Steven Moore
Board Member Felicia Marcus
NAY: None
ABSENT: None
ABSTAIN: None
61 "CrI16-
Jeanin�Townsend
Clerk to the Board
Agreement No. 6574
TABLE OF CONTENTS
1.
FINDINGS......................................................................................................................................I
H.
CONDITIONS FOR PERMIT COVERAGE............................................................................
14
III.
DISCHARGE PROHIBITIONS.................................................................................................
20
IV.
SPECIAL PROVISIONS ................ ......... »........ .......... ......... ........ ..............................
22
V.
EFFLUENT STANDARDS & RECEIVING WATER MONITORING .................................
28
VI.
RECEIVING WATER LIMITATIONS....................................................................................
31
VII.
TRAINING QUALIFICATIONS AND CERTIFICATION REQUIREMENTS ...................
32
VIII.
RISK DETERMINATION..........................................................................................................
33
IX.
RISK LEVEL I REQUIREMENTS...........................................................................................
34
X.
RISK LEVEL 2 REQUIREMENTS...........................................................................................
34
XI.
RISK LEVEL 3 REQUIREMENTS...........................................................................................
34
XII.
ACTIVE TREATMENT SYSTEMS(ATS)...............................................................................
34
XIII.
POST -CONSTRUCTION STANDARDS..................................................................................
35
XIV.
SWPPP REQUIREMENTS........................................................................................................
37
XV.
REGIONAL WATER BOARD AUTHORITIES......................................................................
38
XVI.
ANNUAL REPORTING REQUIREMENTS._.... _......................._......................................
39
LIST OF ATTACHMENTS
Attachment A — Linear Underground/Overhead Requirements
Attachment A.1 — LUP Type Determination
Attachment A.2 — LUP Permit Registration Documents
Attachment B — Permit Registration Documents
Attachment C — Risk Level 1 Requirements
Attachment D — Risk Level 2 Requirements
Attachment E — Risk Level 3 Requirements
Attachment F — Active Treatment System (ATS) Requirements
LIST OF APPENDICES
Appendix 1 — Risk Determination Worksheet
Appendix 2 — Post -Construction Water Balance Performance Standard
Appendix 2.1 — Post -Construction Water Balance Performance Standard Spreadsheet
Appendix 3 — Bioassessment Monitoring Guidelines
Appendix 4 — Adopted/Implemented Sediment TMDLs
Appendix 5 — Glossary
Appendix 6 — Acronyms
Appendix 7 — State and Regional Water Resources Control Board Contacts
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
Agreement No. 6574
Order
STATE WATER RESOURCES CONTROL BOARD
ORDER NO. 2009-0009-DWQ
[AS AMENDED BY ORDER NO. 2010-0014-DWQ]
NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM
GENERAL PERMIT NO. CAS000002
WASTE DISCHARGE REQUIREMENTS
FOR
DISCHARGES OF STORM WATER RUNOFF ASSOCIATED WITH
CONSTRUCTION AND LAND DISTURBANCE ACTIVITIES
I. FINDINGS
A. General Findings
The State Water Resources Control Board (State Water Board) finds that:
The federal Clean Water Act (CWA) prohibits certain discharges of
storm water containing pollutants except in compliance with a National
Pollutant Discharge Elimination System (NPDES) permit (Title 33
United States Code (U.S.C.) §§ 1311 and 1342(p); also referred to as
Clean Water Act (CWA) §§ 301 and 402(p)). The U.S. Environmental
Protection Agency (U.S. EPA) promulgates federal regulations to
implement the CWA's mandate to control pollutants in storm water
runoff discharges. (Title 40 Code of Federal Regulations (C.F.R.)
Parts 122, 123, and 124). The federal statutes and regulations require
discharges to surface waters comprised of storm water associated with
construction activity, including demolition, clearing, grading, and
excavation, and other land disturbance activities (except operations
that result in disturbance of less than one acre of total land area and
which are not part of a larger common plan of development or sale), to
obtain coverage under an NPDES permit. The NPDES permit must
require implementation of Best Available Technology Economically
Achievable (BAT) and Best Conventional Pollutant Control Technology
(BCT) to reduce or eliminate pollutants in storm water runoff. The
NPDES permit must also include additional requirements necessary to
implement applicable water quality standards.
2. This General Permit authorizes discharges of storm water associated
with construction activity so long as the dischargers comply with all
requirements, provisions, limitations and prohibitions in the permit. In
addition, this General Permit regulates the discharges of storm water
associated with construction activities from all Linear
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Underground/Overhead Projects resulting in the disturbance of greater
than or equal to one acre (Attachment A).
3. This General Permit regulates discharges of pollutants in storm water
associated with construction activity (storm water discharges) to waters
of the United States from construction sites that disturb one or more
acres of land surface, or that are part of a common plan of
development or sale that disturbs more than one acre of land surface.
4. This General Permit does not preempt or supersede the authority of
local storm water management agencies to prohibit, restrict, or control
storm water discharges to municipal separate storm sewer systems or
other watercourses within their jurisdictions.
5. This action to adopt a general NPDES permit is exempt from the
provisions of Chapter 3 of the California Environmental Quality Act
(CEQA) (Public Resources Code Section 21100, et seq.), pursuant to
Section 13389 of the California Water Code.
6. Pursuant to 40 C.F.R. § 131.12 and State Water Board Resolution No.
68-16,1 which incorporates the requirements of § 1.31.12 where
applicable, the State Water Board finds that discharges in compliance
with this General Permit will not result in the lowering of water quality
standards, and are therefore consistent with those provisions.
Compliance with this General Permit will result in improvements in
water quality.
7. This General Permit serves as an NPDES permit in compliance with
CWA § 402 and will take effect on July 1, 2010 by the State Water
Board provided the Regional Administrator of the U.S. EPA has no
objection. If the U.S. EPA Regional Administrator objects to its
issuance, the General Permit will not become effective until such
objection is withdrawn.
8. Following adoption and upon the effective date of this General Permit,
the Regional Water Quality Control Boards (Regional Water Boards)
shall enforce the provisions herein.
9. Regional Water Boards establish water quality standards in Basin
Plans. The State Water Board establishes water quality standards in
various statewide plans, including the California Ocean Plan. U.S.
EPA establishes water quality standards in the National Toxic Rule
(NTR) and the California Toxic Rule (CTR).
Resolution No. 68-16 generally requires that existing water quality be maintained unless degradation is
justified based on specific findings.
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10. This General Permit does not authorize discharges of fill or dredged
material regulated by the U.S. Army Corps of Engineers under CWA §
404 and does not constitute a waiver of water quality certification under
CWA § 401.
11. The primary storm water pollutant at construction sites is excess
sediment. Excess sediment can cloud the water, which reduces the
amount of sunlight reaching aquatic plants, clog fish gills, smother
aquatic habitat and spawning areas, and impede navigation in our
waterways. Sediment also transports other pollutants such as
nutrients, metals, and oils and greases.
12. Construction activities can impact a construction site's runoff sediment
supply and transport characteristics. These modifications, which can
occur both during and after the construction phase, are a significant
cause of degradation of the beneficial uses established for water
bodies in California. Dischargers can avoid these effects through
better construction site design and activity practices.
13. This General Permit recognizes four distinct phases of construction
activities. The phases are Grading and Land Development Phase,
Streets and Utilities Phase, Vertical Construction Phase, and Final
Landscaping and Site Stabilization Phase. Each phase has activities
that can result in different water quality effects from different water
quality pollutants. This General Permit also recognizes inactive
construction as a category of construction site type.
14. Compliance with any specific limits or requirements contained in this
General Permit does not constitute compliance with any other
applicable requirements.
15. Following public notice in accordance with,State and Federal laws and
regulations, the State Water Board heard and considered all comments
and testimony in a public hearing on 06/03/2009. The State Water
Board has prepared written responses to all significant comments.
16. Construction activities obtaining coverage under the General Permit
may have multiple discharges subject to requirements that are specific
to general, linear, and/or active treatment system discharge types.
17. The State Water Board may reopen the permit if the U.S. EPA adopts
a final effluent limitation guideline for construction activities.
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B. Activities Covered Under the General Permit
18. Any construction or demolition activity, including, but not limited to,
clearing, grading, grubbing, or excavation, or any other activity that
results in a land disturbance of equal to or greater than one acre.
19. Construction activity that results in land surface disturbances of less
than one acre if the construction activity is part of a larger common
plan of development or the sale of one or more acres of disturbed land
surface.
20. Construction activity related to residential, commercial, or industrial
development on lands currently used for agriculture including, but not
limited to, the construction of buildings related to agriculture that are
considered industrial pursuant to U.S. EPA regulations, such as dairy
barns or food processing facilities.
21. Construction activity associated with Linear Underground/Overhead
Utility Projects (LUPs) including, but not limited to, those activities
necessary for the installation of underground and overhead linear
facilities (e.g., conduits, substructures, pipelines, towers, poles, cables,
wires, connectors, switching, regulating and transforming equipment
and associated ancillary facilities) and include, but are not limited to,
underground utility mark -out, potholing, concrete and asphalt cutting
and removal, trenching, excavation, boring and drilling, access road
and pole/tower pad and cable/wire pull station, substation construction,
substructure installation, construction of tower footings and/or
foundations, pole and tower installations, pipeline installations,
welding, concrete and/or pavement repair or replacement, and
stockpile/borrow locations.
22. Discharges of sediment from construction activities associated with oil
and gas exploration, production, processing, or treatment operations or
transmission facilities.2
23. Storm water discharges from dredge spoil placement that occur
outside of U.S. Army Corps of Engineers jurisdiction (upland sites) and
that disturb one or more acres of land surface from construction activity
are covered by this General Permit. Construction sites that intend to
disturb one or more acres of land within the jurisdictional boundaries of
2 Pursuant to the Ninth Circuit Court of Appeals' decision in NRDC v. EPA (9th Cir. 2008) 526 F.3d 591, and
subsequent denial of the U.S. EPA's petition for reconsideration in November 2008, oil and gas construction
activities discharging storm water contaminated only with sediment are no longer exempt from the NPDES
program.
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a CWA § 404 permit should contact the appropriate Regional Water
Board to determine whether this permit applies to the site.
C. Activities Not Covered Under the General Permit
24. Routine maintenance to maintain original line and grade, hydraulic
capacity, or original purpose of the facility.
25. Disturbances to land surfaces solely related to agricultural operations
such as disking, harrowing, terracing and leveling, and soil preparation.
26. Discharges of storm water from areas on tribal lands; construction on
tribal lands is regulated by a federal permit.
27. Construction activity and land disturbance involving discharges of
storm water within the Lake Tahoe Hydrologic Unit. The Lahontan
Regional Water Board has adopted its own permit to regulate storm
water discharges from construction activity in the Lake Tahoe
Hydrologic Unit (Regional Water Board 6SLT). Owners of construction
sites in this watershed must apply for the Lahontan Regional Water
Board permit rather than the statewide Construction General Permit.
28. Construction activity that disturbs less than one acre of land surface,
and that is not part of a larger common plan of development or the sale
of one or more acres of disturbed land surface.
29. Construction activity covered by an individual NPDES Permit for storm
water discharges.
30. Discharges from small (1 to 5 acre) construction activities with an
approved Rainfall Erosivity Waiver authorized by U.S. EPA Phase II
regulations certifying to the State Board that small construction activity
will occur only when the Rainfall Erosivity Factor is less than 5 ("R" in
the Revised Universal Soil Loss Equation).
31. Landfill construction activity that is subject to the Industrial General
Permit.
32. Construction activity that discharges to Combined Sewer Systems.
33. Conveyances that discharge storm water runoff combined with
municipal sewage.
34. Discharges of storm water identified in CWA § 402(1)(2), 33 U.S.C. §
1342(l)(2).
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35. Discharges occurring in basins that are not tributary or hydrologically
connected to waters of the United States (for more information contact
your Regional Water Board).
D. Obtaining and Modifying General Permit Coverage
36. This General Permit requires all dischargers to electronically file all
Permit Registration Documents (PRDs), Notices of Termination (NOT),
changes of information, annual reporting, and other compliance
documents required by this General Permit through the State Water
Board's Storm water Multi -Application and Report Tracking System
(SMARTS) website.
37. Any information provided to the Regional Water Board shall comply
with the Homeland Security Act and any other federal law that
concerns security in the United States; any information that does not
comply should not be submitted.
38. This General Permit grants an exception from the Risk Determination
requirements for existing sites covered under Water Quality Orders No.
99-08-DWQ, and No. 2003-0007-DWQ. For certain sites, adding
additional requirements may not be cost effective. Construction sites
covered under Water Quality Order No. 99-08-DWQ shall obtain permit
coverage at the Risk Level 1. LUPs covered under Water Quality
Order No. 2003-0007-DWQ shall obtain permit coverage as a Type 1
LUP. The Regional Water Boards have the authority to require Risk
Determination to be performed on sites currently covered under Water
Quality Orders No. 99-08-DWQ and No. 2003-0007-DWQ where they
deem it necessary. The State Water Board finds that there are two
circumstances when it may be appropriate for the Regional Water
Boards to require a discharger that had filed an NOI under State Water
Board Order No. 99-08-DWQ to recalculate the site's risk level. These
circumstances are: (1) when the discharger has a demonstrated
history of noncompliance with State Water Board Order No. 99-08-
DWQ or; (2) when the discharger's site poses a significant risk of
causing or contributing to an exceedance of a water quality standard
without the implementation of the additional Risk Level 2 or 3
requirements.
E. Prohibitions
39.All discharges are prohibited except for the storm water and non -storm
water discharges specifically authorized by this General Permit or
another NPDES permit. Non -storm water discharges include a wide
variety of sources, including improper dumping, spills, or leakage from
storage tanks or transfer areas. Non -storm water discharges may
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Agreement No. 6574
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contribute significant pollutant loads to receiving waters. Measures to
control spills, leakage, and dumping, and to prevent illicit connections
during construction must be addressed through structural as well as
non-structural Best Management Practices (BM Ps)3. The State Water
Board recognizes, however, that certain non -storm water discharges
may be necessary for the completion of construction.
40. This General Permit prohibits all discharges which contain a
hazardous substance in excess of reportable quantities established in
40 C.F.R. §§ 117.3 and 302.4, unless a separate NPDES Permit has
been issued to regulate those discharges.
41.This General Permit incorporates discharge prohibitions contained in
water quality control plans, as implemented by the State Water Board
and the nine Regional Water Boards.
42. Pursuant to the Ocean Plan, discharges to Areas of Special Biological
Significance (ASBS) are prohibited unless covered by an exception
that the State Water Board has approved.
43. This General Permit prohibits the discharge of any debris4 from
construction sites. Plastic and other trash materials can cause
negative impacts to receiving water beneficial uses. The State Water
Board encourages the use of more environmentally safe,
biodegradable materials on construction sites to minimize the potential
risk to water quality.
F. Training
44. In order to improve compliance with and to maintain consistent
enforcement of this General Permit, all dischargers are required to
appoint two positions - the Qualified SWPPP Developer (QSD) and the
Qualified SWPPP Practitioner (QSP) - who must obtain appropriate
training. Together with the key stakeholders, the State and Regional
Water Boards are leading the development of this curriculum through a
collaborative organization called The Construction General Permit
(CGP) Training Team.
45. The Professional Engineers Act (Bus. & Prof. Code section 6700, et
seq.) requires that all engineering work must be performed by a
California licensed engineer.
3 BMPs are scheduling of activities, prohibitions of practices, maintenance procedures, and other
management practices to prevent or reduce the discharge of pollutants to waters of the United States. BMPs
also include treatment requirements, operating procedures, and practice to control site runoff, spillage or
leaks, sludge or waste disposal, or drainage from raw material storage.
4 Litter, rubble, discarded refuse, and remains of destroyed inorganic anthropogenic waste.
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G. Determining and Reducing Risk
46. The risk of accelerated erosion and sedimentation from wind and water
depends on a number of factors, including proximity to receiving water
bodies, climate, topography, and soil type.
47. This General Permit requires dischargers to assess the risk level of a
site based on both sediment transport and receiving water risk. This
General Permit contains requirements for Risk Levels 1, 2 and 3, and
LUP Risk Type 1, 2, and 3 (Attachment A). Risk levels are established
by determining two factors: first, calculating the site's sediment risk;
and second, receiving water risk during periods of soil exposure (i.e.
grading and site stabilization). Both factors are used to determine the
site -specific Risk Level(s). LUPs can be determined to be Type 1
based on the flowchart in Attachment A. 1.
48.Although this General Permit does not mandate specific setback
distances, dischargers are encouraged to set back their construction
activities from streams and wetlands whenever feasible to reduce the
risk of impacting water quality (e.g., natural stream stability and habitat
function). Because there is a reduced risk to receiving waters when
setbacks are used, this General Permit gives credit to setbacks in the
risk determination and post -construction storm water performance
standards. The risk calculation and runoff reduction mechanisms in
this General Permit are expected to facilitate compliance with any
Regional Water Board and local agency setback requirements, and to
encourage voluntary setbacks wherever practicable.
49. Rain events can occur at any time of the year in California. Therefore,
a Rain Event Action Plan (REAP) is necessary for Risk Level 2 and 3
traditional construction projects (LUPs exempt) to ensure that active
construction sites have adequate erosion and sediment controls
implemented prior to the onset of a storm event, even if construction is
planned only during the dry season.
50. Soil particles smaller than 0.02 millimeters (mm) (i.e., finer than
medium silt) do not settle easily using conventional measures for
sediment control (i.e., sediment basins). Given their long settling time,
dislodging these soils results in a significant risk that fine particles will
be released into surface waters and cause unacceptable downstream
impacts. If operated correctly, an Active Treatment System (ATS) can
prevent or reduce the release of fine particles from construction sites.
5 An ATS is a treatment system that employs chemical coagulation, chemical flocculation, or electro
coagulation in order to reduce turbidity caused by fine suspended sediment.
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Use of an ATS can effectively reduce a site's risk of impacting
receiving waters.
51. Dischargers located in a watershed area where a Total Maximum Daily
Load (TMDL) has been adopted or approved by the Regional Water
Board or U.S. EPA may be required by a separate Regional Water
Board action to implement additional BMPs, conduct additional
monitoring activities, and/or comply with an applicable waste load
allocation and implementation schedule. Such dischargers may also
be required to obtain an individual Regional Water Board permit
specific to the area.
H. Effluent Standards
52. The State Water Board convened a blue ribbon panel of storm water
experts that submitted a report entitled, "The Feasibility of Numeric
Effluent Limits Applicable to Discharges of Storm Water Associated
with Municipal, Industrial and Construction Activities," dated
June 19, 2006. The panel concluded that numeric limits or action
levels are technically feasible to control construction storm water
discharges, provided that certain conditions are considered. The panel
also concluded that numeric effluent limitations (NELs) are feasible for
discharges from construction sites that utilize an ATS. The State
Water Board has incorporated the expert panel's suggestions into this
General Permit, which includes numeric action levels (NALs) for pH
and turbidity, and special numeric limits for ATS discharges.
Determining Compliance with Numeric Limitations
53.This General Permit sets a pH NAL of 6.5 to 8.5, and a turbidity NAL of
250 NTU. The purpose of the NAL and its associated monitoring
requirement is to provide operational information regarding the
performance of the measures used at the site to minimize the
discharge of pollutants and to protect beneficial uses and receiving
waters from the adverse effects of construction -related storm water
discharges. An exceedance of a NAL does not constitute a violation of
this General Permit.
54. This General Permit requires dischargers with NAL exceedances to
immediately implement additional BMPs and revise their Storm Water
Pollution Prevention Plans (SWPPPs) accordingly to either prevent
pollutants and authorized non -storm water discharges from
contaminating storm water, or to substantially reduce the pollutants to
levels consistently below the NALs. NAL exceedances are reported in
the State Water Boards SMARTS system, and the discharger is
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required to provide an NAL Exceedance Report when requested by a
Regional Water Board.
I. Receiving Water Limitations
55. This General Permit requires all enrolled dischargers to determine the
receiving waters potentially affected by their discharges and to comply
with all applicable water quality standards, including any more stringent
standards applicable to a water body.
J. Sampling, Monitoring, Reporting and Record Keeping
56. Visual monitoring of storm water and non -storm water discharges is
required for all sites subject to this General Permit.
57. Records of all visual monitoring inspections are required to remain on -
site during the construction period and for a minimum of three years.
58. For all Risk Level 3/LUP Type 3 and Risk Level 2/LUP Type 2 sites,
this General Permit requires effluent monitoring for pH and turbidity.
Sampling, analysis and monitoring requirements for effluent monitoring
for pH and turbidity are contained in this General Permit.
59. Risk Level 3 and LUP Type 3 sites with effluent that exceeds the
Receiving Water Monitoring Triggers contained in this General Permit
and with direct discharges to receiving water are required to conduct
receiving water monitoring. An exceedance of a Receiving Water
Monitoring Trigger does not constitute a violation of this General
Permit.
60. This General Permit establishes a 5 year, 24 hour (expressed in inches
of rainfall) as an exemptions to the receiving water monitoring
requirements for Risk Level 3 and LUP Type 3 dischargers.
61. If run-on is caused by a forest fire or any other natural disaster, then
receiving water monitoring triggers do not apply.
62. For Risk Level 3 and LUP Type 3 sites larger than 30 acres and with
direct discharges to receiving waters, this General Permit requires
bioassessment sampling before and after site completion to determine
if significant degradation to the receiving water's biota has occurred.
Bioassessment sampling guidelines are contained in this General
Permit.
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63. A summary and evaluation of the sampling and analysis results will be
submitted in the Annual Reports.
64. This General Permit contains sampling, analysis and monitoring
requirements for non -visible pollutants at all sites subject to this
General Permit.
65. Compliance with the General Permit relies upon dischargers to
electronically self -report any discharge violations and to comply with
any Regional Water Board enforcement actions.
66. This General Permit requires that all dischargers maintain a paper or
electronic copy of all required records for three years from the date
generated or date submitted, whichever is last. These records must be
available at the construction site until construction is completed. For
LUPs, these documents may be retained in a crew member's vehicle
and made available upon request.
K. Active Treatment System (ATS) Requirements
67.Active treatment systems add chemicals to facilitate flocculation,
coagulation and filtration of suspended sediment particles. The
uncontrolled release of these chemicals to the environment can
negatively affect the beneficial uses of receiving waters and/or degrade
water quality (e.g., acute and chronic toxicity). Additionally, the batch
storage and treatment of storm water through an ATS' can potentially
cause physical impacts on receiving waters if storage volume is
inadequate or due to sudden releases of the ATS batches and
improperly designed outfalls.
68. If designed, operated and maintained properly an ATS can achieve
very high removal rates of suspended sediment (measured as
turbidity), albeit at sometimes significantly higher costs than traditional
erosion/sediment control practices. As a result, this General Permit
establishes NELs consistent with the expected level of typical ATS
performance.
69. This General Permit requires discharges of storm water associated
with construction activity that undergo active treatment to comply with
special operational and effluent limitations to ensure that these
discharges do not adversely affect the beneficial uses of the receiving
waters or cause degradation of their water quality.
70. For ATS discharges, this General Permit establishes technology -based
NELs for turbidity.
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71. This General Permit establishes a 10 year, 24 hour (expressed in
inches of rainfall) Compliance Storm Event exemption from the
technology -based numeric effluent limitations for ATS discharges.
Exceedances of the ATS turbidity NEL constitutes a violation of this
General Permit.
L. Post -Construction Requirements
72. This General Permit includes performance standards for post -
construction that are consistent with State Water Board Resolution No.
2005-0006, "Resolution Adopting the Concept of Sustainability as a
Core Value for State Water Board Programs and Directing Its
Incorporation," and 2008-0030, "Requiring Sustainable Water
Resources Management." The requirement for all construction sites to
match pre -project hydrology will help ensure that the physical and
biological integrity of aquatic ecosystems are sustained. This "runoff
reduction" approach is analogous in principle to Low Impact
Development (LID) and will serve to protect related watersheds and
waterbodies from both hydrologic -based and pollution impacts
associated with the post -construction landscape.
73. LUP projects are not subject to post -construction requirements due to
the nature of their construction to return project sites to pre -
construction conditions.
M. Storm Water Pollution Prevention Plan Requirements
74. This General Permit requires the development of a site -specific
SWPPP. The SWPPP must include the information needed to
demonstrate compliance with all requirements of this General Permit,
and must be kept on the construction site and be available for review.
The discharger shall ensure that a QSD develops the SWPPP.
75. To ensure proper site oversight, this General Permit requires a
Qualified SWPPP Practitioner to oversee implementation of the BMPs
required to comply with this General Permit.
N. Regional Water Board Authorities
76. Regional Water Boards are responsible for implementation and
enforcement of this General Permit. A general approach to permitting
is not always suitable for every construction site and environmental
circumstances. Therefore, this General Permit recognizes that
Regional Water Boards must have some flexibility and authority to
alter, approve, exempt, or rescind permit authority granted under this
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General Permit in order to protect the beneficial uses of our receiving
waters and prevent degradation of water quality.
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IT IS HEREBY ORDERED that all dischargers subject to this General Permit
shall comply with the following conditions and requirements (including all
conditions and requirements as set forth in Attachments A, B, C, D, E and F)6.
II. CONDITIONS FOR PERMIT COVERAGE
A. Linear Underground/Overhead Projects (LUPs)
Linear Underground/Overhead Projects (LUPs) include, but are not
limited to, any conveyance, pipe, or pipeline for the transportation of
any gaseous, liquid (including water and wastewater for domestic
municipal services), liquescent, or slurry substance; any cable line or
wire for the transmission of electrical energy; any cable line or wire for
communications (e.g. telephone, telegraph, radio or television
messages); and associated ancillary facilities. Construction activities
associated with LUPs include, but are not limited to, (a) those activities
necessary for the installation of underground and overhead linear
facilities (e.g., conduits, substructures, pipelines, towers, poles, cables,
wires, connectors, switching, regulating and transforming equipment,
and associated ancillary facilities); and include, but are not limited to,
(b) underground utility mark -out, potholing, concrete and asphalt
cutting and removal, trenching, excavation, boring and drilling, access
road and pole/tower pad and cable/wire pull station, substation
construction, substructure installation, construction of tower footings
and/or foundations, pole and tower installations, pipeline installations,
welding, concrete and/ or pavement repair or replacement, and
stockpile/borrow locations.
2. The Legally Responsible Person is responsible for obtaining coverage
under the General Permit where the construction of pipelines, utility
lines, fiber-optic cables, or other linear underground/overhead projects
will occur across several properties unless the LUP construction
activities are covered under another construction storm water permit.
3. Only LUPs shall comply with the conditions and requirements in
Attachment A, A.1 & A.2 of this Order. The balance of this Order is not
applicable to LUPs except as indicated in Attachment A.
6 These attachments are part of the General Permit itself and are not separate documents that are capable
of being updated independently by the State Water Board.
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B. Obtaining Permit Coverage Traditional Construction Sites
1. The Legally Responsible Person (LRP) (see Special Provisions,
Electronic Signature and Certification Requirements, Section IV.1.1)
must obtain coverage under this General Permit.
2. To obtain coverage, the LRP must electronically file Permit
Registration Documents (PRDs) prior to the commencement of
construction activity. Failure to obtain coverage under this General
Permit for storm water discharges to waters of the United States is a
violation of the CWA and the California Water Code.
3. PRDs shall consist of:
a. Notice of Intent (NOI)
b. Risk Assessment (Section Vill)
c. Site Map
d. Storm Water Pollution Prevention Plan (Section XIV)
e. Annual Fee
f. Signed Certification Statement
Any information provided to the Regional Water Board shall comply
with the Homeland Security Act and any other federal law that
concerns security in the United States; any information that does not
comply should not be submitted.
Attachment B contains additional PRD information. Dischargers must
electronically file the PRDs, and mail the appropriate annual fee to the
State Water Board.
4. This permit is effective on July 1, 2010.
a. Dischargers Obtaining Coverage On or After July 1, 2010: All
dischargers requiring coverage on or after July 1, 2010, shall
electronically file their PRDs prior to the commencement of
construction activities, and mail the appropriate annual fee no later
than seven days prior to the commencement of construction
activities. Permit coverage shall not commence until the PRDs and
the annual fee are received by the State Water Board, and a WDID
number is assigned and sent by SMARTS.
b. Dischargers Covered Under 99-08-DWQ and 2003-0007-DWQ:
Existing dischargers subject to State Water Board Order No. 99-08-
DWQ (existing dischargers) will continue coverage under 99-08-
DWQ until July 1, 2010. After July 1, 2010, all NOls subject to
State Water Board Order No. 99-08-DWQ will be terminated.
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Existing dischargers shall electronically file their PRDs no later than
July 1, 2010. If an existing discharger's site acreage subject to the
annual fee has changed, it shall mail a revised annual fee no less
than seven days after receiving the revised annual fee notification,
or else lose permit coverage. All existing dischargers shall be
exempt from the risk determination requirements in Section VIII of
this General Permit until two years after permit adoption. All
existing dischargers are therefore subject to Risk Level 1
requirements regardless of their site's sediment and receiving water
risks. However, a Regional Board retains the authority to require
an existing discharger to comply with the Section Vlll risk
determination requirements.
5. The discharger is only considered covered by this General Permit upon
receipt of a Waste Discharger Identification (WDID) number assigned
and sent by the State Water Board Storm water Multi -Application and
Report Tracking System (SMARTS). In order to demonstrate
compliance with this General Permit, the discharger must obtain a
WDID number and must present documentation of a valid WDID upon
demand.
6. During the period this permit is subject to review by the U.S. EPA, the
prior permit (State Water Board Order No. 99-08-DWQ) remains in
effect. Existing dischargers under the prior permit will continue to have
coverage under State Water Board Order No. 99-08-DWQ until this
General Permit takes effect on July 1, 2010. Dischargers who
complete their projects and electronically file an NOT prior to July 1,
2010, are not required to obtain coverage under this General Permit.
7. Small Construction Rainfall Erosivity Waiver
EPA's Small Construction Erosivity Waiver applies to sites between
one and five acres demonstrating that there are no adverse water
quality impacts.
Dischargers eligible for a Rainfall Erosivity Waiver based on low
erosivity potential shall complete the electronic Notice of Intent (NOI)
and Sediment Risk form through the State Water Board's SMARTS
system, certifying that the construction activity will take place during a
period when the value of the rainfall erosivity factor is less than five.
Where the LRP changes or another LRP is added during construction,
the new LRP must also submit a waiver certification through the
SMARTS system.
If a small construction site continues beyond the projected completion
date given on the waiver certification, the LRP shall recalculate the
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rainfall erosivity factor for the new project duration and submit this
information through the SMARTS system. If the new R factor is below
five (5), the discharger shall update through SMARTS all applicable
information on the waiver certification and retain a copy of the revised
waiver onsite. The LRP shall submit the new waiver certification 30
days prior to the projected completion date listed on the original waiver
form to assure exemption from permitting requirements is
uninterrupted. If the new R factor is five (5) or above, the LRP shall be
required to apply for coverage under this Order.
8. In the case of a public emergency that requires immediate construction
activities, a discharger shall submit a brief description of the
emergency construction activity within five days of the onset of
construction, and then shall submit all PRDs within thirty days.
C. Revising Permit Coverage for Change of Acreage or New Ownership
The discharger may reduce or increase the total acreage covered
under this General Permit when a portion of the site is complete and/or
conditions for termination of coverage have been met (See Section II.D
Conditions for Termination of Coverage); when ownership of a portion
of the site is sold to a different entity; or when new acreage, subject to
this General Permit, is added to the site.
2. Within 30 days of a reduction or increase in total disturbed acreage,
the discharger shall electronically file revisions to the PRDs that
include:
a. A revised NOI indicating the new project size;
b. A revised site map showing the acreage of the site completed,
acreage currently under construction, acreage sold/transferred or
added, and acreage currently stabilized in accordance with the
Conditions for Termination of Coverage in Section II.D below.
c. SWPPP revisions, as appropriate; and
d. Certification that any new landowners have been notified of
applicable requirements to obtain General Permit coverage. The
certification shall include the name, address, telephone number,
and e-mail address of the new landowner.
e. If the project acreage has increased, dischargers shall mail
payment of revised annual fees within 14 days of receiving the
revised annual fee notification.
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3. The discharger shall continue coverage under the General Permit for
any parcel that has not achieved "Final Stabilization" as defined in
Section II.D.
4. When an LRP with active General Permit coverage transfers its LRP
status to another person or entity that qualifies as an LRP, the existing
LRP shall inform the new LRP of the General Permit's requirements.
In order for the new LRP to continue the construction activity on its
parcel of property, the new LRP, or the new LRP's approved signatory,
must submit PRDs in accordance with this General Permit's
requirements.
D. Conditions for Termination of Coverage
1. Within 90 days of when construction is complete or ownership has
been transferred, the discharger shall electronically file a Notice of
Termination (NOT), a final site map, and photos through the State
Water Boards SMARTS system. Filing a NOT certifies that all General
Permit requirements have been met. The Regional Water Board will
consider a construction site complete only when all portions of the site
have been transferred to a new owner, or all of the following conditions
have been met:
a. For purposes of "final stabilization," the site will not pose any
additional sediment discharge risk than it did prior to the
commencement of construction activity;
b. There is no potential for construction -related storm water pollutants
to be discharged into site runoff;
c. Final stabilization has been reached;
d. Construction materials and wastes have been disposed of properly;
e. Compliance with the Post -Construction Standards in Section XIII of
this General Permit has been demonstrated;
Post -construction storm water management measures have been
installed and a long-term maintenance plan? has been established;
and
g. All construction -related equipment, materials and any temporary
BMPs no longer needed are removed from the site.
For the purposes of this requirement a long-term maintenance plan will be designed for a minimum of five
years, and will describe the procedures to ensure that the post -construction storm water management
measures are adequately maintained.
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2. The discharger shall certify that final stabilization conditions are
satisfied in their NOT. Failure to certify shall result in continuation of
permit coverage and annual billing.
3. The NOT must demonstrate through photos, RUSLE or RUSLE2, or
results of testing and analysis that the site meets all of the conditions
above (Section II.D.1) and the final stabilization condition (Section
II.D.1.a) is attained by one of the following methods:
a. 70% final cover method," no computational proof required
��
b. "RUSLE or RUSLE2 method," computational proof required
OR:
c. "Custom method", the discharger shall demonstrate in some other
manner than a or b, above, that the site complies with the "final
stabilization" requirement in Section II.D.1.a.
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III. DISCHARGE PROHIBITIONS
A. Dischargers shall not violate any discharge prohibitions contained in
applicable Basin Plans or statewide water quality control plans. Waste
discharges to Areas of Special Biological Significance (ASBS) are
prohibited by the California Ocean Plan, unless granted an exception
issued by the State Water Board.
B. All discharges are prohibited except for the storm water and non -storm
water discharges specifically authorized by this General Permit or another
NPDES permit.
C. Authorized non -storm water discharges may include those from de -
chlorinated potable water sources such as: fire hydrant flushing, irrigation
of vegetative erosion control measures, pipe flushing and testing, water to
control dust, uncontaminated ground water from dewatering, and other
discharges not subject to a separate general NPDES permit adopted by a
Regional Water Board. The discharge of non -storm water is authorized
under the following conditions:
1. The discharge does not cause or contribute to a violation of any water
quality standard;
2. The discharge does not violate any other provision of this General
Permit;
3. The discharge is not prohibited by the applicable Basin Plan;
4. The discharger has included and implemented specific BMPs required
by this General Permit to prevent or reduce the contact of the non -
storm water discharge with construction materials or equipment.
5. The discharge does not contain toxic constituents in toxic amounts or
(other) significant quantities of pollutants;
6. The discharge is monitored and meets the applicable NALs; and
7. The discharger reports the sampling information in the Annual Report.
If any of the above conditions are not satisfied, the discharge is not
authorized by this General Permit. The discharger shall notify the
Regional Water Board of any anticipated non -storm water discharges not
already authorized by this General Permit or another NPDES permit, to
determine whether a separate NPDES permit is necessary.
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D. Debris resulting from construction activities are prohibited from being
discharged from construction sites.
E. When soil contamination is found or suspected and a responsible party is
not identified, or the responsible party fails to promptly take the
appropriate action, the discharger shall have those soils sampled and
tested to ensure proper handling and public safety measures are
implemented. The discharger shall notify the appropriate local, State, and
federal agency(ies) when contaminated soil is found at a construction site,
and will notify the appropriate Regional Water Board.
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IV.SPECIAL PROVISIONS
A. Duty to Comply
1. The discharger shall comply with all of the conditions of this General
Permit. Any permit noncompliance constitutes a violation of the Clean
Water Act (CWA) and the Porter -Cologne Water Quality Control Act
and is grounds for enforcement action and/or removal from General
Permit coverage.
2. The discharger shall comply with effluent standards or prohibitions
established under Section 307(a) of the CWA for toxic pollutants within
the time provided in the regulations that establish these standards or
prohibitions, even if this General Permit has not yet been modified to
incorporate the requirement.
B. General Permit Actions
1. This General Permit may be modified, revoked and reissued, or
terminated for cause. The filing of a request by the discharger for a
General Permit modification, revocation and reissuance, or
termination, or a notification of planned changes or anticipated
noncompliance does not annul any General Permit condition.
2. If any toxic effluent standard or prohibition (including any schedule of
compliance specified in such effluent standard or prohibition) is
promulgated under Section 307(a) of the CWA for a toxic pollutant
which is present in the discharge and that standard or prohibition is
more stringent than any limitation on the pollutant in this General
Permit, this General Permit shall be modified or revoked and reissued
to conform to the toxic effluent standard or prohibition and the
dischargers so notified.
C. Need to Halt or Reduce Activity Not a Defense
It shall not be a defense for a discharger in an enforcement action that it
would have been necessary to halt or reduce the permitted activity in
order to maintain compliance with the conditions of this General Permit.
D. Duty to Mitigate
The discharger shall take all responsible steps to minimize or prevent any
discharge in violation of this General Permit, which has a reasonable
likelihood of adversely affecting human health or the environment.
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E. Proper Operation and Maintenance
The discharger shall at all times properly operate and maintain any
facilities and systems of treatment and control (and related
appurtenances) which are installed or used by the discharger to achieve
compliance with the conditions of this General Permit. Proper operation
and maintenance also includes adequate laboratory controls and
appropriate quality assurance procedures. Proper operation and
maintenance may require the operation of backup or auxiliary facilities or
similar systems installed by a discharger when necessary to achieve
compliance with the conditions of this General Permit.
F. Property Rights
This General Permit does not convey any property rights of any sort or
any exclusive privileges, nor does it authorize any injury to private
property or any invasion of personal rights, nor does it authorize any
infringement of Federal, State, or local laws or regulations.
G. Duty to Maintain Records and Provide Information
1. The discharger shall maintain a paper or electronic copy of all required
records, including a copy of this General Permit, for three years from
the date generated or date submitted, whichever is last. These
records shall be available at the construction site until construction is
completed.
2. The discharger shall furnish the Regional Water Board, State Water
Board, or U.S. EPA, within a reasonable time, any requested
information to determine compliance with this General Permit. The
discharger shall also furnish, upon request, copies of records that are
required to be kept by this General Permit.
H. Inspection and Entry
The discharger shall allow the Regional Water Board, State Water Board,
U.S. EPA, and/or, in the case of construction sites which discharge
through a municipal separate storm sewer, an authorized representative of
the municipal operator of the separate storm sewer system receiving the
discharge, upon the presentation of credentials and other documents as
may be required by law, to:
1. Enter upon the discharger's premises at reasonable times where a
regulated construction activity is being conducted or where records
must be kept under the conditions of this General Permit;
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Agreement No. 6574
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2. Access and copy at reasonable times any records that must be kept
under the conditions of this General Permit;
3. Inspect at reasonable times the complete construction site, including
any off -site staging areas or material storage areas, and the
erosion/sediment controls; and
4. Sample or monitor at reasonable times for the purpose of ensuring
General Permit compliance.
I. Electronic Signature and Certification Requirements
All Permit Registration Documents (PRDs) and Notices of Termination
(NOTs) shall be electronically signed, certified, and submitted via
SMARTS to the State Water Board. Either the Legally Responsible
Person (LRP), as defined in Appendix 5 — Glossary, or a person legally
authorized to sign and certify PRDs and NOTs on behalf of the LRP
(the LRP's Approved Signatory, as defined in Appendix 5 - Glossary)
must submit all information electronically via SMARTS.
2. Changes to Authorization. If an Approved Signatory's authorization is
no longer accurate, a new authorization satisfying the requirements of
paragraph (a) of this section must be submitted via SMARTS prior to or
together with any reports, information or applications to be signed by
an Approved Signatory.
3. All Annual Reports, or other information required by the General Permit
(other than PRDs and NOTs) or requested by the Regional Water
Board, State Water Board, U.S. EPA, or local storm water
management agency shall be certified and submitted by the LRP or the
LRP's Approved Signatory.
J. Certification
Any person signing documents under Section IV.I above, shall make the
following certification:
"I certify under penalty of law that this document and all attachments were
prepared under my direction or supervision in accordance with a system
designed to assure that qualified personnel properly gather and evaluate
the information submitted. Based on my inquiry of the person or persons
who manage the system or those persons directly responsible for
gathering the information, to the best of my knowledge and belief, the
information submitted is, true, accurate, and complete. I am aware that
there are significant penalties for submitting false information, including
the possibility of fine and imprisonment for knowing violations."
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K. Anticipated Noncompliance
The discharger shall give advance notice to the Regional Water Board and
local storm water management agency of any planned changes in the
construction activity, which may result in noncompliance with General
Permit requirements.
L. Bypass
Bypass$ is prohibited. The Regional Water Board may take enforcement
action against the discharger for bypass unless:
1. Bypass was unavoidable to prevent loss of life, personal injury or
severe property damage;9
2. There were no feasible alternatives to bypass, such as the use of
auxiliary treatment facilities, retention of untreated waste, or
maintenance during normal periods of equipment downtime. This
condition is not satisfied if adequate back-up equipment should have
been installed in the exercise of reasonable engineering judgment to
prevent a bypass that could occur during normal periods of equipment
downtime or preventative maintenance;
3. The discharger submitted a notice at least ten days in advance of the
need for a bypass to the Regional Water Board; or
4. The discharger may allow a bypass to occur that does not cause
effluent limitations to be exceeded, but only if it is for essential
maintenance to assure efficient operation. In such a case, the above
bypass conditions are not applicable. The discharger shall submit
notice of an unanticipated bypass as required.
M. Upset
1. A discharger that wishes to establish the affirmative defense of an
upsett0 in an action brought for noncompliance shall demonstrate,
9 The intentional diversion of waste streams from any portion of a treatment facility
9 Severe property damage mesons substantial physical damage to property„ damage to the treatment
facilities that causes them to become inoperable, or substantial and permanent loss of natural resources that
can reasonably be expected to occur in the absence of a bypass. Severe property damage does not mean
economic loss caused by delays in production.
10 An exceptional incident in which there is unintentional and temporary noncompliance the technology
based numeric effluent limitations because of factors beyond the reasonable control of the discharger. An
upset does not include noncompliance to the extent caused by operational error, improperly designed
treatment facilities, inadequate treatment facilities, lack of preventative maintenance, or careless or improper
operation.
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Agreement No. 6574
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through properly signed, contemporaneous operating logs, or other
relevant evidence that:
a. An upset occurred and that the discharger can identify the cause(s)
of the upset
b. The treatment facility was being properly operated by the time of
the upset
c. The discharger submitted notice of the upset as required; and
d. The discharger complied with any remedial measures required
2. No determination made before an action of noncompliance occurs,
such as during administrative review of claims that noncompliance was
caused by an upset, is final administrative action subject to judicial
review.
3. In any enforcement proceeding, the discharger seeking to establish the
occurrence of an upset has the burden of proof
N. Penalties for Falsification of Reports
Section 309(c)(4) of the CWA provides that any person who knowingly
makes any false material statement, representation, or certification in any
record or other document submitted or required to be maintained under
this General Permit, including reports of compliance or noncompliance
shall upon conviction, be punished by a fine of not more than $10,000 or
by imprisonment for not more than two years or by both.
O. Oil and Hazardous Substance Liability
Nothing in this General Permit shall be construed to preclude the
institution of any legal action or relieve the discharger from any
responsibilities, liabilities, or penalties to which the discharger is or may be
subject to under Section 311 of the CWA.
P. Severability
The provisions of this General Permit are severable; and, if any provision
of this General Permit or the application of any provision of this General
Permit to any circumstance is held invalid, the application of such
provision to other circumstances and the remainder of this General Permit
shall not be affected thereby.
Q. Reopener Clause
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Agreement No. 6574
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This General Permit may be modified, revoked and reissued, or
terminated for cause due to promulgation of amended regulations, receipt
of U.S. EPA guidance concerning regulated activities, judicial decision, or
in accordance with 40 Code of Federal Regulations (CFR) 122.62, 122.63,
122.64, and 124.5.
R. Penalties for Violations of Permit Conditions
Section 309 of the CWA provides significant penalties for any person
who violates a permit condition implementing Sections 301, 302, 306,
307, 308, 318, or 405 of the CWA or any permit condition or limitation
implementing any such section in a permit issued under Section 402.
Any person who violates any permit condition of this General Permit is
subject to a civil penalty not to exceed $37,50011 per calendar day of
such violation, as well as any other appropriate sanction provided by
Section 309 of the CWA.
2. The Porter -Cologne Water Quality Control Act also provides for civil
and criminal penalties, which in some cases are greater than those
under the CWA.
S. Transfers
This General Permit is not transferable.
T. Continuation of Expired Permit
This General Permit continues in force and effect until a new General
Permit is issued or the SWRCB rescinds this General Permit. Only those
dischargers authorized to discharge under the expiring General Permit are
covered by the continued General Permit.
11 May be further adjusted in accordance with the Federal Civil Penalties Inflation Adjustment Act.
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V. EFFLUENT STANDARDS & RECEIVING WATER MONITORING
A. Narrative Effluent Limitations
1. Storm water discharges and authorized non -storm water discharges
regulated by this General Permit shall not contain a hazardous
substance equal to or in excess of reportable quantities established in
40 C.F.R. §§ 117.3 and 302.4, unless a separate NPDES Permit has
been issued to regulate those discharges.
2. Dischargers shall minimize or prevent pollutants in storm water
discharges and authorized non -storm water discharges through the
use of controls, structures, and management practices that achieve
BAT for toxic and non -conventional pollutants and BCT for
conventional pollutants.
Table 1- Numeric Action Levels, Test Methods, Detection Limits, and Reporting
Units
Parameter
Test
Discharge
Min. Units
Numeric
Method
Type
Detection
Action
_. ......_._.
_
......�
Limit
Level
pH
...:.:�.. _.. ��. _
lower NAL = .
Field test
Risk Level 2
6.5
with
upper NAL =
calibrated
.....
0•2 pH
.5 ......
portable
units
lower L -
instrument
Risk Level 3
6.5
upper NAL =
............_
_...
8.5
Turbidity
EPA
0180.1
Risk Level 2
250 NTU
and/or field
....................._............ .....d��.........m_.
test with
1 NTU
calibrated
Risk Level 3
250 NTU
portable
instrument
B. Numeric Action Levels (NALs)
1. For Risk Level 2 and 3 dischargers, the lower storm event average
NAL for pH is 6.5 pH units and the upper storm event average NAL for
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pH is 8.5 pH units. The discharger shall take actions as described
below if the discharge is outside of this range of pH values.
2. For Risk Level 2 and 3 dischargers, the NAL storm event daily average
for turbidity is 250 NTU. The discharger shall take actions as
described below if the discharge is outside of this range of turbidity
values.
3. Whenever the results from a storm event daily average indicate that
the discharge is below the lower NAL for pH, exceeds the upper NAL
for pH, or exceeds the turbidity NAL (as listed in Table 1), the
discharger shall conduct a construction site and run-on evaluation to
determine whether pollutant source(s) associated with the site's
construction activity may have caused or contributed to the NAL
exceedance and shall immediately implement corrective actions if they
are needed.
4. The site evaluation shall be documented in the SWPPP and
specifically address whether the source(s) of the pollutants causing the
exceedance of the NAL:
a. Are related to the construction activities and whether additional
BMPs are required to (1) meet BAT/BCT requirements; (2) reduce
or prevent pollutants in storm water discharges from causing
exceedances of receiving water objectives; and (3) determine what
corrective action(s) were taken or will be taken and with a
description of the schedule for completion.
AND/OR:
b. Are related to the run-on associated with the construction site
location and whether additional BMPs measures are required to (1)
meet BAT/BCT requirements; (2) reduce or prevent pollutants in
storm water discharges from causing exceedances of receiving
water objectives; and (3) what corrective action(s) were taken or
will be taken with a description of the schedule for completion.
C. Receiving Water Monitoring Triggers
1. The receiving water monitoring triggers for Risk Level 3 dischargers
with direct discharges to surface waters are triggered when the daily
average effluent pH values during any site phase when there is a high
risk of pH discharge12 fall outside of the range of 6.0 and 9.0 pH units,
or when the daily average effluent turbidity exceeds 500 NTU.
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2. Risk Level 3 dischargers with with direct discharges to surface waters
shall conduct receiving water monitoring whenever their effluent
monitoring results exceed the receiving water monitoring triggers. If
the pH trigger is exceeded, the receiving water shall be monitored for
pH for the duration of coverage under this General Permit. If the
turbidity trigger is exceeded, the receiving water shall be monitored for
turbidity and SSC for the duration of coverage under this general
permit.
3. Risk Level 3 dischargers with direct discharges to surfaces waters
shall initiate receiving water monitoring when the triggers are exceeded
unless the storm event causing the exceedance is determined after the
fact to equal to or greater than the 5-year 24-hour storm (expressed in
inches of rainfall) as determined by using these maps:
http://www.wrcc.dri.edu/pcpnfreq/nca5y24.gif
http://www.wrcc.dri.edu/pcpnfreq/sca5y24.gif
Verification of the 5-year 24-hour storm event shall be done by
reporting on -site rain gauge readings as well as nearby governmental
rain gauge readings.
4. If run-on is caused by a forest fire or any other natural disaster, then
receiving water monitoring triggers do not apply.
12 A period of high risk of pH discharge is defined as a project's complete utilities phase, complete vertical
build phase, and any portion of any phase where significant amounts of materials are placed directly on the
land at the site in a manner that could result in significant alterations of the background pH of the
discharges.
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VI.RECEIVING WATER LIMITATIONS
A. The discharger shall ensure that storm water discharges and authorized
non -storm water discharges to any surface or ground water will not
adversely affect human health or the environment.
B. The discharger shall ensure that storm water discharges and authorized
non -storm water discharges will not contain pollutants in quantities that
threaten to cause pollution or a public nuisance.
C. The discharger shall ensure that storm water discharges and authorized
non -storm water discharges will not contain pollutants that cause or
contribute to an exceedance of any applicable water quality objectives or
water quality standards (collectively, WQS) contained in a Statewide
Water Quality Control Plan, the California Toxics Rule, the National Toxics
Rule, or the applicable Regional Water Board's Water Quality Control Plan
(Basin Plan).
D. Dischargers located within the watershed of a CWA § 303(d) impaired
water body, for which a TMDL has been approved by the U.S. EPA, shall
comply with the approved TMDL if it identifies "construction activity" or
land disturbance as a source of the pollution.
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VII. TRAINING QUALIFICATIONS AND CERTIFICATION
REQUIREMENTS
A. General
The discharger shall ensure that all persons responsible for implementing
requirements of this General Permit shall be appropriately trained in
accordance with this Section. Training should be both formal and
informal, occur on an ongoing basis, and should include training offered by
recognized governmental agencies or professional organizations. Those
responsible for preparing and amending SWPPPs shall comply with the
requirements in this Section VII.
The discharger shall provide documentation of all training for persons
responsible for implementing the requirements of this General Permit in
the Annual Reports.
B. SWPPP Certification Requirements
1. Qualified SWPPP Developer: The discharger shall ensure that
SWPPPs are written, amended and certified by a Qualified SWPPP
Developer (QSD). A QSD shall have one of the following registrations
or certifications, and appropriate experience, as required for:
a. A California registered professional civil engineer;
b. A California registered professional geologist or engineering
geologist;
c. A California registered landscape architect;
d. A professional hydrologist registered through the American Institute
of Hydrology;
e. A Certified Professional in Erosion and Sediment Control (CPESC)
TM registered through Enviro Cert International, Inc.;
f. A Certified Professional in Storm Water Quality (CPSWQ) TM
registered through Enviro Cert International, Inc.; or
g. A professional in erosion and sediment control registered through
the National Institute for Certification in Engineering Technologies
(NICET).
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Effective two years after the adoption date of this General Permit, a
QSD shall have attended a State Water Board -sponsored or approved
QSD training course.
2. The discharger shall list the name and telephone number of the
currently designated Qualified SWPPP Developer(s) in the SWPPP,.
3. Qualified SWPPP Practitioner: The discharger shall ensure that all
BMPs required by this General Permit are implemented by a Qualified
SWPPP Practitioner (QSP). A QSP is a person responsible for non -
storm water and storm water visual observations, sampling and
analysis. Effective two years from the date of adoption of this General
Permit, a QSP shall be either a QSD or have one of the following
certifications:
a. A certified erosion, sediment and storm water inspector registered
through Enviro Cert International, Inc.; or
b. A certified inspector of sediment and erosion control registered
through Certified Inspector of Sediment and Erosion Control, Inc.
Effective two years after the adoption date of this General Permit, a
QSP shall have attended a State Water Board -sponsored or approved
QSP training course.
4. The LRP shall list in the SWPPP, the name of any Approved Signatory,
and provide a copy of the written agreement or other mechanism that
provides this authority from the LRP in the SWPPP.
5. The discharger shall include, in the SWPPP, a list of names of all
contractors, subcontractors, and individuals who will be directed by the
Qualified SWPPP Practitioner. This list shall include telephone
numbers and work addresses. Specific areas of responsibility of each
subcontractor and emergency contact numbers shall also be included.
6. The discharger shall ensure that the SWPPP and each amendment will
be signed by the Qualified SWPPP Developer. The discharger shall
include a listing of the date of initial preparation and the date of each
amendment in the SWPPP.
VIII. RISK DETERMINATION
The discharger shall calculate the site's sediment risk and receiving water risk
during periods of soil exposure (i.e. grading and site stabilization) and use the
calculated risks to determine a Risk Level(s) using the methodology in
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Appendix 1. For any site that spans two or more planning watersheds,13 the
discharger shall calculate a separate Risk Level for each planning watershed.
The discharger shall notify the State Water Board of the site's Risk Level
determination(s) and shall include this determination as a part of submitting
the PRDs. If a discharger ends up with more than one Risk Level
determination, the Regional Water Board may choose to break the project
into separate levels of implementation.
IX.RISK LEVEL 1 REQUIREMENTS
Risk Level 1 Dischargers shall comply with the requirements included in
Attachment C of this General Permit.
X. RISK LEVEL 2 REQUIREMENTS
Risk Level 2 Dischargers shall comply with the requirements included in
Attachment D of this General Permit.
XI. RISK LEVEL 3 REQUIREMENTS
Risk Level 3 Dischargers shall comply with the requirements included in
Attachment E of this General Permit.
XII. ACTIVE TREATMENT SYSTEMS (ATS)
Dischargers choosing to implement an ATS on their site shall comply with all of
the requirements in Attachment F of this General Permit.
13 Planning watershed: defined by the Calwater Watershed documents as a watershed that ranges in size
from approximately 3,000 to 10,000 acres tt ://cain.ice.ucdavis.adLdc iiwater/calwta .htrnl',
http://gis.ca.gov/catalog/BrowseRecord.epl?id=22175 .
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XIII. POST -CONSTRUCTION STANDARDS
A. All dischargers shall comply with the following runoff reduction
requirements unless they are located within an area subject to post -
construction standards of an active Phase I or II municipal separate storm
sewer system (MS4) permit that has an approved Storm Water
Management Plan.
1. This provision shall take effect three years from the adoption date of
this permit, or later at the discretion of the Executive Officer of the
Regional Board.
2. The discharger shall demonstrate compliance with the requirements of
this section by submitting with their NOI a map and worksheets in
accordance with the instructions in Appendix 2. The discharger shall
use non-structural controls unless the discharger demonstrates that
non-structural controls are infeasible or that structural controls will
produce greater reduction in water quality impacts.
3. The discharger shall, through the use of non-structural and structural
measures as described in Appendix 2, replicate the pre -project water
balance (for this permit, defined as the volume of rainfall that ends up
as runoff) for the smallest storms up to the 85'h percentile storm event
(or the smallest storm event that generates runoff, whichever is larger).
Dischargers shall inform Regional Water Board staff at least 30 days
prior to the use of any structural control measure used to comply with
this requirement. Volume that cannot be addressed using non-
structural practices shall be captured in structural practices and
approved by the Regional Water Board. When seeking Regional
Board approval for the use of structural practices, dischargers shall
document the infeasibility of using non-structural practices on the
project site, or document that there will be fewer water quality impacts
through the use of structural practices.
4. For sites whose disturbed area exceeds two acres, the discharger shall
preserve the pre -construction drainage density (miles of stream length
per square mile of drainage area) for all drainage areas within the area
searing a first order stream14 or larger stream and ensure that post -
project time of runoff concentration is equal or greater than pre -project
time of concentration.
14 A first order stream is defined as a stream with no tributaries.
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B. All dischargers shall implement BMPs to reduce pollutants in storm water
discharges that are reasonably foreseeable after all construction phases
have been completed at the site (Post -construction BMPs).
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XIV. SWPPP REQUIREMENTS
A. The discharger shall ensure that the Storm Water Pollution Prevention
Plans (SWPPPs) for all traditional project sites are developed and
amended or revised by a QSD. The SWPPP shall be designed to address
the following objectives:
All pollutants and their sources, including sources of sediment
associated with construction, construction site erosion and all other
activities associated with construction activity are controlled;
2. Where not otherwise required to be under a Regional Water Board
permit, all non -storm water discharges are identified and either
eliminated, controlled, or treated;
3. Site BMPs are effective and result in the reduction or elimination of
pollutants in storm water discharges and authorized non -storm water
discharges from construction activity to the BAT/BCT standard;
4. Calculations and design details as well as BMP controls for site run-on
are complete and correct, and
5. Stabilization BMPs installed to reduce or eliminate pollutants after
construction are completed.
B. To demonstrate compliance with requirements of this General Permit, the
QSD shall include information in the SWPPP that supports the
conclusions, selections, use, and maintenance of BMPs.
C. The discharger shall make the SWPPP available at the construction site
during working hours while construction is occurring and shall be made
available upon request by a State or Municipal inspector. When the
original SWPPP is retained by a crewmember in a construction vehicle
and is not currently at the construction site, current copies of the BMPs
and map/drawing will be left with the field crew and the original SWPPP
shall be made available via a request by radio/telephone.
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XV. REGIONAL WATER BOARD AUTHORITIES
A. In the case where the Regional Water Board does not agree with the
discharger's self -reported risk level (e.g., they determine themselves to be
a Level 1 Risk when they are actually a Level 2 Risk site), Regional Water
Boards may either direct the discharger to reevaluate the Risk Level(s) for
their site or terminate coverage under this General Permit.
B. Regional Water Boards may terminate coverage under this General
Permit for dischargers who fail to comply with its requirements or where
they determine that an individual NPDES permit is appropriate.
C. Regional Water Boards may require dischargers to submit a Report of
Waste Discharge / NPDES permit application for Regional Water Board
consideration of individual requirements.
D. Regional Water Boards may require additional Monitoring and Reporting
Program Requirements, including sampling and analysis of discharges to
sediment -impaired water bodies.
E. Regional Water Boards may require dischargers to retain records for more
than the three years required by this General Permit.
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XVI. ANNUAL REPORTING REQUIREMENTS
A. All dischargers shall prepare and electronically submit an Annual Report
no later than September 1 of each year.
B. The discharger shall certify each Annual Report in accordance with the
Special Provisions.
C. The discharger shall retain an electronic or paper copy of each Annual
Report for a minimum of three years after the date the annual report is
filed.
D. The discharger shall include storm water monitoring information in the
Annual Report consisting of:
1. a summary and evaluation of all sampling and analysis results,
including copies of laboratory reports;
2. the analytical method(s), method reporting unit(s), and method
detection limit(s) of each analytical parameter (analytical results that
are less than the method detection limit shall be reported as "less than
the method detection limit");
3. a summary of all corrective actions taken during the compliance year;
4. identification of any compliance activities or corrective actions that
were not implemented;
5. a summary of all violations of the General Permit;
6. the names of individual(s) who performed the facility inspections,
sampling, visual observation (inspections), and/or measurements;
7. the date, place, time of facility inspections, sampling, visual
observation (inspections), and/or measurements, including
precipitation (rain gauge); and
8. the visual observation and sample collection exception records and
reports specified in Attachments C, D, and E.
E. The discharger shall provide training information in the Annual Report
consisting of:
1. documentation of all training for individuals responsible for all activities
associated with compliance with this General Permit;
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2. documentation of all training for individuals responsible for BMP
installation, inspection, maintenance, and repair; and
I documentation of all training for individuals responsible for overseeing,
revising, and amending the SWPPP.
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Agreement No. 6574
ATTACHMENT A
ATTACHMENT A
Linear Underground/ Overhead Requirements
A. DEFINITION OF LINEAR UNDERGROUND/OVERHEAD PROJECTS ....1
B. LINEAR PROJECT PERMIT REGISTRATION DOCUMENTS (PRDs) .....3
C. LINEAR PROJECT TERMINATION OF COVERAGE REQUIREMENTS..4
D. DISCHARGE PROHIBITIONS...................................................................6
E. SPECIAL PROVISIONS.............................................................................8
F. EFFLUENT STANDARDS & RECEIVING WATER MONITORING .........13
G. RECEIVING WATER LIMITATIONS........................................................16
H. TRAINING QUALIFICATIONS.................................................................17
I. TYPES OF LINEAR PROJECTS.............................................................19
J. LUP TYPE -SPECIFIC REQUIREMENTS................................................20
K. STORM WATER POLLUTION PREVENTION PLAN (SWPPP)
REQUIREMENTS....................................................................................28
L. REGIONAL WATER BOARD AUTHORITIES..........................................29
M. MONITORING AND REPORTING REQUIREMENTS..............................31
All Linear Underground/Overhead project dischargers who submit permit
registration documents (PRDs) indicating their intention to be regulated under the
provisions of this General Permit shall comply with the following:
A. DEFINITION OF LINEAR UNDERGROUND/OVERHEAD PROJECTS
Linear Underground/Overhead Projects (LUPs) include, but are not limited
to, any conveyance, pipe, or pipeline for the transportation of any
gaseous, liquid (including water and wastewater for domestic municipal
services), liquiescent, or slurry substance; any cable line or wire for the
transmission of electrical energy; any cable line or wire for
communications (e.g., telephone, telegraph, radio, or television
messages); and associated ancillary facilities. Construction activities
associated with LUPs include, but are not limited to, (a) those activities
necessary for the installation of underground and overhead linear facilities
(e.g., conduits, substructures, pipelines, towers, poles, cables, wires,
connectors, switching, regulating and transforming equipment, and
associated ancillary facilities); and include, but are not limited to, (b)
underground utility mark -out, potholing, concrete and asphalt cutting and
removal, trenching, excavation, boring and drilling, access road and
pole/tower pad and cable/wire pull station, substation construction,
substructure installation, construction of tower footings and/or foundations,
pole and tower installations, pipeline installations, welding, concrete and/
or pavement repair or replacement, and stockpile/borrow locations.
2. LUP evaluation shall consist of two tasks:
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ATTACHMENT A
a. Confirm that the project or project section(s) qualifies as an LUP. The
State Water Board website contains a project determination guidance
flowchart.
http://www.waterboards.ca,gov/water issues) ro ramps/stormwater/con
stpermits.shtml
b. Identify which Type(s) (1, 2 or 3 described in Section I below) are
applicable to the project or project sections based on project sediment
and receiving water risk. (See Attachment A.1)
3. A Legally Responsible Person (LRP) for a Linear Underground/Overhead
project is required to obtain CGP coverage under one or more permit
registration document (PRD) electronic submittals to the State Water
Board's Storm Water Multi -Application and Report Tracking (SMARTs)
system. Attachment A.1 contains a flow chart to be used when
determining if a linear project qualifies for coverage and to determine LUP
Types. Since a LUP may be constructed within both developed and
undeveloped locations and portions of LUPs may be constructed by
different contractors, LUPs may be broken into logical permit sections.
Sections may be determined based on portions of a project conducted by
one contractor. Other situations may also occur, such as the time period
in which the sections of a project will be constructed (e.g. project phases),
for which separate permit coverage is possible. For projects that are
broken into separate sections, a description of how each section relates to
the overall project and the definition of the boundaries between sections
shall be clearly stated.
4. Where construction activities transverse or enter into different Regional
Water Board jurisdictions, LRPs shall obtain permit coverage for each
Regional Water Board area involved prior to the commencement of
construction activities.
5. Small Construction Rainfall Erosivity Waiver
EPA's Small Construction Erosivity Waiver applies to sites between one
and five acres demonstrating that there are no adverse water quality
impacts.
Dischargers eligible for a Rainfall Erosivity Waiver based on low erosivity
potential shall complete the electronic Notice of Intent (NOI) and Sediment
Risk form through the State Water Board's SMARTS system, certifying
that the construction activity will take place during a period when the value
of the rainfall erosivity factor is less than five. Where the LRP changes or
another LRP is added during construction, the new LRP must also submit
a waiver certification through the SMARTS system.
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ATTACHMENT A
If a small linear construction site continues beyond the projected
completion date given on the waiver certification, the LRP shall recalculate
the rainfall erosivity factor for the new project duration and submit this
information through the SMARTS system. If the new R factor is below five
(5), the discharger shall update through SMARTS all applicable
information on the waiver certification and retain a copy of the revised
waiver onsite. The LRP shall submit the new waiver certification 30 days
prior to the projected completion date listed on the original waiver form to
assure exemption from permitting requirements is uninterrupted. If the
new R factor is five (5) or above, the LRP shall be required to apply for
coverage under this Order.
B. LINEAR PROJECT PERMIT REGISTRATION DOCUMENTS (PRDs)
Any information provided to the Regional Water Board shall comply with the
Homeland Security Act and any other federal law that concerns security in the
United States; any information that does not comply should not be submitted.
PRDs shall consist of the following:
1. Notice of Intent (NOI)
Prior to construction activities, the LRP of a proposed linear
underground/overhead project shall utilize the processes and methods
provided in Attachment A.2, Permit Registration Documents (PRDs) —
General Instructions for Linear Underground/Overhead Projects to comply
with the Construction General Permit.
2. Site Maps
LRPs submitting PRDs shall include at least 3 maps. The first map will be
a zoomed' 1000-1500 ft vicinity map that shows the starting point of the
project. The second will be a zoomed map of 1000-1500 ft showing the
ending location of the project. The third will be a larger view vicinity map,
1000 ft to 2000 ft, displaying the entire project location depending on the
project size, and indicating the LUP type (1, 2 or 3) areas within the total
project footprint.
3. Drawings
LRPs submitting PRDs shall include a construction drawing(s) or other
appropriate drawing(s) or map(s) that shows the locations of storm drain
An image with a close-up/enhanced detailed view of site features that show minute details such as streets
and neighboring structures.
Or: An image with a close-up/enhanced detailed view of the site's surrounding infrastructure.
Or: An image with a close up detailed view of the project and its surroundings.
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Agreement No. 6574
ATTACHMENT A
inlets and waterbodies2 that may receive discharges from the construction
activities and that shows the locations of BMPs to be installed for all those
BMPs that can be illustrated on the revisable drawing(s) or map(s). If
storm drain inlets, waterbodies, and/or BMPs cannot be adequately shown
on the drawing(s) or map(s) they should be described in detail within the
SWPPP.
4. Storm Water Pollution Prevention Plan (SWPPP)
LUP dischargers shall comply with the SWPPP Preparation,
Implementation, and Oversight requirements in Section K of this
Attachment.
5. Contact information
LUP dischargers shall include contact information for all contractors (or
subcontractors) responsible for each area of an LUP project. This should
include the names, telephone numbers, and addresses of contact
personnel. Specific areas of responsibility of each contact, and
emergency contact numbers should also be included.
6. In the case of a public emergency that requires immediate construction
activities, a discharger shall submit a brief description of the emergency
construction activity within five days of the onset of construction, and then
shall submit all PRDs within thirty days.
C. LINEAR PROJECT TERMINATION OF COVERAGE REQUIREMENTS
The LRP may terminate coverage of an LUP when construction activities are
completed by submitting an electronic notice of termination (NOT) through the
State Water Board's SMARTS system. Termination requirements are
different depending on the complexity of the LUP. An LUP is considered
complete when: (a) there is no potential for construction -related storm water
pollution; (b) all elements of the SWPPP have been completed;
(c) construction materials and waste have been disposed of properly; (d) the
site is in compliance with all local storm water management requirements;
and (e) the LRP submits a notice of termination (NOT) and has received
approval for termination from the appropriate Regional Water Board office.
1. LUP Stabilization Requirements
The LUP discharger shall ensure that all disturbed areas of the
construction site are stabilized prior to termination of coverage under this
General Permit. Final stabilization for the purposes of submitting an NOT
2 Includes basin(s) that the MS4 storm sewer systems may drain to for Hydromodification or Hydrological
Conditional of Concerns under the MS4 permits.
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ATTACHMENT A
is satisfied when all soil disturbing activities are completed and one of the
following criteria is met:
a. In disturbed areas that were vegetated prior to construction activities of
the LUP, the area disturbed must be re-established to a uniform
vegetative cover equivalent to 70 percent coverage of the
preconstruction vegetative conditions. Where preconstruction
vegetation covers less than 100 percent of the surface, such as in arid
areas, the 70 percent coverage criteria is adjusted as follows: if the
preconstruction vegetation covers 50 percent of the ground surface, 70
percent of 50 percent (.70 X .50=.35) would require 35 percent total
uniform surface coverage; or
b. Where no vegetation is present prior to construction, the site is
returned to its original line and grade and/or compacted to achieve
stabilization; or
c. Equivalent stabilization measures have been employed. These
measures include, but are not limited to, the use of such BMPs as
blankets, reinforced channel liners, soil cement, fiber matrices,
geotextiles, or other erosion resistant soil coverings or treatments.
2. LUP Termination of Coverage Requirements
The LRP shall file an NOT through the State Water Board's SMARTS
system. By submitting an NOT, the LRP is certifying that construction
activities for an LUP are complete and that the project is in full compliance
with requirements of this General Permit and that it is now compliant with
soil stabilization requirements where appropriate. Upon approval by the
appropriate Regional Water Board office, permit coverage will be
terminated.
3. Revising Coverage for Change of Acreage
When the LRP of a portion of an LUP construction project changes, or
when a phase within a multi -phase project is completed, the LRP may
reduce the total acreage covered by this General Permit. In reducing the
acreage covered by this General Permit, the LRP shall electronically file
revisions to the PRDs that include:
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Agreement No. 6574
ATTACHMENT A
a. a revised NOI indicating the new project size;
b. a revised site map showing the acreage of the project completed,
acreage currently under construction, acreage sold, transferred or
added, and acreage currently stabilized.
c. SWPPP revisions, as appropriate; and
d. certification that any new LRPs have been notified of applicable
requirements to obtain General Permit coverage. The certification
shall include the name, address, telephone number, and e-mail
address (if known) of the new LRP.
If the project acreage has increased, dischargers shall mail payment of
revised annual fees within 14 days of receiving the revised annual fee
notification.
D. DISCHARGE PROHIBITIONS
1. LUP dischargers shall not violate any discharge prohibitions contained in
applicable Basin Plans or statewide water quality control plans. Waste
discharges to Areas of Special Biological Significance (ASBS) are
prohibited by the California Ocean Plan, unless granted an exception
issued by the State Water Board.
2. LUP dischargers are prohibited from discharging non -storm water that is
not otherwise authorized by this General Permit. Non -storm water
discharges authorized by this General Permit3 may include, fire hydrant
flushing, irrigation of vegetative erosion control measures, pipe flushing
and testing, water to control dust, street cleaning, dewatering,4
uncontaminated groundwater from dewatering, and other discharges not
subject to a separate general NPDES permit adopted by a Regional Water
Board. Such discharges are allowed by this General Permit provided they
are not relied upon to clean up failed or inadequate construction or post -
construction BMPs designed to keep materials on site. These authorized
non -storm water discharges:
3 Dischargers must identify all authorized non -storm water discharges in the LUP's SWPPP and identify
BMPs that will be implemented to either eliminate or reduce pollutants in non -storm water discharges.
Regional Water Boards may direct the discharger to discontinue discharging such non -storm water
discharges if determined that such discharges discharge significant pollutants or threaten water quality.
4Dewatering activities may be prohibited or need coverage under a separate permit issued by the Regional
Water Boards. Dischargers shall check with the appropriate Regional Water Boards for any required permit
or basin plan conditions prior to initial dewatering activities to land, storm drains, or waterbodies.
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a. Shall not cause or contribute to a violation of any water quality
standard;
b. Shall not violate any other provision of this General Permit;
c. Shall not violate any applicable Basin Plan;
d. Shall comply with BMPs as described in the SWPPP;
e. Shall not contain toxic constituents in toxic amounts or (other)
significant quantities of pollutants;
f. Shall be monitored and meets the applicable NAILS; and
g. Shall be reported by the discharger in the Annual Report.
If any of the above conditions are not satisfied, the discharge is not
authorized by this General Permit. The discharger shall notify the
Regional Water Board of any anticipated non -storm water discharges not
authorized by this General Permit to determine the need for a separate
NPDES permit.
Additionally, some LUP dischargers may be required to obtain a separate
permit if the applicable Regional Water Board has adopted a General
Permit for dewatering discharges. Wherever feasible, alternatives, that do
not result in the discharge of non -storm water, shall be implemented in
accordance with this Attachment's Section K.2 - SWPPP Implementation
Schedule.
3. LUP dischargers shall ensure that trench spans or any other soils
disturbed during construction activities that are contaminated5 are not
discharged with storm water or non -storm water discharges into any storm
drain or water body except pursuant to an NPDES permit.
When soil contamination is found or suspected and a responsible party is
not identified, or the responsible party fails to promptly take the
appropriate action, the LUP discharger shall have those soils sampled and
tested to ensure that proper handling and public safety measures are
5 Contaminated soil contains pollutants in concentrations that exceed the appropriate thresholds that various
regulatory agencies set for those substances. Preliminary testing of potentially contaminated soils will be
based on odor, soil discoloration, or prior history of the site's chemical use and storage and other similar
factors. When soil contamination is found or suspected and a responsible party is not identified, or the
responsible party fails to promptly take the appropriate action, the discharger shall have those soils
sampled and tested to ensure proper handling and public safety measures are implemented. The legally
responsible person will notify the appropriate local, State, or federal agency(ies) when contaminated soil is
found at a construction site, and will notify the Regional Water Board by submitting an NOT at the
completion of the project.
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ATTACHMENT A
implemented. The LUP discharger shall notify the appropriate local, State,
and federal agency(ies) when contaminated soil is found at a construction
site, and will notify the appropriate Regional Water Board.
4. Discharging any pollutant -laden water that will cause or contribute to an
exceedance of the applicable Regional Water Board's Basin Plan from a
dewatering site or sediment basin into any receiving water or storm drain
is prohibited.
5. Debris6 resulting from construction activities are prohibited from being
discharged from construction project sites.
E. SPECIAL PROVISIONS
1. Duty to Comply
a. The LUP discharger must comply with all of the conditions of this
General Permit. Any permit noncompliance constitutes a violation of
the Clean Water Act (CWA) and the Porter -Cologne Water Quality
Control Act and is grounds for enforcement action and/or removal from
General Permit coverage.
b. The LUP discharger shall comply with effluent standards or
prohibitions established under Section 307(a) of the CWA for toxic
pollutants within the time provided in the regulations that establish
these standards or prohibitions, even if this General Permit has not yet
been modified to incorporate the requirement.
2. General Permit Actions
a. This General Permit may be modified, revoked and reissued, or
terminated for cause. The filing of a request by the discharger for a
General Permit modification, revocation and reissuance, or
termination, or a notification of planned changes or anticipated
noncompliance does not annul any General Permit condition.
6 Litter, rubble, discarded refuse, and remains of something destroyed.
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Agreement No. 6574
ATTACHMENT A
b. If any toxic effluent standard or prohibition (including any schedule of
compliance specified in such effluent standard or prohibition) is
promulgated under Section 307(a) of the CWA for a toxic pollutant
which is present in the discharge and that standard or prohibition is
more stringent than any limitation on the pollutant in this General
Permit, this General Permit shall be modified or revoked and reissued
to conform to the toxic effluent standard or prohibition and the
dischargers so notified.
3. Need to Halt or Reduce Activity Not a Defense
It shall not be a defense for an LUP discharger in an enforcement action
that it would have been necessary to halt or reduce the permitted activity
in order to maintain compliance with the conditions of this General Permit.
4. Duty to Mitigate
The LUP discharger shall take all responsible steps to minimize or prevent
any discharge in violation of this General Permit, which has a reasonable
likelihood of adversely affecting human health or the environment.
5. Proper Operation and Maintenance
The LUP discharger shall at all times properly operate and maintain any
facilities and systems of treatment and control (and related
appurtenances) which are installed or used by the discharger to achieve
compliance with the conditions of this General Permit and with the
requirements of the Storm Water Pollution Prevention Plan (SWPPP).
Proper operation and maintenance also includes adequate laboratory
controls and appropriate quality assurance procedures. Proper operation
and maintenance may require the operation of backup or auxiliary facilities
or similar systems installed by a discharger when necessary to achieve
compliance with the conditions of this General Permit.
6. Property Rights
This General Permit does not convey any property rights of any sort or
any exclusive privileges, nor does it authorize any injury to private
property or any invasion of personal rights, nor does it authorize any
infringement of Federal, State, or local laws or regulations.
7. Duty to Maintain Records and Provide Information
a. The LUP discharger shall maintain a paper or electronic copy of all
required records, including a copy of this General Permit, for three
years from the date generated or date submitted, whichever is last.
These records shall be kept at the construction site or in a crew
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Agreement No. 6574
ATTACHMENT A
member's vehicle until construction is completed, and shall be made
available upon request.
b. The LUP discharger shall furnish the Regional Water Board, State
Water Board, or USEPA, within a reasonable time, any requested
information to determine compliance with this General Permit. The
LUP discharger shall also furnish, upon request, copies of records that
are required to be kept by this General Permit.
8. Inspection and Entry
The LUP discharger shall allow the Regional Water Board, State Water
Board, USEPA, and/or, in the case of construction sites which discharge
through a municipal separate storm sewer, an authorized representative of
the municipal operator of the separate storm sewer system receiving the
discharge, upon the presentation of credentials and other documents as
may be required by law, to:
a. Enter upon the discharger's premises at reasonable times where a
regulated construction activity is being conducted or where records
must be kept under the conditions of this General Permit;
b. Access and copy at reasonable times any records that must be kept
under the conditions of this General Permit;
c. Inspect at reasonable times the complete construction site, including
any off -site staging areas or material storage areas, and the
erosion/sediment controls; and
d. Sample or monitor at reasonable times for the purpose of ensuring
General Permit compliance.
9. Electronic Signature and Certification Requirements
a. All Permit Registration Documents (PRDs) and Notices of Termination
(NOTs) shall be electronically signed, certified, and submitted via
SMARTS to the State Water Board. Either the Legally Responsible
Person (LRP), as defined in Appendix 5 — Glossary, or a person legally
authorized to sign and certify PRDs and NOTs on behalf of the LRP
(the LRP's Approved Signatory, as defined in Appendix 5 - Glossary)
must submit all information electronically via SMARTS.
b. Changes to Authorization. If an Approved Signatory's authorization is
no longer accurate, a new authorization satisfying the requirements of
paragraph (a) of this section must be submitted via SMARTS prior to or
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Agreement No. 6574
ATTACHMENT A
together with any reports, information or applications to be signed by
an Approved Signatory.
c. All SWPPP revisions, annual reports, or other information required by
the General Permit (other than PRDs and NOTs) or requested by the
Regional Water Board, State Water Board, USEPA, or local storm
water management agency shall be certified and submitted by the LRP
or the LRP's Approved Signatory.
10. Certification
Any person signing documents under Section E.9 above, shall make the
following certification:
"I certify under penalty of law that this document and all attachments were
prepared under my direction or supervision in accordance with a system
designed to assure that qualified personnel properly gather and evaluate
the information submitted. Based on my inquiry of the person or persons
who manage the system or those persons directly responsible for
gathering the information, to the best of my knowledge and belief, the
information submitted is, true, accurate, and complete. I am aware that
there are significant penalties for submitting false information, including
the possibility of fine and imprisonment for knowing violations."
11.Anticipated Noncompliance
The LUP discharger shall give advance notice to the Regional Water
Board and local storm water management agency of any planned changes
in the construction activity, which may result in noncompliance with
General Permit requirements.
12. Penalties for Falsification of Reports
Section 309(c)(4) of the CWA provides that any person who knowingly
makes any false material statement, representation, or certification in any
record or other document submitted or required to be maintained under
this General Permit, including reports of compliance or noncompliance
shall upon conviction, be punished by a fine of not more than $10,000 or
by imprisonment for not more than two years or by both.
13.Oil and Hazardous Substance Liability
Nothing in this General Permit shall be construed to preclude the
institution of any legal action or relieve the discharger from any
responsibilities, liabilities, or penalties to which the LUP discharger is or
may be subject to under Section 311 of the CWA.
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Agreement No. 6574
ATTACHMENT A
14. Severability
The provisions of this General Permit are severable; and, if any provision
of this General Permit or the application of any provision of this General
Permit to any circumstance is held invalid, the application of such
provision to other circumstances and the remainder of this General Permit
shall not be affected thereby.
15. Reopener Clause
This General Permit may be modified, revoked and reissued, or
terminated for cause due to promulgation of amended regulations, receipt
of USEPA guidance concerning regulated activities, judicial decision, or in
accordance with 40 Code of Federal Regulations (CFR) 122.62, 122.63,
122.64, and 124.5.
16. Penalties for Violations of Permit Conditions
a. Section 309 of the CWA provides significant penalties for any person
who violates a permit condition implementing Sections 301, 302, 306,
307, 308, 318, or 405 of the CWA or any permit condition or limitation
implementing any such section in a permit issued under Section 402.
Any person who violates any permit condition of this General Permit is
subject to a civil penalty not to exceed $37,5007 per calendar day of
such violation, as well as any other appropriate sanction provided by
Section 309 of the CWA.
b. The Porter -Cologne Water Quality Control Act also provides for civil
and criminal penalties, which in some cases are greater than those
under the CWA.
17. Transfers
This General Permit is not transferable. A new LRP of an ongoing
construction activity must submit PRDs in accordance with the
requirements of this General Permit to be authorized to discharge under
this General Permit. An LRP who is a property owner with active General
Permit coverage who sells a fraction or all the land shall inform the new
property owner(s) of the requirements of this General Permit.
18. Continuation of Expired Permit
This General Permit continues in force and effect until a new General
Permit is issued or the SWRCB rescinds this General Permit. Only those
7 May be further adjusted in accordance with the Federal Civil Penalties Inflation Adjustment Act
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Agreement No. 6574
ATTACHMENT A
dischargers authorized to discharge under the expiring General Permit are
covered by the continued General Permit.
F. EFFLUENT STANDARDS & RECEIVING WATER MONITORING
1. Narrative Effluent Limitations
a. LUP dischargers shall ensure that storm water discharges and
authorized non -storm water discharges regulated by this General
Permit do not contain a hazardous substance equal to or in excess of
reportable quantities established in 40 C.F.R. §§ 117.3 and 302.4,
unless a separate NPDES Permit has been issued to regulate those
discharges.
b. LUP dischargers shall minimize or prevent pollutants in storm water
discharges and authorized non -storm water discharges through the
use of structural or non-structural controls, structures, and
management practices that achieve BAT for toxic and non -
conventional pollutants and BCT for conventional pollutants.
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Agreement No. 6574
ATTACHMENT A
Table 1. Numeric
Action Levels,
Test Methods,
Detection Limits,
and
Re oq!'! Units
Parameter
Test
Discharge;
din-.
Units
Numeric
Method
Type
Detection
Action
_pF-I �
.�._ ._....
_.._
Limit
�._......�
Le ell
lower NAL =...::
Field test
LUP Type 2
6.5
with
upper NAL
calibrated
-
0.2
H
_..._
-5
portable
units
lower L
instrument
LUP Type 3
6.5
upper NAL
8.5
Turbidity��w
EPA ....................:...............
0180.1
LUP Type 2
250 NTU
and/or field
.....
test with
1
NTU
calibrated
LUP Type 3
250 NTU
portable
instrument
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Agreement No. 6574
ATTACHMENT A
2. Numeric Action Levels (NALs)
a. For LUP Type 2 and 3 dischargers, the lower storm event daily
average NAL for pH is 6.5 pH units and the upper storm event daily
average NAL for pH is 8.5 pH units. The LUP discharger shall take
actions as described below if the storm event daily average discharge
is outside of this range of pH values.
b. For LUP Type 2 and 3 dischargers, the storm event daily average NAL
for turbidity is 250 NTU. The discharger shall take actions as
described below if the storm event daily average discharge is outside
of this range of turbidity values.
c. Whenever daily average analytical effluent monitoring results indicate
that the discharge is below the lower NAL for pH, exceeds the upper
NAL for pH, or exceeds the turbidity NAL (as listed in Table 1), the
LUP discharger shall conduct a construction site and run-on evaluation
to determine whether pollutant source(s) associated with the site's
construction activity may have caused or contributed to the NAL
exceedance and shall immediately implement corrective actions if they
are needed.
d. The site evaluation will be documented in the SWPPP and specifically
address whether the source(s) of the pollutants causing the
exceedance of the NAL:
Are related to the construction activities and whether additional
BMPs or SWPPP implementation measures are required to (1)
meet BAT/BCT requirements; (2) reduce or prevent pollutants in
storm water discharges from causing exceedances of receiving
water objectives; and (3) determine what corrective action(s) were
taken or will be taken and with a description of the schedule for
completion.
AND/OR:
Are related to the run-on associated with the construction site
location and whether additional BMPs or SWPPP implementation
measures are required to (1) meet BAT/BCT requirements; (2)
reduce or prevent pollutants in storm water discharges from
causing exceedances of receiving water objectives; and (3) decide
what corrective action(s) were taken or will be taken, including a
description of the schedule for completion.
3. Receiving Water Monitoring Triggers
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Agreement No. 6574
ATTACHMENT A
a. The receiving water monitoring triggers for LUP Type 3 dischargers
with direct discharges to surface waters are triggered when the daily
average effluent pH values during any site phase when there is a high
risk of pH discharge fall outside of the range of 6.0 and 9.0 pH units,
or when the daily average effluent turbidity exceeds 500 NTU.
b. LUP Type 3 dischargers with direct discharges to surface waters shall
conduct receiving water monitoring whenever their effluent monitoring
results exceed the receiving water monitoring triggers. If the pH trigger
is exceeded, the receiving water shall be monitored for pH for the
duration of coverage under this General Permit. If the turbidity trigger
is exceeded, the receiving water shall be monitored for turbidity and
SSC for the duration of coverage under this General Permit.
c. LUP Type 3 dischargers with direct discharges to surfaces waters shall
initiate receiving water monitoring when the triggers are exceeded
unless the storm event causing the exceedance is determined after the
fact to equal to or greater than the 5-year 24-hour storm (expressed in
inches of rainfall) as determined by using these maps:
http://www.wrcc.dri.edu/pcpnfreq/nca5y24.gif
http://www.wrcc.dri.edu/pcpnfreq/sca5y24.gif
Verification of the 5-year 24-hour storm event shall be done by
reporting on -site rain gauge readings as well as nearby governmental
rain gauge readings.
d. If run-on is caused by a forest fire or any other natural disaster, then
receiving water monitoring triggers do not apply.
G. RECEIVING WATER LIMITATIONS
1. LUP dischargers shall ensure that storm water discharges and authorized
non -storm water discharges to any surface or ground water will not
adversely affect human health or the environment.
2. LUP dischargers shall ensure that storm water discharges and authorized
non -storm water discharges will not contain pollutants in quantities that
threaten to cause pollution or a public nuisance.
3. LUP dischargers shall ensure that storm water discharges and authorized
non -storm water discharges will not contain pollutants that cause or
6 A period of high risk of pH discharge is defined as a project's complete utilities phase, complete vertical
build phase, and any portion of any phase where significant amounts of materials are placed directly on the
land at the site in a manner that could result in significant alterations of the background pH of the
discharges.
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Agreement No. 6574
ATTACHMENT A
contribute to an exceedance of any applicable water quality objectives or
water quality standards (collectively, WQS) contained in a Statewide
Water Quality Control Plan, the California Toxics Rule, the National Toxics
Rule, or the applicable Regional Water Board's Water Quality Control Plan
(Basin Plan).
H. TRAINING QUALIFICATIONS
1. General
All persons responsible for implementing requirements of this General
Permit shall be appropriately trained. Training should be both formal and
informal, occur on an ongoing basis, and should include training offered by
recognized governmental agencies or professional organizations.
Persons responsible for preparing, amending and certifying SWPPPs shall
comply with the requirements in this Section H.
2. SWPPP Certification Requirements
a. Qualified SWPPP Developer: The LUP discharger shall ensure that
all SWPPPs be written, amended and certified by a Qualified SWPPP
Developer (QSD). A QSD shall have one of the following registrations
or certifications, and appropriate experience, as required for:
i A California registered professional civil engineer;
ii A California registered professional geologist or engineering
geologist;
iii A California registered landscape architect;
iv A professional hydrologist registered through the American Institute
of Hydrology;
v A certified professional in erosion and sediment control (CPESC) TM
registered through Enviro Cert International, Inc;
vi A certified professional in storm water quality (CPSWQ)TM
registered through Enviro Cert International, Inc.; or
vii A certified professional in erosion and sediment control registered
through the National Institute for Certification in Engineering
Technologies (NICET).
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Agreement No. 6574
ATTACHMENT A
Effective two years after the adoption date of this General Permit, a
QSD shall have attended a State Water Board -sponsored or
approved QSD training course.
b. The LUP discharger shall ensure that the SWPPP is written and
amended, as needed, to address the specific circumstances for each
construction site covered by this General Permit prior to
commencement of construction activity for any stage.
c. The LUP discharger shall list the name and telephone number of the
currently designated Qualified SWPPP Developer(s) in the SWPPP.
d. Qualified SWPPP Practitioner: The LUP discharger shall ensure that
all elements of any SWPPP for each project will be implemented by a
Qualified SWPPP Practitioner (QSP). A QSP is a person responsible
for non -storm water and storm water visual observations, sampling and
analysis, and for ensuring full compliance with the permit and
implementation of all elements of the SWPPP. Effective two years
from the date of adoption of this General Permit, a QSP shall be either
a QSD or have one of the following certifications:
i A certified erosion, sediment and storm water inspector registered
through Certified Professional in Erosion and Sediment Control,
Inc.; or
ii A certified inspector of sediment and erosion control registered
through Certified Inspector of Sediment and Erosion Control, Inc.
Effective two years after the adoption date of this General Permit, a
QSP shall have attended a State Water Board -sponsored or
approved QSP training course.
e. The LUP discharger shall ensure that the SWPPP include a list of
names of all contractors, subcontractors, and individuals who will be
directed by the Qualified SWPPP Practitioner, and who is ultimately
responsible for implementation of the SWPPP. This list shall include
telephone numbers and work addresses. Specific areas of
responsibility of each subcontractor and emergency contact numbers
shall also be included.
The LUP discharger shall ensure that the SWPPP and each
amendment be signed by the Qualified SWPPP Developer, The LUP
discharger shall include a listing of the date of initial preparation and
the dates of each amendment in the SWPPP.
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Agreement No. 6574
ATTACHMENT A
I. TYPES OF LINEAR PROJECTS
This attachment establishes three types (Type 1, 2 & 3) of complexity for
areas within an LUP or project section based on threat to water quality.
Project area Types are determined through Attachment A. 1.
The Type 1 requirements below establish the baseline requirements for all
LUPs subject to this General Permit. Additional requirements for Type 2 and
Type 3 LUPs are labeled.
1. Type 1 LUPs.
LUP dischargers with areas of a LUP designated as Type 1 shall comply
with the requirements in this Attachment. Type 1 LUPs are:
a. Those construction areas where 70 percent or more of the construction
activity occurs on a paved surface and where areas disturbed during
construction will be returned to preconstruction conditions or equivalent
protection established at the end of the construction activities for the
day; or
b. Where greater than 30 percent of construction activities occur within
the non -paved shoulders or land immediately adjacent to paved
surfaces, or where construction occurs on unpaved improved roads,
including their shoulders or land immediately adjacent to them where-,
i Areas disturbed during construction will be returned to
preconstruction conditions or equivalent protection is established at
the end of the construction activities for the day to minimize the
potential for erosion and sediment deposition, and
Areas where established vegetation was disturbed during
construction will be stabilized and re -vegetated by the end of
project. When required, adequate temporary stabilization BMPs
will be installed and maintained until vegetation is established to
meet minimum cover requirements established in this General
Permit for final stabilization.
c. Where the risk determination is as follows:
i Low sediment risk, low receiving water risk, or
ii Low sediment risk, medium receiving water risk, or
iii Medium sediment risk, low receiving water risk
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Agreement No. 6574
ATTACHMENT A
2. Type 2 LUPs:
Type 2 LUPs are determined by the Combined Risk Matrix in Attachment
A.1. Type 2 LUPs have the specified combination of risk:
d. High sediment risk, low receiving water risk, or
e. Medium sediment risk, medium receiving water risk, or
f. Low sediment risk, high receiving water risk
Receiving water risk is either considered "Low" for those areas of the
project that are not in close proximity to a sensitive receiving watershed,
"Medium" for those areas of the project within a sensitive receiving
watershed yet outside of the flood plain of a sensitive receiving water
body, and "High" where the soil disturbance is within close proximity to a
sensitive receiving water body. Project sediment risk is calculated based
on the Risk Factor Worksheet in Attachment C of this General Permit.
3. Type 3 LUPs:
Type 3 LUPs are determined by the Combined Risk Matrix in Attachment
A.1. Type 3 LUPs have the specified combination of risk:
a. High sediment risk, high receiving water risk, or
b. High sediment risk, medium receiving water risk, or
c. Medium sediment risk, high receiving water risk
Receiving water risk is either considered "Medium" for those areas of the
project within a sensitive receiving watershed yet outside of the flood plain
of a sensitive receiving water body, or "High" where the soil disturbance is
within close proximity to a sensitive receiving water body. Project
sediment risk is calculated based on the Risk Factor Worksheet in
Attachment C.
J. LUP TYPE -SPECIFIC REQUIREMENTS
1. Effluent Standards
a. Narrative — LUP dischargers shall comply with the narrative effluent
standards below.
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Agreement No. 6574
ATTACHMENT A
i Storm water discharges and authorized non -storm water
discharges regulated by this General Permit shall not contain a
hazardous substance equal to or in excess of reportable quantities
established in 40 C.F.R. §§ 117.3 and 302.4, unless a separate
NPDES Permit has been issued to regulate those discharges.
ii LUP dischargers shall minimize or prevent pollutants in storm water
discharges and authorized non -storm water discharges through the
use of controls, structures, and management practices that achieve
BAT for toxic and non -conventional pollutants and BCT for
conventional pollutants.
b. Numeric — LUP Type 1 dischargers are not subject to a numeric
effluent standard
c. Numeric —LUP Type 2 dischargers are subject to a pH NAL of 6.5-8.5,
and a turbidity NAL of 250 NTU.
d. Numeric — LUP Type 3 dischargers are subject to a pH NAL of 6.5-8.5,
and a turbidity NAL of 250 NTU.
2. Good Site Management "Housekeeping"
a. LUP dischargers shall implement good site management (i.e.,
"housekeeping") measures for construction materials that could
potentially be a threat to water quality if discharged. At a minimum, the
good housekeeping measures shall consist of the following:
Identify the products used and/or expected to be used and the end
products that are produced and/or expected to be produced. This
does not include materials and equipment that are designed to be
outdoors and exposed to environmental conditions (i.e. poles,
equipment pads, cabinets, conductors, insulators, bricks, etc.).
Cover and berm loose stockpiled construction materials that are not
actively being used (i.e. soil, spoils, aggregate, fly -ash, stucco,
hydrated lime, etc.).
iii Store chemicals in watertight containers (with appropriate
secondary containment to prevent any spillage or leakage) or in a
storage shed (completely enclosed).
iv Minimize exposure of construction materials to precipitation (not
applicable to materials designed to be outdoors and exposed to the
environment).
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Agreement No. 6574
ATTACHMENT A
v Implement BMPs to control the off -site tracking of loose
construction and landscape materials.
b. LUP dischargers shall implement good housekeeping measures for
waste mans ement, which, at a minimum, shall consist of the
following:
i Prevent disposal of any rinse or wash waters or materials on
impervious or pervious site surfaces or into the storm drain system.
ii Ensure the containment of sanitation facilities (e.g., portable toilets)
to prevent discharges of pollutants to the storm water drainage
system or receiving water.
iii Clean or replace sanitation facilities and inspecting them regularly
for leaks and spills.
iv Cover waste disposal containers at the end of every business day
and during a rain event.
v Prevent discharges from waste disposal containers to the storm
water drainage system or receiving water.
vi Contain and securely protect stockpiled waste material from wind
and rain at all times unless actively being used.
vii Implement procedures that effectively address hazardous and non-
hazardous spills.
viii Develop a spill response and implementation element of the
SWPPP prior to commencement of construction activities. The
SWPPP shall require that:
(1) Equipment and materials for cleanup of spills shall be available
on site and that spills and leaks shall be cleaned up immediately
and disposed of properly; and
(2) Appropriate spill response personnel are assigned and trained.
ix Ensure the containment of concrete washout areas and other
washout areas that may contain additional pollutants so there is no
discharge into the underlying soil and onto the surrounding areas.
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Agreement No. 6574
ATTACHMENT A
c. LUP dischargers shall implement good housekeeping for vehicle
storage and' maintenance, which, at a minimum, shall consist of the
following:
i Prevent oil, grease, or fuel from leaking into the ground, storm
drains or surface waters.
ii Implement appropriate BMPs whenever equipment or vehicles are
fueled, maintained or stored.
iii Clean leaks immediately and disposing of leaked materials
properly.
d. LUP dischargers shall implement good housekeeping for landscape
materials, which, at a minimum, shall consist of the following:
i Contain stockpiled materials such as mulches and topsoil when
they are not actively being used.
ii Contain fertilizers and other landscape materials when they are not
actively being used.
iii Discontinue the application of any erodible landscape material at
least 2 days before a forecasted rain events or during periods of
precipitation.
iv Applying erodible landscape material at quantities and application
rates according to manufacture recommendations or based on
written specifications by knowledgeable and experienced field
personnel.
v Stacking erodible landscape material on pallets and covering or
storing such materials when not being used or applied.
e. LUP dischargers shall conduct an assessment and create a list of
potential Rollutant sources and identify any areas of the site where
additional BMPs are necessary to reduce or prevent pollutants in storm
water discharges and authorized non -storm water discharges. This
potential pollutant list shall be kept with the SWPPP and shall identify
all non -visible pollutants which are known, or should be known, to
occur on the construction site. At a minimum, when developing BMPs,
LUP dischargers shall do the following:
9 50% or greater chance of producing precipitation.
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Agreement No. 6574
ATTACHMENT A
i Consider the quantity, physical characteristics (e.g., liquid, powder,
solid), and locations of each potential pollutant source handled,
produced, stored, recycled, or disposed of at the site.
Consider the degree to which pollutants associated with those
materials may be exposed to and mobilized by contact with storm
water.
iii Consider the direct and indirect pathways that pollutants may be
exposed to storm water or authorized non -storm water discharges.
This shall include an assessment of past spills or leaks, non -storm
water discharges, and discharges from adjoining areas.
iv Ensure retention of sampling, visual observation, and inspection
records.
v Ensure effectiveness of existing BMPs to reduce or prevent
pollutants in storm water discharges and authorized non -storm
water discharges.
f. LUP dischargers shall implement good housekeeping measures on the
construction site to control the air deposition of site materials and from
site operations.
3. Non -Storm Water Management
a. LUP dischargers shall implement measures to control all non -storm
water discharges during construction.
b. LUP dischargers shall wash vehicles in such a manner as to prevent
non -storm water discharges to surface waters or MS4 drainage
systems.
c. LUP dischargers shall clean streets in such a manner as to prevent
unauthorized non -storm water discharges from reaching surface water
or MS4 drainage systems.
4. Erosion Control
a. LUP dischargers shall implement effective wind erosion control,
b. LUP dischargers shall provide effective soil cover for inactive10 areas
and all finished slopes, and utility backfill.
10 Areas of construction activity that have been disturbed and are not scheduled to be re -disturbed for at
least 14 days
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Agreement No. 6574
ATTACHMENT A
c. LUP dischargers shall limit the use of plastic materials when more
sustainable, environmentally friendly alternatives exist. Where plastic
materials are deemed necessary, the discharger shall consider the use
of plastic materials resistant to solar degradation.
5. Sediment Controls
a. LUP dischargers shall establish and maintain effective perimeter
controls as needed, and implement effective BMPs for all construction
entrances and exits to sufficiently control erosion and sediment
discharges from the site.
b. On sites where sediment basins are to be used, LUP dischargers shall,
at minimum, design sediment basins according to the guidance
provided in CASQA's Construction BMP Handbook.
c. Additional LUP Type 2 & 3 Requirement: LUP Type 2 & 3
dischargers shall apply linear sediment controls along the toe of the
slope, face of the slope, and at the grade breaks of exposed slopes to
comply with sheet flow lengths" in accordance with Table 2 below.
Table 2 — Critical Slope/Sheet Flow Length Combinations
NeImi,a .
0-25% 20 feet
m.......n........�....
25-5,.., feet
m:_.....�.........................._...
0% 15 f
feet
d. Additional LUP Type 2 & 3 Requirement: LUP Type 2 & 3
dischargers shall ensure that construction activity traffic to and from
the project is limited to entrances and exits that employ effective
controls to prevent off -site tracking of sediment.
e. Additional LUP Type 2 & 3 Requirement: LUP Type 2 & 3
dischargers shall ensure that all storm drain inlets and perimeter
controls, runoff control BMPs, and pollutant controls at entrances and
exits (e.g. tire washoff locations) are maintained and protected from
activities that reduce their effectiveness.
f. Additional LUP Type 2 & 3 Requirement: LUP Type 2 & 3
dischargers shall inspect all immediate access roads. At a minimum
daily and prior to any rain event, the discharger shall remove any
11 Sheet flow length is the length that shallow, low velocity flow travels across a site.
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sediment or other construction activity -related materials that are
deposited on the roads (by vacuuming or sweeping).
g. Additional LUP Type 3 Requirement: The Regional Water Board
may require LUP Type 3 dischargers to implement additional site -
specific sediment control requirements if the implementation of the
other requirements in this section are not adequately protecting the
receiving waters.
6. Run-on and Run-off Controls
a. LUP dischargers shall effectively manage all run-on, all runoff within
the site and all runoff that discharges off the site. Run-on from off site -
shall be directed away from all disturbed areas or shall collectively be
in compliance with the effluent limitations in this Attachment.
b. Run-on and runoff controls are not required for Type 1 LUPs unless
the evaluation of quantity and quality of run-on and runoff deems them
necessary or visual inspections show that the site requires such
controls.
7. Inspection, Maintenance and Repair
a. All inspection, maintenance repair and sampling activities at the
discharger's LUP location shall be performed or supervised by a QSP
representing the discharger. The QSP may delegate any or all of
these activities to an employee trained to do the task(s) appropriately,
but shall ensure adequate deployment.
b. LUP dischargers shall conduct visual inspections and observations
daily during working hours (not recorded). At least once each 24-hour
period during extended storm events, LUP Type 2 & 3 dischargers
shall conduct visual inspections to identify and record BMPs that need
maintenance to operate effectively, that have failed, or that could fail to
operate as intended. Inspectors shall be the QSP or be trained by the
QSP.
c. Upon identifying failures or other shortcomings, as directed by the
QSP, LUP dischargers shall begin implementing repairs or design
changes to BMPs within 72 hours of identification and complete the
changes as soon as possible.
d. For each pre- and post -rain event inspection required, LUP
dischargers shall complete an inspection checklist, using a form
provided by the State Water Board or Regional Water Board or in an
alternative format that includes the information described below.
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e. The LUP discharger shall ensure that the checklist remains on -site or
with the SWPPP. At a minimum, an inspection checklist should
include:
Inspection date and date the inspection report was written.
ii Weather information, including presence or absence of
precipitation, estimate of beginning of qualifying storm event,
duration of event, time elapsed since last storm, and approximate
amount of rainfall in inches.
iii Site information, including stage of construction, activities
completed, and approximate area of the site exposed.
iv A description of any BMPs evaluated and any deficiencies noted.
v If the construction site is safely accessible during inclement
weather, list the observations of all BMPs: erosion controls,
sediment controls, chemical and waste controls, and non -storm
water controls. Otherwise, list the results of visual inspections at all
relevant outfalls, discharge points, downstream locations and any
projected maintenance activities.
vi Report the presence of noticeable odors or of any visible sheen on
the surface of any discharges.
vii Any corrective actions required, including any necessary changes
to the SWPPP and the associated implementation dates.
viii Photographs taken during the inspection, if any.
ix Inspector's name, title, and signature.
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K. STORM WATER POLLUTION PREVENTION PLAN (SWPPP)
REQUIREMENTS
1. Objectives
SWPPPs for all LUPs shall be developed and amended or revised by a
QSD. The SWPPP shall be designed to address the following objectives:
a. All pollutants and their sources, including sources of sediment,
associated with construction activities associated with LUP activity are
controlled;
b. All non -storm water discharges are identified and either eliminated,
controlled, or treated;
c. BMPs are effective and result in the reduction or elimination of
pollutants in storm water discharges and authorized non -storm water
discharges from LUPs during construction; and
d. Stabilization BMPs installed to reduce or eliminate pollutants after
construction is completed are effective and maintained.
2. SWPPP Implementation Schedule
a. LUPs for which PRDs have been submitted to the State Water Board
shall develop a site/project location SWPPP prior to the start of land -
disturbing activity in accordance with this Section and shall implement
the SWPPP concurrently with commencement of soil -disturbing
activities.
b. For an ongoing LUP involving a change in the LRP, the new LRP shall
review the existing SWPPP and amend it, if necessary, or develop a
new SWPPP within 15 calendar days to conform to the requirements
set forth in this General Permit.
3. Availability
The SWPPP shall be available at the construction site during working
hours while construction is occurring and shall be made available upon
request by a State or Municipal inspector. When the original SWPPP is
retained by a crewmember in a construction vehicle and is not currently at
the construction site, copies of the BMPs and map/drawing will be left with
the field crew and the original SWPPP shall be made available via a
request by radio/telephone.
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L. REGIONAL WATER BOARD AUTHORITIES
1. Regional Water Boards shall administer the provisions of this General
Permit. Administration of this General Permit may include, but is not
limited to, requesting the submittal of SWPPPs, reviewing SWPPPs,
reviewing monitoring and sampling and analysis reports, conducting
compliance inspections, gathering site information by any medium
including sampling, photo and video documentation, and taking
enforcement actions.
2. Regional Water Boards may terminate coverage under this General
Permit for dischargers who fail to comply with its requirements or where
they determine that an individual NPDES permit is appropriate.
3. Regional Water Boards may issue separate permits for discharges of
storm water associated with construction activity to individual dischargers,
categories of dischargers, or dischargers in a geographic area. Upon
issuance of such permits by a Regional Water Board, dischargers subject
to those permits shall no longer be regulated by this General Permit.
4. Regional Water Boards may direct the discharger to reevaluate the LUP
Type(s) for the project (or elements/areas of the project) and impose the
appropriate level of requirements.
5. Regional Water Boards may terminate coverage under this General
Permit for dischargers who negligently or with willful intent incorrectly
determine or report their LUP Type (e.g., they determine themselves to be
a LUP Type 1 when they are actually a Type 2).
6. Regional Water Boards may review PRDs and reject or accept
applications for permit coverage or may require dischargers to submit a
Report of Waste Discharge / NPDES permit application for Regional
Water Board consideration of individual requirements.
7. Regional Water Boards may impose additional requirements on
dischargers to satisfy TMDL implementation requirements or to satisfy
provisions in their Basin Plans.
8. Regional Water Boards may require additional Monitoring and Reporting
Program Requirements, including sampling and analysis of discharges to
sediment -impaired water bodies.
9. Regional Water Boards may require dischargers to retain records for more
than the three years required by this General Permit.
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10. Based on an LUP's threat to water quality and complexity, the Regional
Water Board may determine on a case -by -case basis that an LUP, or a
portion of an LUP, is not eligible for the linear project requirements
contained in this Attachment, and require that the discharger comply with
all standard requirements in this General Permit.
11.The Regional Water Board may require additional monitoring and
reporting program requirements including sampling and analysis of
discharges to CWA § 303(d)-listed water bodies. Additional requirements
imposed by the Regional Water Board shall be consistent with the overall
monitoring effort in the receiving waters.
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M. MONITORING AND REPORTING REQUIREMENTS
1. Objectives
LUP dischargers shall prepare a monitoring and reporting program
(M&RP) prior to the start of construction and immediately implement the
program at the start of construction for LUPs. The monitoring program
must be implemented at the appropriate level to protect water quality at all
times throughout the life of the project. The M&RP must be a part of the
SWPPP, included as an appendix or separate SWPPP chapter.
2. M&RP Implementation Schedule
a. LUP dischargers shall implement the requirements of this Section at
the time of commencement of construction activity. LUP dischargers
are responsible for implementing these requirements until construction
activity is complete and the site is stabilized.
b. LUP dischargers shall revise the M&RP when.,
I Site conditions or construction activities change such that a change
in monitoring is required to comply with the requirements and intent
of this General Permit.
ii The Regional Water Board requires the discharger to revise its
M&RP based on its review of the document. Revisions may
include, but not be limited to, conducting additional site inspections,
submitting reports, and certifications. Revisions shall be submitted
via postal mail or electronic e-mail.
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iii The Regional Water Board may require additional monitoring and
reporting program requirements including sampling and analysis of
discharges to CWA § 303(d)-listed water bodies. Additional
requirements imposed by the Regional Water Board shall be
consistent with the overall monitoring effort in the receiving waters.
3. LUP Type 1 Monitoring and Reporting Requirements
i LUP Type 1 dischargers shall ensure that all inspections are
conducted by trained personnel. The name(s) and contact
number(s) of the assigned inspection personnel should be listed in
the SWPPP.
ii LUP Type 1 dischargers shall ensure that all visual inspections are
conducted daily during working hours and in conjunction with other
daily activities in areas where active construction is occurring.
iii LUP Type 1 dischargers shall ensure that photographs of the site
taken before, during, and after storm events are taken during
inspections, and submitted through the State Water Board's
SMARTS website once every three rain events.
iv LUP Type 1 dischargers shall conduct daily visual inspections to
verify that:
(1) Appropriate BMPs for storm water and non -storm water are
being implemented in areas where active construction is
occurring (including staging areas);
(2) Project excavations are closed, with properly protected spoils,
and that road surfaces are cleaned of excavated material and
construction materials such as chemicals by either removing or
storing the material in protective storage containers at the end
of every construction day;
(3) Land areas disturbed during construction are returned to pre -
construction conditions or an equivalent protection is used at the
end of each workday to eliminate or minimize erosion and the
possible discharge of sediment or other pollutants during a rain
event.
v Inspections may be discontinued in non -active construction areas
where soil -disturbing activities are completed and final soil
stabilization is achieved (e.g., paving is completed, substructures
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are installed, vegetation meets minimum cover requirements for
final stabilization, or other stabilization requirements are met).
vi Inspection programs are required for LUP Type 1 projects where
temporary and permanent stabilization BMPs are installed and are
to be monitored after active construction is completed. Inspection
activities shall continue until adequate permanent stabilization is
established and, in areas where re -vegetation is chosen, until
minimum vegetative coverage is established in accordance with
Section C.1 of this Attachment.
b. LUP Type 1 Monitoring Requirements for Non -Visible Pollutants
LUP Type 1 dischargers shall implement sampling and analysis
requirements to monitor non -visible pollutants associated with (1)
construction sites; (2) activities producing pollutants that are not
visually detectable in storm water discharges; and (3) activities which
could cause or contribute to an exceedance of water quality objectives
in the receiving waters.
Sampling and analysis for non -visible pollutants is only required
where the LUP Type 1 discharger believes pollutants associated
with construction activities have the potential to be discharged with
storm water runoff due to a spill or in the event there was a breach,
malfunction, failure and/or leak of any BMP. Also, failure to
implement BMPs may require sample collection.
(1) Visual observations made during the monitoring program
described above will help the LUP Type 1 discharger determine
when to collect samples.
(2) The LUP Type 1 discharger is not required to sample if one of
the conditions described above (e.g., breach or spill) occurs and
the site is cleaned of material and pollutants and/or BMPs are
implemented prior to the next storm event.
LUP Type 1 dischargers shall collect samples down -gradient from
all discharge locations where the visual observations were made
triggering the monitoring, and which can be safely accessed. For
sites where sampling and analysis is required, personnel trained in
water quality sampling procedures shall collect storm water
samples.
iii If sampling for non -visible pollutant parameters is required, LUP
Type 1 dischargers shall ensure that samples be analyzed for
parameters indicating the presence of pollutants identified in the
pollutant source assessment required in Section J.2.a.i.
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iv LUP Type 1 dischargers shall collect samples during the first two
hours of discharge from rain events that occur during business
hours and which generate runoff.
v LUP Type 1 dischargers shall ensure that a sufficiently large
sample of storm water that has not come into contact with the
disturbed soil or the materials stored or used on -site
(uncontaminated sample12) will be collected for comparison with the
discharge sample. Samples shall be collected during the first two
hours of discharge from rain events that occur during daylight hours
and which generate runoff.
vi LUP Type 1 dischargers shall compare the uncontaminated sample
to the samples of discharge using field analysis or through
laboratory analysis. Analyses may include, but are not limited to,
indicator parameters such as: pH, specific conductance, dissolved
oxygen, conductivity, salinity, and Total Dissolved Solids (TDS).
vii For laboratory analyses, all sampling, sample preservation, and
other analyses must be conducted according to test procedures
pursuant to 40 C.F.R. Part 136. LUP Type 1 dischargers shall
ensure that field samples are collected and analyzed according to
manufacturer specifications of the sampling devices employed.
Portable meters shall be calibrated according to manufacturer's
specification.
viii LUP Type 1 dischargers shall ensure that all field and/or analytical
data are kept in the SWPPP document.
LUP Type 1 dischargers shall be prepared to collect samples and
conduct visual observation (inspections) to meet the minimum
visual observation requirements of this Attachment. The Type 1
LUP discharger is not required to physically collect_ samples or
conduct visual observation (inspections) under the following
conditions:
(1) During dangerous weather conditions such as flooding and
electrical storms;
(2) Outside of scheduled site business hours.
(3) When access to the site is unsafe due to storm events,.
12 Sample collected at a location unaffected by contruction activities.
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ii If the LUP Type 1 discharger does not collect the required samples
or visual observation (inspections) due to these exceptions, an
explanation why the sampling or visual observation (inspections)
were not conducted shall be included in both the SWPPP and the
Annual Report.
d. Particle Size Analysis for Risk ,Justification
LUP Type 1 dischargers utilizing justifying an alternative project risk
shall report a soil particle size analysis used to determine the RUSLE
K-Factor. ASTM D-422 (Standard Test Method for Particle -Size
Analysis of Soils), as revised, shall be used to determine the
percentages of sand, very fine sand, silt, and clay on the site.
4. LUP Type 2 & 3 Monitoring and Reporting Requirements
a. LUP Type 2 & 3 Inspection Re uirements
LUP Type 2 & 3 dischargers shall ensure that all inspections are
conducted by trained personnel. The name(s) and contact
number(s) of the assigned inspection personnel should be listed in
the SWPPP.
ii LUP Type 2 & 3 dischargers shall ensure that all visual inspections
are conducted daily during working hours and in conjunction with
other daily activities in areas where active construction is occurring.
iii LUP Type 2 & 3 dischargers shall ensure that photographs of the
site taken before, during, and after storm events are taken during
inspections, and submitted through the State Water Board's
SMARTS website once every three rain events.
iv LUP Type 2 & 3 dischargers shall conduct daily visual inspections
to verify that appropriate BMPs for storm water and non -storm
water are being implemented and in place in areas where active
construction is occurring (including staging areas).
v LUP Type 2 & 3 dischargers shall conduct inspections of the
construction site prior to anticipated storm events, during extended
storm events, and after actual storm events to identify areas
contributing to a discharge of storm water associated with
construction activity. Pre -storm inspections are to ensure that
BMPs are properly installed and maintained; post -storm inspections
are to assure that BMPs have functioned adequately. During
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extended storm events, inspections shall be required during normal
working hours for each 24-hour period.
vi Inspections may be discontinued in non -active construction areas
where soil -disturbing activities are completed and final soil
stabilization is achieved (e.g., paving is completed, substructures
are installed, vegetation meets minimum cover requirements for
final stabilization, or other stabilization requirements are met).
vii LUP Type 2 & 3 dischargers shall implement a monitoring program
for inspecting projects that require temporary and permanent
stabilization BMPs after active construction is complete.
Inspections shall ensure that the BMPs are adequate and
maintained. Inspection activities shall continue until adequate
permanent stabilization is established and, in vegetated areas, until
minimum vegetative coverage is established in accordance with
Section C.1 of this Attachment.
viii If possible, LUP Type 2 & 3 dischargers shall install a rain gauge
on -site at an accessible and secure location with readings made
during all storm event inspections. When readings are unavailable,
data from the closest rain gauge with publically available data may
be used.
ix LUP Type 2 & 3 dischargers shall Include and maintain a log of the
inspections conducted in the SWPPP. The log will provide the date
and time of the inspection and who conducted the inspection.
Table 4. LUP
LUP Type
2 & 3 Effluent Monitorina Reauirements
Frequency
Minimum of 3 samples per day
characterizing discharges
associated with construction
activity from the project active
areas of construction.
Minimum of 3 per
samples er d—a
P
characterizing discharges
associated with construction
activity from the project active
areas of construction.
Effluent Monitoring
Turbidity, pH, an.d...,n......on.....
-visible
pollutant parameters (if
applicable)
turbidity, pH, and non -visible
pollutant parameters (if
applicable)
i LUP Type 2 & 3 dischargers shall collect storm water grab samples
from sampling locations characterizing discharges associated with
activity from the LUP active areas of construction. At a minimum, 3
samples shall be collected per day of discharge.
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ii LUP Type 2 & 3 dischargers shall collect samples of stored or
contained storm water that is discharged subsequent to a storm
event producing precipitation of inch or more at the time of
discharge.
iii LUP Type 2 & 3 dischargers shall ensure that storm water grab
sample(s) obtained be representative of the flow and characteristics
of the discharge.
iv LUP Type 2 & 3 dischargers shall analyze their effluent samples
for:
(1) pH and turbidity
(2) Any additional parameter for which monitoring is required by the
Regional Water Board.
c. LUP Type 2 & 3 Storm Water Effluent Sarngling Locations
i LUP Type 2 & 3 dischargers shall perform sampling and analysis of
storm water discharges to characterize discharges associated with
construction activity from the entire disturbed project or area.
ii LUP Type 2 & 3 dischargers may monitor and report run-on from
surrounding areas if there is reason to believe run-on may
contribute to exceedance of NALs.
iii LUP Type 2 & 3 dischargers shall select analytical test methods
from the list provided in Table 5 below.
iv LUP Type 2 & 3 dischargers shall ensure that all storm water
sample collection preservation and handling shall be conducted in
accordance with the "Storm Water Sample Collection and Handling
Instructions" below.
d. LUP Type 3 Receiving Water Monitoring Re uirements
In the event that an LUP Type 3 discharger's effluent exceeds the
receiving water monitoring triggers of 500 NTU turbidity or pH
range of 6.0-9.0, contained in this General Permit and has a direct
discharge to receiving waters, the LUP discharger shall
subsequently sample Receiving Waters (RWs) for turbidity, pH (if
applicable) and SSC for the duration of coverage under this
General Permit. In the event that an LUP Tupe 3 discharger
utilizing ATS with direct discharges into receiving waters discharges
effluent that exceeds the NELs in this permit, the discharger shall
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subsequently sample RWs for turbidity, pH (if applicable), and SSC
for the duration of coverage under this General Permit.
ii LUP Type 3 dischargers that meet the project criteria in Appendix 3
of this General Permit and have more than 30 acres of soil
disturbance in the project area or project section area designated
as Type 3, shall comply with the Bioassessment requirements prior
to commencement of construction activity.
iii LUP Type 3 dischargers shall obtain RW samples in accordance
with the requirements of the Receiving Water Sampling Locations
section (Section MA.c. of this Attachment).
e. LUP TvDe 3 Receiving Water Sampling Locations
i Upstream/up-gradient RW samples: LUP Type 3 dischargers
shall obtain any required upstream/up-gradient receiving water
samples from a representative and accessible location as close as
possible to and upstream from the effluent discharge point.
ii Downstream/down-gradient RW samples: LUP Type 3
dischargers shall obtain any required downstream/down-gradient
receiving water samples from a representative and accessible
location as close as possible to and downstream from the effluent
discharge point.
iii If two or more discharge locations discharge to the same receiving
water, LUP Type 3 dischargers may sample the receiving water at
a single upstream and downstream location.
f. LUP Type 2 & 3 Monitoring Requirements for Non -Visible Pollutants
LUP Type 2 & 3 dischargers shall implement sampling and analysis
requirements to monitor non -visible pollutants associated with (1)
construction sites; (2) activities producing pollutants that are not
visually detectable in storm water discharges; and (3) activities which
could cause or contribute to an exceedance of water quality objectives
in the receiving waters.
Sampling and analysis for non -visible pollutants is only required
where LUP Type 2 & 3 dischargers believe pollutants associated
with construction activities have the potential to be discharged with
storm water runoff due to a spill or in the event there was a breach,
malfunction, failure and/or leak of any BMP. Also, failure to
implement BMPs may require sample collection.
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(1) Visual observations made during the monitoring program
described above will help LUP Type 2 & 3 dischargers
determine when to collect samples.
(2) LUP Type 2 & 3 dischargers are not required to sample if one of
the conditions described above (e.g., breach or spill) occurs and
the site is cleaned of material and pollutants and/or BMPs are
implemented prior to the next storm event.
LUP Type 2 & 3 dischargers shall collect samples down -gradient
from the discharge locations where the visual observations were
made triggering the monitoring and which can be safely accessed.
For sites where sampling and analysis is required, personnel
trained in water quality sampling procedures shall collect storm
water samples.
iii If sampling for non -visible pollutant parameters is required, LUP
Type 2 & 3 dischargers shall ensure that samples be analyzed for
parameters indicating the presence of pollutants identified in the
pollutant source assessment required in Section J.2.a.i.
iv LUP Type 2 & 3 dischargers shall collect samples during the first
two hours of discharge from rain events that occur during business
hours and which generate runoff.
v LUP Type 2 & 3 dischargers shall ensure that a sufficiently large
sample of storm water that has not come into contact with the
disturbed soil or the materials stored or used on -site
(uncontaminated sample13) will be collected for comparison with the
discharge sample. Samples shall be collected during the first two
hours of discharge from rain events that occur during daylight hours
and which generate runoff.
vi LUP Type 2 & 3 dischargers shall compare the uncontaminated
sample to the samples of discharge using field analysis or through
laboratory analysis. Analyses may include, but are not limited to,
indicator parameters such as: pH, specific conductance, dissolved
oxygen, conductivity, salinity, and Total Dissolved Solids (TDS).
vii For laboratory analyses, all sampling, sample preservation, and
other analyses must be conducted according to test procedures
pursuant to 40 C.F.R. Part 136. LUP Type 2 & 3 dischargers shall
ensure that field samples are collected and analyzed according to
manufacturer specifications of the sampling devices employed.
13 Sample collected at a location unaffected by construction activities
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Portable meters shall be calibrated according to manufacturer's
specification.
viii LUP Type 2 & 3 dischargers shall ensure that all field and/or
analytical data are kept in the SWPPP document.
g. LUP TVQe 2 & 3 Visual Observation and Sample Collection Exceptions
LUP Type 2 & 3 dischargers shall be prepared to collect samples
and conduct visual observation (inspections) to meet the minimum
visual observation requirements of this Attachment. Type 2 & 3
LUP dischargers are not required to physically collect samples or
conduct visual observation (inspections) under the following
conditions:
(1) During dangerous weather conditions such as flooding and
electrical storms;
(2) Outside of scheduled site business hours.
(3) When access to the site is unsafe due to storm events.
ii If the LUP Type 2 or 3 discharger does not collect the required
samples or visual observation (inspections) due to these
exceptions, an explanation why the sampling or visual observation
(inspections) were not conducted shall be included in both the
SWPPP and the Annual Report.
h. LUP Type 2 & 3 Storm Water Sample Collection and Handlin
Instructions
LUP Type 2 & 3 dischargers shall refer to Table 5 below for test
Methods, detection Limits, and reporting Units. During storm water
sample collection and handling, the LUP Type 2 & 3 discharger shall:
i Identify the parameters required for testing and the number of
storm water discharge points that will be sampled. Request the
laboratory to provide the appropriate number of sample containers,
types of containers, sample container labels, blank chain of custody
forms, and sample preservation instructions.
Determine how to ship the samples to the laboratory. The testing
laboratory should receive samples within 48 hours of the physical
sampling (unless otherwise required by the laboratory). The
options are to either deliver the samples to the laboratory, arrange
to have the laboratory pick them up, or ship them overnight to the
laboratory.
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iii Use only the sample containers provided by the laboratory to
collect and store samples. Use of any other type of containers
could contaminate your samples.
iv Prevent sample contamination, by not touching, or putting anything
into the sample containers before collecting storm water samples.
v Not overfilling sample containers. Overfilling can change the
analytical results.
vi Tightly screw the cap of each sample container without stripping
the threads of the cap.
vii Complete and attach a label to each sample container. The label
shall identify the date and time of sample collection, the person
taking the sample, and the sample collection location or discharge
point. The label should also identify any sample containers that
have been preserved.
viii Carefully pack sample containers into an ice chest or refrigerator to
prevent breakage and maintain temperature during shipment.
Remember to place frozen ice packs into the shipping container.
Samples should be kept as close to 4° C (39' F) as possible until
arriving at the laboratory. Do not freeze samples.
ix Complete a Chain of Custody form for each set of samples. The
Chain of Custody form shall include the discharger's name,
address, and phone number, identification of each sample
container and sample collection point, person collecting the
samples, the date and time each sample container was filled, and
the analysis that is required for each sample container.
x Upon shipping/delivering the sample containers, obtain both the
signatures of the persons relinquishing and receiving the sample
containers.
A Designate and train personnel to collect, maintain, and ship
samples in accordance with the above sample protocols and good
laboratory practices.
xii Refer to the Surface Water Ambient Monitoring Program's
(SWAMP) 2008 Quality Assurance Program Plan (QAPrP) for more
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
ATTACHMENT A
information on sampling
collection and
analysis.
See
http://www.waterboards.ca.gov/water—issues/programs/swaMp/14
Table 5. Test Methods, Detection Limits.
..�.......
Reportm
Units and
Applicable NALs
Parameter Test Discharge
9
Min.
Reporting
g
_
Numeric
mm
(LUP ......
Type
Method Type
Detection
Units
Action
3)
Limit
Levels
Receiving
Water
Monitoring
Tower
pH Field test Type 2 & 3
0.2
pH units
Lower = 6.5
Lower = 6.0
with
upper = 8.5
upper = 9.0
calibrated
portable
instrument
Turbidity EPA Type 2 & 3
1
NTU
250 NTU
500 NTU
0180.1
and/or field
test with
calibrated
portable
instrument
S..
Type SC - ASTM 3 if
5_.....__..,,,
Mg/L
N/A
�...._N/A
Method D I Receiving
3977-9715 1 Water
Monitoring
Trigger is
exceeded
Bioassessment (S TE) e,_...�.�.�TYPe..3
N/A
N/A �.
N/A
�.�_..........'w� N/A
�_N/A. . ...m..
Level I of LUPs > 30
(SAFIT),16 acres
fixed -count
of 600
org/sample
i The LUP Type 2 or 3 discharger's project M&RP shall include a
description of the following items:
(1) Visual observation locations, visual observation procedures, and
visual observation follow-up and tracking procedures.
14 Additional information regarding SWAMP's QAPrP can be found at:
f°itt :llwww.waterboards.ca. t)vlwater ussuesl ro !g!nj/swam 1.
15 ASTM, '1999 Standard Test Method for Determining Se6ment Concentration in Water Samples:
American Society of Testing and Materials, D 3977-97, Vol. 11.02, pp. 389-394
16 The current SAFIT STEs (28 November 2006) list requirements for both the Level I and Level II
taxonomic effort, and are located at: hlt ://www.swrcb.caa ov/swam' /docsPsafit/ to list„ df. When new
editions are published by SAFIT, they will supersede all previous editions. All editions will be posted at the
State Water Board's SWAMP website.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
ATTACHMENT A
(2) Sampling locations, and sample collection and handling
procedures. This shall include detailed procedures for sample
collection, storage, preservation, and shipping to the testing lab
to assure that consistent quality control and quality assurance is
maintained. Dischargers shall attach to the monitoring program
a copy of the Chain of Custody form used when handling and
shipping samples.
(3) Identification of the analytical methods and related method
detection limits (if applicable) for each parameter required in
Section MAJ above.
LUP Type 2 & 3 dischargers shall ensure that all sampling and
sample preservation be in accordance with the current edition of
"Standard Methods for the Examination of Water and Wastewater"
(American Public Health Association). All monitoring instruments
and equipment (including a discharger's own field instruments for
measuring pH and turbidity) shall be calibrated and maintained in
accordance with manufacturers' specifications to ensure accurate
measurements. All laboratory analyses shall be conducted
according to test procedures under 40 CFR Part 136, unless other
test procedures have been specified in this General Permit or by
the Regional Water Board. With the exception of field analysis
conducted by the discharger for turbidity and pH, all analyses shall
be sent to and conducted at a laboratory certified for such analyses
by the State Department of Health Services (SSC exception). The
LUP discharger shall conduct its own field analysis of pH and may
conduct its own field analysis of turbidity if the discharger has
sufficient capability (qualified and trained employees, properly
calibrated and maintained field instruments, etc.) to adequately
perform the field analysis.
LUP Type 2 & 3 dischargers shall refer to Table 5 above for test
Methods, detection Limits, and reporting Units.
i pH: LUP Type 2 & 3 dischargers shall perform pH analysis on -site
with a calibrated pH meter or pH test kit. The LUP discharger shall
record pH monitoring results on paper and retain these records in
accordance with Section M.4.o, below.
ii Turbidity: LUP Type 2 & 3 dischargers shall perform turbidity
analysis using a calibrated turbidity meter (turbidimeter), either on -
site or at an accredited lab. Acceptable test methods include
Standard Method 2130 or USEPA Method 180.1. The results shall
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Agreement No. 6574
ATTACHMENT A
be recorded in the site log book in Nephelometric Turbidity Units
(NTU).
iii Suspended sediment concentration (SSC): LUP Type 3
dischargers exceeding the turbidity Receiving Water Monitoring
Trigger, shall perform SSC analysis using ASTM Method D3977-
97.
iv Bioassessment: LUP Type 3 dischargers shall perform
bioassessment sampling and analysis according to Appendix 3 of
this General Permit.
If an LUP Type 2 or 3 discharger is part of a qualified regional
watershed -based monitoring program the LUP Type 2 or 3 discharger
may be eligible for relief from the monitoring requirements in this
Attachment. The Regional Water Board may approve proposals to
substitute an acceptable watershed -based monitoring program if it
determines that the watershed -based monitoring program will provide
information to determine each discharger's compliance with the
requirements of this General Permit.
I. Particle Size Analysis for Risk Justification
LUP Type 2 & 3 dischargers justifying an alternative project risk shall
report a soil particle size analysis used to determine the RUSLE K-
Factor. ASTM D-422 (Standard Test Method for Particle -Size Analysis
of Soils), as revised, shall be used to determine the percentages of
sand, very fine sand, silt, and clay on the site.
i In the event that any effluent sample exceeds an applicable NAL,
the Regional Water Boards may require LUP Type 2 & 3
dischargers to submit NAL Exceedance Reports.
ii LUP Type 2 & 3 dischargers shall certify each NAL Exceedance
Report in accordance with the Special Provisions for Construction
Activity.
iii LUP Type 2 & 3 dischargers shall retain an electronic or paper copy
of each NAL Exceedance Report for a minimum of three years after
the date the exceedance report is filed.
iv LUP Type 2 & 3 dischargers shall include in the NAL Exceedance
Report:
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Agreement No. 6574
ATTACHMENT A
(1) the analytical method(s), method reporting unit(s), and method
detection limit(s) of each analytical parameter (analytical results
that are less than the method detection limit shall be reported as
"less than the method detection limit"); and
(2) the date, place, time of sampling, visual observation
(inspections), and/or measurements, including precipitation.
(3) Description of the current BMPs associated with the effluent
sample that exceeded the NAL and the proposed corrective
actions taken.
n. Monitoring Records
LUP Type 2 & 3 dischargers shall ensure that records of all storm
water monitoring information and copies of all reports (including Annual
Reports) required by this General Permit be retained for a period of at
least three years. LUP Type 2 & 3 dischargers may retain records off -
site and make them available upon request. These records shall
include:
i The date, place, time of facility inspections, sampling, visual
observation (inspections), and/or measurements, including
precipitation (rain gauge);
ii The individual(s) who performed the facility inspections, sampling,
visual observation (inspections), and or measurements;
iii The date and approximate time of analyses;
iv The individual(s) who performed the analyses;
v A summary of all analytical results from the last three years, the
method detection limits and reporting units, the analytical
techniques or methods used, and all chain of custody forms;
vi Quality assurance/quality control records and results;
vii Non -storm water discharge inspections and visual observation
(inspections) and storm water discharge visual observation records
(see Section MA.a above);
viii Visual observation and sample collection exception records (see
Section MA.g above); and
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Agreement No. 6574
ATTACHMENT A
ix The records of any corrective actions and follow-up activities that
resulted from analytical results, visual observation (inspections), or
inspections.
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Agreement No. 6574
ATTACHMENT A.1
ATTACHMENT A.1
LUP Project Area or Project Section Area Type Determination
11 W a s
Will disturbed
b Yes
d to pre-
7 %of the be returned pro- Yes
construction Yes construction conditions
or or equivalent
activity occur d
on paved condition* at the
e end
of the day?
surfaces"?
No I No
Will the NI -I
Will> 30% N11
Construction
of the construction N "'
activity occur on
No
activity occur within theNo
unpaved improved
non -paved shoulders or
roads, including their
land immediately
shoulders or land
adjacent to paved
immediately
surfaces?
Nls, adjacent
Yes
to them?
Will areas
Yes
disturbed be
returned to pre-
No
construction conditions
or equivalent
condition* at the end
of the day?
Yes I No
When
No
required, will
/stabhshcd
adequate temporary
areas of
stabilization BMPs be
established vegetation
Yes
Yes
installed and maintained until
disturbed by the
vegetation is established to
vegetation
construction be stabilized
meet the Permit's minimum
and revegetated by the
cover requirements for
'%, end of the project?
final stabilization?
f
n
*See Definition ofTerras
** Or: "Will < 30% of the soil disturbance occur on juMayd surfaces?
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1
This is a
Project
Type I LUP
Yes
Agreement No. 6574
E
Is the
project area or
project section area
located within a
Sediment S 0"""' It,
'N, Watershed*?
* See Definition of Terms
RECEIVING
WATER RISK
ATTACHMENT A.1
LUP Project Area or Project Section Area
Type Determination
Is
the
project area or section
X�
located within the flood
Yes plain or flood prone area
(riparian zone) of a
Sensitive fteceivin
Rommmi
NO
Calculate the Sediment Risk Based on Appendix I Risk Factor Worksheet
Project Sediment Risk
"LOW": < 15 tons/acre
"MEDIUM": > 15 and < 75 tons/acre; or
"HIGH": ? 75 tons/acre
PROJECT SEDIMENT RISK
ATTACHMENTA.1
Receiving
Water Risk:
LOW
MEDIUM
HIGH
LOW
1
Type 1_
Type 2
MEDIUM
HIGH
_jfft
Type 1
Type 2
Type 2
Type 3
Type 3
Type 3
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Agreement No. 6574
ATTACHMENT A.1
ATTACHMENT A.1
Definition of Terms
1. Equivalent Condition — Means disturbed soils such as those from trench excavation are required to be hauled
away, backfilled into the trench, and/or covered (e.g., metal plates, pavement, plastic covers over spoil piles) at the
end of the construction day.
2. Linear Construction Activity — Linear construction activity consists of underground/ overhead facilities that
typically include, but are not limited to, any conveyance, pipe or pipeline for the transportation of any gaseous, liquid
(including water, wastewater for domestic municipal services), liquescent, or slurry substance; any cable line or wire
for the transmission of electrical energy; any cable line or wire for communications (e.g., telephone, telegraph, radio
or television messages); and associated ancillary facilities. Construction activities associated with LUPs include, but
are not limited to those activities necessary for the installation of underground and overhead linear facilities (e.g.,
conduits, substructures, pipelines, towers, poles, cables, wires, connectors, switching, regulating and transforming
equipment and associated ancillary facilities) and include, but are not limited to, underground utility mark -out,
potholing, concrete and asphalt cutting and removal, trenching, excavation, boring and drilling, access road and
pole/ tower pad and cable/ wire pull station, substation construction, substructure installation, construction of tower
footings and/or foundations, pole and tower installations, pipeline installations, welding, concrete and/or pavement
repair or replacement, and stockpile/ borrow locations.
3. Sediment Sensitive Receiving Water Body — Defined as a water body segment that is listed on EPA's
approved CWA 303(d) list for sedimentation/siltation, turbidity, or is designated with beneficial uses of SPAWN,
MIGRATORY, and COLD.
4. Sediment Sensitive Watershed — Defined as a watershed draining into a receiving water body listed on EPA's
approved CWA 303(d) list for sedimentation/siltation, turbidity, or a water body designated with beneficial uses
of SPAWN, MIGRATORY, and COLD.
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Agreement No. 6574
ATTACHMENT A.2
ATTACHMENT A.2
PERMIT REGISTRATION DOCUMENTS (PRDs)
GENERAL INSTRUCTIONS FOR LINEAR UNDERGROUND/OVERHEAD PROJECTS TO
COMPLY WITH THE CONSTRUCTION GENERAL PERMIT
GENERAL INSTRUCTIONS
Who Must Submit
This permit is effective on July 1, 2010.
The Legally Responsible Person (LRP) for construction activities associated with linear
underground/overhead project (LUP) must electronically apply for coverage under this General
Permit on or after July 1, 2010. If it is determined that the LUP construction activities require an
NPDES permit, the Legally Responsible Person' (LRP) shall submit PRDs for this General Permit
in accordance with the following:
LUPs associated with Private or Municipal Development Projects
For LUPs associated with pre -development and pre -redevelopment construction activities;
The LRP must obtain coverage under this General Permit for its pre -development and pre -
redevelopment construction activities where the total disturbed land area of these construction
activities is greater than 1 acre.
2. For LUPs associated with new development and redevelopment construction projects:
The LRP must obtain coverage under this General Permit for LUP construction activities
associated with new development and redevelopment projects where the total disturbed land
area of the LUP is greater than 1 acre. Coverage under this permit is not required where the
same LUP construction activities are covered by another NPDES permit.
LUPs not associated with private or municipal new development or redevelopment projects:
The LRP must obtain coverage under this General Permit on or after July 1, 2010 for its LUP
construction activities where the total disturbed land area is greater than 1 acre.
PRD Submittal Re uirements
Prior to the start of construction activities a LRP must submit PRDs and fees to the State Water
Board for each LUP.
New and Ongoing LUPs
Dischargers of new LUPs that commence construction activities after the adoption date of this
General Permit shall file PRDs prior to the commencement of construction and implement the
SWPPP upon the start of construction.
person possessing the title of the land on which the construction activities will occur for the regulated site
2 obtain coverage means filing PRDs for the project.
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Agreement No. 6574
ATTACHMENT A.2
PERMIT REGISTRATION DOCUMENTS (PRDs)
GENERAL INSTRUCTIONS (CONTINUED)
Dischargers of ongoing LUPs that are currently covered under State Water Board Order No. 2003-
0007 (Small LUP General Permit) shall electronically file Permit Registration Documents no later
than July 1, 2010. After July 1, 2010, all NOls subject to State Water Board Order No. 2003-0007-
DWQ will be terminated. All existing dischargers shall be exempt from the risk determination
requirements in Attachment A. All existing dischargers are therefore subject to LUP Type 1
requirements regardless of their project's sediment and receiving water risks. However, a
Regional Board retains the authority to require an existing discharger to comply with the risk
determination requirements in Attachment A.
The Permit Registration Documents (PRDs) can be found at
www.waterboards.ca.gov/water—issues/programs/stormwater/
Fees
The annual fee for storm water permits are established through the State of California Code of
Regulations.
To obtain coverage under the General Permit, the LRP must include the complete PRDs and the
annual fee. All PRDs deemed incomplete will be rejected with an explanation as to what is
required to complete submittal. Upon receipt of complete PRDs and associated fee, each
discharger will be sent a waste discharger's identification (WDID) number.
LUP construction activity does not include routine maintenance projects to maintain original line
and grade, hydraulic capacity, or original purpose of the facility. Routine maintenance projects
are projects associated with operations and maintenance activities that are conducted on
existing lines and facilities and within existing right-of-way, easements, franchise agreements or
other legally binding agreements of the discharger. Routine maintenance projects include, but
are not limited to projects that are conducted to:
Maintain the original urpose of the facility, or hydraulic capacity.
Update existing lines and facilities to comply with applicable codes, standards and
regulations regardless if such projects result in increased capacity.
Repairing leaks.
Routine maintenance does not include construction of new4 lines or facilities resulting from
compliance with applicable codes, standards and regulations.
3 Update existing lines includes replacing existing lines with new materials or pipes..
4 New lines are those that are not associated with existing facilities and are not pail of a project to update or replace existing lines.
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Agreement No. 6574
ATTACHMENT A.2
PERMIT REGISTRATION DOCUMENTS (PRDs)
GENERAL INSTRUCTIONS (CONTINUED)
Routine maintenance projects do not include those areas of maintenance projects that are
outside of an existing right-of-way, franchise, easements, or agreements. When a project must
acquire new areas, those areas may be subject to this General Permit based on the area of
disturbed land outside the original right-of-way, easement, or agreement.
2. LUP construction activity does not include field activities associated with the planning and
design of a project (e.g., activities associated with route selection).
3. Tie-ins conducted immediately adjacent to "energized" or "pressurized" facilities by the
discharger are not considered small construction activities where all other LUP construction
activities associated with the tie-in are covered by a NOI and SWPPP of a third party or
municipal agency.
Calculatina Land Disturbance Areas of LUPs
The total land area disturbed for LUPs is the sum of the:
• Surface areas of trenches, laterals and ancillary facilities, plus
• Area of the base of stockpiles on unpaved surfaces, plus
• Surface area of the borrow area, plus
• Areas of paved surfaces constructed for the project, plus
• Areas of new roads constructed or areas of major reconstruction to existing roads (e.g.
improvements to two -track surfaces or road widening) for the sole purpose of accessing
construction activities or as part of the final project, plus
• Equipment and material storage, staging, and preparation areas (laydown areas) not on paved
surfaces, plus
• Soil areas outside the surface area of trenches, laterals and ancillary facilities that will be
graded, and/or disturbed by the use of construction equipment, vehicles and machinery during
construction activities.
Stockpiling Areas
Stockpiling areas, borrow areas and the removal of soils from a construction site may or may not
be included when calculating the area of disturbed soil for a site depending on the following
conditions:
• For stockpiling of soils onsite or immediately adjacent to a LUP site and the stockpile is not on a
paved surface, the area of the base of the stockpile is to be included in the disturbed area
calculation.
• The surface area of borrow areas that are onsite or immediately adjacent to a project site are to
be included in the disturbed area calculation.
• For soil that is hauled offsite to a location owned or operated by the discharger that is not a
paved surface, the area of the base of the stockpile is to be included in the disturbed area
calculation except when the offsite location is already subject to a separate storm water permit.
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Agreement No. 6574
ATTACHMENT A.2
PERMIT REGISTRATION DOCUMENTS (PRDs)
GENERAL INSTRUCTIONS (CONTINUED)
For soil that is brought to the project from an off -site location owned or operated by the
discharger the surface area of the borrow pit is to be included in the disturbed area calculation
except when the offsite location is already subject to a separate storm water permit.
Trench spoils on a paved surface that are either returned to the trench or excavation or hauled
away from the project daily for disposal or reuse will not be included in the disturbed area
calculation.
If you have any questions concerning submittal of PRDs, please call the State Water Board at
(866) 563-3107.
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-2006-DWQ
4
Agreement No. 6574
ATTACHMENT B
ATTACHMENT B
PERMIT REGISTRATION DOCUMENTS (PRDs) TO COMPLY WITH THE TERMS
OF THE GENERAL PERMIT TO DISCHARGE STORM WATER
ASSOCIATED WITH CONSTRUCTION ACTIVITY
GENERAL INSTRUCTIONS
A. All Linear Construction Projects shall comply with the PRD requirements in
Attachment A.2 of this Order.
B. Who Must Submit
Discharges of storm water associated with construction that results in the
disturbance of one acre or more of land must apply for coverage under the
General Construction Storm Water Permit (General Permit). Any construction
activity that is a part of a larger common plan of development or sale must also
be permitted, regardless of size. (For example, if 0.5 acre of a 20-acre
subdivision is disturbed by the construction activities of discharger A and the
remaining 19.5 acres is to be developed by discharger B, discharger A must
obtain a General Storm Water Permit for the 0.5 acre project).
Other discharges from construction activities that are covered under this General
Permit can be found in the General Permit Section II.B.
It is the LRP's responsibility to obtain coverage under this General Permit by
electronically submitting complete PRDs (Permit Registration Documents).
In all cases, the proper procedures for submitting the PRDs must be completed
before construction can commence.
C. Construction Activity Not Covered By This General Permit
Discharges from construction that are not covered under this General Permit can
be found in the General Permit Sections ILA &B..
D. Annual Fees and Fee Calculation
Annual fees are calculated based upon the total area of land to be disturbed not
the total size of the acreage owned. However, the calculation includes all acres
to be disturbed during the duration of the project. For example, if 10 acres are
scheduled to be disturbed the first year and 10 in each subsequent year for 5
years, the annual fees would be based upon 50 acres of disturbance. The State
Water Board will evaluate adding acreage to an existing Permit Waste Discharge
Identification (WDID) number on a case -by -case basis. In general, any acreage
to be considered must be contiguous to the permitted land area and the existing
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-2006-DWQ
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Agreement No. 6574
ATTACHMENT B
SWPPP must be appropriate for the construction activity and topography of the
acreage under consideration. As acreage is built out and stabilized or sold, the
Change of Information (COI) form enables the applicant to remove those acres
from inclusion in the annual fee calculation. Checks should be made payable to:
State Water Board.
The Annual fees are established through regulations adopted by the State Water
Board. The total annual fee is the current base fee plus applicable surcharges for
all construction sites submitting an NOI, based on the total acreage to be
disturbed during the life of the project. Annual fees are subject to change by
regulation.
Dischargers that apply for and satisfy the Small Construction Erosivity Wavier
requirements shall pay a fee of $200.00 plus an applicable surcharge, see the
General Permit Section II.B.7.
E. When to Apply
LRP's proposing to conduct construction activities subject to this General Permit
must submit their PRDs prior to the commencement of construction activity.
F. Requirements for Completing Permit Registration Documents (PRDs)
All dischargers required to comply with this General Permit shall electronically
submit the required PRDs for their type of construction as defined below.
G. Standard PRD Requirements (All Dischargers)
1. Notice of Intent
2. Risk Assessment (Standard or Site -Specific)
3. Site Map
4. SWPPP
5. Annual Fee
6. Certification
H. Additional PRD Requirements Related to Construction Type
1. Discharger in unincorporated areas of the State (not covered under an
adopted Phase I or II SUSMP requirements) and that are not a linear project
shall also submit a completed:
a. Post -Construction Water Balance Calculator (Appendix 2).
2. Dischargers who are proposing to implement ATS shall submit:
a. Complete ATS Plan in accordance with Attachment F at least 14 days
prior to the planned operation of the ATS and a paper copy shall be
available onsite during ATS operation.
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Agreement No. 6574
ATTACHMENT B
b. Certification proof that design done by a professional in accordance with
Attachment F.
3. Dischargers who are proposing an alternate Risk Justification;.
a. Particle Size Analysis.
I. Exceptions to Standard PRD Requirements
Construction sites with an R value less than 5 as determined in the Risk
Assessment are not required to submit a SWPPP.
J. Description of PRDs
1. Notice of Intent (NOI)
2. Site Map(s) Includes:
a. The project's surrounding area (vicinity)
b. Site layout
c. Construction site boundaries
d. Drainage areas
e. Discharge locations
f. Sampling locations
g. Areas of soil disturbance (temporary or permanent)
h. Active areas of soil disturbance (cut or fill)
i. Locations of all runoff BMPs
j. Locations of all erosion control BMPs
k. Locations of all sediment control BMPs
I. ATS location (if applicable)
m. Locations of sensitive habitats, watercourses, or other features which are
not to be disturbed
n. Locations of all post -construction BMPs
o. Locations of storage areas for waste, vehicles, service, loading/unloading
of materials, access (entrance/exits) points to construction site, fueling,
and water storage, water transfer for dust control and compaction
practices
3. SWPPPs
A site -specific SWPPP shall be developed by each discharger and shall be
submitted with the PRDs.
4. Risk Assessment
All dischargers shall use the Risk Assessment procedure as describe in the
General Permit Appendix 1.
a. The Standard Risk Assessment includes utilization of the following:
i. Receiving water Risk Assessment interactive map
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-2006-DWQ
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Agreement No. 6574
ATTACHMENT B
ii. EPA Rainfall Erosivity Factor Calculator Website
iii. Sediment Risk interactive map
iv. Sediment sensitive water bodies list
b. The Site -Specific Risk Assessment includes the completion of the hand
calculated R value Risk Calculator
5. Post -Construction Water Balance Calculator
All dischargers subject to this requirement shall complete the Water Balance
Calculator (in Appendix 2) in accordance with the instructions.
6. ATS Design Document and Certification
All dischargers using ATS must submit electronically their system design (as
well as any supporting documentation) and proof that the system was
designed by a qualified ATS design professional (See Attachment F).
To obtain coverage under the General Permit PRDs must be included and completed.
If any of the required items are missing, the PRD submittal is considered incomplete
and will be rejected. Upon receipt of a complete PRD submittal, the State Water Board
will process the application package in the order received and assign a (WDID) number.
Questions?
If you have any questions on completing the PRDs please email
stormwater waterboards.ca. ov or call (866) 563-3107.
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-2006-DWQ
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Agreement No. 6574
ATTACHMENT C
ATTACHMENT C
RISK LEVEL 1 REQUIREMENTS
A. Effluent Standards
[These requirements are the same as those in the General Permit order.]
1. Narrative — Risk Level 1 dischargers shall comply with the narrative
effluent standards listed below:
a. Storm water discharges and authorized non -storm water
discharges regulated by this General Permit shall not contain a
hazardous substance equal to or in excess of reportable quantities
established in 40 C.F.R. §§ 117.3 and 302.4, unless a separate
NPDES Permit has been issued to regulate those discharges.
b. Dischargers shall minimize or prevent pollutants in storm water
discharges and authorized non -storm water discharges through the
use of controls, structures, and management practices that achieve
BAT for toxic and non -conventional pollutants and BCT for
conventional pollutants.
2. Numeric — Risk Level 1 dischargers are not subject to a numeric
effluent standard.
B. Good Site Management "Housekeeping"
Risk Level 1 dischargers shall implement good site management (i.e.,
"housekeeping") measures for construction materials that could
potentially be a threat to water quality if discharged. At a minimum,
Risk Level 1 dischargers shall implement the following good
housekeeping measures:
a. Conduct an inventory of the products used and/or expected to be
used and the end products that are produced and/or expected to be
produced. This does not include materials and equipment that are
designed to be outdoors and exposed to environmental conditions
(i.e. poles, equipment pads, cabinets, conductors, insulators,
bricks, etc.).
b. Cover and berm loose stockpiled construction materials that are not
actively being used (i.e. soil, spoils, aggregate, fly -ash, stucco,
hydrated lime, etc.).
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c. Store chemicals in watertight containers (with appropriate
secondary containment to prevent any spillage or leakage) or in a
storage shed (completely enclosed).
d. Minimize exposure of construction materials to precipitation. This
does not include materials and equipment that are designed to be
outdoors and exposed to environmental conditions (i.e. poles,
equipment pads, cabinets, conductors, insulators, bricks, etc.).
e. Implement BMPs to prevent the off -site tracking of loose
construction and landscape materials.
2. Risk Level 1 dischargers shall implement good housekeeping
measures for waste management, which, at a minimum, shall consist
of the following:
a. Prevent disposal of any rinse or wash waters or materials on
impervious or pervious site surfaces or into the storm drain system.
b. Ensure the containment of sanitation facilities (e.g., portable toilets)
to prevent discharges of pollutants to the storm water drainage
system or receiving water.
c. Clean or replace sanitation facilities and inspecting them regularly
for leaks and spills.
d. Cover waste disposal containers at the end of every business day
and during a rain event.
e. Prevent discharges from waste disposal containers to the storm
water drainage system or receiving water.
f. Contain and securely protect stockpiled waste material from wind
and rain at all times unless actively being used.
g. Implement procedures that effectively address hazardous and non-
hazardous spills.
h. Develop a spill response and implementation element of the
SWPPP prior to commencement of construction activities. The
SWPPP shall require that:
i. Equipment and materials for cleanup of spills shall be available
on site and that spills and leaks shall be cleaned up immediately
and disposed of properly; and
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ii. Appropriate spill response personnel are assigned and trained.
i. Ensure the containment of concrete washout areas and other
washout areas that may contain additional pollutants so there is no
discharge into the underlying soil and onto the surrounding areas.
3. Risk Level 1 dischargers shall implement good housekeeping for
vehicle storage and maintenance, which, at a minimum, shall consist of
the following:
a. Prevent oil, grease, or fuel to leak in to the ground, storm drains or
surface waters.
b. Place all equipment or vehicles, which are to be fueled, maintained
and stored in a designated area fitted with appropriate BMPs.
c. Clean leaks immediately and disposing of leaked materials
properly.
4. Risk Level 1 dischargers shall implement good housekeeping for
landscape materials, which, at a minimum, shall consist of the
following:
a. Contain stockpiled materials such as mulches and topsoil when
they are not actively being used.
b. Contain fertilizers and other landscape materials when they are not
actively being used.
c. Discontinue the application of any erodible landscape material
within 2 days before a forecasted rain event or during periods of
precipitation.
d. Apply erodible landscape material at quantities and application
rates according to manufacture recommendations or based on
written specifications by knowledgeable and experienced field
personnel.
e. Stack erodible landscape material on pallets and covering or
storing such materials when not being used or applied.
5. Risk Level 1 dischargers shall conduct an assessment and create a list
of potential pollutant sources and identify any areas of the site where
additional BMPs are necessary to reduce or prevent pollutants in storm
water discharges and authorized non -storm water discharges. This
potential pollutant list shall be kept with the SWPPP and shall identify
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all non -visible pollutants which are known, or should be known, to
occur on the construction site. At a minimum, when developing BMPs,
Risk Level 1 dischargers shall do the following:
a. Consider the quantity, physical characteristics (e.g., liquid, powder,
solid), and locations of each potential pollutant source handled,
produced, stored, recycled, or disposed of at the site.
b. Consider the degree to which pollutants associated with those
materials may be exposed to and mobilized by contact with storm
water.
c. Consider the direct and indirect pathways that pollutants may be
exposed to storm water or authorized non -storm water discharges.
This shall include an assessment of past spills or leaks, non -storm
water discharges, and discharges from adjoining areas.
d. Ensure retention of sampling, visual observation, and inspection
records.
e. Ensure effectiveness of existing BMPs to reduce or prevent
pollutants in storm water discharges and authorized non -storm
water discharges.
6. Risk Level 1 dischargers shall implement good housekeeping
measures on the construction site to control the air deposition of site
materials and from site operations. Such particulates can include, but
are not limited to, sediment, nutrients, trash, metals, bacteria, oil and
grease and organics.
C. Non -Storm Water Management
1. Risk Level 1 dischargers shall implement measures to control all non -
storm water discharges during construction.
2. Risk Level 1 dischargers shall wash vehicles in such a manner as to
prevent non -storm water discharges to surface waters or MS4
drainage systems.
3. Risk Level 1 dischargers shall clean streets in such a manner as to
prevent unauthorized non -storm water discharges from reaching
surface water or MS4 drainage systems.
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D. Erosion Control
1. Risk Level 1 dischargers shall implement effective wind erosion
control.
2. Risk Level 1 dischargers shall provide effective soil cover for inactive'
areas and all finished slopes, open space, utility backfill, and
completed lots.
3. Risk Level 1 dischargers shall limit the use of plastic materials when
more sustainable, environmentally friendly alternatives exist. Where
plastic materials are deemed necessary, the discharger shall consider
the use of plastic materials resistant to solar degradation.
E. Sediment Controls
Risk Level 1 dischargers shall establish and maintain effective
perimeter controls and stabilize all construction entrances and exits to
sufficiently control erosion and sediment discharges from the site.
2. On sites where sediment basins are to be used, Risk Level 1
dischargers shall, at minimum, design sediment basins according to
the method provided in CASQA's Construction BMP Guidance
Handbook.
F. Run-on and Runoff Controls
Risk Level 1 dischargers shall effectively manage all run-on, all runoff
within the site and all runoff that discharges off the site. Run-on from off
site shall be directed away from all disturbed areas or shall collectively be
in compliance with the effluent limitations in this General Permit.
G. Inspection, Maintenance and Repair
Risk Level 1 dischargers shall ensure that all inspection, maintenance
repair and sampling activities at the project location shall be performed
or supervised by a Qualified SWPPP Practitioner (QSP) representing
the discharger. The QSP may delegate any or all of these activities to
an employee trained to do the task(s) appropriately, but shall ensure
adequate deployment.
2. Risk Level 1 dischargers shall perform weekly inspections and
observations, and at least once each 24-hour period during extended
Inactive areas of construction are areas of construction activity that have been disturbed and are not
scheduled to be re -disturbed for at least 14 days.
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storm events, to identify and record BMPs that need maintenance to
operate effectively, that have failed, or that could fail to operate as
intended. Inspectors shall be the QSP or be trained by the QSP.
3. Upon identifying failures or other shortcomings, as directed by the
QSP, Risk Level 1 dischargers shall begin implementing repairs or
design changes to BMPs within 72 hours of identification and complete
the changes as soon as possible.
4. For each inspection required, Risk Level 1 dischargers shall complete
an inspection checklist, using a form provided by the State Water
Board or Regional Water Board or in an alternative format.
5. Risk Level 1 dischargers shall ensure that checklists shall remain
onsite with the SWPPP and at a minimum, shall include:
a. Inspection date and date the inspection report was written..
b. Weather information, including presence or absence of
precipitation, estimate of beginning of qualifying storm event,
duration of event, time elapsed since last storm, and approximate
amount of rainfall in inches.
c. Site information, including stage of construction, activities
completed, and approximate area of the site exposed.
d. A description of any BMPs evaluated and any deficiencies noted,
e. If the construction site is safely accessible during inclement
weather, list the observations of all BMPs: erosion controls,
sediment controls, chemical and waste controls, and non -storm
water controls. Otherwise, list the results of visual inspections at all
relevant outfalls, discharge points, downstream locations and any
projected maintenance activities.
f. Report the presence of noticeable odors or of any visible sheen on
the surface of any discharges.
g. Any corrective actions required, including any necessary changes
to the SWPPP and the associated implementation dates.
h. Photographs taken during the inspection, if any,
i. Inspector's name, title, and signature.
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H. Rain Event Action Plan
Not required for Risk Level 1 dischargers.
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I. Risk Level 1 Monitoring and Reporting Requirements
1. Construction Site Monitoring Program Requirements
a. Pursuant to Water Code Sections 13383 and 13267, all dischargers
subject to this General Permit shall develop and implement a
written site -specific Construction Site Monitoring Program (CSMP)
in accordance with the requirements of this Section. The CSMP
shall include all monitoring procedures and instructions, location
maps, forms, and checklists as required in this section. The CSMP
shall be developed prior to the commencement of construction
activities, and revised as necessary to reflect project revisions. The
CSMP shall be a part of the Storm Water Pollution Prevention Plan
(SWPPP), included as an appendix or separate SWPPP chapter.
b. Existing dischargers registered under the State Water Board Order
No. 99-08-DWQ shall make and implement necessary revisions to
their Monitoring Programs to reflect the changes in this General
Permit in a timely manner, but no later than July 1, 2010. Existing
dischargers shall continue to implement their existing Monitoring
Programs in compliance with State Water Board Order No. 99-08-
DWQ until the necessary revisions are completed according to the
schedule above.
c. When a change of ownership occurs for all or any portion of the
construction site prior to completion or final stabilization, the new
discharger shall comply with these requirements as of the date the
ownership change occurs.
2. Objectives
The CSMP shall be developed and implemented to address the
following objectives:
a. To demonstrate that the site is in compliance with the Discharge
Prohibitions;
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b. To determine whether non -visible pollutants are present at the
construction site and are causing or contributing to exceedances of
water quality objectives;
c. To determine whether immediate corrective actions, additional Best
Management Practice (BMP) implementation, or SWPPP revisions
are necessary to reduce pollutants in storm water discharges and
authorized non -storm water discharges; and
d. To determine whether BMPs included in the SWPPP are effective
in preventing or reducing pollutants in storm water discharges and
authorized non -storm water discharges.
3. Risk Level 1 - Visual Monitoring (Inspection) Requirements for
Qualifying Rain Events
a. Risk Level 1 dischargers shall visually observe (inspect) storm
water discharges at all discharge locations within two business
days (48 hours) after each qualifying rain event.
b. Risk Level 1 dischargers shall visually observe (inspect) the
discharge of stored or contained storm water that is derived from
and discharged subsequent to a qualifying rain event producing
precipitation of/z inch or more at the time of discharge. Stored or
contained storm water that will likely discharge after operating
hours due to anticipated precipitation shall be observed prior to the
discharge during operating hours.
c. Risk Level 1 dischargers shall conduct visual observations
(inspections) during business hours only.
d. Risk Level 1 dischargers shall record the time, date and rain gauge
reading of all qualifying rain events.
e. Within 2 business days (48 hours) prior to each qualifying rain
event, Risk Level 1 dischargers shall visually observe (inspect):
i. All storm water drainage areas to identify any spills, leaks, or
uncontrolled pollutant sources. If needed, the discharger shall
implement appropriate corrective actions.
All BMPs to identify whether they have been properly
implemented in accordance with the SWPPP. If needed, the
discharger shall implement appropriate corrective actions.
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iii. Any storm water storage and containment areas to detect leaks
and ensure maintenance of adequate freeboard.
f. For the visual observations (inspections) described in e.i and e.iii
above, Risk Level 1 dischargers shall observe the presence or
absence of floating and suspended materials, a sheen on the
surface, discolorations, turbidity, odors, and source(s) of any
observed pollutants.
g. Within two business days (48 hours) after each qualifying rain
event, Risk Level 1 dischargers shall conduct post rain event visual
observations (inspections) to (1) identify whether BMPs were
adequately designed, implemented, and effective, and (2) identify
additional BMPs and revise the SWPPP accordingly.
h. Risk Level 1 dischargers shall maintain on -site records of all visual
observations (inspections), personnel performing the observations,
observation dates, weather conditions, locations observed, and
corrective actions taken in response to the observations.
4. Risk Level 1 — Visual Observation Exemptions
a. Risk Level 1 dischargers shall be prepared to conduct visual
observation (inspections) until the minimum requirements of
Section 1.3 above are completed. Risk Level 1 dischargers are not
required to conduct visual observation (inspections) under the
following conditions:
i. During dangerous weather conditions such as flooding and
electrical storms.
ii. Outside of scheduled site business hours.
b. If no required visual observations (inspections) are collected due to
these exceptions, Risk Level 1 dischargers shall include an
explanation in their SWPPP and in the Annual Report documenting
why the visual observations (inspections) were not conducted.
5. Risk Level 1 — Monitoring Methods
Risk Level 1 dischargers shall include a description of the visual
observation locations, visual observation procedures, and visual
observation follow-up and tracking procedures in the CSMP.
6. Risk Level 1 — Non -Storm Water Discharge Monitoring
Requirements
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a. Visual Monitoring Requirements:
Risk Level 1 dischargers shall visually observe (inspect) each
drainage area for the presence of (or indications of prior)
unauthorized and authorized non -storm water discharges and
their sources.
ii. Risk Level 1 dischargers shall conduct one visual observation
(inspection) quarterly in each of the following periods: January -
March, April -June, July -September, and October -December.
Visual observation (inspections) are only required during
daylight hours (sunrise to sunset).
iii. Risk Level 1 dischargers shall ensure that visual observations
(inspections) document the presence or evidence of any non -
storm water discharge (authorized or unauthorized), pollutant
characteristics (floating and suspended material, sheen,
discoloration, turbidity, odor, etc.), and source. Risk Level 1
dischargers shall maintain on -site records indicating the
personnel performing the visual observation (inspections), the
dates and approximate time each drainage area and non -storm
water discharge was observed, and the response taken to
eliminate unauthorized non -storm water discharges and to
reduce or prevent pollutants from contacting non -storm water
discharges.
7. Risk Level 1 — Non -Visible Pollutant Monitoring Requirements
a. Risk Level 1 dischargers shall collect one or more samples during
any breach, malfunction, leakage, or spill observed during a visual
inspection which could result in the discharge of pollutants to
surface waters that would not be visually detectable in storm water.
b. Risk Level 1 dischargers shall ensure that water samples are large
enough to characterize the site conditions.
c. Risk Level 1 dischargers shall collect samples at all discharge
locations that can be safely accessed.
d. Risk Level 1 dischargers shall collect samples during the first two
hours of discharge from rain events that occur during business
hours and which generate runoff.
e. Risk Level 1 dischargers shall analyze samples for all non -visible
pollutant parameters (if applicable) - parameters indicating the
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presence of pollutants identified in the pollutant source assessment
required (Risk Level 1 dischargers shall modify their CSMPs to
address these additional parameters in accordance with any
updated SWPPP pollutant source assessment).
f. Risk Level 1 dischargers shall collect a sample of storm water that
has not come in contact with the disturbed soil or the materials
stored or used on -site (uncontaminated sample) for comparison
with the discharge sample.
g. Risk Level 1 dischargers shall compare the uncontaminated sample
to the samples of discharge using field analysis or through
laboratory analysis.2
h. Risk Level 1 dischargers shall keep all field /or analytical data in the
SWPPP document.
8. Risk Level 1 — Particle Size Analysis for Project Risk Justification
Risk Level 1 dischargers justifying an alternative project risk shall
report a soil particle size analysis used to determine the RUSLE K-
Factor. ASTM D-422 (Standard Test Method for Particle -Size Analysis
of Soils), as revised, shall be used to determine the percentages of
sand, very fine sand, silt, and clay on the site.
9. Risk Level 1 — Records
Risk Level 1 dischargers shall retain records of all storm water
monitoring information and copies of all reports (including Annual
Reports) for a period of at least three years. Risk Level 1 dischargers
shall retain all records on -site while construction is ongoing. These
records include:
a. The date, place, time of facility inspections, sampling, visual
observation (inspections), and/or measurements, including
precipitation.
b. The individual(s) who performed the facility inspections, sampling,
visual observation (inspections), and or measurements.
c. The date and approximate time of analyses.
d. The individual(s) who performed the analyses.
2 For laboratory analysis, all sampling, sample preservation, and analyses must be conducted according to
test procedures under 40 CFR Part 136. Field discharge samples shall be collected and analyzed according
to the specifications of the manufacturer of the sampling devices employed.
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e. A summary of all analytical results from the last three years, the
method detection limits and reporting units, and the analytical
techniques or methods used.
f. Rain gauge readings from site inspections.
g. Quality assurance/quality control records and results.
h. Non -storm water discharge inspections and visual observation
(inspections) and storm water discharge visual observation records
(see Sections 1.3 and 1.6 above).
Visual observation and sample collection exception records (see
Section 1.4 above).
j. The records of any corrective actions and follow-up activities that
resulted from analytical results, visual observation (inspections), or
inspections.
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Agreement No. 6574
ATTACHMENT D
ATTACHMENT D
RISK LEVEL 2 REQUIREMENTS
A. Effluent Standards
[These requirements are the same as those in the General Permit order.]
1. Narrative — Risk Level 2 dischargers shall comply with the narrative
effluent standards listed below:
a. Storm water discharges and authorized non -storm water
discharges regulated by this General Permit shall not contain a
hazardous substance equal to or in excess of reportable quantities
established in 40 C.F.R. §§ 117.3 and 302.4, unless a separate
NPDES Permit has been issued to regulate those discharges.
b. Dischargers shall minimize or prevent pollutants in storm water
discharges and authorized non -storm water discharges through the
use of controls, structures, and management practices that achieve
BAT for toxic and non -conventional pollutants and BCT for
conventional pollutants.
2. Numeric — Risk level 2 dischargers are subject to a pH NAL of 6.5-8.5,
and a turbidity NAL of 250 NTU.
B. Good Site Management "Housekeeping"
1. Risk Level 2 dischargers shall implement good site management (i.e.,
"housekeeping") measures for construction materials that could
potentially be a threat to water quality if discharged. At a minimum,
Risk Level 2 dischargers shall implement the following good
housekeeping measures:
a. Conduct an inventory of the products used and/or expected to be
used and the end products that are produced and/or expected to be
produced. This does not include materials and equipment that are
designed to be outdoors and exposed to environmental conditions
(i.e. poles, equipment pads, cabinets, conductors, insulators,
bricks, etc.).
b. Cover and berm loose stockpiled construction materials that are not
actively being used (i.e. soil, spoils, aggregate, fly -ash, stucco,
hydrated lime, etc.).
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c. Store chemicals in watertight containers (with appropriate
secondary containment to prevent any spillage or leakage) or in a
storage shed (completely enclosed).
d. Minimize exposure of construction materials to precipitation. This
does not include materials and equipment that are designed to be
outdoors and exposed to environmental conditions (i.e. poles,
equipment pads, cabinets, conductors, insulators, bricks, etc.).
e. Implement BMPs to prevent the off -site tracking of loose
construction and landscape materials.
2. Risk Level 2 dischargers shall implement good housekeeping
measures for waste management, which, at a minimum, shall consist
of the following:
a. Prevent disposal of any rinse or wash waters or materials on
impervious or pervious site surfaces or into the storm drain system,
b. Ensure the containment of sanitation facilities (e.g., portable toilets)
to prevent discharges of pollutants to the storm water drainage
system or receiving water.
c. Clean or replace sanitation facilities and inspecting them regularly
for leaks and spills.
d. Cover waste disposal containers at the end of every business day
and during a rain event.
e. Prevent discharges from waste disposal containers to the storm
water drainage system or receiving water.
f. Contain and securely protect stockpiled waste material from wind
and rain at all times unless actively being used.
g. Implement procedures that effectively address hazardous and non-
hazardous spills.
h. Develop a spill response and implementation element of the
SWPPP prior to commencement of construction activities. The
SWPPP shall require:
i.. Equipment and materials for cleanup of spills shall be available
on site and that spills and leaks shall be cleaned up immediately
and disposed of properly.
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ii. Appropriate spill response personnel are assigned and trained.
i. Ensure the containment of concrete washout areas and other
washout areas that may contain additional pollutants so there is no
discharge into the underlying soil and onto the surrounding areas.
3. Risk Level 2 dischargers shall implement good housekeeping for
vehicle storage and maintenance, which, at a minimum, shall consist of
the following:
a. Prevent oil, grease, or fuel to leak in to the ground, storm drains or
surface waters.
b. Place all equipment or vehicles, which are to be fueled, maintained
and stored in a designated area fitted with appropriate BMPs.
c. Clean leaks immediately and disposing of leaked materials
properly.
4. Risk Level 2 dischargers shall implement good housekeeping for
landscape materials, which, at a minimum, shall consist of the
following:
a. Contain stockpiled materials such as mulches and topsoil when
they are not actively being used.
b. Contain all fertilizers and other landscape materials when they are
not actively being used.
c. Discontinue the application of any erodible landscape material
within 2 days before a forecasted rain event or during periods of
precipitation.
d. Apply erodible landscape material at quantities and application
rates according to manufacture recommendations or based on
written specifications by knowledgeable and experienced field
personnel.
e. Stack erodible landscape material on pallets and covering or
storing such materials when not being used or applied.
5. Risk Level 2 dischargers shall conduct an assessment and create a list
of potential pollutant sources and identify any areas of the site where
additional BMPs are necessary to reduce or prevent pollutants in storm
water discharges and authorized non -storm water discharges. This
potential pollutant list shall be kept with the SWPPP and shall identify
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ATTACHMENT D
all non -visible pollutants which are known, or should be known, to
occur on the construction site. At a minimum, when developing BMPs,
Risk Level 2 dischargers shall do the following:
a. Consider the quantity, physical characteristics (e.g., liquid, powder,
solid), and locations of each potential pollutant source handled,
produced, stored, recycled, or disposed of at the site.
b. Consider the degree to which pollutants associated with those
materials may be exposed to and mobilized by contact with storm
water.
c. Consider the direct and indirect pathways that pollutants may be
exposed to storm water or authorized non -storm water discharges.
This shall include an assessment of past spills or leaks, non -storm
water discharges, and discharges from adjoining areas.
d. Ensure retention of sampling, visual observation, and inspection
records.
e. Ensure effectiveness of existing BMPs to reduce or prevent
pollutants in storm water discharges and authorized non -storm
water discharges.
6. Risk Level 2 dischargers shall implement good housekeeping
measures on the construction site to control the air deposition of site
materials and from site operations. Such particulates can include, but
are not limited to, sediment, nutrients, trash, metals, bacteria, oil and
grease and organics.
7. Additional Risk Level 2 Requirement: Risk Level 2 dischargers shall
document all housekeeping BMPs in the SWPPP and REAP(s) in
accordance with the nature and phase of the construction project.
Construction phases at traditional land development projects include
Grading and Land Development Phase, Streets and Utilities, or
Vertical Construction for traditional land development projects.
C. Non -Storm Water Management
1. Risk Level 2 dischargers shall implement measures to control all non -
storm water discharges during construction.
2. Risk Level 2 dischargers shall wash vehicles in such a manner as to
prevent non -storm water discharges to surface waters or MS4
drainage systems.
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3. Risk Level 2 dischargers shall clean streets in such a manner as to
prevent unauthorized non -storm water discharges from reaching
surface water or MS4 drainage systems.
D. Erosion Control
1. Risk Level 2 dischargers shall implement effective wind erosion
control.
2. Risk Level 2 dischargers shall provide effective soil cover for inactive'
areas and all finished slopes, open space, utility backfill, and
completed lots.
3. Risk Level 2 dischargers shall limit the use of plastic materials when
more sustainable, environmentally friendly alternatives exist. Where
plastic materials are deemed necessary, the discharger shall consider
the use of plastic materials resistant to solar degradation.
E. Sediment Controls
1. Risk Level 2 dischargers shall establish and maintain effective
perimeter controls and stabilize all construction entrances and exits to
sufficiently control erosion and sediment discharges from the site.
2. On sites where sediment basins are to be used, Risk Level 2
dischargers shall, at minimum, design sediment basins according to
the method provided in CASQA's Construction BMP Guidance
Handbook.
3. Additional Risk Level 2 Requirement: Risk Level 2 dischargers shall
implement appropriate erosion control BMPs (runoff control and soil
stabilization) in conjunction with sediment control BMPs for areas
under active 2 construction.
4. Additional Risk Level 2 Requirement: Risk Level 2 dischargers shall
apply linear sediment controls along the toe of the slope, face of the
slope, and at the grade breaks of exposed slopes to comply with sheet
flow lengths3 in accordance with Table 1.
1 Inactive areas of construction are areas of construction activity that have been disturbed and are not
scheduled to be re -disturbed for at least 14 days.
2 Active areas of construction are areas undergoing land surface disturbance. This includes construction
activity during the preliminary stage, mass grading stage, streets and utilities stage and the vertical
construction stage.
3 Sheet flow length is the length that shallow, low velocity flow travels across a site.
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Agreement No. 6574
ATTACHMENT D
Table_1 - Critical Slope/Sheet Flow Lengh Combinations
Slope Percentage Sheet flow length not
to exceed
_..._. 0-2.._ _ w...... ..._-..__.:..
5% 20 feet
....................................� 25-50%...........������.....������.__,,,,, 15 feet_...._��.........�...e..�
��....��.........._,.....6. �.�.� .�.�.._... �_�..�.�.... � ��...............�
Over 50% 10 feet
5. Additional Risk Level 2 Requirement: Risk Level 2 dischargers shall
ensure that construction activity traffic to and from the project is limited
to entrances and exits that employ effective controls to prevent offsite
tracking of sediment.
6. Additional Risk Level 2 Requirement: Risk Level 2 dischargers shall
ensure that all storm drain inlets and perimeter controls, runoff control
BMPs, and pollutant controls at entrances and exits (e.g. tire washoff
locations) are maintained and protected from activities that reduce their
effectiveness.
7. Additional Risk Level 2 Requirement: Risk Level 2 dischargers shall
inspect on a daily basis all immediate access roads daily. At a
minimum daily (when necessary) and prior to any rain event, the
discharger shall remove any sediment or other construction activity -
related materials that are deposited on the roads (by vacuuming or
sweeping).
F. Run-on and Run-off Controls
Risk Level 2 dischargers shall effectively manage all run-on, all runoff
within the site and all runoff that discharges off the site. Run-on from off
site shall be directed away from all disturbed areas or shall collectively be
in compliance with the effluent limitations in this General Permit.
G. Inspection, Maintenance and Repair
1. Risk Level 2 dischargers shall ensure that all inspection, maintenance
repair and sampling activities at the project location shall be performed
or supervised by a Qualified SWPPP Practitioner (QSP) representing
the discharger. The QSP may delegate any or all of these activities to
an employee appropriately trained to do the task(s).
2. Risk Level 2 dischargers shall perform weekly inspections and
observations, and at least once each 24-hour period during extended
storm events, to identify and record BMPs that need maintenance to
operate effectively, that have failed, or that could fail to operate as
intended. Inspectors shall be the QSP or be trained by the QSP.
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3. Upon identifying failures or other shortcomings, as directed by the
QSP, Risk Level 2 dischargers shall begin implementing repairs or
design changes to BMPs within 72 hours of identification and complete
the changes as soon as possible.
4. For each inspection required, Risk Level 2 dischargers shall complete
an inspection checklist, using a form provided by the State Water
Board or Regional Water Board or in an alternative format.
5. Risk Level 2 dischargers shall ensure that checklists shall remain
onsite with the SWPPP and at a minimum, shall include:
a. Inspection date and date the inspection report was written.
b. Weather information, including presence or absence of
precipitation, estimate of beginning of qualifying storm event,
duration of event, time elapsed since last storm, and approximate
amount of rainfall in inches.
c. Site information, including stage of construction, activities
completed, and approximate area of the site exposed.
d. A description of any BMPs evaluated and any deficiencies noted.
e. If the construction site is safely accessible during inclement
weather, list the observations of all BMPs: erosion controls,
sediment controls, chemical and waste controls, and non -storm
water controls. Otherwise, list the results of visual inspections at all
relevant outfalls, discharge points, downstream locations and any
projected maintenance activities.
f. Report the presence of noticeable odors or of any visible sheen on
the surface of any discharges.
g. Any corrective actions required, including any necessary changes
to the SWPPP and the associated implementation dates.
h. Photographs taken during the inspection, if any.
i. Inspector's name, title, and signature.
H. Rain Event Action Plan
1. Additional Risk Level 2 Requirement: The discharger shall ensure a
QSP develop a Rain Event Action Plan (REAP) 48 hours prior to any
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likely precipitation event. A likely precipitation event is any weather
pattern that is forecast to have a 50% or greater probability of
producing precipitation in the project area. The discharger shall
ensure a QSP obtain a printed copy of precipitation forecast
information from the National Weather Service Forecast Office (e.g., by
entering the zip code of the project's location at
htt ://www.srhi.noaa, ov/forecast).
2. Additional Risk Level 2 Requirement: The discharger shall ensure a
QSP develop the REAPs for all phases of construction (i.e., Grading
and Land Development, Streets and Utilities, Vertical Construction,
Final Landscaping and Site Stabilization).
3. Additional Risk Level 2 Requirement: The discharger shall ensure a
QSP ensure that the REAP include, at a minimum, the following site
information:
a. Site Address
b. Calculated Risk Level (2 or 3)
c. Site Storm Water Manager Information including the name,
company, and 24-hour emergency telephone number
d. Erosion and Sediment Control Provider information including the
name, company, and 24-hour emergency telephone number
e. Storm Water Sampling Agent information including the name,
company, and 24-hour emergency telephone number
4. Additional Risk Level 2 Requirement: The discharger shall ensure a
QSP include in the REAP, at a minimum, the following project phase
information:
a. Activities associated with each construction phase
b. Trades active on the construction site during each construction
phase
c. Trade contractor information
d. Suggested actions for each project phase
5. Additional Risk Level 2 Requirement: The discharger shall ensure a
QSP develop additional REAPs for project sites where construction
activities are indefinitely halted or postponed (Inactive Construction).
At a minimum, Inactive Construction REAPs must include:
a. Site Address
b. Calculated Risk Level (2 or 3)
c. Site Storm Water Manager Information including the name,
company, and 24-hour emergency telephone number
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d. Erosion and Sediment Control Provider information including the
name, company, and 24-hour emergency telephone number
e. Storm Water Sampling Agent information including the name,
company, and 24-hour emergency telephone number
f. Trades active on site during Inactive Construction
g. Trade contractor information
h. Suggested actions for inactive construction sites
6. Additional Risk Level 2 Requirement: The discharger shall ensure a
QSP begin implementation and make the REAP available onsite no
later than 24 hours prior to the likely precipitation event.
7. Additional Risk Level 2 Requirement: The discharger shall ensure a
QSP maintain onsite a paper copy of each REAP onsite in compliance
with the record retention requirements of the Special Provisions in this
General Permit.
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I. Risk Level 2 Monitoring and Reporting Requirements
Table 2- Sum
1. Construction Site Monitoring Program Requirements
a. Pursuant to Water Code Sections 13383 and 13267, all dischargers
subject to this General Permit shall develop and implement a
written site -specific Construction Site Monitoring Program (CSMP)
in accordance with the requirements of this Section. The CSMP
shall include all monitoring procedures and instructions, location
maps, forms, and checklists as required in this section. The CSMP
shall be developed prior to the commencement of construction
activities, and revised as necessary to reflect project revisions. The
CSMP shall be a part of the Storm Water Pollution Prevention Plan
(SWPPP), included as an appendix or separate SWPPP chapter.
b. Existing dischargers registered under the State Water Board Order
No. 99-08-DWQ shall make and implement necessary revisions to
their Monitoring Program to reflect the changes in this General
Permit in a timely manner, but no later than July 1, 2010. Existing
dischargers shall continue to implement their existing Monitoring
Programs in compliance with State Water Board Order No. 99-08-
DWQ until the necessary revisions are completed according to the
schedule above.
c. When a change of ownership occurs for all or any portion of the
construction site prior to completion or final stabilization, the new
discharger shall comply with these requirements as of the date the
ownership change occurs.
2. Objectives
The CSMP shall be developed and implemented to address the
following objectives:
a. To demonstrate that the site is in compliance with the Discharge
Prohibitions and applicable Numeric Action Levels (NALs).
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b. To determine whether non -visible pollutants are present at the
construction site and are causing or contributing to exceedances of
water quality objectives.
c. To determine whether immediate corrective actions, additional Best
Management Practice (BMP) implementation, or SWPPP revisions
are necessary to reduce pollutants in storm water discharges and
authorized non -storm water discharges.
d. To determine whether BMPs included in the SWPPP/Rain Event
Action Plan (REAP) are effective in preventing or reducing
pollutants in storm water discharges and authorized non -storm
water discharges.
3. Risk Level 2 — Visual Monitoring (Inspection) Requirements for
Qualifying Rain Events
a. Risk Level 2 dischargers shall visually observe (inspect) storm
water discharges at all discharge locations within two business
days (48 hours) after each qualifying rain event.
b. Risk Level 2 dischargers shall visually observe (inspect) the
discharge of stored or contained storm water that is derived from
and discharged subsequent to a qualifying rain event producing
precipitation of inch or more at the time of discharge. Stored or
contained storm water that will likely discharge after operating
hours due to anticipated precipitation shall be observed prior to the
discharge during operating hours.
c. Risk Level 2 dischargers shall conduct visual observations
(inspections) during business hours only.
d. Risk Level 2 dischargers shall record the time, date and rain gauge
reading of all qualifying rain events.
e. Within 2 business days (48 hours) prior to each qualifying rain
event, Risk Level 2 dischargers shall visually observe (inspect)
i, all storm water drainage areas to identify any spills, leaks, or
uncontrolled pollutant sources. If needed, the discharger shall
implement appropriate corrective actions.
all BMPs to identify whether they have been properly
implemented in accordance with the SWPPP/REAP. If needed,
the discharger shall implement appropriate corrective actions.
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iii. any storm water storage and containment areas to detect leaks
and ensure maintenance of adequate freeboard.
For the visual observations (inspections) described in c.i and c.iii
above, Risk Level 2 dischargers shall observe the presence or
absence of floating and suspended materials, a sheen on the
surface, discolorations, turbidity, odors, and source(s) of any
observed pollutants.
g. Within two business days (48 hours) after each qualifying rain
event, Risk Level 2 dischargers shall conduct post rain event visual
observations (inspections) to (1) identify whether BMPs were
adequately designed, implemented, and effective, and (2) identify
additional BMPs and revise the SWPPP accordingly.
h. Risk Level 2 dischargers shall maintain on -site records of all visual
observations (inspections), personnel performing the observations,
observation dates, weather conditions, locations observed, and
corrective actions taken in response to the observations.
4. Risk Level 2 — Water Quality Sampling and Analysis
a. Risk Level 2 dischargers shall collect storm water grab samples
from sampling locations, as defined in Section 1.5. The storm water
grab sample(s) obtained shall be representative of the flow and
characteristics of the discharge.
b. At minimum, Risk Level 2 dischargers shall collect 3 samples per
day of the qualifying event.
c. Risk Level 2 dischargers shall ensure that the grab samples
collected of stored or contained storm water are from discharges
subsequent to a qualifying rain event (producing precipitation of
'/z inch or more at the time of discharge).
Storm Water Effluent Monitoring Re uirements
d. Risk Level 2 dischargers shall analyze their effluent samples for:
i. pH and turbidity.
ii. Any additional parameters for which monitoring is required by
the Regional Water Board.
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5. Risk Level 2 — Storm Water Discharge Water Quality Sampling
Locations
a. Risk Level 2 dischargers shall perform sampling and analysis of
storm water discharges to characterize discharges associated with
construction activity from the entire project disturbed area.
b. Risk Level 2 dischargers shall collect effluent samples at all
discharge points where storm water is discharged off -site.
c. Risk Level 2 dischargers shall ensure that storm water discharge
collected and observed represent4 the effluent in each drainage
area based on visual observation of the water and upstream
conditions.
d. Risk Level 2 dischargers shall monitor and report site run-on from
surrounding areas if there is reason to believe run-on may
contribute to an exceedance of NALs.
e. Risk Level 2 dischargers who deploy an ATS on their site, or a
portion on their site, shall collect ATS effluent samples and
measurements from the discharge pipe or another location
representative of the nature of the discharge.
f. Risk Level 2 dischargers shall select analytical test methods from
the list provided in Table 3 below.
g. All storm water sample collection preservation and handling shall
be conducted in accordance with Section 1.7 "Storm Water Sample
Collection and Handling Instructions" below.
6. Risk Level 2 — Visual Observation and Sample Collection
Exemptions
a. Risk Level 2 dischargers shall be prepared to collect samples and
conduct visual observation (inspections) until the minimum
requirements of Sections 1.3 and 1.4 above are completed. Risk
Level 2 dischargers are not required to physically collect samples
or conduct visual observation (inspections) under the following
conditions:
4 For example, if there has been concrete work recently in an area, or drywall scrap is exposed to the rain, a
pH sample shall be taken of drainage from the relevant work area. Similarly, if sediment laden water is
flowing through some parts of a silt fence, samples shall be taken of the sediment -laden water even if most
water flowing through the fence is clear.
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Agreement No. 6574
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i. During dangerous weather conditions such as flooding and
electrical storms.
ii. Outside of scheduled site business hours.
b. If no required samples or visual observation (inspections) are
collected due to these exceptions, Risk Level 2 dischargers shall
include an explanation in their SWPPP and in the Annual Report
documenting why the sampling or visual observation (inspections)
were not conducted.
7. Risk Level 2 — Storm Water Sample Collection and Handling
Instructions
a. Risk Level 2 dischargers shall refer to Table 3 below for test
methods, detection limits, and reporting units.
b. Risk Level 2 dischargers shall ensure that testing laboratories will
receive samples within 48 hours of the physical sampling (unless
otherwise required by the laboratory), and shall use only the
sample containers provided by the laboratory to collect and store
samples.
c. Risk Level 2 dischargers shall designate and train personnel to
collect, maintain, and ship samples in accordance with the Surface
Water Ambient Monitoring Program's (SWAMP) 2008 Quality
Assurance Program Plan (QAPrP).5
8. Risk Level 2 — Monitoring Methods
a. Risk Level 2 dischargers shall include a description of the following
items in the CSMP:
i. Visual observation locations, visual observation procedures, and
visual observation follow-up and tracking procedures.
ii. Sampling locations, and sample collection and handling
procedures. This shall include detailed procedures for sample
collection, storage, preservation, and shipping to the testing lab
to assure that consistent quality control and quality assurance is
maintained. Dischargers shall attach to the monitoring program
5 Additional information regarding SWAMP's QAPrP can be found at
htt :llw rur.waterboards.ca, ov/w+at r issuest ro rams swwam !.
QAPrP:http://www.waterboards.ca.covlwater i'ssuesl ro ramsl wvam docs/ a fswwam a master090
108a.odf.
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Agreement No. 6574
ATTACHMENT D
an example Chain of Custody form used when handling and
shipping samples.
iii. Identification of the analytical methods and related method
detection limits (if applicable) for each parameter required in
Section 1.4 above.
b. Risk Level 2 dischargers shall ensure that all sampling and sample
preservation are in accordance with the current edition of "Standard
Methods for the Examination of Water and Wastewater" (American
Public Health Association). All monitoring instruments and
equipment (including a discharger's own field instruments for
measuring pH and turbidity) should be calibrated and maintained in
accordance with manufacturers' specifications to ensure accurate
measurements. Risk Level 2 dischargers shall ensure that all
laboratory analyses are conducted according to test procedures
under 40 CFR Part 136, unless other test procedures have been
specified in this General Permit or by the Regional Water Board.
With the exception of field analysis conducted by the discharger for
turbidity and pH, all analyses should be sent to and conducted at a
laboratory certified for such analyses by the State Department of
Health Services. Risk Level 2 dischargers shall conduct their own
field analysis of pH and may conduct their own field analysis of
turbidity if the discharger has sufficient capability (qualified and
trained employees, properly calibrated and maintained field
instruments, etc.) to adequately perform the field analysis.
9. Risk Level 2 — Analytical Methods
a. Risk Level 2 dischargers shall refer to Table 3 below for test
methods, detection limits, and reporting units.
b. pH: Risk Level 2 dischargers shall perform pH analysis on -site with
a calibrated pH meter or a pH test kit. Risk Level 2 dischargers
shall record pH monitoring results on paper and retain these
records in accordance with Section 1.14, below.
c. Turbidity: Risk Level 2 dischargers shall perform turbidity analysis
using a calibrated turbidity meter (turbidimeter), either on -site or at
an accredited lab. Acceptable test methods include Standard
Method 2130 or USEPA Method 180.1. The results will be
recorded in the site log book in Nephelometric Turbidity Units
(NTU).
10. Risk Level 2 - Non -Storm Water Discharge Monitoring
Requirements
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ATTACHMENT D
a. Visual Monitoring Requirements:
i, Risk Level 2 dischargers shall visually observe (inspect) each
drainage area for the presence of (or indications of prior)
unauthorized and authorized non -storm water discharges and
their sources.
ii. Risk Level 2 dischargers shall conduct one visual observation
(inspection) quarterly in each of the following periods: January -
March, April -June, July -September, and October -December.
Visual observation (inspections) are only required during
daylight hours (sunrise to sunset).
iii. Risk Level 2 dischargers shall ensure that visual observations
(inspections) document the presence or evidence of any non -
storm water discharge (authorized or unauthorized), pollutant
characteristics (floating and suspended material, sheen,
discoloration, turbidity, odor, etc.), and source. Risk Level 2
dischargers shall maintain on -site records indicating the
personnel performing the visual observation (inspections), the
dates and approximate time each drainage area and non -storm
water discharge was observed, and the response taken to
eliminate unauthorized non -storm water discharges and to
reduce or prevent pollutants from contacting non -storm water
discharges.
b. Effluent Sampling Locations:
i. Risk Level 2 dischargers shall sample effluent at all discharge
points where non -storm water and/or authorized non -storm
water is discharged off -site.
ii. Risk Level 2 dischargers shall send all non -storm water sample
analyses to a laboratory certified for such analyses by the State
Department of Health Services.
iii. Risk Level 2 dischargers shall monitor and report run-on from
surrounding areas if there is reason to believe run-on may
contribute to an exceedance of NALs.
11. Risk Level 2 — Non -Visible Pollutant Monitoring Requirements
a. Risk Level 2 dischargers shall collect one or more samples during
any breach, malfunction, leakage, or spill observed during a visual
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Agreement No. 6574
ATTACHMENT D
inspection which could result in the discharge of pollutants to
surface waters that would not be visually detectable in storm water.
b. Risk Level 2 dischargers shall ensure that water samples are large
enough to characterize the site conditions.
c. Risk Level 2 dischargers shall collect samples at all discharge
locations that can be safely accessed.
d. Risk Level 2 dischargers shall collect samples during the first two
hours of discharge from rain events that occur during business
hours and which generate runoff.
e. Risk Level 2 dischargers shall analyze samples for all non -visible
pollutant parameters (if applicable) - parameters indicating the
presence of pollutants identified in the pollutant source assessment
required (Risk Level 2 dischargers shall modify their CSMPs to
address these additional parameters in accordance with any
updated SWPPP pollutant source assessment).
f. Risk Level 2 dischargers shall collect a sample of storm water that
has not come in contact with the disturbed soil or the materials
stored or used on -site (uncontaminated sample) for comparison
with the discharge sample.
g. Risk Level 2 dischargers shall compare the uncontaminated sample
to the samples of discharge using field analysis or through
laboratory analysis.s
h. Risk Level 2 dischargers shall keep all field /or analytical data in the
SWPPP document.
12. Risk Level 2 — Watershed Monitoring Option
Risk Level 2 dischargers who are part of a qualified regional
watershed -based monitoring program may be eligible for relief from the
requirements in Sections 1.5. The Regional Water Board may approve
proposals to substitute an acceptable watershed -based monitoring
program by determining if the watershed -based monitoring program
will provide substantially similar monitoring information in evaluating
discharger compliance with the requirements of this General Permit.
6 For laboratory analysis, all sampling, sample preservation, and analyses must be conducted
according to test procedures under 40 CFR Part 136. Field discharge samples shall be collected
and analyzed according to the specifications of the manufacturer of the sampling devices
employed.
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13. Risk Level 2 — Particle Size Analysis for Project Risk Justification
Risk Level 2 dischargers justifying an alternative project risk shall
report a soil particle size analysis used to determine the RUSLE
K-Factor. ASTM D-422 (Standard Test Method for Particle -Size
Analysis of Soils), as revised, shall be used to determine the
percentages of sand, very fine sand, silt, and clay on the site.
14. Risk Level 2 — Records
Risk Level 2 dischargers shall retain records of all storm water
monitoring information and copies of all reports (including Annual
Reports) for a period of at least three years. Risk Level 2 dischargers
shall retain all records on -site while construction is ongoing. These
records include:
a. The date, place, time of facility inspections, sampling, visual
observation (inspections), and/or measurements, including
precipitation.
b. The individual(s) who performed the facility inspections, sampling,
visual observation (inspections), and or measurements.
c. The date and approximate time of analyses.
d. The individual(s) who performed the analyses.
e. A summary of all analytical results from the last three years, the
method detection limits and reporting units, the analytical
techniques or methods used, and the chain of custody forms.
f. Rain gauge readings from site inspections;
g. Quality assurance/quality control records and results.
h. Non -storm water discharge inspections and visual observation
(inspections) and storm water discharge visual observation records
(see Sections 1.3 and 1.10 above).
i. Visual observation and sample collection exception records (see
Section 1.6 above).
j. The records of any corrective actions and follow-up activities that
resulted from analytical results, visual observation (inspections), or
inspections.
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ATTACHMENT D
15. Risk Level 2 — NAL Exceedance Report
a. In the event that any effluent sample exceeds an applicable NAL,
Risk Level 2 dischargers shall electronically submit all storm event
sampling results to the State Water Board no later than 10 days
after the conclusion of the storm event. The Regional Boards have
the authority to require the submittal of an NAL Exceedance
Report.
b. Risk Level 2 dischargers shall certify each NAL Exceedance Report
in accordance with the Special Provisions for Construction Activity.
c. Risk Level 2 dischargers shall retain an electronic or paper copy of
each NAL Exceedance Report for a minimum of three years after
the date the annual report is filed.
d. Risk Level 2 dischargers shall include in the NAL Exceedance
Report:
i. The analytical method(s), method reporting unit(s), and method
detection limit(s) of each analytical parameter (analytical results
that are less than the method detection limit shall be reported as
"less than the method detection limit").
The date, place, time of sampling, visual observation
(inspections), and/or measurements, including precipitation.
iii. A description of the current BMPs associated with the effluent
sample that exceeded the NAL and the proposed corrective
actions taken.
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Agreement No. 6574
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Agreement No. 6574
ATTACHMENT E
ATTACHMENT E
RISK LEVEL 3 REQUIREMENTS
A. Effluent Standards
[These requirements are the same as those in the General Permit order.]
1. Narrative — Risk Level 3 dischargers shall comply with the narrative
effluent standards listed below:
a. Storm water discharges and authorized non -storm water
discharges regulated by this General Permit shall not contain a
hazardous substance equal to or in excess of reportable quantities
established in 40 C.F.R. §§ 117.3 and 302.4, unless a separate
NPDES Permit has been issued to regulate those discharges.
b. Dischargers shall minimize or prevent pollutants in storm water
discharges and authorized non -storm water discharges through the
use of controls, structures, and management practices that achieve
BAT for toxic and non -conventional pollutants and BCT for
conventional pollutants.
2. Numeric —Risk Level 3 dischargers are subject to a pH NAL of 6.5-8.5,
and a turbidity NAL of 250 NTU.
B. Good Site Management "Housekeeping"
1. Risk Level 3 dischargers shall implement good site management (i.e.,
"housekeeping") measures for construction materials that could
potentially be a threat to water quality if discharged. At a minimum,
Risk Level 3 dischargers shall implement the following good
housekeeping measures:
a. Conduct an inventory of the products used and/or expected to be
used and the end products that are produced and/or expected to be
produced. This does not include materials and equipment that are
designed to be outdoors and exposed to environmental conditions
(i.e. poles, equipment pads, cabinets, conductors, insulators,
bricks, etc.).
b. Cover and berm loose stockpiled construction materials that are not
actively being used (i.e. soil, spoils, aggregate, fly -ash, stucco,
hydrated lime, etc.).
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c. Store chemicals in watertight containers (with appropriate
secondary containment to prevent any spillage or leakage) or in a
storage shed (completely enclosed).
d. Minimize exposure of construction materials to precipitation. This
does not include materials and equipment that are designed to be
outdoors and exposed to environmental conditions (i.e. poles,
equipment pads, cabinets, conductors, insulators, bricks, etc.).
e. Implement BMPs to prevent the off -site tracking of loose
construction and landscape materials.
2. Risk Level 3 dischargers shall implement good housekeeping
measures for waste management, which, at a minimum, shall consist
of the following:
a. Prevent disposal of any rinse or wash waters or materials on
impervious or pervious site surfaces or into the storm drain system.
b. Ensure the containment of sanitation facilities (e.g., portable toilets)
to prevent discharges of pollutants to the storm water drainage
system or receiving water.
c. Clean or replace sanitation facilities and inspecting them regularly
for leaks and spills.
d. Cover waste disposal containers at the end of every business day
and during a rain event.
e. Prevent discharges from waste disposal containers to the storm
water drainage system or receiving water.
f. Contain and securely protecting stockpiled waste material from
wind and rain at all times unless actively being used.
g. Implement procedures that effectively address hazardous and non-
hazardous spills.
h. Develop a spill response and implementation element of the
SWPPP prior to commencement of construction activities. The
SWPPP shall require that:
i. Equipment and materials for cleanup of spills shall be available
on site and that spills and leaks shall be cleaned up immediately
and disposed of properly; and
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ii. Appropriate spill response personnel are assigned and trained.
i. Ensure the containment of concrete washout areas and other
washout areas that may contain additional pollutants so there is no
discharge into the underlying soil and onto the surrounding areas.
3. Risk Level 3 dischargers shall implement good housekeeping for
vehicle storage and maintenance, which, at a minimum, shall consist of
the following:
a. Prevent oil, grease, or fuel to leak in to the ground, storm drains or
surface waters.
b. Place all equipment or vehicles, which are to be fueled, maintained
and stored in a designated area fitted with appropriate BMPs.
c. Clean leaks immediately and disposing of leaked materials
properly.
4. Risk Level 3 dischargers shall implement good housekeeping for
landscape materials, which, at a minimum, shall consist of the
following:
a. Contain stockpiled materials such as mulches and topsoil when
they are not actively being used.
b. Contain fertilizers and other landscape materials when they are not
actively being used.
c. Discontinuing the application of any erodible landscape material
within 2 days before a forecasted rain event or during periods of
precipitation.
d. Applying erodible landscape material at quantities and application
rates according to manufacture recommendations or based on
written specifications by knowledgeable and experienced field
personnel.
e. Stacking erodible landscape material on pallets and covering or
storing such materials when not being used or applied.
5. Risk Level 3 dischargers shall conduct an assessment and create a list
of potential pollutant sources and identify any areas of the site where
additional BMPs are necessary to reduce or prevent pollutants in storm
water discharges and authorized non -storm water discharges. This
potential pollutant list shall be kept with the SWPPP and shall identify
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all non -visible pollutants which are known, or should be known, to
occur on the construction site. At a minimum, when developing BMPs,
Risk Level 3 dischargers shall do the following:
a. Consider the quantity, physical characteristics (e.g., liquid, powder,
solid), and locations of each potential pollutant source handled,
produced, stored, recycled, or disposed of at the site.
b. Consider the degree to which pollutants associated with those
materials may be exposed to and mobilized by contact with storm
water.
c. Consider the direct and indirect pathways that pollutants may be
exposed to storm water or authorized non -storm water discharges,
This shall include an assessment of past spills or leaks, non -storm
water discharges, and discharges from adjoining areas.
d. Ensure retention of sampling, visual observation, and inspection
records.
e. Ensure effectiveness of existing BMPs to reduce or prevent
pollutants in storm water discharges and authorized non -storm
water discharges.
6. Risk Level 3 dischargers shall implement good housekeeping
measures on the construction site to control the air deposition of site
materials and from site operations. Such particulates can include, but
are not limited to, sediment, nutrients, trash, metals, bacteria, oil and
grease and organics.
7. Additional Risk Level 3 Requirement: Risk Level 3 dischargers shall
document all housekeeping BMPs in the SWPPP and REAP(s) in
accordance with the nature and phase of the construction project.
Construction phases at traditional land development projects include
Grading and Land Development Phase, Streets and Utilities, or
Vertical Construction for traditional land development projects.
C. Non -Storm Water Management
1. Risk Level 3 dischargers shall implement measures to control all non -
storm water discharges during construction.
2. Risk Level 3 dischargers shall wash vehicles in such a manner as to
prevent non -storm water discharges to surface waters or MS4
drainage systems.
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3. Risk Level 3 dischargers shall clean streets in such a manner as to
prevent unauthorized non -storm water discharges from reaching
surface water or MS4 drainage systems.
D. Erosion Control
1. Risk Level 3 dischargers shall implement effective wind erosion
control.
2. Risk Level 3 dischargers shall provide effective soil cover for inactive'
areas and all finished slopes, open space, utility backfill, and
completed lots.
3. Dischargers shall limit the use of plastic materials when more
sustainable, environmentally friendly alternatives exist. Where plastic
materials are deemed necessary, the discharger shall consider the use
of plastic materials resistant to solar degradation.
E. Sediment Controls
1. Risk Level 3 dischargers shall establish and maintain effective
perimeter controls and stabilize all construction entrances and exits to
sufficiently control erosion and sediment discharges from the site.
2. On sites where sediment basins are to be used, Risk Level 3
dischargers shall, at minimum, design sediment basins according to
the method provided in CASQA's Construction BMP Guidance
Handbook.
3. Additional Risk Level 3 Requirement: Risk Level 3 dischargers shall
implement appropriate erosion control BMPs (runoff control and soil
stabiNization) in conjunction with sediment control BMPs for areas
under active 2 construction.
4. Additional Risk Level 3 Requirement: Risk Level 3 dischargers shall
apply linear sediment controls along the toe of the slope, face of the
slope, and at the grade breaks of exposed slopes to comply with sheet
flow lengths3 in accordance with Table 1.
1 Inactive areas of construction are areas of construction activity that have been disturbed and are not
scheduled to be re -disturbed for at least 14 days.
2 Active areas of construction are areas undergoing land surface disturbance. This includes construction
activity during the preliminary stage, mass grading stage, streets and utilities stage and the vertical
construction stage
3 Sheet flow length is the length that shallow, low velocity flow travels across a site.
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Table 1 -Critical SIo Shaeet Flow Len th Combinations
Slope Percentage m . Sheet flow length notµ
ITITww _ to exceed m
0-25% 20 feet
_.
et
Over 50 % ......�....�.�........_. ...m, �...�......�..�.�....�
10 feet
5. Additional Risk Level 3 Requirement: Risk Level 3 dischargers shall
ensure that construction activity traffic to and from the project is limited
to entrances and exits that employ effective controls to prevent offsite
tracking of sediment.
6. Additional Risk Level 3 Requirement: Risk Level 3 dischargers shall
ensure that all storm drain inlets and -perimeter controls, runoff control
BMPs, and pollutant controls at entrances and exits (e.g. tire washoff
locations) are maintained and protected from activities that reduce their
effectiveness.
7. Additional Risk Level 3 Requirement: Risk Level 3 dischargers shall
inspect on a daily basis all immediate access roads daily. At a
minimum daily (when necessary) and prior to any rain event, the
discharger shall remove any sediment or other construction activity -
related materials that are deposited on the roads (by vacuuming or
sweeping).
8. Additional Risk Level 3 Requirement: The Regional Water Board
may require Risk Level 3 dischargers to implement additional site -
specific sediment control requirements if the implementation of the
other requirements in this section are not adequately protecting the
receiving waters.
F. Run-on and Run-off Controls
Risk Level 3 dischargers shall effectively manage all run-on, all runoff
within the site and all runoff that discharges off the site. Run-on from off
site shall be directed away from all disturbed areas or shall collectively be
in compliance with the effluent limitations in this General Permit.
G. Inspection, Maintenance and Repair
1. Risk Level 3 dischargers shall ensure that all inspection, maintenance
repair and sampling activities at the project location shall be performed
or supervised by a Qualified SWPPP Practitioner (QSP) representing
the discharger. The QSP may delegate any or all of these activities to
an employee appropriately trained to do the task(s).
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2. Risk Level 3 dischargers shall perform weekly inspections and
observations, and at least once each 24-hour period during extended
storm events, to identify and record BMPs that need maintenance to
operate effectively, that have failed, or that could fail to operate as
intended. Inspectors shall be the QSP or be trained by the QSP.
3. Upon identifying failures or other shortcomings, as directed by the
QSP, Risk Level 3 dischargers shall begin implementing repairs or
design changes to BMPs within 72 hours of identification and complete
the changes as soon as possible.
4. For each inspection required, Risk Level 3 dischargers shall complete
an inspection checklist, using a form provided by the State Water
Board or Regional Water Board or in an alternative format.
5. Risk Level 3 dischargers shall ensure that checklists shall remain
onsite with the SWPPP and at a minimum, shall include:
a. Inspection date and date the inspection report was written.
b. Weather information, including presence or absence of
precipitation, estimate of beginning of qualifying storm event,
duration of event, time elapsed since last storm, and approximate
amount of rainfall in inches.
c. Site information, including stage of construction, activities
completed, and approximate area of the site exposed.
d. A description of any BMPs evaluated and any deficiencies noted..
e. If the construction site is safely accessible during inclement
weather, list the observations of all BMPs: erosion controls,
sediment controls, chemical and waste controls, and non -storm
water controls. Otherwise, list the results of visual inspections at all
relevant outfalls, discharge points, downstream locations and any
projected maintenance activities.
f. Report the presence of noticeable odors or of any visible sheen on
the surface of any discharges.
g. Any corrective actions required, including any necessary changes
to the SWPPP and the associated implementation dates.
h. Photographs taken during the inspection, if any.
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i. Inspector's name, title, and signature.
H. Rain Event Action Plan
Additional Risk Level 3 Requirement: The discharger shall ensure a
QSP develop a Rain Event Action Plan (REAP) 48 hours prior to any
likely precipitation event. A likely precipitation event is any weather
pattern that is forecast to have a 50% or greater probability of
producing precipitation in the project area. The QSP shall obtain a
printed copy of precipitation forecast information from the National
Weather Service Forecast Office (e.g., by entering the zip code of the
project's location at hftp:�//www.srh.noaa,gov,/forecast).
2. Additional Risk Level 3 Requirement: The discharger shall ensure a
QSP develop the REAPs for all phases of construction (i.e., Grading
and Land Development, Streets and Utilities, Vertical Construction,
Final Landscaping and Site Stabilization).
3. Additional Risk Level 3 Requirement: The discharger shall ensure a
QSP ensure that the REAP include, at a minimum, the following site
information:
a. Site Address.
b. Calculated Risk Level (2 or 3).
c. Site Storm Water Manager Information including the name,
company, and 24-hour emergency telephone number.
d. Erosion and Sediment Control Provider information including the
name, company, and 24-hour emergency telephone number.
e. Storm Water Sampling Agent information including the name,
company, and 24-hour emergency telephone number.
4. Additional Risk Level 3 Requirement: The QSP shall include in the
REAP, at a minimum, the following project phase information:
a. Activities associated with each construction phase.
b. Trades active on the construction site during each construction
phase.
c. Trade contractor information.
d. Suggested actions for each project phase.
5. Additional Risk Level 3 Requirement: The QSP shall develop
additional REAPs for project sites where construction activities are
indefinitely halted or postponed (Inactive Construction). At a minimum,
Inactive Construction REAPs must include:
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a. Site Address.
b. Calculated Risk Level (2 or 3).
c. Site Storm Water Manager Information including the name,
company, and 24-hour emergency telephone number.
d. Erosion and Sediment Control Provider information including the
name, company, and 24-hour emergency telephone number.
e. Storm Water Sampling Agent information including the name,
company, and 24-hour emergency telephone number.
f. Trades active on site during Inactive Construction.
g. Trade contractor information.
h. Suggested actions for inactive construction sites.
6. Additional Risk Level 3 Requirement: The discharger shall ensure a
QSP begin implementation and make the REAP available onsite no
later than 24 hours prior to the likely precipitation event.
7. Additional Risk Level 3 Requirement: The discharger shall ensure a
QSP maintain onsite a paper copy of each REAP onsite in compliance
with the record retention requirements of the Special Provisions in this
General Permit.
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I. Risk Level 3 Monitoring and Reporting Requirements
1. Construction Site Monitoring Program Requirements
a. Pursuant to Water Code Sections 13383 and 13267, all dischargers
subject to this General Permit shall develop and implement a
written site -specific Construction Site Monitoring Program (CSMP)
in accordance with the requirements of this Section. The CSMP
shall include all monitoring procedures and instructions, location
maps, forms, and checklists as required in this section. The CSMP
shall be developed prior to the commencement of construction
activities, and revised as necessary to reflect project revisions. The
CSMP shall be a part of the Storm Water Pollution Prevention Plan
(SWPPP), included as an appendix or separate SWPPP chapter.
b. Existing dischargers registered under the State Water Board Order
No. 99-08-DWQ shall make and implement necessary revisions to
their Monitoring Program to reflect the changes in this General
Permit in a timely manner, but no later than July 1, 2010. Existing
dischargers shall continue to implement their existing Monitoring
Program in compliance with State Water Board Order No. 99-08-
DWQ until the necessary revisions are completed according to the
schedule above.
c. When a change of ownership occurs for all or any portion of the
construction site prior to completion or final stabilization, the new
discharger shall comply with these requirements as of the date the
ownership change occurs.
2. Objectives
The CSMP shall be developed and implemented to address the
following objectives:
4 When receiving water monitoring trigger is exceeded
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a. To demonstrate that the site is in compliance with the Discharge
Prohibitions and applicable Numeric Action Levels (NALs) of this
General Permit.
b. To determine whether non -visible pollutants are present at the
construction site and are causing or contributing to exceedances of
water quality objectives.
c. To determine whether immediate corrective actions, additional Best
Management Practice (BMP) implementation, dr SWPPP revisions
are necessary to reduce pollutants in storm water discharges and
authorized non -storm water discharges.
d. To determine whether BMPs included in the SWPPP/Rain Event
Action Plan (REAP) are effective in preventing or reducing
pollutants in storm water discharges and authorized non -storm
water discharges.
3. Risk Level 3 — Visual Monitoring (Inspection) Requirements for
Qualifying Rain Events
a. Risk Level 3 dischargers shall visually observe (inspect) storm
water discharges at all discharge locations within two business
days (48 hours) after each qualifying rain event.
b. Risk Level 3 dischargers shall visually observe (inspect) the
discharge of stored or contained storm water that is derived from
and discharged subsequent to a qualifying rain event producing
precipitation of/z inch or more at the time of discharge. Stored or
contained storm water that will likely discharge after operating
hours due to anticipated precipitation shall be observed prior to the
discharge during operating hours.
c. Risk Level 3 dischargers shall conduct visual observations
(inspections) during business hours only.
d. Risk Level 3 dischargers shall record the time, date and rain gauge
reading of all qualifying rain events.
e. Within 2 business days (48 hours) prior to each qualifying rain
event, Risk Level 3 dischargers shall visually observe (inspect):
i. all storm water drainage areas to identify any spills, leaks, or
uncontrolled pollutant sources. If needed, the discharger shall
implement appropriate corrective actions.
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all BMPs to identify whether they have been properly
implemented in accordance with the SWPPP/REAP. If needed,
the discharger shall implement appropriate corrective actions.
iii. any storm water storage and containment areas to detect leaks
and ensure maintenance of adequate freeboard.
f. For the visual observations (inspections) described in c.i. and c.iii
above, Risk Level 3 dischargers shall observe the presence or
absence of floating and suspended materials, a sheen on the
surface, discolorations, turbidity, odors, and source(s) of any
observed pollutants.
g. Within two business days (48 hours) after each qualifying rain
event, Risk Level 3 dischargers shall conduct post rain event visual
observations (inspections) to (1) identify whether BMPs were
adequately designed, implemented, and effective, and (2) identify
additional BMPs and revise the SWPPP accordingly.
h. Risk Level 3 dischargers shall maintain on -site records of all visual
observations (inspections), personnel performing the observations,
observation dates, weather conditions, locations observed, and
corrective actions taken in response to the observations.
4. Risk Level 3 — Water Quality Sampling and Analysis
a. Risk Level 3 dischargers shall collect storm water grab samples
from sampling locations, as defined in Section 1.5. The storm water
grab sample(s) obtained shall be representative of the flow and
characteristics of the discharge.
b. At minimum, Risk Level 3 dischargers shall collect 3 samples per
day of the qualifying event.
c. Risk Level 3 dischargers shall ensure that the grab samples
collccted of stored or contained storm water are from discharges
subsequent to a qualifying rain event (producing precipitation of/z
inch or more at the time of discharge).
Storm Water Effluent Monitoring Requirements
d. Risk Level 3 dischargers shall analyze their effluent samples for:
i. pH and turbidity.
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ii. Any additional parameters for which monitoring is required by
the Regional Water Board.
e. Risk 3 dischargers shall electronically submit all storm event
sampling results to the State Water Board no later than 10 days
after the conclusion of the storm event.
In the event that a Risk Level 3 discharger's effluent exceeds the
daily average receiving water monitoring trigger of 500 NTU
turbidity or the daily average pH range 6.0-9.0 contained in this
General Permit and has a direct discharge into receiving waters,
the Risk Level 3 discharger shall subsequently sample receiving
waters (RWs) for turbidity, pH (if applicable), and SSC for the
duration of coverage under this General Permit. If a Risk Level 3
discharger utilizing ATS with direct discharges into receiving waters
discharges effluent that exceeds the NELs in this permit, the
discharger shall subsequently sample RWs for turbidity, pH (if
applicable), and SSC for the duration of coverage under this
General Permit.
g. Risk Level 3 dischargers disturbing 30 acres or more of the
landscape and with direct discharges into receiving waters shall
conduct or participate in benthic macroinvertebrate bioassessment
of RWs prior to commencement of construction activity (See
Appendix 3).
h. Risk Level 3 dischargers shall obtain RW samples in accordance
with the Receiving Water sampling location section (Section 1.5),
below.
5. Risk Level 3 — Storm Water Discharge Water Quality Sampling
Locations
Effluent Sampling Locations
a. Risk Level 3 dischargers shall perform sampling and analysis of
storm water discharges to characterize discharges associated with
construction activity from the entire project disturbed area.
b. Risk Level 3 dischargers shall collect effluent samples at all
discharge points where storm water is discharged off -site.
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c. Risk Level 3 dischargers shallensure that storm water discharge
collected and observed represents the effluent in each drainage
area based on visual observation of the water and upstream
conditions.
d. Risk Level 3 dischargers shall monitor and report site run-on from
surrounding areas if there is reason to believe run-on may
contribute to an exceedance of NALs.
e. Risk Level 3 dischargers who deploy an ATS on their site, or a
portion on their site, shall collect ATS effluent samples and
measurements from the discharge pipe or another location
representative of the nature of the discharge.
f. Risk Level 3 dischargers shall select analytical test methods from
the list provided in Table 3 below.
g. All storm water sample collection preservation and handling shall
be conducted in accordance with Section 1.7 "Storm Water Sample
Collection and Handling Instructions" below.
R
h. Upstream/up-gradient RW samples: Risk Level 3 dischargers
shall obtain any required upstream/up-gradient receiving water
samples from a representative and accessible location as close as
possible and upstream from the effluent discharge point.
i. Downstream/down-gradient RW samples: Risk Level 3
dischargers shall obtain any required downstream/down-gradient
receiving water samples from a representative and accessible
location as close as possible and downstream from the effluent
discharge point.
j, If two or more discharge locations discharge to the same receiving
water, Risk Level 3 dischargers may sample the receiving water at
a single upstream and downstream location.
5 For example, if there has been concrete work recently in an area, or drywall scrap is exposed to the rain, a
pH sample shall be taken of drainage from the relevant work area. Similarly, if sediment -laden water is
flowing through some parts of a silt fence, samples shall be taken of the sediment laden water even if most
water flowing through the fence is clear.
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6. Risk Level 3 — Visual Observation and Sample Collection
Exemptions
a. Risk Level 3 dischargers shall be prepared to collect samples and
conduct visual observation (inspections) until the minimum
requirements of Sections 1.3 and 1.4 above are completed. Risk
Level 3 dischargers are not required to physically collect samples
or conduct visual observation (inspections) under the following
conditions:
i. During dangerous weather conditions such as flooding and
electrical storms.
ii. Outside of scheduled site business hours,
b. If no required samples or visual observation (inspections) are
collected due to these exceptions, Risk Level 3 dischargers shall
include an explanation in their SWPPP and in the Annual Report
documenting why the sampling or visual observation (inspections)
were not conducted.
7. Risk Level 3 — Storm Water Sample Collection and Handling
Instructions
a. Risk Level 3 dischargers shall refer to Table 3 below for test
methods, detection limits, and reporting units.
b. Risk Level 3 dischargers shall ensure that testing laboratories will
receive samples within 48 hours of the physical sampling (unless
otherwise required by the laboratory), and shall use only the
sample containers provided by the laboratory to collect and store
samples.
c. Risk Level 3 dischargers shall designate and train personnel to
collect, maintain, and ship samples in accordance with the Surface
Water Ambient. Monitoring Program's (SWAMP) 2008 Quality
Assurance Prograrn Plan (QAPrP).6
6 Additional information regarding SWAMP's QAPrP can be found at
htt-J/www.waterboards.ea. ov/water issues/programs/swamp/.
QAPrP: http://www.waterboards. ca. gov/water_issues/programs/swam p/docs/qapp/swam p_gapp_
master090108a.pdf
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8. Risk Level 3 — Monitoring Methods
a. Risk Level 3 dischargers shall include a description of the following
items in the CSMP:
i. Visual observation locations, visual observation procedures, and
visual observation follow-up and tracking procedures.
Sampling locations, and sample collection and handling
procedures. This shall include detailed procedures for sample
collection, storage, preservation, and shipping to the testing lab
to assure that consistent quality control and quality assurance is
maintained. Dischargers shall attach to the monitoring program
an example Chain of Custody form used when handling and
shipping samples.
iii. Identification of the analytical methods and related method
detection limits (if applicable) for each parameter required in
Section 1.4 above.
b. Risk Level 3 dischargers shall ensure that all sampling and sample
preservation are in accordance with the current edition of "Standard
Methods for the Examination of Water and Wastewater" (American
Public Health Association). All monitoring instruments and
equipment (including a discharger's own field instruments for
measuring pH and turbidity) should be calibrated and maintained in
accordance with manufacturers' specifications to ensure accurate
measurements. Risk Level 3 dischargers shall ensure that all
laboratory analyses are conducted according to test procedures
under 40 CFR Part 136, unless other test procedures have been
specified in this General Permit or by the Regional Water Board.
With the exception of field analysis conducted by the discharger for
turbidity and pH, all analyses should be sent to and conducted at a
laboratory certified for such analyses by the State Department of
Health Services (SSC exception). Risk Level 3 dischargers shall
conduct their own field analysis of pl I and may conduct their own
field analysis of turbidity if the discharger has sufficient capability
(qualified and trained employees, properly calibrated and
maintained field instruments, etc.) to adequately perform the field
analysis.
9. Risk Level 3 — Analytical Methods
a. Risk Level 3 dischargers shall refer to Table 3 below for test
methods, detection limits, and reporting units.
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b. pH: Risk Level 3 dischargers shall perform pH analysis on -site with
a calibrated pH meter or a pH test kit. Risk Level 3 dischargers
shall record pH monitoring results on paper and retain these
records in accordance with Section 1.14, below.
c. Turbidity: Risk Level 3 dischargers shall perform turbidity analysis
using a calibrated turbidity meter (turbidimeter), either on -site or at
an accredited lab. Acceptable test methods include Standard
Method 2130 or USEPA Method 180.1. The results will be
recorded in the site log book in Nephelometric Turbidity Units
(NTU).
d. Suspended sediment concentration (SSC): Risk Level 3
dischargers that exceed the turbidity Receiving Water Monitoring
Trigger shall perform SSC analysis using ASTM Method D3977-97.
e. Bioassessment: Risk Level 3 dischargers shall perform
bioassessment sampling and analysis according to Appendix 3 of
this General Permit.
10. Risk Level 3 - Non -Storm Water Discharge Monitoring
Requirements
a. Visual Monitoring Requirements:
i. Risk Level 3 dischargers shall visually observe (inspect) each
drainage area for the presence of (or indications of prior)
unauthorized and authorized non -storm water discharges and
their sources.
Risk Level 3 dischargers shall conduct one visual observation
(inspection) quarterly in each of the following periods: January -
March, April -June, July -September, and October -December.
Visual observation (inspections) are only required during
daylight hours (sunrise to sunset).
iii. Risk Level 3 dischargers shall ensure that visual observations
(inspections) document the presence or evidence of any non -
storm water discharge (authorized or unauthorized), pollutant
characteristics (floating and suspended material, sheen,
discoloration, turbidity, odor, etc.), and source. Risk Level 3
dischargers shall maintain on -site records indicating the
personnel performing the visual observation (inspections), the
dates and approximate time each drainage area and non -storm
water discharge was observed, and the response taken to
eliminate unauthorized non -storm water discharges and to
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reduce or prevent pollutants from contacting non -storm water
discharges.
b. Effluent Sampling Locations:
i. Risk Level 3 dischargers shall sample effluent at all discharge
points where non -storm water and/or authorized non -storm
water is discharged off -site.
ii. Risk Level 3 dischargers shall send all non -storm water sample
analyses to a laboratory certified for such analyses by the State
Department of Health Services.
iii. Risk Level 3 dischargers shall monitor and report run-on from
surrounding areas if there is reason to believe run-on may
contribute to an exceedance of NALs.
11. Risk Level 3 — Non -Visible Pollutant Monitoring Requirements
a. Risk Level 3 dischargers shall collect one or more samples during
any breach, malfunction, leakage, or spill observed during a visual
inspection which could result in the discharge of pollutants to
surface waters that would not be visually detectable in storm water.
b. Risk Level 3 dischargers shall ensure that water samples are large
enough to characterize the site conditions.
c. Risk Level 3 dischargers shall collect samples at all discharge
locations that can be safely accessed.
d. Risk Level 3 dischargers shall collect samples during the first two
hours of discharge from rain events that occur during business
hours and which generate runoff.
e. Risk Level 3 dischargers shall analyze samples for all non -visible
pollutant parameters (if applicable) - parameters indicating the
presence of pollutants identified in the pollutant source assessment
required (Risk Level 3 dischargers shall modify their CSMPs to
address these additional parameters in accordance with any
updated SWPPP pollutant source assessment).
f. Risk Level 3 dischargers shall collect a sample of storm water that
has not come in contact with the disturbed soil or the materials
stored or used on -site (uncontaminated sample) for comparison
with the discharge sample.
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g. Risk Level 3 dischargers shall compare the uncontaminated sample
to the samples of discharge using field analysis or through
laboratory analysis.'
h. Risk Level 3 dischargers shall keep all field /or analytical data in the
SWPPP document.
12. Risk Level 3 — Watershed Monitoring Option
Risk Level 3 dischargers who are part of a qualified regional
watershed -based monitoring program may be eligible for relief from the
requirements in Sections 1.5. The Regional Water Board may approve
proposals to substitute an acceptable watershed -based monitoring
program by determining if the watershed -based monitoring program
will provide substantially similar monitoring information in evaluating
discharger compliance with the requirements of this General Permit.
13. Risk Level 3 — Particle Size Analysis for Project Risk Justification
Risk Level 3 dischargers justifying an alternative project risk shall
report a soil particle size analysis used to determine the RUSLE K-
Factor. ASTM D-422 (Standard Test Method for Particle -Size Analysis
of Soils), as revised, shall be used to determine the percentages of
sand, very fine sand, silt, and clay on the site.
14. Risk Level 3 — Records
Risk Level 3 dischargers shall retain records of all storm water
monitoring information and copies of all reports (including Annual
Reports) for a period of at least three years. Risk Level 3 dischargers
shall retain all records on -site while construction is ongoing. These
records include:
a. The date, place, time of facility inspections, sampling, visual
observation (inspections), and/or measurements, including
precipitation.
b. The individual(s) who performed the facility inspections, sampling,
visual observation (inspections), and or measurements.
c. The date and approximate time of analyses.
For laboratory analysis, all sampling, sample preservation, and analyses must be conducted
according to test procedures under 40 CFR Part 136. Field discharge samples shall be collected
and analyzed according to the specifications of the manufacturer of the sampling devices
employed.
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d. The individual(s) who performed the analyses.
e. A summary of all analytical results from the last three years, the
method detection limits and reporting units, the analytical
techniques or methods used, and the chain of custody forms.
f. Rain gauge readings from site inspections.
g. Quality assurance/quality control records and results.
h. Non -storm water discharge inspections and visual observation
(inspections) and storm water discharge visual observation records
(see Sections 1.3 and 1.10 above).
i. Visual observation and sample collection exception records (see
Section 1.6 above).
j. The records of any corrective actions and follow-up activities that
resulted from analytical results, visual observation (inspections), or
inspections.
15. Risk Level 3 — NAL Exceedance Report
a. Risk Level 3 dischargers shall electronically submit all storm event
sampling results to the State Water Board no later than 10 days
after the conclusion of the storm event. The Regional Boards have
the authority to require the submittal of an NAL Exceedance
Report.
b. Risk Level 3 dischargers shall certify each NAL Exceedance Report
in accordance with the Special Provisions for Construction Activity
In this General Permit.
c. Risk Level 3 dischargers shall retain an electronic or paper copy of
each NAL Exceedance Report for a minimum of three years after
the date the annual report is filed.
d. Risk Level 3 dischargers shall include in the NAL Exceedance
Report:
i. The analytical method(s), method reporting unit(s), and method
detection limit(s) of each analytical parameter (analytical results
that are less than the method detection limit shall be reported as
"less than the method detection limit").
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The date, place, time of sampling, visual observation
(inspections), and/or measurements, including precipitation.
iii. A description of the current BMPs associated with the effluent
sample that exceeded the NAL and the proposed corrective
actions taken.
16. Risk Level 3 — Bioassessment
a. Risk Level 3 dischargers with a total project -related ground
disturbance exceeding 30 acres shall:
i. Conduct bioassessment monitoring, as described in Appendix 3.
Include the collection and reporting of specified in stream
biological data and physical habitat.
iii. Use the bioassessment sample collection and Quality
Assurance & Quality Control (QA/QC) protocols developed by
the State of California's Surface Water Ambient Monitoring
Program (SWAMP).$
b. Risk Level 3 dischargers qualifying for bioassessment, where
construction commences out of an index period for the site location
shall:
Receive Regional Board approval for the sampling exception.
ii. Conduct bioassessment monitoring, as described in Appendix 3.
iii. Include the collection and reporting of specified instream
biological data and physical habitat.
iv. Use the bioassessment sample collection and Quality
Assurance & Quality Control (QA/QC) protocols developed by
the State of California's Surface Water Ambient Monitoring
Program (SWAMP).
v. Make a check payable to: Cal State Chico Foundation (SWAMP
Bank Account) or San Jose State Foundation (SWAMP Bank
Account) and include the WDID# on the check for the amount
calculated for the exempted project.
6 l jrw va:water Bards lw ater d sues/programA am .
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
21
Agreement No. 6574
ATTACHMENT E
vi. Send a copy of the check to the Regional Water Board office for
the site's region.
vii. Invest $7,500.00 X The number of samples required into the
SWAMP program as compensation (upon regional board
approval).
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-0006-DWQ
22
Agreement No. 6574
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Agreement No. 6574
ATTACHMENT F
ATTACHMENT F:
Active Treatment System (ATS) Requirements
Table 1
- Numeric Effluent
Limitations,
Numeric Action
Levels,
Test Methods,
on Limb
e
ortin Units
Parameter
Test
Discharge
g
Min. _...
Units
.........ww
Numeric
_.WWWWW-
Numeric
Method
Type
Detection
Action
Effluent
Limit
Level
Limitation
Turbidity
_...._
_...._�
�.___........
EPA
10 NTU for
0180.1
Daily Flow -
and/or field
Weighted
test with a
For ATS
1
NTU
N/A
Average
calibrated
discharges
&
portable
20 NTU for
instrument
Any Single
Sample
A. Dischargers choosing to implement an Active Treatment System (ATS) on their site
shall comply with all of the requirements in this Attachment.
B. The discharger shall maintain a paper copy of each ATS specification onsite in
compliance with the record retention requirements in the Special Provisions of this
General Permit.
C. ATS Design, Operation and Submittals
The ATS shall be designed and approved by a Certified Professional in Erosion
and Sediment Control (CPESC), a Certified Professional in Storm Water Quality
(CPSWQ); a California registered civil engineer; or any other California
registered engineer.
2. The discharger shall ensure that the ATS is designed in a manner to preclude the
accidental discharge of settled floc' during floc pumping or related operations.
3. The discharger shall design outlets to dissipate energy from concentrated flows.
4. The discharger shall install and operate an ATS by assigning a lead person (or
project manager) who has either a minimum of five years construction storm
Floc is defined as a clump of solids formed by the chemical action in ATS systems.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-2006-DWQ
1
Agreement No. 6574
ATTACHMENT F
water experience or who is a licensed contractors specifically holding a California
Class A Contractors license.2
5. The discharger shall prepare an ATS Plan that combines the site -specific data
and treatment system information required to safely and efficiently operate an
ATS. The ATS Plan shall be electronically submitted to the State Water Board at
least 14 days prior to the planned operation of the ATS and a paper copy shall be
available onsite during ATS operation. At a minimum, the ATS Plan shall
include:
a. ATS Operation and Maintenance Manual for All Equipment.
b. ATS Monitoring, Sampling & Reporting Plan, including Quality
Assurance/Quality Control (QA/QC).
c. ATS Health and Safety Plan.
d. ATS Spill Prevention Plan.
6. The ATS shall be designed to capture and treat (within a 72-hour period) a
volume equivalent to the runoff from a 10-year, 24-hour storm event using a
watershed runoff coefficient of 1.0.
D. Treatment —Chemical Coagulation/Flocculation
1. Jar tests shall be conducted using water samples selected to represent typical
site conditions and in accordance with ASTM D2035-08 (2003).
2. The discharger shall conduct, at minimum, six site -specific jar tests (per polymer
with one test serving as a control) for each project to determine the proper
polymer and dosage levels for their ATS.
3. Single field jar tests may also be conducted during a project if conditions warrant,
for example if construction activities disturb changing types of soils, which
consequently cause change in storm water and runoff characteristics.
E. Residual Chemical and Toxicity Requirements
1. The discharger shall utilize a residual chemical test method that has a method
detection limit (MDL) of 10% or less than the maximum allowable threshold
2 Business and Professions Code Division 3, Chapter 9, Article 4, Class A Contractor: A general engineering
contractor is a contractor whose principal contracting business is in connection with fixed works requiring specialized
engineering knowledge and skill. [htt //www.csl .ca. aov/Denerai-lnformatien/libra r Aicensin-classifications.as ].
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-2006-DWQ
2
Agreement No. 6574
ATTACHMENT F
concentration (MATC) for the specific coagulant in use and for the most
sensitive species of the chemical used.
2. The discharger shall utilize a residual chemical test method that produces a
result within one hour of sampling.
3. The discharger shall have a California State certified laboratory validate the
selected residual chemical test. Specifically the lab will review the test protocol,
test parameters, and the detection limit of the coagulant. The discharger shall
electronically submit this documentation as part of the ATS Plan.
4. If the discharger cannot utilize a residual chemical test method that meets the
requirements above, the discharger shall operate the ATS in Batch Treatment4
mode.
5. A discharger planning to operate in Batch Treatment mode shall perform toxicity
testing in accordance with the following:
a. The discharger shall initiate acute toxicity testing on effluent samples
representing effluent from each batch prior to discharge'. All bioassays shall
be sent to a laboratory certified by the Department of Health Services (DHS)
Environmental Laboratory Accreditation Program (ELAP). The required field
of testing number for Whole Effluent Toxicity (WET) testing is E113.6
b. Acute toxicity tests shall be conducted with the following species and
protocols. The methods to be used in the acute toxicity testing shall be those
outlined for a 96-hour acute test in "Methods for Measuring the Acute Toxicity
of Effluents and Receiving Water to Freshwater and Marine Organisms,
USEPA-841-R-02-012" for Fathead minnow, Pimephales promelas (fathead
minnow). Acute toxicity for Oncorhynchus mykiss (Rainbow Trout) may be
used as a substitute for testing fathead minnows.
c. All toxicity tests shall meet quality assurance criteria and test acceptability
criteria in the most recent versions of the EPA test method for WET testing.
d. The discharger shall electronically report all acute toxicity testing.
3 The Maximum Allowable Threshold Concentration (MATC) is the allowable concentration of residual, or dissolved
coagulant/flocculant in effluent. The MATC shall be coagulant/flocculant-specific, and based on toxicity testing
conducted by an independent, third -party laboratory. A typical MATC would be:
The MATC is equal to the geometric mean of the NOEC (No Observed Effect Concentration) and LOEC (Lowest
Observed Effect Concentration) Acute and Chronic toxicity results for most sensitive species determined for the
specific coagulant. The most sensitive species test shall be used to determine the MATC.
4 Batch Treatment mode is defined as holding or recirculating the treated water in a holding basin or tank(s) until
treatment is complete or the basin or storage tank() is full.
5 This requirement only requires that the test be initiated prior to discharge.
s http://www.dhs.ca.gov/ps/Is/etap/pdf/FOT_Desc.pdf,
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-2006-DWQ
3
Agreement No. 6574
ATTACHMENT F
F. Filtration
1. The ATS shall include a filtration step between the coagulant treatment train and
the effluent discharge. This is commonly provided by sand, bag, or cartridge
filters, which are sized to capture suspended material that might pass through the
clarifier tanks.
2. Differential pressure measurements shall be taken to monitor filter loading and
confirm that the final filter stage is functioning properly.
G. Residuals Management
1. Sediment shall be removed from the storage or treatment cells as necessary to
ensure that the cells maintain their required water storage (i.e., volume)
capability.
2. Handling and disposal of all solids generated during ATS operations shall be
done in accordance with all local, state, and federal laws and regulations.
H. ATS Instrumentation
The ATS shall be equipped with instrumentation that automatically measures and
records effluent water quality data and flow rate.
2. The minimum data recorded shall be consistent with the Monitoring and
Reporting requirements below, and shall include:
a. Influent Turbidity
b. Effluent Turbidity
c. Influent pH
d. Effluent pH
e. Residual Chemical
f. Effluent Flow rate
g. Effluent Flow volume
3. Systems shall be equipped with a data recording system, such as data loggers or
webserver-based systems, which records each measurement on a frequency no
longer than once every 15 minutes.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-2006-DWQ
4
Agreement No. 6574
ATTACHMENT F
4. Cumulative flow volume shall be recorded daily. The data recording system shall
have the capacity to record a minimum of seven days continuous data.
5. Instrumentation systems shall be interfaced with system control to provide auto
shutoff or recirculation in the event that effluent measurements exceed turbidity
or pH.
6. The system shall also assure that upon system upset, power failure, or other
catastrophic event, the ATS will default to a recirculation mode or safe shut
down.
7. Instrumentation (flow meters, probes, valves, streaming current detectors,
controlling computers, etc.) shall be installed and maintained per manufacturer's
recommendations, which shall be included in the QA/QC plan.
8, The QA/QC plan shall also specify calibration procedures and frequencies,
instrument method detection limit or sensitivity verification, laboratory duplicate
procedures, and other pertinent procedures.
9. The instrumentation system shall include a method for controlling coagulant
dose, to prevent potential overdosing. Available technologies include
flow/turbidity proportional metering, periodic jar testing and metering pump
adjustment, and ionic charge measurement controlling the metering pump.
I. ATS Effluent Discharge
1. ATS effluent shall comply with all provisions and prohibitions in this General
Permit, specifically the NELs.
2. NELs for discharges from an ATS;
a. Turbidity of all ATS discharges shall be less than 10 NTU for daily flow -
weighted average of all samples and 20 NTU for any single sample.
b. Residual Chemical shall be < 1 O% of MATC7 for the most sensilive species of
the chemical used.
The Maximum Allowable Threshold Concentration (MATC) is the allowable concentration of residual, or dissolved,
coagulant/flocculant in effluent. The MATC shall be coagulant/flocculant-specific, and based on toxicity testing
conducted by an independent, third -party laboratory. The MATC is equal to the geometric mean of the NOEC (No
Observed Effect Concentration) and LOEC (Lowest Observed Effect Concentration) Acute and Chronic toxicity
results for most sensitive species determined for the specific coagulant. The most sensitive species test shall be
used to determine the MATC.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-2006-DWQ
5
Agreement No. 6574
ATTACHMENT F
3. If an analytical effluent sampling result exceeds the turbidity NEL (as listed in
Table 1), the discharger is in violation of this General Permit and shall
electronically file the results in violation within 24-hours of obtaining the results.
4. If ATS effluent is authorized to discharge into a sanitary sewer system, the
discharger shall comply with any pre-treatment requirements applicable for that
system. The discharger shall include any specific criteria required by the
municipality in the ATS Plan.
5. Compliance Storm Event:
Discharges of storm water from ATS shall comply with applicable NELs (above)
unless the storm event causing the discharges is determined after the fact to be
equal to or larger than the Compliance Storm Event (expressed in inches of
rainfall). The Compliance Storm Event for ATS discharges is the 10 year, 24
hour storm, as determined using these maps:
//ww,rr:rs.; afrPn' 9v�s,
This exemption is dependent on the submission of rain gauge data verifying the
storm event is equal to or larger than the Compliance Storm.
J. Operation and Maintenance Plan
1. Each Project shall have a site -specific Operation and Maintenance (O&M)
Manual covering the procedures required to install, operate and maintain the
ATS.'
2. The O&M Manual shall only be used in conjunction with appropriate project -
specific design specifications that describe the system configuration and
operating parameters.
3. The O&M Manual shall have operating manuals for specific pumps, generators,
control systems,and other equipment.
K. Sampling and Reporting Quality Assurance/ Quality Check (QA/QC) Plan
4. A project -specific QA/QC Plan shall be developed for each project. The QA/QC
Plan shall include at a minimum:
a. Calibration — Calibration methods and frequencies for all system and field
instruments shall be specified.
8 The manual is typically in a modular format covering generalized procedures for each component that is utilized in a
particular system.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-2006-DWQ
6
Agreement No. 6574
ATTACHMENT F
b. Method Detection Limits (MDLs) — The methods for determining MDLs shall
be specified for each residual coagulant measurement method. Acceptable
minimum MDLs for each method, specific to individual coagulants, shall be
specified.
c. Laboratory Duplicates — Requirements for monthly laboratory duplicates for
residual coagulant analysis shall be specified.
L. Personnel Training
1. Operators shall have training specific to using an ATS and liquid coagulants for
storm water discharges in California.
2. The training shall be in the form of a formal class with a certificate and
requirements for testing and certificate renewal.
3. Training shall include a minimum of eight hours classroom and 32 hours field
training. The course shall cover the following topics:
a. Coagulation Basics —Chemistry and physical processes
b. ATS System Design and Operating Principles
c. ATS Control Systems
d. Coagulant Selection — Jar testing, dose determination, etc.
e. Aquatic Safety/Toxicity of Coagulants, proper handling and safety
f. Monitoring, Sampling, and Analysis
g. Reporting and Recordkeeping
h. Emergency Response
M. Active Treatment System (ATS) Monitoring Requirements
Any discharger who deploys an ATS on their site shall conduct the following:
1. Visual Monitoring
a. A designated responsible person shall be on site daily at all times during
treatment operations.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-2006-DWQ
7
Agreement No. 6574
ATTACHMENT F
b. Daily on -site visual monitoring of the system for proper performance shall be
conducted and recorded in the project data log.
i. The log shall include the name and phone number of the person
responsible for system operation and monitoring.
ii. The log shall include documentation of the responsible person's training.
2. Operational and Compliance Monitoring
a. Flow shall be continuously monitored and recorded at not greater than 15-
minute intervals for total volume treated and discharged.
b. Influent and effluent pH must be continuously monitored and recorded at not
greater than 15-minute intervals.
c. Influent and effluent turbidity (expressed in NTU) must be continuously
monitored and recorded at not greater than 15-minute intervals.
d. The type and amount of chemical used for pH adjustment, if any, shall be
monitored and recorded.
e. Dose rate of chemical used in the ATS system (expressed in mg/L) shall be
monitored and reported 15-minutes after startup and every 8 hours of
operation.
f. Laboratory duplicates — monthly laboratory duplicates for residual coagulant
analysis must be performed and records shall be maintained onsite.
g. Effluent shall be monitored and recorded for residual chemical/additive levels.
h. If a residual chemical/additive test does not exist and the ATS is operating in
a batch treatment mode of operation refer to the toxicity monitoring
requirements below.
3. Toxicity Monitoring
A discharger operating in batch treatment mode shall perform toxicity testing in
accordance with the following:
a. The discharger shall initiate acute toxicity testing on effluent samples
representing effluent from each batch prior to discharge.9 All bioassays shall
be sent to a laboratory certified by the Department of Health Services (DHS)
9ITThis requirement only requires that the test be initiated prior to discharge.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-2006-DWQ
8
Agreement No. 6574
ATTACHMENT F
Environmental Laboratory Accreditation Program (ELAP). The required field
of testing number for Whole Effluent Toxicity (WET) testing is E113.10
b.. Acute toxicity tests shall be conducted with the following species and
protocols. The methods to be used in the acute toxicity testing shall be those
outlined for a 96-hour acute test in "Methods for Measuring the Acute Toxicity
of Effluents and Receiving Water to Freshwater and Marine Organisms,
USEPA-841-R-02-012" for Fathead minnow, Pimephales promelas or
Rainbow trout Oncorhynchus mykiss may be used as a substitute for fathead
minnow.
c. All toxicity tests shall meet quality assurance criteria and test acceptability
criteria in the most recent versions of the EPA test method for WET testing."
4. Reporting and Recordkeeping
At a minimum, every 30 days a LRP representing the discharger shall access the
State Water Boards Storm Water Mulit-Application and Report Tracking system
(SMARTS) and electronically upload field data from the ATS. Records must be
kept for three years after the project is completed .
5. Non-compliance Reporting
a. Any indications of toxicity or other violations of water quality objectives shall
be reported to the appropriate regulatory agency as required by this General
Permit.
b. Upon any measurements that exceed water quality standards, the system
operator shall immediately notify his supervisor or other responsible parties,
who shall notify the Regional Water Board.
c. If any monitoring data exceeds any applicable NEL in this General Permit, the
discharger shall electronically submit a NEL Violation Report to the State
Water Board within 24 hours after the NEL exceedance has been identified.
i. ATS dischargers shall certify each NEL Viulaliuri Report in accordance
with the Special Provisions for Construction Activity in this General Permit.
ii. ATS dischargers shall retain an electronic or paper copy of each NEL
Violation Report for a minimum of three years after the date the annual
report is filed.
iii. ATS dischargers shall include in the NEL Violation Report:
10 ha .,i w w�awv,dti�s..ca. ovi sflsiela df/F 2T Desc��,df.
" httpl/www.epa,,gov/waterscience/methods/we ..
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-2006-DWQ
9
Agreement No. 6574
ATTACHMENT F
(1) The analytical method(s), method reporting unit(s), and method
detection limit(s) of each analytical parameter (analytical results
that are less than the method detection limit shall be reported as
"less than the method detection limit");
(2) The date, place, time of sampling, visual observation (inspections),
and/or measurements, including precipitation; and
(3) A description of the current onsite BMPs, and the proposed
corrective actions taken to manage the NEL exceedance.
iv. Compliance Storm Exemption - In the event that an applicable NEL has
been exceeded during a storm event equal to or larger than the
Compliance Storm Event, ATS dischargers shall report the on -site rain
gauge reading and nearby governmental rain gauge readings for
verification.
2009-0009-DWQ amended by 2010-0014-DWQ & 2012-2006-DWQ
10
Agreement No. 6574
Agreement No. 6574
A B C
1 Sediment Risk Factor Worksheet Entry
2 A R Factor
Analyses of data indicated that when factors other than rainfall are held constant, soil loss is directly proportional to a
rainfall factor composed of total storm kinetic energy (E) times the maximum 30-min intensity (130) (Wischmeier and
Smith, 1958). The numerical value of R is the average annual sum of E130 for storm events during a rainfall record of at
least 22 years, "Isoerodent" maps were developed based on R values calculated for more than 1000 locations in the
3 Western U.S. Refer to the Zink below to determine the R factor for the project site.
4 htt ://cf ub.e a. ov/n des/stormwater/LEWAewCalculator.cfm
5 R Factor Value, 0
6 13K Factor (weighted average, by area, for all site soils
WW
The soil-erodibility factor K represents: (1) susceptibility of soil or surface material to erosion, (2) transportability of the
sediment, and (3) the amount and rate of runoff given a particular rainfall input, as measured under a standard condition
Fine -textured soils that are high in clay have low K values (about 0.05 to 0.15) because the particles are resistant to
detachment. Coarse -textured soils, such as sandy soils, also have low K values (about 0,05 to 0.2) because of high
infiltration resulting in low runoff even though these particles are easily detached. Medium -textured soils, such as a silt
loam, have moderate K values (about 0.25 to 0.45) because they are moderately susceptible to particle detachment and
they produce runoff at moderate rates. Soils having a high silt content are especially susceptible to erosion and have hig I
K values, which can exceed 0.45 and can be as large as 0.65. Silt -size particles are easily detached and tend to crust,
7 producing high rates and large volumes of runoff. Use Site -specific data must be submitted„
8 Site -specific K factor cpuidance
g K Factor Value 0
10 C) LS Factor (weighted average, by area, for all slopes)
The effect of topography on erosion is accounted for by the LS factor, which combines the effects of a hillslope-length
factor, L, and a hillslope-gradient factor, S. Generally speaking, as hillslope length and/or hillslope gradient increase, soi
loss increases. As hillslope length increases, total soil loss and soil loss per unit area increase due to the progressive
accumulation of runoff in the downslope direction. As the hillslope gradient increases, the velocity and erosivity of runoff
increases. Use the LS table located in separate tab of this spreadsheet to determine LS factors. Estimate the weighted
11 LS for the site prior to construction.
12 LS Table
13 LS Factor Value 0
r
Watershed Erosion Estimate (=RxKxLS) in tons/acr 0
Site Sediment Risk Factor Medium Sediment R17 Low ekimen�5�and <75 tons/acreLow
High Sediment Risk: > = 75 tons/acr
20
21
22
23 GIS Map ... ,.
Method:
a .n ,......,
24 1. The R factor for the project is calculated using the online calculator at:
25 htt ;//cf ub.e a. ov/n des/stormwater/LEW/lewCalculator.cfm
26
2, The K and LS factors may be obtained by accessing the GIS maps located on the State Water
27 Board FTP website at:
28 fig N/swrcb2a.waterboards.ca. ov
- �d ublswrcbldw to �Risw�'
29
Agreement No. 6574
Receiving Water (RW) Risk Factor Worksheet
A. Watershed Characteristics
A.1. Does the disturbed area discharge (either directly or indirectly) to a 303(d)-listed
waterbody impaired by sediment (For help with impaired waterbodies please visit the link
below) or has a USEPA approved TMDL implementation plan for sediment?:
A.2. Does the disturbed area discharge to a waterbody with designated beneficial uses of
SPAWN & COLD & MIGRATORY? (For help please review the appropriate Regional Board
Basin Plan)
Entry Score
yes/no
no II Low
Agreement No. 6574
Combined Risk Level, Matrix
Sediment Risk
Low Medium
Low Level Level
High Level
Project Sediment Risk: Low
Project RW Risk: I.Ow
Project Combined Risk: ' ; 7��
M
Agreement No. 6574
Soil Erodibility Factor (K)
K factor can be determined by using the nomograph method, which requires that a particle size analysis (ASTM D-422) be
to determine the percentages of sand, very fine sand, silt and clay. Use the figure below to determine appropriate K
s— Per6M1 M�
k hekson triangular nomograph used to estimate soil erodibility (K) factor.
The figure above is the USDA nomograph used to determine the K factor for a soil, based on its texture (% silt plus very fine sand, °.% sand,
% organic matter, soil structure„ and permeability). Nomograph from Erickson 1977 as referenced in Goldman eL al., 1986.
Agreement No. 6574
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Agreement No. 6574
APPENDIX 2
APPENDIX 2:
Post -Construction Water Balance Performance Standard
Spreadsheet
The discharger shall submit with their Notice of Intent (NOI) the following
information to demonstrate compliance with the New and Re -Development Water
Balance Performance Standard.
The discharger must submit a small-scale topographic map of the site to show
the existing contour elevations, pre- and post -construction drainage divides, and
the total length of stream in each watershed area. Recommended scales include
1 in. = 20 ft., 1 in. = 30 ft., 1 in. = 40 ft., or 1 in = 50 ft. The suggested contour
interval is usually 1 to 5 feet, depending upon the slope of the terrain. The
contour interval may be increased on steep slopes. Other contour intervals and
scales may be appropriate given the magnitude of land disturbance.
Spreadsheet Instructions
The intent of the spreadsheet is to help dischargers calculate the project -related
increase in runoff volume and select impervious area and runoff reduction credits
to reduce the project -related increase in runoff volume to pre -project levels.
The discharger has the option of using the spreadsheet (Appendix 2.1) or a
more sophisticated, watershed process -based model (e.g. Storm Water
Management Model, Hydrological Simulation Program Fortran) to determine the
project -related increase in runoff volume.
In Appendix 4.1, you must complete the worksheet for each land use/soil
type combination for each project sub -watershed.
Steps 1 through 9 pertain specifically to the Runoff Volume Calculator:
Step 1: Enter the county where the project is located in cell H3.
Step 2: Enter the soil type in cell H6.
Step 3: Enter the existing pervious (dominant) land use type in cell H7.
Step 4: Enter the proposed pervious (dominant) land use type in cell H8.
Step 5: Enter the total project site area in cell H11 or J11.
Step 6: Enter the sub -watershed area in cell H12 or J12.
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
1
Agreement No. 6574
e " :110I97/'
Step 7: Enter the existing rooftop area in cell H17 or J17, the existing non -
rooftop impervious area in cell H18 or J18, the proposed rooftop area in
cell H19 or J19, and the proposed non -rooftop impervious area in cell
H2O or J20
Step 8: Work through each of the impervious area reduction credits and claim
credits where applicable. Volume that cannot be addressed using non-
structural practices must be captured in structural practices and
approved by the Regional Water Board.
Step 9: Work through each of the impervious volume reduction credits and
claim credits where applicable. Volume that cannot be addressed
using non-structural practices must be captured in structural practices
and approved by the Regional Water Board.
0 Porous Pavement
Tree Planting
0, Downspout Disconnection
0 Impervious Area Disconnection
a Green Roof
0 Stream Buffer
Vegetated Swales
m Rain Barrels and Cisterns
0 Landscaping Soil Quality
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
2
Agreement No. 6574
Post Construction Water 113a�ance CdWator
......... ...........
1 Ctr 1,9111,rJ If you can not answer la then `
1111 Q fyy( you know the 11 Yu t2 the county where the prolecl is
i i percent le storm even) aced (click on the cell to the right f6r
1 i z, your location enter u n tl Il ha#riY This will determine the SACRAMENTO
'..ifmn box below W ,got 951h percentile 24 hr storm event
User may make changes from any cell I your site which wJt appear under
r that is orange or brown n color qy n,4,sr f+ ¢ iv arhroeu to left
ID the cells to the immediate right)
...........
CdlF,!i in green are calculated for you6, j If you would bke a more p rs
J rvdlud select the loco! on alosea( to your
e
�*ac,. If you do not recgonize any of Ihese SACRAMENTO FAA ARPT
Pu 4. win leave this drop down menu at
�I rap 6 The average value for the County
h be used
�x Ci IIFlVp1rAM1'dtiblYA .—, •�•••••�,•••.._...�
s1� :. RfA15tx10•�C°4kYrldda"d1p�
J;,Adaala 2} Indicate the Sell Type (dropdown Group C Low inftllratien. Sandy clay loam.
Project Name: Optional fvdadg4.r la right): Soils Infiltration rate 0.05 to 0.15 inchlhr
when wet,
Waste Discharge antldi4K4f'on' 4 tqp'.�i Indicate the existingdomtriant
(WDIDp Optional no b ilt land Use Type (dropdown menu Wood 8 Grass: <50%ground cover
r ,..
...... _......� . ...______ ........_._....._ _.,......� ... rim Grnik land Use Type (dropdown _—
( 9$0PdCl phut);imp"Mo dodn"'"'. Lawn, Grass, or Pasture covering more than 75%
Date: Optional yp ( pdown menu o/the open space
lv„n right):
v2r SL radoY✓rp N,gsu N,q uai 8ft am �I .
Option
0..
sect 5�)tlId ��A[xae:
ru
Existing Pervious Run ff Curve Nwmds92 Lr;OwD
Proposed Development Pervious Runoff Curve Number 14 rva 1iatp Witt 5 6 alershetlArea 5 00 5 V70
J
�dtY ptY ftfu P rapct 109V"%
0 62 .gin ,w.... 4
°a u e have ncl d d the BS
per;dlq ✓ average 24 h vent- P85
VP c11,LI!TY .... _......... ......ww.....
7'Xrrt1 Yu d IY'nirrdl°Yn4r i silu4 for
¢larffratN la air•bvr iE'%minq 4violfcurve 0.44 In
ste{L)s. N Etn]) ^ ........ dg m^ ----^ used forcalculations greater
eYlhe b 062 In dA (acres) La
a
es
_— ....... Ij Sq, Ft......� Ac ofs 500
Existing Rooftop Impervious Coverage(
- 0��� f1.00
Existing Nan -Rooftop Impervious Coverage
5 Proposed Roelof, Impervious 4s a,,,igp
0 .....�...... ...,...... 0 OU.............
Proposed Non -Rooftop l9wWpe1vu,,d
4 n IY rP tlPi 0.00
P e-Protect Runoff Vol (cu ft) 247 Cu Ft.
.......................„„.,,,.. . ...,...—...,.,��,...... v
....._ ... _,,.,...... iwi m'adrwrrl Dr , rrr i 7 1 4 d9T,Fa.C"
0.00 ....�.
Project -Relayed Runoff Volume
g Lu.FI,
Increase wlo credits (cu ft)
�k[.t:11'.O.S�V,fSk&
0.00
.................................................... Wt'^..,,�Fi.Btid........................Q.Q4�....,....,_
Project -Related Volume Increase
0 Cu,F[. Suhtotal
with Credits (cu ft)
0,.00
0 Cu. Ft.
5uhtoPal eunoPP Vbluma Reduct'gn Cerfdll
.........
fBff-#'a) Impervious Volume Redu Ion Credlls
You have achieved your minimum requirements
Volul
Cu. Ft.
64arin_,rg ,11
to
sell,.rv.�„„y;,„
, dam.
0 Cu. Ft.
..�yw� , ...,. lu.iolgr4tl d{ rM4 W l m 14 tl 4 rNn
.,,
Cu,,. Ft.
Agreement No. 6574
Porous Pavement Credit Worksheet
Please fill out a porous pavement credit worksheel for each project sulh-walershed..
Area of Brick without Grout on .j,;..Lr�gn..' ', �.rgx^?pp,, of base with at least 20% void
Via¢ .4.,�;r, O ....._ ...------ ...�..........r
Area of Brick without Grout on rgq�,�a_gP y4v .« 4,R,1.RPA of base with at least 20% void
sjlyaSr,pvR� I_..... .....-------
..........,.
Area of Cobbles I s Ih n dee and ove soil
lnaht� eeR e. ...... ......... _. —__
Area of Cobbles less Ihan 12 inches deep antl o er soil
Area of Reinforced Grass Pavement on 0e„;f,,,,u:,rvyw.�, 7!_n hvh_ of base with at least
20%
Area of Reinforced Grass Pavement on wd Y�pµ,N,sp"puu,g',;trypj1, of hose with at leas[ 20
base with at least
Pavement on pn,R,VO,p,,;pn M1,J;l�rrfJMo-of base with at least
Area of Poured Porous Concrete or Asphalt Pavement with 141ILM 2L4.-rr J-pi of
2
7
v_el base ash... d„sto,ne) ......m_ ., _..__-------------- ..... ...,.,�,...,,.�_,_
Area of Poured Porous Concrete or Asphalt Pavement with 4 to B inches of gravel
b— I.wasbPr! sgppgf .. ...._ ........
Area of Poured Porous Concrete or Asphalt Pavement with B to 12 inches of gravel
Ant,iAwcriWH tr.IKaa:9—. .......--------
Area of Poured Porous Concrete or Asphalt Pavement with 12 or more inches of
:'Using Site Design Techniques to meet Development Slantlartls tar Slannwaler QualityQuality(BASMAA 20D0)
•NCDENR Stonnwaler BMP Manual (2007)
Agreement No. 6574
Tree Planting Credit Worksheet
Please fill out a tree canopy credit worksheet for each project sub -watershed,
Tree Canopy Credit Criteria
Number of re m o t.d e�orc seen t�.
G,._ �5 gITes to be planlcd �orgfftG - rMuart,kaer of trees x U.
Number of ro osed deciduous trees to be planted (credit = number of trees x 0.
Square feet under an existing tree canopy, that will remain on the property, with an average
diameter at 4.5 ft above grade (i.e., diameter at breast height or DBH) is LESS than 12 in
diameter..
........ .. _......
Square feet under an existing tree canopy that will remain on the property, with an average
diameter at 4.5 ft above grade (i.e., diameter at breast height or DBH) is 12 in diameter or
GREATER.
how the
trees will be
Number of Trees
Planted Credit
_- 0,00
0.00
credit amount based on credits from Stormwater Quality Design Manual for the Sacramento and South Placer Regions
0.00
0.00
Agreement No. 6574
Downspout Disconnection Credit Worksheet
Please fill out a downspout disconnection credit worksheet for each project subwatershed. If you
answer yes to all questions, all rooftop area draining to each downspout will be subtracted from
your proposed rooftop impervious coverage.
Downspout Disconnection Credit Criteria
Do downspouts and any extensions extend at least six feet from basement and two feet from a OYes *No
crawls ace or concrete slab?
O Yes *No
Is the area of rooftop connecting to each disconnected downspout 600 square feet or less?
O Yes OO No
Is the roof runoff from the design storm event fully contained in a raised bed or planter box or does
it drain as sheet flow to a landscaped area large enough to contain the roof runoff from the design
storm event?
O Yes *No
The Stream Buffer and/or Ve etated Swale credits will not be taken in this sub -watershed area?
of rooftop surface has disconnected
Percenta a of existin 0.00' Acres downspouts
of rooftop surface has disconnected 50
rc Peenta a of the proposed 0.00 Acres downspouts
Return to Calcul for
Agreement No. 6574
Impervious Area Disconnection Credit Worksheet
Please fill out an impervious area disconnection credit worksheet for each project sub -watershed. If you answer
yes to all questions, all non -rooftop impervious surface area will be subtracted from your proposed non -rooftop
impervious coverage.
Non -Rooftop Disconnection Credit Criteria Response
Is the maximum contributing impervious flow path length less than 75 feet or, if equal or O Yes O No
greater than 75 feet, is a storage device (e.g. French drain, bioretention area, gravel
tren�plemented to achieve the required disconnection length?
OO Yes O No
Is the impervious area to anyone discharge location less than 5,000 square feet?
The Stream Buffer credit will not be taken in this sub -watershed area? OO Yes O No
Percents a of existinq 0.00 Acres non-roofto surface area disconnected
Percentage of the
ro osed' 0.00 Acres non-roofto surface area disconnected 70
r Arrn to Calculator
Agreement No. 6574
Green Roof Credit Worksheet
Please fill out a greenroof credit worksheet for each project sub -watershed. If you answer yes to all
questions, 70% of the greenroof area will be subtracted from your proposed rooftop impervious coverage.
Green Roof Credit Criteria
Is the roof slope less than 15% or does it have a grid to hold the substrate in 0NIP
place until it forms a thick vegetation mat?
Has a professional engineer assessed the necessary load reserves and *Too OND
designed a roof structure to meet state and local codes?
Is the irrigation needed for plant establishment and/or to sustain the green roof evin 01110
during extended dry periods, is the source from stored, recycled, reclaimed, or
reused water?
Percentage of 0.0
existing 0 Acres rooftop surface area in greenroof
Percentage of the 0.0
or000sed 0 Acres rooftop surface area in greenroof
Agreement No. 6574
Stream Buffer Credit Worksheet
Please fill out a stream buffer credit worksheet for each project sub -watershed. If you answer yes to all
questions, you may subtract all impervious surface draining to each stream buffer that has not been
addressed using the Downspout and/or Impervious Area Disconnection credits.
Stream Buffer Credit Criteria
Does runoff enter the floodprone width* or within 500 feet (whichever is
larger) of a stream channel as sheet flow**?
Is the contributing overland slope 5% or less, or if greater than 5%, is a
level spreader used?
Is the buffer area protected from vehicle or other traffic barriers to reduce
compaction?
Will the stream buffer be maintained in an ungraded and uncompacted
condition and will the vegetation be maintained in a natural condition?
Percentage of impervious surface area draining
existing 0.00 Acres into a stream buffer:
Percentage of the impervious surface area that will
proposed 1 0.00 Acres drain into a stream buffer:
Please describe below how the project will ensure that the buffer areas
will remain in ungraded and uncompacted condition and that the
vegetation will he maintained in a natural condition.
* floodprone width is the width at twice the bankfull depth.
** the maximum contributing length shall be 75 feet for impervious area
7
Return to Calculator
Agreement No. 6574
Vegetated Swale Credit Worksheet
Please fill out a vegetated swale worksheet for each project subwatershed. If you answer yes to all
questions, you may subtract all impervious surface draining to each stream buffer that has not been
addressed using the Downspout Disconnection credit.
Vegetated Swale Credit Criteria
Have all vegetated swales been designed in accordance with Treatment Control BMP 30 (TC-30 -
Vegetated Swale) from the California Stormwater BMP Handbook, New Development and
Redevelopment (available at www.cabmphandbooks. com)?
Is the maximum flow velocity for runoff from the design storm event less than or equal to 1.0 foot
persecond?
O Yes *No
O Yes* No
Percentage of existing
0.00
Acres of impervious area draining
to a vegetated swale
Percentage of the pro osed
0.00
Acres of impervious area draining
to a vegetated swale
Return to Calculator
Agreement No. 6574
Rain Barrel/Cistern Credit Worksheet
Please fill out a rain barrel/cistern worksheel for each project sub -watershed.
Rain BarrelTstern Credit Eriteria Res
otat number of rain ba
of rain barrel(s)/cistern(s) (in gallons
otal capacity rain barrel (s)/cistern (s) (in cu ft) 1
1 accounts for 10% loss Return to Calculator
Agreement No. 6574
Please fill out a soil quality worksheet for each project sub -watershed,.
Response
Will the landscaped area be lined with an impervious membrane?
Wpll the soils used for landscaping meet the ideal bulk densities listed in Table 1 below'?' O Yes *No
If you answered yes to the question above, and you know the area -weighted bulk density
1.3
within the top 12 inches for soils used for landscaping (in g/cm 3)« , fill in the cell to the right and
skip to cell G11. If not select from the drop -down menu in G10.
If you answered yes to the question above, but you do not know the exact bulk density, which
Sandy Ioams, loams
of the soil types in the drop down menu to the right best describes the top 12 inches for soils
used for landscaping on 9/cm )
C .
What is the average depth of your landscaped soil media meeting the above criteria (inches)?
12
What is the total area of the landscaped areas meeting the above criteria (in acres)?
2.97
Table 1
Sands, loamy sands
<1.6
Sandy Ioams, Ioams
<1.4
Sandy clay Ioams, Ioams, clay Ioams
<1.4
Silts, silt Ioams
<1.3
Silt Ioams, silty clay Ioams
<1.1
Sandy clays, silty clays, some clay
Ioams (35-45% clay)
<1.1
Clays (>45% clay)
<1.1
USDA NRCS. "Soil Quality Urban Technical Note
No.2-Urban Soil Compaction March 2000.
htt //'srriNs.tas e. vP i ix� roementffReslsa otn 2.odf
To determine how to calculate density see:
p ttl :A�, Corr v � p' Jbujkden. dfvs c_ � 4
Return to Calculator
Porosity (%) 50.94%
Mineral grains in many soils are mainly quartz and
feldspar, so 2,65 a good average for particle
density. To determine percent porosity, use the
formula: Porosity (%) _ (1-Bulk Density/2.65) X
100
Agreement No. 6574
APPENDIX 3
APPENDIX 3
Bioassessment Monitoring Guidelines
Bioassessment monitoring is required for projects that meet all of the following
criteria:
1. The project is rated Risk Level 3 or LUP Type 3
2. The project directly discharges runoff to a freshwater wadeable stream (or
streams) that is either: (a) listed by the State Water Board or USEPA as
impaired due to sediment, and/or (b) tributary to any downstream water
body that is listed for sediment; and/or have the beneficial use SPAWN &
COLD & MIGRATORY
3. Total project -related ground disturbance exceeds 30 acres.
For all such projects, the discharger shall conduct bioassessment monitoring, as
described in this section, to assess the effect of the project on the biological
integrity of receiving waters.
Bioassessment shall include:
1. The collection and reporting of specified instream biological data
2. The collection and reporting of specified instream physical habitat data
Bioassessment Exception
If a site qualifies for bioassessment, but construction commences out of an index
period for the site location, the discharger shall:
1. Receive Regional Water Board approval for the sampling exception
2. Make a check payable to: Cal State Chico Foundation (SWAMP Bank
Account) or San Jose State Foundation (SWAMP Bank Account) and
include the WDID# on the check for the amount calculated for the
exempted project.
3. Send a copy of the check to the Regional Water Board office for the site's
region
4. Invest 7,500.00 X The number of samples required into the SWAMP
program as compensation (upon Regional Water Board approval).
5. Conduct bioassessment monitoring, as described in Appendix 4
6. Include the collection and reporting of specified instream biological data
and physical habitat
7. Use the bioassessment sample collection and Quality Assurance &
Quality Control (QA/QC) protocols developed by the State of California's
Surface Water Ambient Monitoring Program (SWAMP)
Site Locations and Fre uenc
Macroinvertebrate samples shall be collected both before ground disturbance is
initiated and after the project is completed. The "after" sample(s) shall be
collected after at least one winter season resulting in surface runoff has
transpired after project -related ground disturbance has ceased. "Before" and
"after" samples shall be collected both upstream and downstream of the project's
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
1
Agreement No. 6574
discharge. Upstream samples should be taken immediately before the sites
outfall and downstream samples should be taken immediately after the outfall
(when safe to collect the samples). Samples should be collected for each
freshwater wadeable stream that is listed as impaired due to sediment, or
tributary to a water body that is listed for sediment. Habitat assessment data shall
be collected concurrently with all required macroinvertebrate samples.
Index Period(Timing of Sam le Collection)
Macroinvertebrate sampling shall be conducted during the time of year (i.e., the
"index period") most appropriate for bioassessment sampling, depending on
ecoregion. This map is posted on the State Water Board's Website:
htt ://w w, aterboards.ca. ov/water issues/pro ram s/stormwatericonstruction.s
html
Field Method's for Macroinvertebrate Collections
In collecting macroinvertebrate samples, the discharger shall use the "Reachwide
Benthos (Multi -habitat) Procedure" specified in Standard Operating Procedures
for Collecting Benthic Macroinvertebrate Samples and Associated Physical and
Chemical Data for Ambient Bioassessments in California (Ode 2007).'
Physical - Habitat Assessment Methods
The discharger shall conduct, concurrently with all required macroinvertebrate
collections, the "Full" suite of physical habitat characterization measurements as
specified in Standard Operating Procedures for Collecting Benthic
Macroinvertebrate Samples and Associated Physical and Chemical Data for
Ambient Bioassessments in California (Ode 2007), and as summarized in the
Surface Water Ambient Monitoring Program's Stream Habitat Characterization
Form — Full Version.
Laboratory Methods
Macroinvertebrates shall be identified and classified according to the Standard
Taxonomic Effort (STE) Level I of the Southwestern Association of Freshwater
Invertebrate Taxonomists (SAFIT),2 and using a fixed -count of 600 organisms per
sample.
Quality Assurance
The discharger or its consultant(s) shall have and follow a quality assurance (QA)
plan that covers the required bioassessment monitoring. The QA plan shall
include, or be supplemented to include, a specific requirement for external QA
checks (i.e., verification of taxonomic identifications and correction of data where
1 This document is available on the Internet at: ht1t + d
htt :// wamn .m sl.mlrnl.catstate,edu/w
content/u toads/2009/04f wam sop bioassessment collection 020107, df'.
The current SAFIT STEs (28 November 2006) list requirements for both the Level I and Level II taxonomic
effort, and are located at: it wra av cs�safit
htt :1/w w.safil.or /Dorslste Mist. df. When new editions are published by SAFIT, they will supersede all
previous editions. All editions will be posted at the State Water Board's SWAMP website.
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
Agreement No. 6574
errors are identified). External QA checks shall be performed on one of the
discharger's macroinvertebrate samples collected per calendar year, or ten
percent of the samples per year (whichever is greater). QA samples shall be
randomly selected. The external QA checks shall be paid for by the discharger,
and performed by the California Department of Fish and Game's Aquatic
Bioassessment Laboratory. An alternate laboratory with equivalent or better
expertise and performance may be used if approved in writing by State Water
Board staff.
Sample Preservation and Archivin
The original sample material shall be stored in 70 percent ethanol and retained
by the discharger until: 1) all QA analyses specified herein and in the relevant QA
plan are completed; and 2) any data corrections and/or re -analyses
recommended by the external QA laboratory have been implemented. The
remaining subsam led material shall be stored in 70 percent ethanol and
retained until completeness checks have been performed according to the
relevant QA plan. The identified organisms shall be stored in 70 percent ethanol,
in separate glass vials for each final ID taxon. (For example, a sample with 45
identified taxa would be archived in a minimum of 45 vials, each containing all
individuals of the identified taxon.) Each of the vials containing identified
organisms shall be labeled with taxonomic information (i.e., taxon name,
organism count) and collection information (i.e., site name/site code, waterbody
name, date collected, method of collection). The identified organisms shall be
archived (i.e., retained) by the discharger for a period of not less than three years
from the date that all QA steps are completed, and shall be checked at least
once per year and "topped off' with ethanol to prevent desiccation. The identified
organisms shall be relinquished to the State Water Board upon request by any
State Water Board staff.
Data Submittal
The macroinvertebrate results (i.e., taxonomic identifications consistent with the
specified SAFIT STEs, and number of organisms within each taxa) shall be
submitted to the State Water Board in electronic format. The State Water Board's
Surface Water Ambient Monitoring Program (SWAMP) is currently developing
standardized formats for reporting bioassessment data. All bioassessment data
collected after those formats become available shall be submitted using the
SWAMP formats. Until those formats are available, the biological data shall be
submitted in MS -Excel (or equivalent) format.3
The physical/habitat data shall be reported using the standard format titled
SWAMP Stream Habitat Characterization Form — Full Version.4
3 Any version of Excel, 2000 or later, may be used.
4 Available at:
htt ;// aWW.W ter6oards.ca. ov/v Ater issued r rar /scram idocs/re orts/fDeldtorrns f llvers on0529 0. d
f
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
Agreement No. 6574
Invasive Species Prevention
In conducting the required bioassessment monitoring, the discharger and its
consultants shall take precautions to prevent the introduction or spread of aquatic
invasive species. At minimum, the discharger and its consultants shall follow the
recommendations of the California Department of Fish and Game to minimize the
introduction or spread of the New Zealand mudsnail.5
5 Instructions for controlling the spread of NZ mudsnails, including decontamination methods, can be found
at: httr):/iwww.dfa.ca.gov/invasives/mudsnail/
More information on AIS More information on AIS
htt ://www,waterboards.ca, ovj ate issue sC ro rams/swa_m /ais/
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
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Agreement No. 6574
A01I97E4P
APPENDIX 5:
Glossary
Active Areas of Construction
All areas subject to land surface disturbance activities related to the project
including, but not limited to, project staging areas, immediate access areas and
storage areas. All previously active areas are still considered active areas until
final stabilization is complete. [The construction activity Phases used in this
General Permit are the Preliminary Phase, Grading and Land Development
Phase, Streets and Utilities Phase, and the Vertical Construction Phase.]
Active Treatment System (ATS)
A treatment system that employs chemical coagulation, chemical flocculation, or
electrocoagulation to aid in the reduction of turbidity caused by fine suspended
sediment.
Acute Toxicity Test
A chemical stimulus severe enough to rapidly induce a negative effect; in aquatic
toxicity tests, an effect observed within 96 hours or less is considered acute.
Air Deposition
Airborne particulates from construction activities.
Approved Signatory
A person who has been authorized by the Legally Responsible Person to sign,
certify, and electronically submit Permit Registration Documents, Notices of
Termination, and any other documents, reports, or information required by the
General Permit, the State or Regional Water Board, or U.S. EPA. The Approved
Signatory must be one of the following:
For a corporation or limited liability company: a responsible corporate officer.
For the purpose of this section, a responsible corporate officer means: (a) a
president, secretary, treasurer, or vice-president of the corporation in charge
of a principal business function, or any other person who performs similar
policy or decision -making functions for the corporation or limited liability
company; or (b) the manager of the facility if authority to sign documents has
been assigned or delegated to the manager in accordance with corporate
procedures;
2. For a partnership or sole proprietorship: a general partner or the proprietor,
respectively;
3. For a municipality, State, Federal, or other public agency: a principal
executive officer, ranking elected official, city manager, council president, or
any other authorized public employee with managerial responsibility over the
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
1
Agreement No. 6574
R»104I9]E0
construction or land disturbance project (including, but not limited to, project
manager, project superintendent, or resident engineer);
4. For the military: any military officer or Department of Defense civilian, acting
in an equivalent capacity to a military officer, who has been designated;
5. For a public university: an authorized university official;
6. For an individual: the individual, because the individual acts as both the
Legally Responsible Person and the Approved Signatory; or
7. For any type of entity not listed above (e.g. trusts, estates, receivers): an
authorized person with managerial authority over the construction or land
disturbance project.
Beneficial Uses
As defined in the California Water Code, beneficial uses of the waters of the state
that may be protected against quality degradation include, but are not limited to,
domestic, municipal, agricultural and industrial supply; power generation;
recreation; aesthetic enjoyment; navigation; and preservation and enhancement
of fish, wildlife, and other aquatic resources or preserves.
Best Available Technology Economically Achievable (BAT)
As defined by USEPA, BAT is a technology -based standard established by the
Clean Water Act (CWA) as the most appropriate means available on a national
basis for controlling the direct discharge of toxic and nonconventional pollutants
to navigable waters. The BAT effluent limitations guidelines, in general,
represent the best existing performance of treatment technologies that are
economically achievable within an industrial point source category or
subcategory.
Best Conventional Pollutant Control Technology (BCT)
As defined by USEPA, BCT is a technology -based standard for the discharge
from existing industrial point sources of conventional pollutants including
biochemical oxygen demand (BOD), total suspended sediment (TSS), fecal
coliform, pH, oil and grease.
Best Professional Judgment (BPJ)
The method used by permit writers to develop technology -based NPDES permit
conditions on a case -by -case basis using all reasonably available and relevant
data.
Best Management Practices (BMPs)
BMPs are scheduling of activities, prohibitions of practices, maintenance
procedures, and other management practices to prevent or reduce the discharge
of pollutants. BMPs also include treatment requirements, operating procedures,
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
2
Agreement No. 6574
APPENDIX 5
and practices to control site runoff, spillage or leaks, sludge or waste disposal, or
drainage from raw material storage.
Chain of Custody (COC)
Form used to track sample handling as samples progress from sample collection
to the analytical laboratory. The COC is then used to track the resulting
analytical data from the laboratory to the client. COC forms can be obtained from
an analytical laboratory upon request.
Coagulation
The clumping of particles in a discharge to settle out impurities, often induced by
chemicals such as lime, alum, and iron salts.
Common Plan of Development
Generally a contiguous area where multiple, distinct construction activities may
be taking place at different times under one plan. A plan is generally defined as
any piece of documentation or physical demarcation that indicates that
construction activities may occur on a common plot. Such documentation could
consist of a tract map, parcel map, demolition plans, grading plans or contract
documents. Any of these documents could delineate the boundaries of a
common plan area. However, broad planning documents, such as land use
master plans, conceptual master plans, or broad -based CEQA or NEPA
documents that identify potential projects for an agency or facility are not
considered common plans of development.
Daily Average Discharge
The discharge of a pollutant measured during any 24-hour period that reasonably
represents a calendar day for purposes of sampling. For pollutants with
limitations expressed in units of mass, the daily discharge is calculated as the
total mass of the pollutant discharged during the day. For pollutants with
limitations expressed in other units of measurement (e.g., concentration) the
daily discharge is calculated as the average measurement of the pollutant
throughout the day (40 CFR 122.2). In the case of pH, the pH must first be
converted from a log scale.
Debris
Litter, rubble, discarded refuse, and remains of destroyed inorganic
anthropogenic waste.
Direct Discharge
A discharge that is routed directly to waters of the United States by means of a
pipe, channel, or ditch (including a municipal storm sewer system), or through
surface runoff.
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
3
Agreement No. 6574
,-010C
Discharger
The Legally Responsible Person (see definition) or entity subject to this General
Permit.
Dose Rate (for ATS)
In exposure assessment, dose (e.g. of a chemical) per time unit (e.g. mg/day),
sometimes also called dosage.
Drainage Area
The area of land that drains water, sediment, pollutants, and dissolved materials
to a common outlet.
Effluent
Any discharge of water by a discharger either to the receiving water or beyond
the property boundary controlled by the discharger.
Effluent Limitation
Any numeric or narrative restriction imposed on quantities, discharge rates, and
concentrations of pollutants which are discharged from point sources into waters
of the United States, the waters of the contiguous zone, or the ocean.
Erosion
The process, by which soil particles are detached and transported by the actions
of wind, water, or gravity.
Erosion Control BMPs
Vegetation, such as grasses and wildflowers, and other materials, such as straw,
fiber, stabilizing emulsion, protective blankets, etc., placed to stabilize areas of
disturbed soils, reduce loss of soil due to the action of water or wind, and prevent
water pollution.
Field Measurements
Testing procedures performed in the field with portable field-testing kits or
meters.
Final Stabilization
All soil disturbing activities at each individual parcel within the site have been
completed in a manner consistent with the requirements in this General Permit.
First Order Stream
Stream with no tributaries.
Flocculants
Substances that interact with suspended particles and bind them together to form
flocs.
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
4
Agreement No. 6574
APPENDIX 5
Good Housekeeping BMPs
BMPs designed to reduce or eliminate the addition of pollutants to construction
site runoff through analysis of pollutant sources, implementation of proper
handling/disposal practices, employee education, and other actions.
Grading Phase (part of the Grading and Land Development Phase)
Includes reconfiguring the topography and slope including; alluvium removals;
canyon cleanouts; rock undercuts; keyway excavations; land form grading; and
stockpiling of select material for capping operations.
Hydromodification
Hydromodification is the alteration of the hydrologic characteristics of coastal and
non -coastal waters, which in turn could cause degradation of water resources.
Hydromodification can cause excessive erosion and/or sedimentation rates,
causing excessive turbidity, channel aggradation and/or degradation.
Identified Organisms
Organisms within a sub -sample that is specifically identified and counted.
Inactive Areas of Construction
Areas of construction activity that are not active and those that have been active
and are not scheduled to be re -disturbed for at least 14 days.
Index Period
The period of time during which bioassessment samples must be collected to
produce results suitable for assessing the biological integrity of streams and
rivers. Instream communities naturally vary over the course of a year,and
sampling during the index period ensures that samples are collected during a
time frame when communities are stable so that year-to-year consistency is
obtained. The index period approach provides a cost-effective alternative to year
round sampling. Furthermore, sampling within the appropriate index period will
yield results that are comparable to the assessment thresholds or criteria for a
given region, which are established for the same index period. Because index
periods differ for different parts of the state, it is essential to know the index
period for your area.
K Factor
The soil erodibility factor used in the Revised Universal Soil Loss Equation
(RUSLE). It represents the combination of detachability of the soil, runoff
potential of the soil, and the transportability of the sediment eroded from the soil
Legally Responsible Person
The Legally Responsible Person (LRP) will typically be the project proponent.
The categories of persons or entities that are eligible to serve as the LRP are set
forth below. For any construction or land disturbance project where multiple
persons or entities are eligible to serve as the LRP, those persons or entities
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
5
Agreement No. 6574
shall select a single LRP. In exceptional circumstances, a person or entity that
qualifies as the LRP may provide written authorization to another person or entity
to serve as the LRP. In such a circumstance, the person or entity that provides
the authorization retains all responsibility for compliance with the General Permit.
Except as provided in category 2(d), a contractor who does not satisfy the
requirements of any of the categories below is not qualified to be an LRP.
The following persons or entities may serve as an LRP:
1. A person, company, agency, or other entity that possesses a real property
interest (including, but not limited to, fee simple ownership, easement,
leasehold, or other rights of way) in the land upon which the construction or
land disturbance activities will occur for the regulated site.
2. In addition to the above, the following persons or entities may also serve as
an LRP:
a. For linear underground/overhead projects, the utility company,
municipality, or other public or private company or agency that owns or
operates the LUP;
b. For land controlled by an estate or similar entity, the person who has day-
to-day control over the land (including, but not limited to, a bankruptcy
trustee, receiver, or conservator);
c. For pollution investigation and remediation projects, any potentially
responsible party that has received permission to conduct the project from
the holder of a real property interest in the land; or
d. For U.S. Army Corp of Engineers projects, the U.S. Army Corps of
Engineers may provide written authorization to its bonded contractor to
serve as the LRP, provided, however, that the U.S. Army Corps of
Engineers is also responsible for compliance with the general permit, as
authorized by the Clean Water Act or the Federal Facilities Compliance
Act.
Likely Precipitation Event
Any weather pattern that is forecasted to have a 50% or greater chance of
producing precipitation in the project area. The discharger shall obtain likely
precipitation forecast information from the National Weather Service Forecast
Office (e.g., by entering the zip code of the project's location at
htt ://www.srh,noaa. ov/folrecast).
Maximum Allowable Threshold Concentration (MATC)
The allowable concentration of residual, or dissolved, coagulant/flocculant in
effluent. The MATC shall be coagulant/flocculent-specific, and based on toxicity
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
6
Agreement No. 6574
APPENDIX 5
testing conducted by an independent, third -party laboratory. A typical MATC
would be:
The MATC is equal to the geometric mean of the NOEC (No Observed Effect
Concentration) and LOEC (Lowest Observed Effect Concentration) Acute and
Chronic toxicity results for most sensitive species determined for the specific
coagulant. The most sensitive species test shall be used to determine the
MATC.
Natural Channel Evolution
The physical trend in channel adjustments following a disturbance that causes
the river to have more energy and degrade or aggrade more sediment. Channels
have been observed to pass through 5 to 9 evolution types. Once they pass
though the suite of evolution stages, they will rest in a new state of equilibrium.
Non -Storm Water Discharges
Discharges are discharges that do not originate from precipitation events. They
can include, but are not limited to, discharges of process water, air conditioner
condensate, non -contact cooling water, vehicle wash water, sanitary wastes,
concrete washout water, paint wash water, irrigation water, or pipe testing water.
Non -Visible Pollutants
Pollutants associated with a specific site or activity that can have a negative
impact on water quality, but cannot be seen though observation (ex: chlorine).
Such pollutants being discharged are not authorized.
Numeric Action Level (NAL)
Level is used as a warning to evaluate if best management practices are
effective and take necessary corrective actions. Not an effluent limit.
Original Sample Material
The material (i.e., macroinvertebrates, organic material, gravel, etc.) remaining
after the subsample has been removed for identification.
pH
Unit universally used to express the intensity of the acid or alkaline condition of a
water sample. The pH of natural waters tends to range between 6 and 9, with
neutral being 7. Extremes of pH can have deleterious effects on aquatic
systems.
Post -Construction BMPs
Structural and non-structural controls which detain, retain, or filter the release of
pollutants to receiving waters after final stabilization is attained.
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
7
Agreement No. 6574
APPENDIX 5
Preliminary Phase (Pre -Construction Phase - Part of the Grading and Land
Development Phase)
Construction stage including rough grading and/or disking, clearing and grubbing
operations, or any soil disturbance prior to mass grading.
Project
Qualified SWPPP Developer
Individual who is authorized to develop and revise SWPPPs.
Qualified SWPPP Practitioner
Individual assigned responsibility for non -storm water and storm water visual
observations, sampling and analysis, and responsibility to ensure full compliance
with the permit and implementation of all elements of the SWPPP, including the
preparation of the annual compliance evaluation and the elimination of all
unauthorized discharges.
Qualifying Rain Event
Any event that produces 0.5 inches or more precipitation with a 48 hour or
greater period between rain events.
R Factor
Erosivity factor used in the Revised Universal Soil Loss Equation (RUSLE). The
R factor represents the erosivity of the climate at a particular location. An
average annual value of R is determined from historical weather records using
erosivity values determined for individual storms. The erosivity of an individual
storm is computed as the product of the storm's total energy, which is closely
related to storm amount, and the storm's maximum 30-minute intensity.
Rain Event Action Plan (REAP)
Written document, specific for each rain event, that when implemented is
designed to protect all exposed portions of the site within 48 hours of any likely
precipitation event.
Remaining Sub sampled Material
The material (e.g., organic material, gravel, etc.) that remains after the organisms
to be identified have been removed from the subsample for identification.
(Generally, no macroinvertebrates are present in the remaining subsampled
material, but the sample needs to be checked and verified using a complete
Quality Assurance (QA) plan)
Routine Maintenance
Activities intended to maintain the original line and grade, hydraulic capacity, or
original purpose of a facility.
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
8
Agreement No. 6574
APPENDIX 5
Runoff Control BMPs
Measures used to divert runon from offsite and runoff within the site.
Run-on
Discharges that originate offsite and flow onto the property of a separate project
site.
Revised Universal Soil Loss Equation (RUSLE)
Empirical model that calculates average annual soil loss as a function of rainfall
and runoff erosivity, soil erodibility, topography, erosion controls, and sediment
controls.
Sampling and Analysis Plan
Document that describes how the samples will be collected, under what
conditions, where and when the samples will be collected, what the sample will
be tested for, what test methods and detection limits will be used, and what
methods/procedures will be maintained to ensure the integrity of the sample
during collection, storage, shipping and testing (i.e., quality assurance/quality
control protocols).
Sediment
Solid particulate matter, both mineral and organic, that is in suspension, is being
transported, or has been moved from its site of origin by air, water, gravity, or ice
and has come to rest on the earth's surface either above or below sea level.
Sedimentation
Process of deposition of suspended matter carried by water, wastewater, or other
liquids, by gravity. It is usually accomplished by reducing the velocity of the liquid
below the point at which it can transport the suspended material.
Sediment Control BMPs
Practices that trap soil particles after they have been eroded by rain, flowing
water, or wind. They include those practices that intercept and slow or detain the
flow of storm water to allow sediment to settle and be trapped (e.g., silt fence,
sediment basin, fiber rolls, etc.).
Settleable Solids (SS)
Solid material that can be settled within a water column during a specified time
frame. It is typically tested by placing a water sample into an Imhoff settling cone
and then allowing the solids to settle by gravity for a given length of time.
Results are reported either as a volume (mL/L) or a mass (mg/L) concentration.
Sheet Flow
Flow of water that occurs overland in areas where there are no defined channels
where the water spreads out over a large area at a uniform depth.
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
9
Agreement No. 6574
APPENDIX 5
Site
Soil Amendment
Any material that is added to the soil to change its chemical properties,
engineering properties, or erosion resistance that could become mobilized by
storm water.
Streets and Utilities Phase
Construction stage including excavation and street paving, lot grading, curbs,
gutters and sidewalks, public utilities, public water facilities including fire
hydrants, public sanitary sewer systems, storm sewer system and/or other
drainage improvements.
Structural Controls
Any structural facility designed and constructed to mitigate the adverse impacts
of storm water and urban runoff pollution
Suspended Sediment Concentration (SSC)
The measure of the concentration of suspended solid material in a water sample
by measuring the dry weight of all of the solid material from a known volume of a
collected water sample. Results are reported in mg/L.
Total Suspended Solids (TSS)
The measure of the suspended solids in a water sample includes inorganic
substances, such as soil particles and organic substances, such as algae,
aquatic plant/animal waste, particles related to industrial/sewage waste, etc. The
TSS test measures the concentration of suspended solids in water by measuring
the dry weight of a solid material contained in a known volume of a sub -sample
of a collected water sample. Results are reported in mg/L.
Toxicity
The adverse response(s) of organisms to chemicals or physical agents ranging
from mortality to physiological responses such as impaired reproduction or
growth anomalies.
Turbidity
The cloudiness of water quantified by the degree to which light traveling through
a water column is scattered by the suspended organic and inorganic particles it
contains. The turbidity test is reported in Nephelometric Turbidity Units (NTU) or
Jackson Turbidity Units (JTU).
Vertical Construction Phase
The Build out of structures from foundations to roofing, including rough
landscaping.
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
10
Agreement No. 6574
APPENDIX 5
Waters of the United States
Generally refers to surface waters, as defined by the federal Environmental
Protection Agency in 40 C.F.R. § 122.2.1
Water Quality Objectives (WQO)
Water quality objectives are defined in the California Water Code as limits or
levels of water quality constituents or characteristics, which are established for
the reasonable protection of beneficial uses of water or the prevention of
nuisance within a specific area.
' The application of the definition of "waters of the United States" may be difficult to determine; there are
currently several judicial decisions that create some confusion. If a landowner is unsure whether the
discharge must be covered by this General Permit, the landowner may wish to seek legal advice.
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
11
Agreement No. 6574
APPENDIX 6
APPENDIX 6:
Acronym List
ASBS
Areas of Special Biological Significance
ASTM
American Society of Testing and Materials; Standard Test
Method for Particle -Size Analysis of Soils
ATS
Active Treatment System
BASMAA
Bay Area Storm water Management Agencies Association
BAT
Best Available Technology Economically Achievable
BCT
Best Conventional Pollutant Control Technology
BMP
Best Management Practices
BOD
Biochemical Oxygen Demand
BPJ
Best Professional Judgment
CAFO
Confined Animal Feeding Operation
CCR
California Code of Regulations
CEQA
California Environmental Quality Act
CFR
Code of Federal Regulations
CGP
NPDES General Permit for Storm Water Discharges
Associated with Construction Activities
CIWQS
California Integrated Water Quality System
CKD
Cement Kiln Dust
COC
Chain of Custody
CPESC
Certified Professional in Erosion and Sediment Control
CPSWQ
Certified Professional in Storm Water Quality
CSMP
Construction Site Monitoring Program
CTB
Cement Treated Base
CTR
California Toxics Rule
CWA
Clean Water Act
CWC
California Water Code
CWP
Center for Watershed Protection
DADMAC
Diallyldimethyl-ammonium chloride
DDNR
Delaware Department of Natural Resources
DFG
Department of Fish and Game
DHS
Department of Health Services
DWQ
Division of Water Quality
EC
Electrical Conductivity
ELAP
Environmental Laboratory Accreditation Program
EPA
Environmental Protection Agency
ESA
Environmentally Sensitive Area
ESC
Erosion and Sediment Control
HSPF
Hydrologic Simulation Program Fortran
JTU
Jackson Turbidity Units
LID
Low Impact Development
LOEC
Lowest Observed Effect Concentration
LRP
Legally Responsible Person
LUP
Linear Underground/Overhead Projects
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
1
Agreement No. 6574
APPENDIX 6
MATC
Maximum Allowable Threshold Concentration
MDL
Method Detection Limits
MRR
Monitoring and Reporting Requirements
MS4
Municipal Separate Storm Sewer System
MUSLE
Modified Universal Soil Loss Equation
NAL
Numeric Action Level
NEL
Numeric Effluent Limitation
NICET
National Institute for Certification in Engineering
Technologies
NOAA
National Oceanic and Atmospheric Administration
NOEC
No Observed Effect Concentration
NOI
Notice of Intent
NOT
Notice of Termination
NPDES
National Pollutant Discharge Elimination System
NRCS
Natural Resources Conservation Service
NTR
National Toxics Rule
NTU
Nephelometric Turbidity Units
O&M
Operation and Maintenance
PAC
Polyaluminum chloride
PAM
Polyacrylamide
PASS
Polyaluminum chloride Silica/sulfate
POC
Pollutants of Concern
Pop
Probability of Precipitation
POTW
Publicly Owned Treatment Works
PRDs
Permit Registration Documents
PWS
Planning Watershed
QAMP
Quality Assurance Management Plan
QA/QC
Quality Assurance/Quality Control
REAP
Rain Event Action Plan
Regional Board
Regional Water Quality Control Board
ROWD
Report of Waste Discharge
RUSLE
Revised Universal Soil Loss Equation
RW
Receiving Water
SMARTS
Storm water Multi Application Reporting and Tracking
System
SS
Sctticablc Solids
SSC
Suspended Sediment Concentration
SUSMP
Standard Urban Storm Water Mitigation Plan
SW
Storm Water
SWARM
Storm Water Annual Report Module
SWAMP
Surface Water Ambient Monitoring Program
SWMM
Storm Water Management Model
SWMP
Storm Water Management Program
SWPPP
Storm Water Pollution Prevention Plan
TC
Treatment Control
TDS
Total Dissolved Solids
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
2
Agreement No. 6574
APPENDIX 6
TMDL
Total Maximum Daily Load
TSS
Total Suspended Solids
USACOE
U.S. Army Corps of Engineers
USC
United States Code
USEPA
United States Environmental Protection Agency
USGS
United States Geological Survey
WDID
Waste Discharge Identification Number
WDR
Waste Discharge Requirements
WLA
Waste Load Allocation
WET
Whole Effluent Toxicity
WRCC
Western Regional Climate Center
WQBEL
Water Quality Based Effluent Limitation
WQO
Water Quality Objective
WQS
Water Quality Standard
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
3
Agreement No. 6574
APPENDIX 7
APPENDIX 7:
State and Regional Water Resources Control Board Contacts
NORTH COAST REGION (1)
5550 Skylane Blvd, Ste, A
Santa Rose, CA 95403
(707) 576-2220 FAX: (707)523-0135
SAN FRANCISCO BAY REGION (2)
1515 Clay Street, Ste. 1400
Oakland, CA 94612
(510) 622-2300 FAX: (510) 622-2640
CENTRAL COAST REGION (3)
895 Aerovista Place, Ste 101
San Luis Obispo, CA 93401
(805) 549-3147 FAX: (805) 543-0397
LOS ANGELES REGION (4)
320 W. 4" Street, Ste. 200
Los Angeles, CA 90013
(213) 576-6600 FAX: (213) 576-6640
CENTRAL VALLEY REGION (5S)
11020 Sun Center Dr., #200
Rancho Cordova, CA 95670-6114
(916) 464-3291 FAX: (916) 464-4645
FRESNO BRANCH OFFICE (5F)
1685 E St..
� Fresno, CA 93706
(559) 445-5116 FAX: (559) 445-5910
REDDING BRANCH OFFICE (5R)
364 Knollcrest Drive, Ste. 205
Redding, CA 96002
(530)224-4845 FAX: (530) 224-4857
L
2009-0009-DWQ as amended by 2010-0014-DWQ & 2012-0006-DWQ
1
LAHONTAN REGION (6 SLT)
2501 Lake Tahoe Blvd.
South Lake Tahoe, CA 96150
(530) 542-5400 FAX: (530) 544-2271
VICTORVILLE OFFICE (6V)
14440 Civic Drive, Ste. 200
Victorville, CA 92392-2383
(760) 241-6583 FAX: (760) 241-7308
COLORADO RIVER BASIN REGION (7)
73-720 Fred Waring Dr,,, Ste. 100
Palm Desert, CA 92260
(760) 346-7491 FAX: (760) 341-6820
SANTA ANA REGION (8)
3737 Main Street, Ste. 500
Riverside, CA 92501-3339
Phone (951) 782-4130 FAX: (951) 781-6288
SAN DIEGO REGION (9)
9174 Sky Park Court, Ste. 100
San Diego, CA 92123-4340
(858) 467-2952 FAX: (858) 571-6972
STATE WATER BOARD
PO Box 1977
Sacramento, CA 95812-1977
stormwater@waterboards.ca.gov
Agreement No. 6574
APPENDIX
EL SEGUNDO BOULEVARD IMPROVEMENTS PROJECT
PROJECT NO.: PW 23-02
EL SEGUNDO BOULEVARD IMPROVEMENT PLANS
Agreement No. 6574
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Agreement No. 6574
EL SEGUNDO BOULEVARD IMPROVEMENTS PROJECT
PROJECT NO.: PW 23-02
ALTERNATIVE BID CURB RAMP LOCATION MAP
Agreement No. 6574
EL SEGUNDO BOULEVARD
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CURB RAMP REPLACEMENT CURB RAMP REPLACEMENT
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CURB RAMP REPLACEMENT
(CASE B)
UTAH AVENUE
CURB RAMP REPLACEMENT
(CASE B)
CURB RAMP REPLACEMENT
(CASE B)
ALASKA AVENUE
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CURB RAMP REPLACEMENT
(CASE B)
100 E. Thousand Oaks Blvd
Suite 105
ENGINEERS INC Thousand Oaks, CA 91360
ENGINEERING I SURVEYING Phone: 805-648-4840
CONSTRUCTION MANAGEMENT www.mnsongineers.com
CITY OF EL SEGUNDO
EL SEGUNDO BOULEVARD
IMPROVEMENTS PROJECT
ALTERNATIVE BID CURB RAMPS
1500' 0' 1500'
SCALE: 1" = 1500,